THINK EQUITY
THINK MOTILAL OSWAL
Advice on Combination of Equities
Explore our diverse range of ACE products.
ACE
Small Cap
ACE ACE
FundTech Large Cap
What is ACE? ACE ACE
Cash SmarT
A diverse range of pre-packaged equity products ideal for both traders and investors who want to
par cipate in the markets but do not have enough me to manage their por olios.
Why invest in ACE?
î Robo managed investment process
î Flexible investment modes of Lump Sum and SIP
î Customized por olio for every investor/trader
Product Comparison
î Real me por olio re-balancing
î Power of discre on on every recommenda on
î No lock-in period ACE Cash ACE FundTech ACE Small Cap ACE Large Cap ACE SmarT
î 24 x 7 tracking of por olio.
Moderate to Moderate Moderate
Risk Appe te Moderate High
High to Low to High
What makes ACE different from other investment products?
Investors & Posi onal
Suitable for Investors Investors Investors
Criteria ACE MF PMS Posi onal Traders Traders
Ar ficial Intelligence to manage
Por olio management Manually managed Manually managed Ideal Horizon 3-5 years 3-5 years 3-5 years 3-5 years 1 year
products
Fund Manager Fund Manager
Approach Process driven approach
discre on discre on
Partly Non- discre onary - Execu on without Execu on without
Execu on
Execu on only a er client confirma on client confirma on client confirma on
ACE FundTech Rebalancing Criteria
î Con nuous re-evalua on of por olio incase of adverse change only in the stock selec on criteria
î Corporate governance issue in the company
î Underperformance against benchmark BSE 500 of over 20%
What is ACE FundTech?
An intelligent por olio with a combina on of fundamental and technical parameters which is suitable Who should invest in ACE FundTech?
for investors who want to invest in companies with best financial trend subject to thresholds of Quality
and Valua on. Investors and posi onal traders with inves ble surplus of ` 1 lakh or more with moderate risk
appe te and investment horizon of minimum 3-5 years.
Why invest in ACE FundTech?
ACE FundTech back tested period (October 2012 to October 2018)
ACE FundTech Portfolio
Portfolio is kept well diversified between Large, Mid and Small Cap stocks
Investment Year 1 Year 2 Years 3 Years 4 Years 5 Years 6 Years
Oct-12 25.9% 49.8% 50.5% 49.9% 46.7% 32.9%
Oct-13 78.2% 64.6% 58.9% 52.5% 34.3%
Shortlisting based on multiple technical and fundamental criteria such as
financial results and price movement Oct-14 52.0% 50.1% 44.7% 25.2%
Oct-15 48.2% 41.2% 17.3%
Oct-16 34.6% 4.4%
Oct-17 -19.0%
Continuous tracking to replace non-performing stocks
BSE 500 Performance
Investment Year 1 Year 2 Years 3 Years 4 Years 5 Years 6 Years
Oct-12 7.6% 22.0% 14.4% 13.7% 15.3% 11.5%
Stock Selection Criteria
Oct-13 38.4% 18.1% 15.8% 17.3% 12.3%
î Por olio comprising of 10 to 20 stocks depending on investment amount Oct-14 0.7% 5.9% 11.0% 6.5%
î Screening of stocks based on quality & valua on forecasts with an upward financial trend Oct-15 11.3% 16.5% 8.5%
î Maximum exposure of 40% in any sector & 10% in a single stock Oct-16 21.9% 7.2%
î Exclusion of stocks in bearish zone as per technical parameters like RSI, Bollinger band, etc. Oct-17 -5.8%
Performance in the above image is just an illustra on on the basis of back tested performance. Back tested performance is not a
guarantee to future LIVE performance. Please read the terms & condi ons before subscribing to the product
ACE Cash Rebalancing Criteria
î Corporate governance issues in the company
î Expected target price achieved
î Company performance failing to meet fair price expecta ons
What is ACE Cash?
Who should invest in ACE Cash?
A robo-powered delivery based equity por olio suitable for investors having moderate to high risk
appe te, with an objec ve to deliver returns in an investment horizon of 3-5 years. Investors having moderate to high risk appe te, with investment horizon of 3-5 years, and inves ble
corpus of ` 1 lakh or more.
