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Pump Failure Analysis
SYNOPSIS
In this article, thorough analysis of Root Cause of Failure is followed by a detailed field case
study of a seal failure of a pump at a refinery. Human factor, logistics and team assignment is
analysed, along with tracking technical aspects of a problem. Actual data for a pump operation
around the failure period is related to mean time between failures (MTBH). A follow-up
monitoring plan, after problem evaluation and correction, is established. This article is an
interesting and informative case study for practicing plant engineers and maintenance and
operating personnel, to compare notes and learn.
Introduction
lailure analysis is an analytical technique used
F professionals of all fields and in all functions
to protect against potential problems in process
and products.
The identifiable and measurable physical condition
of an item, which may be equipments/person or
system, and which indicates that the functional failure
is about to occur or is in the process of occurring, is,
known as potential failures. The term potential implies,
strong probability of occurrence. For example:
a
‘Temperature of running equipment parts (bearing
housing, casing of lube oil, etc).
a
a
a
Visible leaks and wear.
Vibration level indicating frequent bearing failure
gear failure.
What is a Failure Mode?
Failure Mode is the likely cause for the condition
of each failure state. In other words, it is the manner
in which an item could potentially fail to meet the
functional requirement, or design intent, or both,
acceptable to the end user. Some typical failure modes:
© Bent
© Broken
© Contaminated
© Incorrect adjustment
This article is republished with permission from Pump,
Magazine, USA (www.pump-magazine.com).
MAINTENANCE
Wear particles in gear box oil showing imminent |
Sourav Kumar Chatterjee
ia
© Internal leak
© Jamming
| -
What Is A Failure Effect?
Failure effect indicates the result of failure and
| makes us realize the following;
| 2 Amevidence that the failure has occurred.
@ Safety, environmental and social consequences.
2 The way in which the production or operation or
tem is getting affected
AUTHOR
Sourav Kumar Chatterjee is Manager-
Rotary Equipment, Hindustan
Petroleum Corporation Ltd, Mumbai. He
is a chartered Mechanical Engineer
having over 20 years experience and an
expert in operation and maintenance of
rotary equipment, failure analysis,
reliability studies, et
‘Chemical Industry Digest. Nov-Dec 2002MAINTENANCE
3. The physical damage caused by the failure.
2 Action to be taken to repair/revive/cure the
system and arrest further deterioration.
Some typical failure effects for leakage of
hydrocarbon are:
Low pressure
Low flow
No production
Erratic operation
No control
High vibration
Poor performance
Rough finish
Unstable
Data collection
The success of a failure analysis greatly depends
on data collection. Out of so much data, the technique
of picking up relevant data accurately is a highly
skilled job. For an equipment failure, the following
steps may be followed:
Identify the equipment & component
1
2. Find out potential failure mode or failure effect
3
Find out designed parameters (constructional &
operational)
-
Note observations on operating parameters
(during failure) & constructional parameter (on
dismantling).
Analysis
.
.
.
.
.
.
.
.
.
© Operating parameter fluctuation
© Intermittent operation
.
Deterioration of product quality
Objectives of Failure Analy:
2 To find out root cause of failure and
take remedial action
Probable]
auses
a Recognize and evaluate the
potential failure modes.
3 Higher organizational, environ-
mental, social and human security
Design/Normal operati
Parameters
\
ig & constructional
Logic Filter
Comparison for deviation and
logical zeroing on root cause area
substantiated by observation data at
field, on process condition, failed
=
Root Cause
components, type of deviation etc
ft
and safety: Operating | | Field ] [ Operating | [ Operating
2 Identify actions, which could parameter | | observations] | parameter | | parameter |
eliminate or reduce the chance of at time of | | Data | at time of | | at time of
potential failure from occurring. failure {failure _| [failure
2 Cost control
Higher productivity
Documentation of the process for future reference
and monitoring
Core View of Failure Event
A formalized approach is of utmost necessity to
carry out effective and successful failure analysis.
