Uruk: Birthplace of Early Cities
Uruk: Birthplace of Early Cities
2
Rivers, Cities,
and First States,
3500–2000 BCE
O
ne of the first urban centers in the world was the ancient city
of Uruk. Located in southern Mesopotamia on a branch of the
Euphrates River, it was home to more than 10,000 people by
KEY TERMS the late fourth millennium BCE and boasted many large public struc-
tures and temples. One temple had stood there since before 3000 BCE;
with plastered mud-brick walls that formed stepped indentations, it
bronze p. 47 perched high above the plain. In another area, administrative build-
city p. 51 ings and temples adorned with elaborate facades stood in courtyards
city-state p. 52 defined by tall columns. Colored stone cones arranged in elaborate
river basin p. 46 geometric patterns covered parts of these buildings. An epic poem de-
voted to its later king, Gilgamesh, described Uruk as the “shining city.”
scribes p. 54
Over the years Uruk became an immense commercial and admin-
social hierarchies p. 52 istrative center. A huge wall with seven massive gates surrounded the
territorial state p. 56 metropolis, and down the middle ran a canal carrying water from the
urban-rural divide p. 47 Euphrates. On one side of the city were gardens, kilns, and textile work-
shops. On the other was the temple quarter where priests lived, scribes
kept records, and lu-gal (“the big man”) conferred with the elders. As
Uruk grew, many small industries—including potters, metalsmiths,
stone bowl makers, and brickmakers—became centralized in response
to the increasing sophistication of construction and manufacturing.
46 ! !CHAPTER 2 ĕ Rivers, Cities, and First States, 3500–2000 BCE
Uruk was the first city of its kind in world history. Earlier humans had settled in
small communities scattered over the landscape. As some communities gradually be-
came focal points for trade, a few of these hubs grew into cities with large populations
and institutions of economic, religious, and political power. Most inhabitants no lon-
ger produced their own food, working instead in specialized professions.
Between 3500 and 2000 BCE, a handful of remarkable societies clustered in a few river
basins on the Afro-Eurasian landmass. These regions—in Mesopotamia (between the
Tigris and Euphrates rivers), in northwest India (on the Indus River), in Egypt (along
the Nile), and in China (near the Yangzi and Yellow rivers)—became the heartlands for
densely populated settlements with complex cultures. Here the world saw the birth of the
first large cities and territorial states. One of these settings (Mesopotamia) brought forth
humankind’s first writing system, and all laid the foundations for kingdoms radiating out
of opulent cities. This chapter describes how each society evolved, and it explores their
similarities and differences. It is important to note how exceptional these large cities and
territorial states were, and we will see that many smaller societies prevailed elsewhere.
The Aegean, Anatolia, western Europe, the Americas, and sub-Saharan Africa offer re-
minders that most of the world’s people dwelt in small communities, far removed cultur-
ally from the monumental architecture and accomplishments of the big new states.
Yangzi River in China. (See Map 2.1.) In these regions humans farmed and fed them-
selves by relying on intensive irrigation agriculture. Gathering in cities inhabited by rul-
ers, administrators, priests, and craftworkers, they changed their methods of organizing
communities by worshipping new gods in new ways and by obeying divinely inspired
monarchs and elaborate bureaucracies. New technologies appeared, ranging from the
wheel for pottery production to metal- and stoneworking for the creation of both luxury
objects and utilitarian tools. The technology of writing used the storage of words and
meanings to extend human communication and memory.
With cities and new technologies came greater divisions of labor. Dense urban settle-
ment enabled people to specialize in making goods for the consumption of others: weavers
made textiles, potters made ceramics, and jewelers made precious ornaments. Soon these
goods found additional uses in trade with outlying areas. And as trade expanded over longer
distances, raw materials such as wool, metal, timber, and precious stones arrived in the cit-
ies. (See Map 2.2.) One of the most coveted metals was copper: easily smelted and shaped
(not to mention shiny and alluring), it became the metal of choice for charms, sculptures,
and valued commodities. When combined with arsenic or tin, copper hardens and becomes
bronze, which is useful for tools and weapons. Consequently, this period is often called a
Bronze Age, though the term simplifies the breadth of the breakthroughs.
The emergence of cities as population centers created one of history’s most durable
worldwide distinctions: the urban-rural divide. Where cities appeared alongside rivers,
people adopted lifestyles based on specialized labor and the mass production of goods. In
contrast, most people continued to live in the countryside, where they remained on their
lands, cultivating the land or tending livestock, though they exchanged their grains and
animal products for goods from the urban centers. The two ways of life were interdepen-
dent and both worlds remained linked through family ties, trade, politics, and religion.
Rh
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Pastoral belt – steppe lands
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Agricultural society 3000 BCE
0 1000 2000 Miles
Riverine societies (early cities)
Widespread village culture 0 1000 2000 Kilometers
Settlement and Pastoralism! !49
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Zone of urban civilization Urban centers of
Trading hinterlands Trade routes Bengal
MAP 2.2 | Trade and Exchange in Southwest Asia and the Eastern Mediterranean—Third Millennium bce
Extensive commercial networks linked the urban cores of Southwest Asia.
ƨ Of the traded raw materials shown on the map, which ones were used for building materials, and which ones for luxury items?
ƨ Why were there more extensive trade connections between Mesopotamians and people to their northwest and east than with Egypt to the west?
ƨ According to the map, in what ways did Mesopotamia become the crossroads of Afro-Eurasia?
Both rivers provided water for irrigation and, although hardly navigable, were important
routes for transportation and communication by pack animal and by foot. Mesopotamia’s
natural advantages—its rich agricultural land and water, combined with easy access to
neighboring regions—favored the growth of cities and later territorial states. These cities
and states became the sites of important cultural, political, and social innovations.
Offering table
Central room
Offering table
Central room
Offering
Altar table Altar Altar
0 3m
0 10 ft
Layout of Eridu Over several millennia, temples of increasing size and complexity were built atop each other at Eridu in southern
Iraq. The culmination came with the elaborate structure of level VII.
another across four millennia, resulting in a final temple that rose from a platform like a
mountain, visible for miles in all directions.
As the temple grew skyward, the village expanded outward and became a city. From
their homes in temples located at the center of cities, the cities’ gods broadcast their pow-
ers. In return, urbanites provided luxuries, fine clothes, and enhanced lodgings for the
gods and their priests. In Sumerian cosmology, created by ruling elites, man existed solely
to serve the gods, so the urban landscape reflected this fact: a temple at the core, with
goods and services flowing to the center and with divine protection and justice flowing
outward.