Why invest in ACE Cash?
ACE Cash back tested period (October 2013 to October 2018)
Diligent stock picking ensures there is no emo onal bias ACE Cash Portfolio
Investment Year 1 Year 2 Years 3 Years 4 Years 5 Years
Oct-13 -3.9% 51.4% 28.5% 34.9% 35.0%
Oct-15 -0.3% 27.8% 30.1% 22.6%
Diversified investment across stocks and sectors
Oct-16 30.0% 34.4% 22.9%
Oct-17 61.1% 28.4%
Oct-18* -7.6%
Investment in fundamentally strong companies
Nifty Performance
Investment Year 1 Year 2 Years 3 Years 4 Years 5 Years
Stock Selection Criteria Oct-13 10.2% 22.9% 8.6% 11.3% 12.1%
Oct-15 -14.8% 1.2% 5.5% 4.2%
î Stocks with market cap exceeding ` 1,000 Cr.
Oct-16 20.2% 17.6% 12.5%
î Defined rules to determine a fair price for every stock
Oct-17 15.0% 7.9%
î Only stocks having min. 30% price gap between current price and fair price are considered
Oct-18* -1.5%
î Top 5 stocks based on above criteria are shortlisted for investment in every tranche
*Performance updated ll March 2019
î Amount is invested in 4 tranches to avoid por olio concentra on
Please note: Since 2014 had been an excep onal year for ACE Cash por olio which delivered higher than expected returns,
it is not included in the back tested data.
Performance in the above image is just an illustra on on the basis of back tested performance. Back tested performance is not a
guarantee to future LIVE performance. Please read the terms & condi ons before subscribing to the product
ACE Small Cap
Rebalancing Criteria
î Quarterly rebalancing in-line with stock selec on criteria
î Corporate governance issues in the company
What is ACE Small Cap?
A systema c delivery based equity por olio that consists of small cap stocks which have poten al for
Who should invest In ACE Small Cap?
high earnings growth.
Investors with a high risk appe te and an investment horizon of minimum 3-5 years.
Why invest in ACE Small Cap?
Ace Small Cap back tested period (2014 to 2019)
ACE Small Cap Portfolio
Highly liquid portfolio with optimistic earnings upgrade
Investment Year 1 Year 2 Years 3 Years 4 Years 5 Years
2014 87.89% 44.17% 33.86% 30.36% 24.29%
2015 15.72% 16.31% 17.83% 14.09%
Stocks selected by evaluating aspects like profitability, volatility & valuation 2016 16.91% 18.90% 13.55%
2017 20.94% 11.90%
2018 3.54%
Only dividend paying stocks are selected in the portfolio
Nifty Small Cap 100
Investment Year 1 Year 2 Years 3 Years 4 Years 5 Years
2014 77.84% 34.88% 22.28% 30.59% 15.09%
Stock Selection Criteria
2015 7.21% 4.70% 19.90% 5.16%
î Only stocks from Top 700 companies by market capitaliza on with recent earnings upgrade are selected 2016 2.25% 26.78% 4.48%
î Highly pledged promoter holding stocks are filtered out 2017 57.30% 5.62%
î 360 degree selec on criteria to check profitability through return on equity, valua on through PE, 2018 -29.08%
dividend yield and leverage by analysing debt to equity ra o
î Use of intelligent filters to select liquid stocks Performance in the above image is just an illustra on on the basis of back tested performance. Back tested performance is not a
guarantee to future LIVE performance. Please read the terms & condi ons before subscribing to the product
ACE Large Cap
Rebalancing Criteria
î Quarterly rebalancing in-line with stock selec on criteria.
î Corporate governance issues in the company
What is ACE Large Cap?
A long-term equity por olio that consists of large cap stocks with an objec ve to generate steady
returns over a period of me (minimum 3 years). Who should invest In ACE Large Cap?
Investors with a moderate-to-low risk appe te and an investment horizon of minimum 3-5 years.
Why invest in ACE Large Cap?
