SECURITIES AND EXCHANGE COMMISSION
SEC FORM 18-AS
SHORT FORM REPORT BY CERTAIN INSTITUTIONAL
OWNERS OF MORE THAN FIVE PERCENT
GENERAL INSTRUCTIONS
(a) Use of SEC Form 18-AS
This Form shall be used by any person who meets the requirements of paragraph (3)(a) of SRC Rule
18.1, to report the beneficial ownership of more than five (5%) percent of any equity security of a class which
is specified in paragraph (1) thereof.
(b) Preparation of Report
(1) This is not a blank form to be filled in. It is a guide to be used in preparing the report in
accordance with SRC Rule 72.1. The Commission does not furnish blank copies of this Form to be filled
in for filing.
(2) These general instructions are not to be filed with the report. The instructions to the various
captions of the form are also to be omitted from the report as filed. The report shall contain the numbers
and captions of all applicable items, but the text of such items may be omitted, provided the answers
thereto are prepared in the manner specified in SRC Rule 72.1. All items that are not required to be
answered in a particular report may be omitted and no reference thereto need be made in the report. All
instructions shall be omitted.
(c) Signature and Filing of the Report
(1) Five (5) complete copies of the report, including any financial statements, exhibits or other papers or
documents filed as a part thereof, shall be filed with the Commission. At least one complete copy of the
report shall simultaneously be filed with the Philippine Stock Exchange if any class of the registrant’s
securities are listed thereon.
(2) At least one complete copy of the report filed with the Commission and one such copy filed with the
Exchange shall be manually signed. Copies not manually signed shall bear typed or printed signatures. See
also paragraphs (2) and (3) of SRC Rule 72.1 concerning copies, binding, signatures, paper, printing,
language and pagination.
(d) Filing an Amendment
If this report amends a previously filed SEC Form 18-AS, so indicate on the cover page and note the
Items to be amended. Only those items where there is a material change in the facts as required under
paragraph (6) of SRC Rule 18.1 are required to be included in the amendment.
SEC Form 18-AS Instructions
February 2001
SECURITIES AND EXCHANGE COMMISSION
SEC FORM 18-AS
SHORT FORM REPORT BY CERTAIN INSTITUTIONAL
OWNERS OF MORE THAN FIVE (5%) PERCENT
Check the appropriate box:
Initial Filing
Amendment
Items Amended by the Filing ........................................................
1. Report is Filed for the Fiscal Year Ended .................................................
2. Exact Name of Registrant as Specified in its Charter .......................................................………
(a) ...........................................................................……. .....................................................
Address of Principal Offices Postal Code
(b) SEC Identification Number ................................................. (c) (SEC Use Only)
Industry Classification Code
(d) BIR Tax Identification Number ................................................................
3. ..................................................................................................................
Name of Reporting Person
(a) ...........................................................................………………….
......................................................
Address of Reporting Person Postal Code
(b) ..................................................................
Telephone Number of Reporting Person
(c) ............................................................................................
Citizenship or Place of Organization of Reporting Person
...........................................................................................................................................................................
...........................................................................................................................................................................
........................................................................................
………………………………………………………………………
Name, Address and Telephone Number of person authorized to receive notices and communications if
reporting person is a partnership, corporation or other legal entity.
SEC Form 18-AS 2
February 2001
Item 1. Identity of the Issuer
State the name of the issuer and the address of the issuer's principal executive offices.
Item 2. Identity of Person Filing
(a) State the name, address and province, country or other jurisdiction of incorporation or organization
of the person filing.
(b) State the title of the class of securities with respect to which the Form is being filed.
(c) State whether the person filing is:
(1) A broker or dealer registered under Section 28.1-1 of the Securities Regulation Code;
(2) A bank authorized to operate as such by the Bangko Sentral ng Pilipinas;
(3) An insurance company subject to the supervision of the Insurance Commission;
(4) An investment house registered under the Investment Houses Law;
(5) An investment company registered under Section 7 of the Investment Company Act;
(6) A pension plan subject to regulation and supervision by the Bureau of Internal Revenue and/or
the Insurance Commission; or
(7) A group where all of the members are persons specified in paragraph 3(a)(ii)(A) through (F) of
SRC Rule 18.1.
(d) Where the person filing is a group, provide the classification under (c)(1) through(6) of this Item for
each member of the group.
Item 3. Ownership
(a) Provide the following information as of December 31 of the year covered by this Form:
(1) Amount beneficially owned (identifying those shares which there is a right to acquire);
(2) Percent of Class;
(3) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote;
(ii) shared power to vote or to direct the vote;
(iii) sole power to dispose or to direct the disposition of; and
(iv) shared power to dispose or to direct the disposition of.
(b) If the filing is an amendment reflecting the fact that the reporting person has ceased to be the
beneficial owner of more than five (5%) percent of the class of securities, state the date on which such
beneficial ownership was reduced.
SEC Form 18-AS 3
February 2001
Item 4. Notice of Dissolution of Group
If the filing is an amendment noting the dissolution of a group, state the date of the dissolution and that
all further filings with respect to transactions in the security reported on will be filed, if required, by members
of the group, in their individual capacities.
SIGNATURE
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above
were acquired in the ordinary course of business and were not acquired for the purpose of and do not have
the effect of changing or influencing the control of the issuer of such securities and were not acquired in
connection with or as a participant in any transaction having such purpose or effect.
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth
in this report is true, complete and correct. This Report is signed in the City
of .................................................. …………………………………… ……………………………………
on ................................................., 20 ..........
By: ..........................................................……………..
(Signature)
..........................................................
………………
(Name/Title)
The original report shall be signed by each person on whose behalf the report is filed or his authorized
representative. If the report is signed on behalf of a person by his authorized representative (other than an
executive officer or general partner of the filing person), evidence of the representative's authority to sign on
behalf of such person shall be filed with the report. The name and title of each person who signs the report
shall be typed or printed beneath his signature.
SUBSCRIBED AND SWORN to before me this ................. day of ................................ 20....... affiant(s)
exhibiting to me his/their Residence Certificates, as follows:
NAMES RES. CERT. NO. DATE OF ISSUE PLACE OF ISSUE
...................………................................
Notary Public
SEC Form 18-AS 4
February 2001
SEC Form 18-AS 5
February 2001