Some thirty-five cities with religious sanctuaries dotted the southern plain of Meso-
potamia. Sumerian ideology glorified a way of life and a territory based on politically
equal city-states, each with a guardian deity and sanctuary supported by its inhabitants.
(A city-state is a political organization based on the authority of a single, large city that
controls outlying territories.) Because early Mesopotamian cities served as meeting places
for peoples and their deities, they gained status as religious and economic centers. Whether
enormous (like Uruk and Nippur) or modest (like Ur and Abu Salabikh), all cities were
spiritual, economic, and cultural homes for Mesopotamian subjects.
Simply making a city was therefore not enough: urban design reflected the city’s role
as a wondrous place to pay homage to the gods and their human intermediary, the king.
Within their walls, early cities contained large houses separated by date-palm plantations
and extensive sheepfolds. As populations grew, the Mesopotamian cities became denser,
houses smaller, and new suburbs spilled out beyond the old walls. The typical layout of
Mesopotamian cities reflected a common pattern: a central canal surrounded by neigh-
borhoods of specialized occupational groups. The temple marked the city center, with the
palace and other official buildings on the periphery. In separate quarters for craft produc-
tion, families passed down their trades across generations. In this sense, the landscape
of the city mirrored the growing social hierarchies (distinctions between the privileged
and the less privileged).
employers’ households. Movement among economic classes was not impossible but, as in
many traditional societies, it was rare.
The family and the household provided the bedrock for Sumerian society, and its patri-
archal organization, dominated by the senior male, reflected the balance between women
and men, children and parents. The family consisted of the husband and wife bound by
a contract: she would provide children, preferably male, while he provided support and
protection. Monogamy was the norm unless there was no son, in which case a second wife
or a slave girl would bear male children to serve as the married couple’s offspring. Adop-
tion was another way to gain a male heir. Sons would inherit the family’s property in equal
shares, while daughters would receive dowries necessary for successful marriage into
other families. Some women joined the temple staff as priestesses and gained economic
autonomy that included ownership of estates and productive enterprises, although their
fathers and brothers remained responsible for their well-being.
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MAP 2.3 | The Spread of Cities in Mesopotamia and the Akkadian State, 2600–2200 bce
Urbanization began in the southern river basin of Mesopotamia and spread northward. Eventually, the region achieved uni-
fication under Akkadian power.
ƨ According to this map, what were the natural boundaries of the Mesopotamian cities?
ƨ How did proximity to the Zagros Mountains affect the new urban centers?
ƨ How did the expansion northward reflect the continued influence of geographic and environmental factors on urbanization?
56 ! !CHAPTER 2 ĕ Rivers, Cities, and First States, 3500–2000 BCE
southern cities by alliance, though relatively short-lived, created a territorial state. (A terri-
torial state is a form of political organization that holds authority over a large population and
landmass; its power extends over multiple cities.) Sargon’s dynasty sponsored monumental
architecture, artworks, and literary works, which in turn inspired generations of builders,
architects, artists, and scribes. And by encouraging contact with distant neighbors, many
of whom adopted aspects of Mesopotamian culture, the Akkadian kings increased the geo-
graphic reach of Mesopotamian influence. Just under a century after Sargon’s death, foreign
tribesmen from the Zagros Mountains conquered the capital city of Akkad around 2190 BCE,
setting the beginning of a pattern that would fuel epic history writing, namely the struggles
between city-state dwellers and those on the margins who lived a simpler way of life. The
impressive state created by Sargon was made possible by Mesopotamia’s early innovations in
irrigation, urban development, and writing. While Mesopotamia led the way in creating city-
states, Egypt went a step further, unifying a 600-mile-long landmass under a single ruler.
CYPRUS
MEDITERRANEAN
Byblyos
SEA
Heliopolis
Giza
LOWER Memphis E G Y P T
Saqqara
El Bahariya
Oasis
EASTERN SINAI
DESERT
ARABIAN
PENINSULA
Nil
El Dakhla
e R.
Oasis
RE
WESTERN El Kharga
Thebes
D
DESERT Oasis
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Aswan
First Cataract
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To Ea
UPPER EGYPT
st Afri
ca and
NUBIAN
Arabia
DESERT
Second Cataract
Areas under Egyptian control
Urban centers
Third Cataract Fertile area
Fourth Pyramids
Cataract Cataracts
Napata
Trade routes
Fifth Cataract
Natural resources
Alabaster Gold
Granite Copper
Limestone Emerald
Meroe
Sandstone Turquoise
0 100 200 Miles
Quartzite
0 100 200 Kilometers
The Nile’s predictability as the source of life and abundance shaped the character
of the people and their culture. In contrast to the wild and uncertain Euphrates and
Tigris rivers, the Nile was gentle, bountiful, and reliable. During the summer, as the
Nile swelled, local villagers built earthen walls that divided the floodplain into basins.
By trapping the floodwaters, these basins captured the rich silt washing down from the
Ethiopian highlands. Annual flooding meant that the land received a new layer of topsoil
every year. The light, fertile soils made planting simple. Peasants cast seeds into the allu-
vial soil and then had their livestock trample them to the proper depth. The never-failing
sun, which the Egyptians worshipped, ensured an abundant harvest. In the early spring,
when the Nile’s waters were at their lowest and no crops were under cultivation, the sun
dried out the soil.
The peculiarities of the Nile region distinguished it from Mesopotamia. The Greek
historian and geographer Herodotus 2,500 years ago noted that Egypt was the gift of
the Nile and that the entire length of its basin was one of the world’s most self-contained
geographical entities. Bounded on the north by the Mediterranean Sea, on the east and
west by deserts, and on the south by waterfalls, Egypt was destined to achieve a common
culture. Due to these geographical features, the region was far less open to outsiders than
was Mesopotamia, which was situated at a crossroads. Egypt created a common culture
by balancing a struggle of opposing forces: the north or Lower Egypt versus the south
or Upper Egypt; the red sand versus the black, rich soil; life versus death; heaven versus
earth; order versus disorder. For Egypt’s rulers the primary task was to bring stability or
order, known as ma’at, out of these opposites. The Egyptians believed that keeping chaos,
personified by the desert and its marauders, at bay through attention to ma’at would allow
all that was good and right to occur.
underworld; Isis, who represented the ideals of sisterhood and motherhood; Hathor,
the goddess of childbirth and love; Ra, the sun god; and Amun, a creator considered to
be the hidden god.
