Rohit Sanghi

(+91) 9753211001 ● [email protected] ● Raipur (C.G.), India

LinkedIn - https://www.linkedin.com/in/therohitsanghi/

Profile Summary
Experienced TCPS Analyst driving compliance excellence. Led CPR and KYC Refresh for SG FXIP
Clients using SFDC. Executed high-risk CDD/EDD with LexisNexis and Refinitiv. Managed PEP
screening, news tracking via MAS/FBI. SME for CPR in USA/SG, adept in inventory/training. MBA,
diverse certifications, strong analytical insights.

Work Experience
TCPS Analyst I
June 2022 - Present
American Express India Pvt Ltd | Gurugram (H.R.), India
 Led Compliance Periodic Review (CPR) and Know Your Customer (KYC) Refresh efforts for FXIP
Clients in the Singapore (SG) market. Utilized Salesforce (SFDC) to analyse Anti Money Laundering
(AML) Risk Scores.
 Executed Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) procedures for high-
risk clients within Foreign Exchange International Payments (FXIP). Leveraged LexisNexis Risk
Management Solutions and Refinitiv World-Check One for comprehensive risk assessments.
 Managed sanctions screening for Politically Exposed Persons (PEP) and monitored Negative News
findings for both client entities and individuals. Utilized resources from the Monetary Authority of
Singapore (MAS) and Federal Bureau of Investigation (FBI), updating relevant data on the Cadence
platform.
 Functioned as a Subject Matter Expert (SME) for Compliance Periodic Review (CPR) processes in
both the United States of America (USA) and Singapore (SG) markets. Also, oversaw inventory
management and conducted training for colleagues, ensuring adherence to regulatory standards.

Financial Analyst III

June 2021 - June 2022
ManpowerGroup Services India Pvt Ltd (Payroll Co. for Client - American Express India Pvt Ltd) |
Gurugram (H.R.), India
 Conducted Compliance Periodic Reviews (CPR) and Know Your Customer (KYC) refresh for FXIP
clients in the USA market. Analysed Anti Money Laundering (AML) risk scores using Salesforce
(SFDC) platform.
 Managed Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) procedures for high-
risk FXIP clients. Utilized LexisNexis Risk Management Solutions and Refinitiv World-Check for
comprehensive risk assessment.
 Performed sanctions screening for Politically Exposed Persons (PEP) and monitored negative news
related to client entities and individuals. Utilized resources from Federal Reserve Bank and Federal
Bureau of Investigation (FBI) to update information on the Cadence platform.
 Timely adjudicated Bridger Hits from LexisNexis Bridger Insight XG by providing relevant evidence.
Conducted client outreach for UK market. Ensured compliance by attaching necessary proofs and
documentation.

Internships & Projects

Finance Intern
February 2018 - May 2018
Stallion Capital Management | New Delhi, India
 Skilfully oversee client portfolios, adeptly resolving inquiries and providing top-notch solutions to
enhance client satisfaction. Foster robust client connections through face-to-face interactions and
collaborative teamwork, ensuring remarkable client experiences.
 Executed an in-depth analysis project titled 'Comparative Study of Mutual Funds and ULIPs',
employing analytical prowess to assess performance, risk, and appropriateness considerations.
Offered valuable insights to empower informed investment choices.
Sports Advisor
June 2016 - July 2016
Decathlon Sports India Pvt Ltd | Raipur (C.G.), India
 Seasoned Sales Assistant committed to delivering unparalleled customer service and guaranteeing
a superior shopping journey.
 Executed an in-depth project on 'Enhancing Brand Awareness for Decathlon Sports India Pvt Ltd',
employing research and analytical competencies to extract insights that enrich the company's
marketing approaches.

Executive Manager
November 2015 - December 2015 People for Animals | Raipur (C.G.), India
 Proficiently supervised day-to-day operations, personnel, and volunteers at an animal shelter,
ensuring seamless functioning, educating visitors about responsible animal care, and effectively
overseeing budget and fundraising efforts.
 Spearheaded an impactful initiative focused on 'Securing Land for Sick & Homeless Animals,'
highlighting resolute commitment to animal well-being. Backed by valuable professional
background and a business management degree, actively contributes to the effective administration
of the animal shelter.

Shop Floor Associate

September 2014 - October 2014
Careerplus (Payroll Co. for Client - Sony India Pvt Ltd) | Indore (M.P.), India
 Experienced professional adept at advancing TV products/services through tailored solutions,
effective presentations, and cultivating robust customer connections. Proficient in conducting
demos, managing inquiries, and gauging preferences for successful sales interactions.
 Demonstrates a track record of meeting sales goals by leveraging industry expertise to provide
customized solutions, track competition, and offer insights on customer preferences and
market trends, all of which contribute to the effective promotion of TV products.

Education & Qualification

MBA (Finance) – ICFAI Business School
2017 - 2019
The ICFAI University |Dehradun (U.K.), India
 Significantly contributed to the Placement Cell, working collaboratively with team members to
foster industry interactions and career development opportunities for peers, while actively
organizing and participating in soft skills activities to enhance personal and professional growth for
improved employability.
 Engaged as a panellist in a Cryptocurrency Seminar on Bitcoin held at The ICFAI University,
sharing insights and expertise on the subject matter.
BBA – School of Commerce, Management & Research
2014 - 2017
ITM University| Raipur (C.G.), India
 Achieved the runner-up position in the Student Union Election for Joint Secretary at ITM University,
demonstrating strong leadership, communication, and organizational skills.

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 Successfully won the Student Union Election for Class Representative at ITM University,
representing the interests and concerns of fellow classmates.
Certifications & Courses
 Completed Training Program on How to Train Your Brain for Happiness - LinkedIn (Issued Aug
2022)
 Certification in Equity Research & Valuation - NSE India (Issued Oct 2021).
 Certification in Fundamentals of Quantitative Modelling - University of Pennsylvania (Issued Sep
2020).
 Successful completion of the Financial Education Program offered by SEBI (Issued Aug 2018).
 Participation in a comprehensive 2-day workshop on the Indian Financial Market at Karvy Stock
Broking Pvt Ltd in (Issued Sep 2017).
 Certification in Entrepreneurship Development - NIESBUD - National Institute for Entrepreneurship
and Small Business Development (Issued Apr 2016).
 Volunteered at Konsole Indya Pvt Ltd for Meri Property Magazine in June 2015.
 Achieved the Youth Happiness+ certification from THE ART OF LIVING in March 2015.

Tools Learned
 Microsoft Office (MS Office) Suite – Access, Excel, PowerPoint & Word.
 Software - R & SPSS (Statistical Package for the Social Sciences)

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