Such concept generally comprises of five main
activities:
2 Data collection
2. Formulation of probable cause areas
a Analysis
bo
Remedial measure
3 Documentation
Formulation of Probable causes
@ Probable Cause ascertainment:
© Type of equipment and accessories
‘© Constructional features
Service condition
Type of component failed
Nature of failure
Potential failure modes observed before failure
eevee
Last maintenance details and MTBF
Remedial Measure
Remedial measure is adopted based on area of root
cause and feasibility study for implementation.
# Des
n problem
~ Installation problem
D - ‘Chemical Industry Digest. Nov-Dec 2002MAINTENANCE
% Assembly problem
% Maloperation
% Raw material/spare part problem
Documentation
Documentation of entire failure analysis event
must be done in designated item field and in
prescribed format highlighting details of event and
total observations, analysis considerations,
justification for selecting appropriate measures,
implementation details, effect and observations after
implementation, updatetion of P&ID/Datasheet/
drawing indicating cause, date and agency involved.
Case Study: ECS Seal Failure of LPG
Pump
Data Collection
1A - Equipment
EQPT Type - Centrifugal pump back pull out design
Tag No. - 14P19
Location — - Cr. LPG
Service - C34C4 (Propane+Butane+ propylene)
1 B-Mechanical parameter
~ NU3I0/7310°2
- ECS seal Double tandem
Flushing Plan 02,62 water quenching
Bearing type
Seal type
Sealbox venting to closed flare
- PlanG
Lubrication type - Oil splash lubrication
Lube oil grade - Turbinol-68
Suction and dish.nozzle size-6"*300 & 4*300
MOC of Major parts - SS-410, $S-316, CS
Cooling Plan
1C- Operation parameter
Service fluid - Cracked LPG
Temp. - 45C
Flow - 115 m?/hr
Sp-gr - 0.49
Diffhead — - 75m
NPSHr = 1.0m
- 210 PSI
- 263.5 PSI
- 1450
- 28 m'/hr
| Vapour pressure at p.t 200 PSI
1D- monitoring facility
Online ~ Primary seal failure detection
facility
Alarm/trip connected - Seal failure alarm
Failure detection probability - Fair
2Incident
Failure mode and effect -Both primary & secondary
(ECS) seal leak.
Time of failure - Ist May 2002 at 3 AM
Detected by - Operation personnel
Immediate action taken - Pump stopped and isolated
immediately
Safety hazard -Yes
Environmental Hazard - Continuous leakage of LPG
through seal
Failure Reporting time - Ist May 2002 at 10 AM
3-Input process condition
Suction condition trend OK.
Temperature trend - constant
Suction flow trend—N/A
Suction source level/pressure - Suction drum
pressure & level trend constant
4-Output process condition
Discharge flow trend - Though the reflux flow trend
found constant,
Heavy fluctuations observed in LPG run down flow
and back pressure.
Discharge Temperature trend N/A
Discharge pressure trend N/A
5-Observations at site
Cooling/flush Line and jacket condition - Cooling
water lines found through and clear. Scaling found
inside stuffing box jacket.
L.O Condition - Good No contamination observed.
Coupling condition - Good and intact
Foundation condition—OK
Alignment readings on decouple - Within Limit
Suction and dish piping alignment - no piping stress
Piping Foundation condition - In order
ECS Seal system - Flare vent line found plugged
6-Observation - dismantle
Bearing condition - Bearings found good and intact
no radial and axial play observed.