Official religious practices took place in the main temples. The king and his agents
offered respect, adoration, and thanks to the gods in their temples. In return, the gods
maintained order and nurtured the king and —through him—all humanity. In this con-
tractual relationship, the gods were passive while the kings were active, a difference that
reflected their unequal relationship.
The tasks of regulating religious rituals and mediating among gods, kings, and society
fell to one specialist class: the priesthood. Creating this class required elaborate rules for
selecting and training the priests. Only priests could enter the temples’ inner sanctuaries,
and the gods’ statues only left the temples for great festivals. Thus, priests monopolized
communication between spiritual powers and their subjects.
Unofficial religion was also important. Ordinary Egyptians matched their elite rulers
in faithfulness to the gods, but their distance from temple life caused them to find differ-
ent ways to fulfill their religious needs and duties. They visited local shrines, where they
prayed, made requests, and left offerings to the gods. Magic had a special importance for
commoners, who believed that amulets held extraordinary powers, such as preventing
Egyptian Gods Osiris (left) is the dying god who rules over the netherworld. Most frequently he is
depicted as a mummy wearing a white crown with plumes and holding the scepter across his chest. The
god Horus (right), who was also rendered as Ra-Horakhty, is the falcon-headed Egyptian sky god. Horus
is the earliest state god of Egypt and is always closely associated with the king. Horus is a member of the
nine deities of Heliopolis and is the son of Osiris and Isis.
“The Gift of the Nile”: Egypt! !61
illness and guaranteeing safe childbirth. To deal with profound questions, commoners
looked to omens and divination. Spiritual expression was central to Egyptian culture at
all levels, and religion helped shape other cultural achievements, including the develop-
ment of a written language.
Egyptian Hieroglyphs and “Cursive Script” The Egyptians wrote in two distinctive types of script.
The more formal is hieroglyphs, which is based on pictorial images that carry values of either ideas
(logograms) or sounds (phonemes). All royal and funerary inscriptions, such as this funerary relief from
the Old Kingdom, are rendered in hieroglyphic script. Daily documents, accountings, literary texts, and the
like were most often written in a cursive script called hieratic, which was written with ink on papyrus. The
form of the cursive signs is based on the hieroglyphs but is more abstract and can be formed more quickly.
62 ! !CHAPTER 11 ĕ Crisis and Recovery in Afro-Eurasia, 1300–1500
A
gricultural surplus, and the urbanization and labor
specialization that accompanied it, prompted the ear-
liest development of writing and the profession of the ƨɢ Non-alphabetic Systems: symbols are letters that are
scribes whose job it was to write. Early forms of writing were assembled to create words.
employed for a variety of purposes such as keeping economic Scholars know more about early cultures whose writing has
and administration records, recording the reigns of rulers, and since been deciphered. Undeciphered scripts, such as the Indus
preserving religious events and practices (calendars, rituals, and Valley script and Rongorongo, offer intrigue and promise to those
divinatory purposes). By the third millennium bce, some early who would attempt their decipherment.
societies (Mesopotamia and Egypt, in particular) used writing
to produce literature, religious texts, and historical documents. QUESTIONS FOR ANALYSIS
Different types of writing developed in early societies, in part be-
ƨɢ What is the relationship between writing and the development
cause each society developed writing for different purposes (see
of earliest river basin societies? (See also Map 2.1.)
table below):
ƨɢ To what extent does the type of society (river basin, seafaring,
ƨɢ Ideographic/Logographic/Pictographic Systems: symbols etc.) seem to impact the development of writing in that region
represent words (complex and cumbersome). (date, type, purpose, etc.)?
ƨɢ Logophonetic and Logosyllabic Systems: symbols represent ƨɢ How has the decipherment, or lack thereof, of these scripts
sounds, usually syllables (alphabetic, fewer symbols). impacted scholars’ understandings of the societies that
ƨɢ Syllabic Systems: symbols represent syllables. produced them?
Sources: Chris Scarre (ed.), The Human Past: World Prehistory and the Development of Human Societies (2005); Luigi Luca Cavalli-Sforza, Genes, Peoples, and Languages, translated
by Mark Selestad from the original 1996 French publication (2000).
The Indus River Valley: A Parallel Culture! !63
Literacy spread first among upper-class families. Most students started training when they
were young. After mastering the copying of standard texts in hieratic cursive or hieroglyphs,
students moved on to literary works. The upper classes prized literacy as proof of high in-
tellectual achievement. When they died, they had their student textbooks placed alongside
their corpses as evidence of their talents. The literati produced texts mainly in temples,
where these works were also preserved. Writing in hieroglyphs and the composition of texts
in hieratic, and later demotic, script continued without break in ancient Egypt for almost
3,000 years.
D
uring the long third this disruption. Whether this was caused In northern Mesopotamia, the responses
millennium bce, the solely by human activity, in particular to the challenges of aridity were more var-
first urban centers agriculture on a large scale, or was also ied. Some centers were able to weather the
in Egypt, Mesopotamia, Iran, related to cosmic causes such as the ro- crisis by changing strategies of food produc-
central Asia, and South tation of the earth’s axis away from the tion and distribution. Some fell victim to
Asia flourished and grew sun, is still a hotly debated topic. It was intraregional warfare, while others, on the
in complexity and wealth likely a combination of factors. rainfall margin, were abandoned. When
in a wet and cool climate. The urban centers dependent on the region was settled again, society was
This smooth development the three major river systems in Egypt, differently organized. Population did not
was sharply if not universally Mesopotamia, and the Indus Valley, all drastically decrease, but rather it distributed
interrupted beginning around experienced disruption. In Egypt, the hi- across the landscape more evenly in smaller
2200 bce. Both archaeological eroglyphic inscriptions tell us that the Nile settlements that required less water and
and written records agree that across no longer flooded over its banks to replen- food. It appears that a similar solution was
Afro-Eurasia, most of the urban, rural, ish the fields with fresh soil and with water found by communities to the east on the
and pastoral societies underwent radical for crops. Social and political chaos fol- Iranian plateau, where the inhabitants of the
change. Those watered by major rivers were lowed for more than a century. In southern huge urban center of Shahr i Sokhta abruptly
selectively destabilized, while the settled Mesopotamia, the deeply down-cut rivers left the city and settled in small communi-
communities on the highland plateaus changed course, disrupting settlement ties across the oasis landscape.
