Module 3
ESG Strategies
The European
Federation of
Financial Analyst
Societies
Sophienstraße 44,
60487 Frankfurt am Main
[email protected]
www.effas.com
Module 3. Sources / Readings
Module 3. Sources / Readings Page 2
© EFFAS 2023
Module 3. Sources / Readings (I)
Bank of International Settlement (2021). Summary of debt securities outstanding. Available at: https://stats.bis.org/statx/srs/table/c1?f=pdf
BlackRock (2020). Sustainability goes mainstream 2020 Global Sustainable Investing Survey. Available at:
https://www.blackrock.com/corporate/literature/publication/blackrock-sustainability-survey.pdf
Busch, T., Bruce-Clark, P., Derwall, J., Eccles, R., Hebb, T., Hoepner, A., ... & Weber, O. (2021). Impact investments: a call for (re) orientation. SN Business &
Economics, 1(2), 1-13. Available at: https://link.springer.com/content/pdf/10.1007/s43546-020-00033-6.pdf
Core Characteristics of Impact Investing. Available at: https://thegiin.org/impact-investing/need-to-know/#what-is-impact-investing
European Commission (2017). Shareholders‘ rights directive Q&A. Available at: https://ec.europa.eu/commission/presscorner/detail/en/MEMO_17_592
European Commission (2021a). European Climate Law. Available at: https://climate.ec.europa.eu/eu-action/european-green-deal/european-climate-law_en
European Commission (2021b). REPowerEU. Available at: https://ec.europa.eu/info/strategy/priorities-2019-2024/european-green-deal/repowereu-affordable-secure-and-
sustainable-energy-europe_en
Eurosif (2012). European SRI Study. Available at: https://www.eurosif.org/wp-content/uploads/2014/05/eurosif-sri-study_low-res-v1.1.pdf
Eurosif (2018). European SRI Study 2018. Available at: https://www.eurosif.org/wp-content/uploads/2018/11/European-SRI-2018-Study.pdf
Module 3. Sources / Readings Page 3
© EFFAS 2023
Module 3. Sources / Readings (II)
Eurosif (2022). EU Sustainable Finance & SFDR: making the framework fit for purpose. Available at: https://www.eurosif.org/wp-content/uploads/2022/06/Eurosif-Report-
June-22-SFDR-Policy-Recommendations.pdf
GIIN Performance Benchmark Overview (2022): https://thegiin.org/research/publication/impact-performance-benchmarks-overview/
Google Trends (2021). Relative Google Search volume of topic “ESG” in Finance context, globally: 20-times increase in the last 5 years. Available at:
https://trends.google.de/trends/explore?cat=7&date=2008-01-01%202021-06-07&q=ESG
GSIA (2021a). Global Sustainable Investment Review 2020. Available at: http://www.gsi-alliance.org/wp-content/uploads/2021/08/GSIR-20201.pdf
GSIA (2021b). Snapshot of global sustainable investing assets. Available at: https://www.gsi-alliance.org/members-resources/
HLEG (2017). Financing a sustainable european economy; Interim Report 2017. Available at: https://ec.europa.eu/info/sites/default/files/170713-sustainable-finance-
report_en.pdf
IR Society (2013). Best Practice Checklist 2013. Available at: https://irsociety.org.uk/files/IRSoc-The-role-of-the-IRO.pdf
ISS (2019). Early Review of 2019 US Proxy Season Vote Results. Available at:
https://www.issgovernance.com/file/publications/ISS_Early_Review_of_2019_US_Proxy_Season_Vote_Results.pdf
ISS & IRRC (2011). The State of Engagement Between U.S. Corporations and Shareholders
Module 3. Sources / Readings Page 4
© EFFAS 2023
Module 3. Sources / Readings (III)
Kölbel, J. F., Heeb, F., Paetzold, F., & Busch, T. (2020). Can Sustainable Investing Save the World? Available at: https://doi.org/10.1177/1086026620919202
KPMG (2022). Comparing sustainability reporting proposals. Available at: https://home.kpmg/xx/en/home/insights/2022/05/sustainability-disclosures-issb-efrag-sec.html
MORNINGSTAR (2022). SFDR Article 8 and Article 9 Funds: Q2 2022 in Review. Available at: https://www.morningstar.com/en-uk/lp/sfdr-article8-article9
MSCI ESG and Climate Trends (2023). Available at: https://www.msci.com/documents/1296102/35124068/ESG+and+Climate+Trends+to+Watch+for+2023.pdf
Norges Bank (2021). Observation and exclusion of companies. Available at: https://www.nbim.no/en/the-fund/responsible-investment/exclusion-of-companies/
Schroders EY Proxy season preview (2023). Available at: https://www.schroders.com/en/global/individual/sustainability/active-ownership/dialogue-and-engagement/
Sifma (2021). 2020 Capital Markets Fact Book. Available at: https://www.sifma.org/wp-content/uploads/2021/06/US-Fact-Book-2020-SIFMA.pdf
TFND. Taskforce on Nature-related Financial Disclosures. Available at: https://tnfd.global/
The EU Sustainable Finance Disclosure Regulation (2020). Available at: https://www.eurosif.org/wp-content/uploads/2021/10/2020-12-14-SFDR-Webinar.pdf
UN PRI (2019). Annual Report 2018. Available at: https://www.unpri.org/annual-report-2018
UN PRI (2021). Annual Report 2020. Available at: https://www.unpri.org/annual-report-2020/how-we-work/building-our-effectiveness/enhance-our-global-footprint
Module 3. Sources / Readings Page 5
© EFFAS 2023
Module 3. Sources / Readings (IV)
UNFCCC. Race To Zero Campaign. Available at: https://unfccc.int/climate-action/race-to-zero-campaign
World Economic Forum (2011). The Future of Long-term Investing. Available at: https://www3.weforum.org/docs/WEF_Future_of_Long_term_Investing.pdf
Module 3. Sources / Readings Page 6
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