Ace Large Cap back tested period (2014 to 2019)
Stocks selected with unique filters to reduce risk
Ace Large Cap Portfolio
Investment Year 1 Year 2 Years 3 Years 4 Years 5 Years
2014 46.09% 31.09% 18.74% 20.70% 18.24%
Liquid and stable stocks aligned with a consistent investment strategy 2015 17.62% 7.06% 13.26% 12.16%
2016 -2.53% 11.15% 10.39%
2017 26.79% 17.50%
Alloca on of your money among different stocks is done using a 2018 8.89%
`
quan ta ve model to provide maximum diversifica on.
Nifty 50
Investment Year 1 Year 2 Years 3 Years 4 Years 5 Years
Stock Selection Criteria
2014 31.39% 12.27% 9.09% 13.68% 11.49%
î Only liquid stocks from Top 150 companies by market capitaliza on listed on NSE are selected. 2015 -4.06% -0.59% 8.33% 7.01%
î Use of liquidity and vola lity filters to select stocks 2016 3.00% 15.10% 10.97%
î Exclusion of stocks with low liquidity and pledged promoter holdings 2017 28.65% 15.20%
2018 3.15%
Performance in the above image is just an illustra on on the basis of back tested performance. Back tested performance is not a
guarantee to future LIVE performance. Please read the terms & condi ons before subscribing to the product
ACE SmarT
Stock Exit Criteria
î Stop Loss: 2% to 3% stop loss with feature of trailing stop loss
î Target Achieved: Stock gains between 4% to 6% and minimum 3%
What is ACE SmarT? î Time Lapse: Holding period of 2 weeks or 10 trading days, whichever is earlier
An equity por olio with the objec ve to generate returns from trading opportuni es in fundamentally
strong stocks through the support of technical trends.
Who should invest in ACE SmarT
Posi onal traders with investible surplus of ` 3 lakhs with moderate to high risk appe te & investment
Why invest in ACE SmarT? horizon of 1 year.
Opportunity to generate returns from momentum based ideas Terms of the Product
Minimum Investment ` 3 lakhs
Disciplined trading approach with specified me horizon, stop loss &
Addi onal Investment Mul ple of ` 30,000
target price
Withdrawals Full / Par al – Mul ples of ` 30,000
Maximum 3 ideas open at any given point of me
Stock Selection Criteria
î Short term momentum based trades in good quality stocks
î Use of technical indicators to iden fy momentum based ideas
Terms of the product How to Invest
(Cash | FundTech | Small Cap | Large Cap)
Through Lumpsum
To help you make your ACE investment journey smoother, you can either opt for Lump Sum investment
mode or SIP investment mode.
1 2 3
• Op on to start one me investment with minimum amount of ` 1,00,000
• Op on to select Profit Sharing model or Subscrip on Fee model Login to MO Investor Fill in the risk profiling Enter your desired
Lump Sum mode App/Web & select your amount and click on
• Par al or Full withdrawal op on available ques onnaire and
desired product under accept the terms and Generate Portfolio to
• Top-up investment in mul ples of ` 50,000 ACE selection. start your investment
condi ons.
• Op on to invest systema cally on monthly basis with min. amt of ` 10,000
• Under SIP mode you can only opt for Profit sharing model
SIP mode
• Only full withdrawal op on available
• In case of Top-ups, investment will be done under Lump Sum mode Through SIP
Subscription Fee Model (available for Lump Sum mode only)
1 2 3
Under Subscrip on Fee model, poten al investors will be charged 2% of their investment amount. Select Start SIP. Enter
Login to MO Investor Fill in the risk profiling
Below are a few scenarios of this model: your desired monthly
App / Web & select ques onnaire and investment amt, date &
your desired product accept the terms and click Proceed to start
Minimum Investment Subscrip on Top-up Top-up Subscrip on fees under ACE section. condi ons.
Scenarios your investment.
investment date fees investment date post top-up
1 2,00,000 1 Jan, 2018 4,000 - - -
st
2 2,00,000 1 Jan, 2018 4,000 2,00,000 1 Jul, 2018 2,000* Por olio will be generated and you will receive a no fica on for confirma on. Post confirma on the
3 2,00,000 1 Jan, 2018 4,000 6,00,000 st
1 Jul, 2018 6,000* investment is done.
*Subscrip on fees of ` 2,000 and ` 6,000 is charged on 6 months pro-rata basis. In case of top-up in the 1 year, subscrip on fees
will be charged on pro-rata basis. 0.5% standard brokerage will be charged.