virtually disappeared. After a brief hiatus, patterns and taking fields out of cultiva- The solutions found by people living in
some recovered, completely reorganized tion. Other fields were poisoned by salts the cities of the Indus Valley also varied.
and used new technologies to manage ag- brought on through overcultivation and Some cities, like Harappa, saw their popu-
riculture and water. The causes of this rad- irrigation without fallow periods. Fierce lation decrease rapidly. It seems that the
ical change have been the focus of much competition for water and land put pres- bed of the river shifted, threatening the
interest. sure on the central authority. To the east settlement and its hinterland. Mohenjo
After four decades of research by cli- and west, transhumant pastoralists, faced Daro, on the other hand, continued to be
mate specialists working together with with shrinking pasture for their flocks, occupied for another several centuries, al-
archaeologists, a consensus has emerged pressed in on the river valleys, disrupting though the large civic structures fell out of
that climate change toward a warmer the already challenged social and political use, replaced by more modest structures.
and drier environment contributed to structure of the densely urban centers. And to the south, on the Gujarat Peninsula,
snows in the Himalayas watered the semitropical Indus Valley, ensuring flourishing vegeta-
tion, plus the region did not suffer the yearly monsoon downpours that flooded the Ganges
plain. The expansion of agriculture in the Indus basin, as in Mesopotamia, Egypt, and
China, depended on the river’s annual floods to replenish the soil and avert droughts. From
June to September, the rivers inundated the plain. Once the waters receded, farmers planted
wheat and barley, harvesting the crops the next spring. Villagers also improved their tools
of cultivation. Researchers have found evidence of furrows, probably made by plowing, that
date to around 2600 BCE. These developments suggest that, as in Mesopotamia and Egypt,
farmers were cultivating harvests that yielded a surplus that allowed many inhabitants to
specialize in other activities.
In time, rural wealth produced urban splendor. More abundant harvests, now stored in large
granaries, brought migrants into the area and supported expanding populations. By 2500 BCE
cities began to replace villages throughout the Indus River valley, and within a few generations
towering granaries marked the urban skyline. Harappa and Mohenjo Daro, the two largest cit-
ies, each covered a little less than half a square mile and may have housed 35,000 residents.
Forces ofThe
Upheaval
Indus River
and the
Valley:
RiseAofParallel Culture! !65
Early Empires
Harappan cities sprawled across a vast floodplain covering 500,000 square miles—
two or three times the Mesopotamian cultural zone. At the height of their development,
the Harappan peoples reached the edge of the Indus ecological system and encountered
the cultures of northern Afghanistan, the inhabitants of the desert frontier, the nomadic
hunter-gatherers to the east, and the traders to the west. Although scholars know less
about Harappan society than about Mesopotamia or Ancient Egypt, what we know about
their urban culture and trade routes is impressive.
Trade routes
4th and early 3rd millennium BCE
CENTRAL ASIA Later 3rd millennium
Urban centers
Traded commodities
Tin Lapis lazuli
S
IN
Copper Turquoise
TA
H Gold Shells
UN
I
M
C H I S TA N M O
A
L
A
Mundigak Y
A
Shahr-i Sohkta M
Dabarkot O
U
N
BALU
Harappa T
A
I N
INDUS V Kalibangan S
Judeirjo Daro ALLE
.
s R Y Ganweriwala
Indu
Mohenjo Daro
THAR DESERT
A R A B I A N
Lothal
S E A
0 200 400 Miles
MAP 2.5 | The Indus River Valley in the Third Millennium bce
Historians know less about the urban society of the Indus Valley in the third millennium bce than they do about its
contemporaries in Mesopotamia and Egypt. Recent scholarship has even suggested the importance of a second river, the
Chagar-Hakra (Saraswati) to the east of the Indus, in this region. Archaeological evidence gives insight into this urban context.
ƨ Where were cities concentrated in the Indus Valley?
ƨ How did the region’s environment shape urban development?
ƨ What functions do you think outposts such as Lothal played in Harappan society?
the bath’s steps, mortar and bitumen sealing, and drainage channel all suggest that the
structure was used for public bathing rituals.
The Harappans used brick extensively—in houses for notables, city walls, and under-
ground water drainage systems. Workers used large ovens to manufacture the durable
construction materials, which the Harappans laid so skillfully that basic structures remain
intact to this day. A well-built house had private bathrooms, showers, and toilets that
drained into municipal sewers, also made of bricks. Houses in small towns and villages
were made of less durable and less costly sun-baked bricks.
Many of the remains of Harappan culture lie buried under deep silt deposits accumulated
over thousands of years of heavy flooding. Consequently, we know less about it than about
The Indus River Valley: A Parallel Culture! !67
other contemporary cultures of Afro-Eurasia. Additionally, scholars are still working to identify
the Indus peoples’ language and decipher the script of about 400 symbols. Although a ten-
glyph-long public inscription has been found at the Harappan site of Dholavira, most of what
remains of the Indus Valley script appears on a thousand or more stamp seals and small plaques
excavated from the region, which may represent the names and titles of individuals rather
than complete sentences. Moreover, because the Harappans did not produce King Lists (as the
Mesopotamians and Egyptians did)—and may not even have had kings—scholars cannot
chart a Harappan political history by tracing the rise and fall of dynasties and kingdoms. Rely-
ing only on fragmentary archaeological evidence, scholars have been unable to draw the rich
portraits of Harappan life that they have supplied for the Mesopotamians and the Egyptians.
TRADE
The Harappans engaged in trade along the Indus River, through the mountain passes to the Ira-
nian plateau, and along the coast of the Arabian Sea as far as the Persian Gulf and Mesopotamia.
They traded copper, flint, shells, and ivory, as well as pottery, flint blades, and jewelry created
by their craftworkers, in exchange for gold, silver, gemstones, and textiles. Carnelian, a precious
red stone, was a local resource, but lapis lazuli had to come from what is now northern Afghani-
stan. Some of the Harappan trading towns nestled in remote but strategically important places.