Bearing housing condition - OK
Seal parts condition - heavy pitting on seal ring
mating face; seal ring packing ( “O” ring) totally
burnt; heat marks on Insert mounting burnt and
‘Chemical Industry Digest. Now-Dee 2002 61MAINTENANCE
damaged, rotary unit springs found broken in pieces; | was replaced with ECS seal.
dust of carbon found around seal parts observations | Last overhauling details with activities—
‘on secondary seal: Wave springs broken, bellow found | Bearings were changed, ECS seal was installed.
punctured; rotary face and packing good and intact; | Parts used from OEM /local - OEM.
heat marks on shaft at sleeve sitting portion. Vibration trend since last O/H
Shaft condition /runout - OK run out 0.001"
Impeller /lock nut condition - lock nut intact impeller | Probable Cause Area
found cracked at back shroud
Sleeve/bush condition & clearences - wear marks on
sleeve at steam purge bush position Bend shaft
Wearing conditions & clearences - Rubbing marks on | Bearing failure
both wear rings. Clearances found 0.045" and 0.05" | Mis- alignment
against design 0.026" & 0.030" front and back, | Loose rotor assembly
respectively. (Suction and discharge) Sealing system problem
Condition of other related parts - coupling teethes
well. Throat bush clearance also found increased by | Based on
0.015" ‘Type of equipment and accessories
MTBF 12 months Constructional features
Last PM & obervations - 11th April, 2001 BCW lines | Service condition
were clear, coupling condition was good, bearing | Type of component failed
good, foundation bolts OK, alignment was off | \jature of failure
Realignment was carried out, coupling run out OK — | pstontial failure modes observed before failure
Last failure details and cause - Pump was removed p :
for seal leak on 14/03/2001. Subsequently, single seal -@8t maintenance details and MTBF
Starvation
‘|Detailed
DE BEARING | analysis and
Discussion
| x Heat mark on
| me _| seal parts, sleeve
H | and fatigue failure
|of wave spring
—a— | bellow of second
seal and spring of
primary seal
eventually reveal
that the parts were
exposed to high
temperature and
—— high stress, causing
catastrophic failure
| Fig 1). Moreover,
the alarm was not
Vibration level
A | activated on failure,
= | which is a major
H flaw in ECS seal
“yo | system and calls for
se jimmediate
rectification. It may
be noted that this
s g ¢ £ £ seal was installed in
¥ March 2001 and the
vapour recovery
‘Time period line has been
a ‘Chemical Industry Digest. Nov-Dec 2002MAINTENANCE
Normal operating
Parameters
‘Suction /Discharg
Starvation
a
Bend Shaft
Primary parameters
Flowlevel trend O.K.
Funout should be within
(002 inch
e
Ruled out
No deviation
Ruled out
=a
Vib
4mmisee
LO found clean
Funout checked
Within .001 inch
VIB.1OMM/SEC
LO condition
No abnormal
trend within
Repo!
Bearing condition
“clean
I Noise
Ruled out
Found good ,no play
No abnormal noise
ted during operation
Mis:
alignment
Loose
sembly
[Sealing
system
problem
lushing
lan 11,62
Etectve
—
isting plan
02,62
Tolerance (Diiver-driven) 002 inch
Tolerance (piping) Shaft
Deflection 0d2inch
No Devito) | Ruled out
Alignment (river-driven)
[mgeler Location of
Foose SS eo
[Roan
Ruled out
aio
Lock nut
Found tigh
Seal chamber
Efe
Seal vent
Found plugged
no axial shift
Noticed
‘Alarm system
root
calls for details }
Alarm annunciation
not hooked up to |
“Control room
Fig 1 - Analysis
‘Chemical Industry Digest. Nov-Dec 2002
connected to the flare system
only in April 2002. During the
operation of seal this was kept
plugged, as LPG is a prohibited
item to release to the atmosphere
It is evident from observations of
failed parts that the primary seal
failed first and could not be
noticed, as the alarm system did
not work. The seal kept on
running and only on failure it
got exposed, leading to
hazardous situation.