Options to confirm orders section
Profit Sharing Model (available for both Lump Sum and SIP mode)
No fica on on MO Investor App*
Under Profit Sharing model, poten al investors will be charged 20% of their profit only if their por olios earn
over a hurdle rate of 10%. Profit sharing will be on quarterly basis. Below are a few scenarios of this model: Login to MO Investor Web
Investment End Profit/ Profit/ Hurdle Hurdle Eligible Amt Profit Actual Email on registered email address
Value Value Loss Loss % Rate Amount for Sharing Sharing % Profit Sharing
SMS on registered mobile number
2,00,000 1,90,000 -10,000 -5.00% 10% 20,000 NIL 0% NA
2,00,000 2,10,000 10,000 5.00% 10% 20,000 NIL 0% NA Auto Call on your registered mobile number*
2,00,000 2,50,000 50,000 25.00% 10% 20,000 30,000 20% 6,000 Confirma on from Dealer/Advisor through OTP
Example: In case of 25% por olio returns, 20% profit sharing will be charged only on 15% returns amount. *Not available for ACE SmarT
Profit sharing will be done on quarterly basis. 1% standard brokerage will be charged.
Experience ACE now!
MO Investor App
Available on
MO Investor Web
Visit www.mo laloswal.com > Login to MO Investor > Select ACE from the menu
For more information, email us - advisoryproducts@motilaloswal.com
Mo lal Oswal Financial Services Limited (MOFSL)* Member of NSE, BSE, MCX, NCDEX CIN No.: L67190MH2005PLC153397
Registered Office Address: Mo lal Oswal Tower, Rahimtullah Sayani Road, Opposite Parel ST Depot, Prabhadevi, Mumbai-400025; Tel No.: 022-71934263; Website
www.mo laloswal.com. Correspondence Office Address: Palm Spring Centre, 2nd Floor, Palm Court Complex, New Link Road, Malad (West), Mumbai- 400 064. Tel
No: 022 7188 1000. Registra on Nos.: Mo lal Oswal Financial Services Limited (MOFSL)*: INZ000158836. (BSE/NSE/MCX/NCDEX); CDSL and NSDL: IN-DP-16-
2015; Research Analyst: INH000000412. AMFI: ARN - 146822; Investment Adviser: INA000007100; Insurance Corporate Agent: CA0579. Mo lal Oswal Asset
Management Company Ltd. (MOAMC): PMS (Registra on No.: INP000000670); PMS and Mutual Funds are offered through MOAMC which is group company of
MOFSL. Mo lal Oswal Wealth Management Ltd. (MOWML): PMS (Registra on No.: INP000004409) is offered through MOWML, which is a group company of
MOFSL. • Mo lal Oswal Financial Services Limited is a distributor of Mutual Funds, PMS, Fixed Deposit, Bond, NCDs, Insurance Products and IPOs. • Real Estate is
offered through Mo lal Oswal Real Estate Investment Advisors II Pvt. Ltd. which is a group company of MOFSL. • Private Equity is offered through Mo lal Oswal
Private Equity Investment Advisors Pvt. Ltd which is a group company of MOFSL. • Research & Advisory services is backed by proper research. Please read the Risk
Disclosure Document prescribed by the Stock Exchanges carefully before inves ng. There is no assurance or guarantee of the returns. PMS is not offered in
Commodity Deriva ves segment. Details of Compliance Officer: Name: Neeraj Agarwal, Email ID: na@mo laloswal.com, Contact No.:022-71881085. *MOSL has
been amalgamated with Mo lal Oswal Financial Services Limited (MOFSL) w.e.f August 21, 2018 pursuant to order dated July 30, 2018 issued by Hon'ble Na onal
Company Law Tribunal, Mumbai Bench. Customer having any query/feedback/ clarifica on may write to query@mo laloswal.com. In case of grievances for
Securi es Broking write to grievances@mo laloswal.com, for DP to dpgrievances@mo laloswal.com
Investment in securi es market are subject to market risks, read all the related documents carefully before inves ng.
The informa on in the brochure for exis ng Clients and Business partners. Strictly for internal circula on.