Consider Lothal, a well-fortified port at the head of the Gulf of Khambhat (Cambay). Although
distant from the center of Harappan society, it provided vital access to the sea and to valuable raw
materials. Its many workshops processed precious stones, both local and foreign. Because the
demand for gemstones and metals was high on the Iranian plateau and in Mesopotamia, control
of their extraction and trade was essential to maintaining the Harappans’ economic power. So COMPARISON
the Harappans built fortifications and settlements near sources of carnelian and copper mines.
TRACE and ANALYZE
Through a complex and vibrant trading system, the Harappans maintained access to min-
the trade connections
eral and agrarian resources. To facilitate trade, rulers relied not just on Harappan script but also stretching from Mesopota-
on a system of weights and measures that they devised and standardized. Archaeologists have mia to the Indus River
found Harappan seals, used to stamp commodities with the names of their owners or the na- Valley societies.
ture of the goods, at sites as far away as the Persian Gulf, Mesopotamia, and the Iranian plateau.
68 ! !CHAPTER 2 ĕ Rivers, Cities, and First States, 3500–2000 BCE
T SEA
SER
I DE OF
TAKLAMAKAN
GOB J A PA N
JAPAN
DESERT
EAST ASIA
Cishan
R.
o
Yell
w
Hougang
YELLOW
Jiangzhai Dawenkou
Banpo Dahecun SEA
Erlitou
P L AT E A U
Hangzhou
OF Peiligang Bay
TIBET Yangshaocun
Qiantang R.
CHINA
EAST
HIMAL Liangzhu
A YA M T S . . CHINA
zi R PACIFIC
S. AN
Yang SEA
MT SH
OCEAN
YI
WU
R.
Pearl R
waddy
. TAIWAN
Mekong R
HE
Bay AST
of ASI SOUTH
A
Bengal CHINA
SEA LUZON
The major divide in China was between the northern Yellow and more centrally located
Yangzi river basins. Not only did these two regions rely on different crops—millet in the
north and rice to the south—but they built their houses differently, buried their dead in
different ways, and produced distinctive pottery styles. The best known of the early cul-
tures developed along the Yellow River and in the Central Plains area and is known as the
Yangshao culture.
Yangshao villages typically covered ten to fourteen acres and were composed of houses
erected around a central square. Villagers had to move frequently because they practiced
slash-and-burn agriculture. Once having exhausted the soil, residents picked up their
70 ! !CHAPTER 2 ĕ Rivers, Cities, and First States, 3500–2000 BCE
AEGEAN WORLDS
COMPARISON
Contact with Egypt and Mesopotamia affected the worlds of the Aegean Sea (the part of the
Mediterranean Sea between the Greek Peloponnese and Anatolia), but it did not transform COMPARE early urbaniza-
tion with the ways of life in
them. Geography stood in the way of significant urban development on the mountain-
small villages and among
ous islands of the Aegean, on the Anatolian plateau, and in Europe. Even though people pastoral nomads.
from Anatolia, Greece, and the Levant had populated the Aegean islands in the sixth
72 ! !CHAPTER 2 ĕ Rivers, Cities, and First States, 3500–2000 BCE
millennium BCE, their small villages, of 100 inhabitants or fewer, endured for 2,000 years
before becoming more complex. On mainland Greece and on the Cycladic islands in the
Aegean, fortified settlements housed local rulers who controlled a small area of agricul-
turally productive countryside. Metallurgy developed in both the island of Crete and the
Cyclades. There is evidence of more formal administration and organizations in some
communities by 2500 BCE, but the norm was scattered settlements separated by natural
obstacles. By the early third millennium BCE, Crete had made occasional contact with
Egypt and the coastal towns of the Levant, encountering new ideas, technologies, and
materials as foreigners arrived on its shores. People coming by ship from the coasts of
Anatolia and the Levant, as well as from Egypt, traded stone vessels and other luxury
objects for the island’s abundant copper. Graves of Aegean elites, such as those at Knos-
sos on Crete, with their gold jewelry and other exotic objects, show that the elites did not
reject the niceties of cultured life, but they knew that their power rested as much on their
rugged landscape’s resources as on self-defense and trade with others.
ANATOLIA
The highland plateau of Anatolia (in the region of modern-day Turkey) shows clear evidence
of regional cultures focused on the control of trade routes and mining outposts. True cit-
ies did not develop here until the third millennium BCE, and even then they were not the
sprawling population centers typical of the Mesopotamian plain. Instead, small communi-
ties emerged around fortified citadels housing local rulers who competed with one another.
Two impressively fortified centers were Horoz Tepe and Alaça Hüyük, which have yielded
more than a dozen graves—apparently royal—full of gold jewelry, ceremonial standards,
and elaborate weapons. Similarly, the settlement at Troy was characterized by monumental
stone gateways, stone-paved ramps, and high-status graves filled with gold and silver ob-
jects, vessels, jewelry, and other artifacts. Parallel grave finds on Crete, the Greek mainland,
and as far away as Ur indicate that Troy participated in the trading system linking the
Aegean and Southwest Asian worlds. At the same time, Troy faced predatory neighbors and
pirates who attacked from the sea—an observation that explains its impressive fortifications.
A
NORTH Archaeological site
SE
SEA Main routes of the
IC
Grimes L spread of agriculture
T
Graves BA
Traded Commodities
ATLANTIC Copper
P E
OCEAN Stonehenge
U R O Flint
E Krzemionki Dn
iep
.
flint mines er R.
ne R
Rhi
CA
Danube R.
SP
IA
N
SE
Varna B L A C K S E A
AD
A
RI
TI
A
C
CORSICA SE T
A Alaca Horoz E S
Huyuk Tepe W
SARDINIA H
BALEARIC A N AT O L I A T
ISLANDS
Troy U Ti
AEGEAN O
SEA S
g ris
ME R.
M E D Euphrate S O
I T s R. PO
E TA
R M
R
CYCLADES RHODES IA
MALTA
A CYPRUS
N
I A
E A
CRETE Knossos
N S E A S
A
Beginnings of
palace-based societies
Nile R.
D
E
EGYPT SE
A
MAP 2.7 | Settlements on the Margins: The Eastern Mediterranean and Europe,
5000–2000 bce
Urban societies in Southwest Asia had profound influences on peripheral societies.
ƨ What three peripheral worlds did the urban societies of Southwest Asia influence?
ƨ In what ways did the spread of flint and copper tools and weapons transform Aegean and European societies?