Failure of Primary seal
The flushing pian 02.62 (Water
quench) for this service always
has probability towards getting
inadequate seal flush. This is
because of the pump design,
which has back wearing and
throat bush restriction to stuffing
box ‘along with impeller
balancing holes. Due to this
design, the stuffing box pressure
is always equal to the suction
pressure, which is very close to
vapour pressure at process
temperature. Hence, rise in
temperature at seal box can
create vapourization at seal box
and faces, leading to loss of seal
face lubrication. More dead end
vapour recovery system also did
not allow the vapours at primary
seal face and got accumulated at
ECS seal box, pressurizing the
ECS seal box and increasing
loading on the ECS seal
After some time the heat
generated due to seal friction
would add more and more heat
to the entrapped vapour, causing
the rise of pressure due
constant volume. This enhanced
pressure will act the
secondary seal box at O.D and on
the inner diameter of the primary
seal insert, squeezing off any
possible lubrication film, which is
already constrained due to type
of flushing plan. Thus
compression units were subjected
to abnormalenhanced pressure, along with high heat due to
lubrication and less rubbing of the seal faces. In this,
case, the primary seal leak took place due to inductee
seal flush (evident from heat mark and carbon dust)
followed by the above explained reverse pressure as
causing damage of “O” rings and compression unit
springs. Pitting on the seal face appears to be due to
blistering as a result of heat concentration. The hair
line crack on the impeller surface across the radius
was also due to corrosion fatigue because of un-
equilibrium Cyclic stress due to flow variation within,
a corrosive environment as the H,S content in LPG is
15,000 PPM. .
Failure of ECS seal
This failure was the result of high load on wave
spring due to vapour concentration at seal box and
rapid wear due to high face loading and lack of
lubrication. Actually, this seal face has less contact area
so that heat generation be less and designed for
operating under minimum box pressure. Once the first
The wearing clearances increased due to temporary
rotor bow at impeller end while operating under
fluctuating load condition away from BEP. Scale
formation in stuffing box jacket further caused poor
cooling effect and heat dissipation
Calculation of heat generation at seal faces
Pressure-velocity factor
PV=(diff.pracross seal face (b-k)+Psp} Vm
Heat Generation at seal
Q = C1 (PVFAo) B.T.H/Watt
b = sealbalancing ratio 0.7
K = Prgradient factor, 0.3 for light liquid
Psp. = spring pressure = 0.45 bar
Vm = velocity at mean diameter 3.14x65x3000/1000
x 60 = 10.5 m/sec
f = coefficient of friction,0.07 for C/TC
Combination
| Ao = Seal face area of seal ring = .001 sq.m
C1 = 1 for St unit
PV = {(12-0.45) x (0.7-0.3) + 0.45} x 10.5 = 53.025 bar
Q = 1x53.025 x0.07 x0.001 =0.037 watt /sec=0,097,
4.18=0.009 cal /sec*
| Or Q = 0.009 x60 x60=31 cal /hr
*Cal = watt/J— J=4.18 Jules/sec
seal is failed, it provides service for a short period. |
This undissipated heat will cause rise in
temperature of LPG vapor at constant volume, and
the rise per hour could be calculated by using gas law
PIV1/T1 =P2V2/T2
Root cause of failure
The improper flushing plan and lack of vapour
escape facility is the root cause of failure of primary
seal. The non-function of the alarm system and
absence of vapour recovery connection are the root
causes for ECS seal failure. The lack of cooling due
to jacket scale is also cause to accelerate the failure.
Remedial Measure
1. Seal flush system modification to API plan 11 that
will maintain higher stuffing box pressure and
enough flush. |
2.
De-scaling of stuffing box jacket and thor
| inspection during preventive maintenance
| carried out.
The diff.temperature of cooling
monitored for effective heat dissipatior
The vapour recovery line to be conr
to flare header.
Rectification of alarm annur s ¥
failure
Execution agency and time frame
Activity No 1,2,4 by maintenance.
operation/PAD
Item 1 in consultation with seal manufacturer ¢
next available opportunity
tem
Rest of the items to be implemented immediat
by Instrument section.
Documentation |
Six months observation: |
Updatating of history to be done after satisfactory
operation for period of one year.
&
| / When responding to advertisements
remember to mention
U
Chemical Industry Digest
al industry Digest. Nov-Dec 2002