ƨ How did agriculture spread from Southwest Asia to these worlds?
famous megalithic complexes at Avebury and Stonehenge probably reached their highest
stages of development just before 2000 BCE.
By 2000 BCE, the whole of the northern European plain came to share a common mate-
rial culture based on agriculture, the herding of cattle for meat and milk, the use of the
plough, and the use of wheeled vehicles and metal tools and weapons, mainly of copper.
Increasing communication, exchange, and mobility among the European communities
led to increasing wealth but also sparked organized warfare over frontier lands and valu-
able resources. In an ironic twist, the integration of local communities led to greater
friction and produced regional social stratification. The violent men who now protected
their communities received ceremonial burials complete with their own drinking cups
and weapons. Archaeologists have found these warrior burials in a swath of European
lands extending from present-day France and Switzerland to present-day central Russia.
74 ! !CHAPTER 2 ĕ Rivers, Cities, and First States, 3500–2000 BCE
Because the agricultural communities now were producing surpluses that they could
store, residents had to defend their land and resources from encroaching neighbors.
An aggressive culture was taking shape based on violent confrontations between adult
males organized in “tribal” groups. War cultures arose in all western European societies.
Armed groups carried bell-shaped drinking cups across Europe, using them to swig beer
and mead distilled from grains, honey, herbs, and nuts.
Warfare had the effect of accentuating the borrowing among the region’s competing
peoples. The violent struggles and emerging kinship groups fueled a massive demand for
weapons, alcohol, and horses. Warrior elites borrowed from Anatolia the technique of
combining copper with tin to produce harder-edged weapons made of the alloy bronze.
Soon smiths were producing them in bulk—as evidenced by hoards of copper and bronze
tools and weapons from the period found in central Europe. Traders used the rivers of
central and northern Europe to exchange their prized metal products, creating one of the
first commercial networks that covered the landmass.
THE AMERICAS
In the Americas, techniques of food production and storage, transportation, and com-
munication restricted the surpluses for feeding those who did not work the land. Thus
these communities did not grow in size and complexity. For example, in the Chicama
Valley of Peru, which opens onto the Pacific Ocean, people still nestled in small coastal
villages to fish, gather shellfish, hunt, and grow beans, chili peppers, and cotton (to make
twined textiles, which they dyed with wild indigo). By around 3500 BCE, these fishermen
abandoned their cane and adobe homes for sturdier houses, half underground, on streets
lined with cobblestones.
Hundreds if not thousands of such villages dotted the seashores and riverbanks of
the Americas. Some made the technological breakthroughs required to produce pottery;
others devised irrigation systems and water sluices in areas where floods occurred. Some
even began to send their fish catches inland in return for agricultural produce. Ceremo-
nial structures highlighted communal devotion and homage to deities, and rituals to cel-
ebrate birth, death, and the memory of ancestors.
In the Americas, the largest population center was in the valley of Tehuacán (near
modern-day Mexico City). Here the domestication of corn created a food source that
enabled people to migrate from caves to a cluster of pit-house villages that supported a
growing population. By 3500 BCE the valley held nothing resembling a large city. People
lived in clusters of interdependent villages, especially on the lakeshores: here was a case
of high population density, but not urbanization.
Conclusion! !75
SUB-SAHARAN AFRICA
The same pattern occurred in sub-Saharan Africa, where the population grew but did not
concentrate in urban communities. About 12,000 years ago, when rainfall and temperatures
increased, small encampments of hunting, gathering, and fishing communities congregated
around the large lakes and rivers flowing through the region that would later become the
Sahara Desert. Large game animals roamed, posing a threat but also providing a source of
food. Over the millennia, in the wetter and more temperate locations of this vast region—
particularly the upland mountains and their foothills—permanent villages emerged.
As the Sahara region became drier, people moved to the desert’s edges, to areas along the
Niger River and the Sudan. Here they grew yams, oil palms, and plantains. In the savannah
lands that stretched all the way from the Atlantic Ocean in West Africa to the Nile River basin
in present-day Sudan, settlers grew grains such as millet and sorghum, which spread from
their places of origin to areas along the lands surrounding the Niger River basin. Residents
constructed stone dwellings and dug underground wells and food storage areas. As an increas-
ing population strained resources, groups migrated south toward the Congo River and east
toward Lake Nyanza, where they established new farms and villages. Although population
centers were often hundreds or thousands of miles apart and were smaller than the urban cen-
ters in Egypt and Mesopotamia, the widespread use of the same pottery style, with rounded
bottoms and wavy decoration, suggests that they maintained trading and cultural contacts.
In these respects sub-Saharan Africa matched the ways of life in Europe and the Americas.
Conclusion
Over the fourth and third millennia BCE, the world’s social landscape changed in signifi-
cant ways. In a few key locations, where giant rivers irrigated fertile lands, complex hu-
man cultures began to emerge. These areas experienced all the advantages and difficulties of
expanding populations: occupational specialization; social hierarchy; rising standards of
living; sophisticated systems of art and science; and centralized production and distribution
of food, clothing, and other goods. Ceremonial sites and trading crossroads became cities that
developed centralized religious and political systems. As scribes, priests, and rulers labored
to keep complex societies together, social distinctions within the city (including the roles
of men and women) and the differences between country folk and city dwellers sharpened.
Although river-basin cultures shared basic features, each one’s evolution followed a dis-
tinctive path. Where there was a single river—the Nile or the Indus—the agrarian hinter-
lands that fed cities lay along the banks of the waterway. In these areas cities were small;
thus the Egyptian and Harappan worlds enjoyed more political stability and less rivalry. In
contrast, cities in the immense floodplain of the Tigris and Euphrates needed large hinter-
lands to sustain their populations. Because of their growing power and need for resources,
Mesopotamian cities vied for preeminence, and their competition often became violent.
In most areas of the world, however, people still lived in simple, egalitarian societies
based on hunting, gathering, and basic agriculture—as in the Americas and sub-Saharan
Africa. In Anatolia, Europe, and parts of China, regional cultures emerged as agriculture
advanced and populations grew. Some of them, as in the Aegean and Europe, forged warrior
societies. Beyond these frontiers, farmers and nomads survived as they had for many centu-
ries. Thriving trading networks connected many, but not all, of these regions to one another.
Changes in climate affected everyone and could slow or even reverse development. How—
and whether—cultures adapted depended on local circumstances. As the next chapter will show,
the human agents of change often came from the fringes of larger settlements and urban areas.
TR ACING THE GLOBAL STORYLINES
You
refine irrigation techniques.
ƨ South Asian peoples harness the Indus River
ƨ Mesopotamians establish the world’s first and create cities like Harappa and Mohenjo
This ƨ Mesopotamia is the birthplace of writing. ƨ Peoples dwelling in the basins of the Yellow
River and the Yangzi River control the waters’
Chapter
EGYPT
flow and expand agriculture.
ƨ Peoples of Egypt use Nile River waters to
irrigate their lands and create a bountiful ƨ These people develop elaborate cultures,
agriculture. which scholars later label Yangshao and
Longshan, respectively.
ƨ Egyptian rulers known as pharaohs unify
their territory, establish a powerful state, and
Go to IJK develop a vibrant economy.
to see what you’ve
learned—and learn what
you’ve missed—with
personalized feedback
along the way.
CHRONOLOGY
SOUTH ASIA
EAST ASIA
Yangshao culture thrives along Yellow River 4000–3000 bce
Chicama Valley culture thrives on Pacific coast of South America 3500 bce
THE AMERICAS
Tehuacán Valley in Mexico thrives 3500 bce
Dense village life along many lakes and rivers 3500 bce
INNER AND CENTRAL ASIA
Spread of nomadic pastoralism begins 3500 bce
ƨ Thinking about River-Basin Civilizations and the Environ- 1. Where and how did river basins contribute directly to the
ment Human interaction with the environment—including emergence of cities, from 3500–2000 bce? What were
climate, geography, the characteristics of the rivers, and the some similarities and differences in irrigation techniques
continued cultivation of crops and herds—played a signifi- among these early civilizations?
cant role in shaping each early river-basin civilization. De- 2. In what ways did cities in Mesopotamia, Egypt, and the
scribe ways that these environmental factors influenced the Indus Valley differ from pastoral nomadic communities?
unique characteristics of each river basin civilization. How did the development of these cities introduce a hith-
ƨ Thinking about Exchange Networks Among Early River-Basin erto unknown urban-rural divide?
Civilizations Carnelian from the Indus region buried in elite 3. What are some similarities and differences among the cit-
tombs of Egypt; lapis lazuli from the region of modern-day ies and city-states that developed in Mesopotamia, Egypt,
Afghanistan on necklaces adorning Harappan necks; shell and the Indus Valley? Compare, for example, develop-
from the Indus floodplain inlaid on Mesopotamian grave ments in social hierarchies, religion, and the production of
goods—these examples provide evidence of how trade in monumental architecture (including temples and palaces).
raw materials bound river-basin civilizations together in the 4. Compare technological developments, including writing
third millennium bce. What routes might such goods have (scribes) and other technologies (such as the use of bronze
traveled? What does this exchange of commodities suggest and jade), in the various river-basin societies. What might
about other types of exchange that may have been taking account for the regional variations in technologies?
place between these river basin societies? 5. How did long-distance trade influence the political, eco-
nomic, and technological development of urban societies
ƨ Thinking about Changing Power Relationships in River-Basin
in Egypt, Mesopotamia, and the Indus Valley?
Civilizations From 3500–2000 bce, as civilizations devel-
oped in the river basins of Mesopotamia, Egypt, South Asia, 6. Contrast the agricultural developments in East Asia with those
and East Asia, more intensive cultivation brought agricul- taking place in Mesopotamia, Egypt, and the Indus Valley at
tural surpluses that ushered in a wide range of impacts. about the same time (3500–2000 bce).
Explain, with examples from each of the river-basin civiliza- 7. Identify shared characteristics of settlements in Europe,
tions, how food surpluses led to job specialization, wealth Anatolia, the Aegean, the Americas, and Africa between
accumulation, and the resulting social hierarchies. 5000 and 2000 bce.
Competing Perspectives
Early Writing
A s agricultural production increased and labor became more specialized in river-basin societies, scribes developed and
mastered elaborate writing systems that recorded everything from economic transactions to religious ideas. The ex-
cerpts provided here demonstrate several unique types of early writing, as well as the variety of ways it was used.
From Mesopotamia, where the world’s first writing system developed (ca. 3200 bce), one Sumerian myth attributes
the invention of cuneiform writing to Enmerkar, the Lord of Kulaba, who did not trust his messenger’s memory to deliver a
complicated message to the leader of the far-off land of Aratta. Although writing appeared in Egypt just 100 years after it
did in Mesopotamia, the hieroglyphs preserved in the pyramid of Pharaoh Unas (2375–2345 bce) represent the earliest reli-
gious writing from Egypt. These pyramid texts, such as the example included here, contain a range of rituals to facilitate the
pharoah’s passage into the afterlife.
Writing systems gradually emerged in other areas as well. As early as 2500 bce, Indus Valley scribes made notations —
usually pictorial emblems and five to six signs—on steatite seal stamps, pots, and even jewelry. The seal stamps shown here
offer an example of this still undeciphered script. In China, marks on pots produced by Yangshao peoples (ca. 5000 bce)
may have been used for record-keeping, but the earliest full writing system did not appear until the Shang Dynasty (1600–
1045 bce). Shang kings used oracle bone predictions—etched on animal bones (like the one pictured here), which were
heated until they cracked—to divine the answers to questions about the will of their ancestors and the weather. The earli-
est deciphered Greek writing, known as Linear B, did not appear until around 1450 bce among the Mycenaeans, although
other forms of Greek writing developed several hundred years earlier on Crete among the Minoans. The example here
comes from the Mycenaean palace at Pylos, on mainland Greece.
PR
P R II M
MAAR
RYY S
SOOU
URRC
CEE 2
2 .. 11 has given me a clay tablet. O lord of Aratta, after you have
examined the clay tablet, after you have learned the content
of the message, say whatever you will say to me, and I shall
Sumerian Origins of Writing announce that message in the shrine E-ana as glad tidings to
the scion of him with the glistening beard . . . .
His speech was substantial, and its contents extensive. The After he had spoken thus to him, the lord of Aratta re-
messenger, whose mouth was heavy, was not able to repeat it. ceived his kiln-fired tablet from the messenger. The lord of
Because the messenger, whose mouth was tired, was not able Aratta looked at the tablet. The transmitted message was just
nails, and his brow expressed anger. The lord of Aratta looked
to repeat it, the lord of Kulaba patted some clay and wrote the
at his kiln-fired tablet. At that moment, the lord worthy of the
message as if on a tablet. Formerly, the writing of messages
crown of lordship, the son of Enlil, the god Iškur, thundering in
on clay was not established. Now, under that sun and on that heaven and earth, caused a raging storm, a great lion, in . . .
day, it was indeed so. The lord of Kulaba inscribed the mes- He was making the mountains quake . . . , he was convuls-
sage like a tablet. It was just like that. The messenger was like ing the mountain range . . . ; the awesome radiance . . . of his
a bird, flapping its wings; he raged forth like a wolf follow- breast; he caused the mountain range to raise its voice in joy.
ing a kid. He traversed five mountains, six mountains, seven (lines 500–551)
mountains. He lifted his eyes as he approached Aratta. He Source: J. A. Black, G. Cunningham, E. Fluckiger-Hawker, E. Robson, and G. Zólyomi,
stepped joyfully into the courtyard of Aratta, he made known The Electronic Text Corpus of Sumerian Literature (Oxford, 1998–2006), www.etcsl.orinst
.ox.ac.uk/.
the authority of his king. Openly he spoke out the words in
his heart. The messenger transmitted the message to the lord
of Aratta:
“Your father, my master, has sent me to you; the lord of PRIMARY SOURCE 2.2
Unug, the lord of Kulaba, has sent me to you.” “What is it to
me what your master has spoken? What is it to me what he
has said?” Egyptian Mouth-Opening Ritual
“This is what my master has spoken, this is what he has
said. My king is like a huge mes˘ tree, . . . son of Enlil; this tree Cleansing the Mouth with Salt Water
has grown high, uniting heaven and earth; its crown reaches These your cool waters, Osiris—these your cool waters, oh
heaven, its trunk is set upon the earth. He who is made to Unis—have come from your son, have come from
shine forth in lordship and kingship, Enmerkar, the son of Utu, Horus.
CHAPTER 2 ĕ Global Themes and Sources!!79
I have come having gotten Horus’ eye, that your heart An empty jar.
may become cool with it; I have gotten it under Giving cool water; taking around.
your feet. Here are Horus’s two eyes, black and white: take them to
Accept the outflow that comes from you: your heart will not your countenance, that they may brighten your face.
become weary with it. A white jar, a black jar; lifting up.
Recitation 4 Times: Come, you have been invoked. Source: James P. Allen, Writings of the Ancient World: The Ancient Pyramid Texts (Atlanta,
Cool Water; 2 pellets of natron. Georgia: Society of Biblical Literature, 2005), pp. 19–20.
Condensed milk, condensed milk, that parts your
mouth, ho, Unis! may you taste its taste in front of
those of the gods’ booths: the spittle of Horus,
condensed milk; the spittle of Seth, condensed
milk; the reconciliation of the two gods’ hearts,
condensed milk.
Recitation 4 Times: Your natron-salt is among Horus’s
Followers.
5 pellets of Nile-Valley natron of Nekheb.
Your natron is Horus’s natron;
your natron is Seth’s natron;
your natron is Thoth’s natron;
your natron is the god’s natron:
your own natron is amongst them.
Your mouth is the mouth of a milk-calf on the day he
is born.
5 Pellets of Delta natron of Shetpet.
Your natron is Horus’s natron, your natron is Seth’s natron, Pyramid of Unas.
your natron is Thoth’s natron, your natron is the god’s
natron; your natron is your ka’s natron, your natron is
your natron’s natron: this your own natron is amongst
your brothers, the gods.
PRIMARY SOURCE 2.3
Your natron is on your mouth: you should clean all your
bones and end what is (bad) against you.
Osiris, I have given you Horus’s eye: provide your face with
Harappan Seal Stones
it disseminated.
1 Pellet of natron.
O ne of the most intriguing types of evidence from the river basin societies discussed in this chapter is the elaborate buri-
als of the elite. These burials often contained tremendous wealth in the form of finely crafted items. A number of these
items show not only highly specialized artisanship but also evidence of long-distance trade in raw materials among these
third-millennium bce civilizations.
Consider the types of objects pictured here and the materials used to make them. Queen Hetepheres I of the 4th
Dynasty of Egypt (ca. 2550 bce) was buried at Giza (near Memphis and Saqqara) with silver bracelets decorated with
butterflies made of turquois, lapis lazuli, and carnelian. In southern Mesopotamia, “Queen” Pu-abi was interred in the mag-
nificent Royal Tombs of Ur (ca. 2600-2400 bce), which contained artifacts such as the Royal Standard of Ur pictured on
the first page of this chapter. Among the many items found in Pu-abi’s tomb was a lyre made with lapis lazuli and shell set
in bitumen, shown in the second image below. Excavation reports describe this lyre as being found in the arms of a female
lyrist who may have been a sacrificial victim at the death of Pu-abi. Harappan artisans in the Indus River valley used a bow
drill to perforate tiny beads in order to craft the necklace shown here from lapis lazuli, carnelian, and other semi-precious
stones. Much earlier, around 4000 bce at Varna on the coast of the Black Sea (see Map 2.7), a “big man” of a farming village
was buried with 990 gold objects (mostly decorative pieces sewn onto his clothing), as well as the flint daggers, axes, and
spearheads in the final image.
Harp, or “Queen’s Lyre,” from the Royal Harappan gemstone necklace with lapis
Tombs of Ur. lazuli and carnelian.
ƨ Climate change and environmental degradation lead ƨ EXPLAIN the relationship between climate change
to the collapse of river-basin societies. and human settlement patterns in the second
ƨ Transhumant migrants (with their animal herds in millennium bce.
need of pasturage) and pastoral nomads (with their ƨ DESCRIBE the impact of transhumant herders and
horse-drawn chariots) interact, in both destructive pastoral nomads on settled communities.
and constructive ways, with settled agrarian ƨ COMPARE the varied processes by which
societies. territorial states formed and interacted with each
ƨ A fusion of migratory and settled agricultural other across Afro-Eurasia.
peoples produce expanded territorial states—in ƨ EXAMINE the development of microsocieties in
Egypt, Southwest Asia, the Indus River valley, and the South Pacific and the Aegean and EXPLAIN the
Shang China—that supplant earlier riverine relationship between geography and this
societies. development.
ƨ Microsocieties emerge in the eastern Mediterranean
and South Pacific based on expanding populations
and increased trade.