N6 Anglais Audit Log Sheet

The document provides guidance on completing an audit log for IRCA auditors, detailing required information such as audit dates, duration, auditee contact details, and auditor roles. It emphasizes the importance of accurate data submission for evaluation and verification, including competency references for auditors. Additionally, it outlines the preferred digital format for the log and the consequences of submitting falsified information.

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N6 Anglais Audit Log Sheet

Uploaded by

cherubinmandjumba1000

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Audit log

Guidance Notes for Completing the Audit Log

 Please also refer to ‘Essential Guidance for Application’ section in ‘Requirements for Certification as an IRCA Auditor (All Schemes)’
document.
 We prefer this log to be filled in digitally. If printed and scanned, please keep resolution set at low, to limit file size.

Column Audit number on log sheet: You do not need to add any information to this column.
1
Column Date: Day, month and year of the first day of the site visit, beginning with the opening meeting.
2
Column Total Duration: Total time, including time spend off site, that you spent on the audit (To the nearest half day). Note: This is NOT the
3 combined duration of the entire audit team.
On site Time: Time spent on actual auditing activities, from the opening to the closing meeting inclusive.
Off-site Time: Time spent on planning/preparation, document review and report writing. These activities may take place at the site of
the audit or off location, but is still considered off-site time. A maximum of 1 day off site time is allowed per audit (For Stage 1 and 2
audits, 1 day is permitted for each).
Column Auditee Contact Details: This section must be completed in full for us to perform evaluation and verification. If any of this
4 information is not available we may ask you to supply us with more evidence.

IRCA 106 |
Column Role in Audit: Please indicate Auditor, Lead Auditor, Sole Auditor or Internal Auditor as appropriate.
5 Only enter Lead Auditor if you led a team consisting of yourself and at least one other auditor.
Please enter Sole Auditor if you carried out an audit where you were the only auditor and performed all phases of the audit.
Column Total number in team: Number of active participating auditors, including yourself, on the audit team.
6
Column Audit standard: If your audit standard is not referenced in the corresponding auditor certification criteria or on the equivalent
7 standards list (all available at www.irca.org) please contact the IRCA secretariat for advice and/or submit to IRCA, with your audit logs,
a copy of the standard for evaluation. (There may be a charge for this evaluation).
Column Audit type: Third Party (TPA), Second Party (SPA), First Party /Internal (FPA), Consultancy or contracted (CON). For audit events
8 classified as (TPA) further explanation of purpose should be included. i.e. pre-assessment, certification, surveillance (Surv.), re-
assessment, stage 1, stage 2 etc. Also detail ‘Full system’, or ‘Partial System’ as appropriate. ‘See guidance in IRCA 1000 –
‘Requirements for Certification as an IRCA Auditor’ for more information
For aerospace audits the inclusion or exclusion of design within the performed audit must be detailed on the audit log sheet.
Column Contact Details of the company that employed you: the company that employed you for the audit, i.e. your employer or client if
9 consultancy/contracted audit.
This section must be completed in full for us to perform evaluation and verification. If any of this information is not available we may
ask you to supply us with more evidence.
Column Competency Reference:
10
For initial application and for regrade to Auditor, Lead Auditor and Principal Auditor (Route 1), one full system audit must have
been carried out under the direction and guidance of a lead auditor. Therefore, you are required to supply the contact details of the
guiding and directing lead auditor that is willing to attest to your competence, having observed one of your audits. This lead auditor
must be competent and should be certified as a lead auditor by IRCA or another recognised auditor certification body. IRCA may accept
a reference by an uncertified auditor or by a person of equal and demonstrable competence and standing in industry. Please provide us
with their CV if this is the case.

For initial application and for regrade to Internal Auditor, the audit manager, or senior management for whom the audit was
conducted may act as a competency referee to confirm that the audit(s) were conducted adequately and professionally. All internal
audits must therefore come with a competency reference. However this may be the same person for multiple audits.

Note 1: Direction and guidance means that you were under supervision for a significant part of the on-site audit process.
Note 2: The directing and guiding lead auditor does not need to sign the audit log. IRCA simply require you to submit their details, so
we may contact them at our discretion to validate the information.
Note 3: Certified auditors renewing certification at the same grade do not need to complete this section

IRCA 106 |
PLEASE COMPLETE THE AUDIT LOG DECLARATION BELOW:
Name & Certification Existing Declaration: I declare that all information submitted is accurate and is representative of the audits I have
Initials Number Grade carried out. Note: IRCA may verify any information provided, and discovery of any falsified information will
(Enter below) (Enter below) (for likely result in suspension from the register.
certified
auditors)

Sign or print name:

1 2 3 4 5 6 7 8 9 10
Audit Dates Total Audit Contact details of Role in Total Audit Type of Contact details Declaration of
Numb (DD/MM/ Duratio Days the company audit Number standar audit of the company competence
er YY) n of spent audited (auditee) in Team d that employed (This person declares
Audit in on site STATE: (includi (e.g. STATE: you that the audit was
days PROVIDE: ng ISO conducted adequately
STATE: STATE: LA - yourself 9001:20 TPA – PROVIDE: and professionally
STATE: Auditee contact Lead ) 08) Pre and that the
Start Duration name Auditor - Company name presented information
and Number of your STATE: assessme is accurate)
finish of days on-site Complete address SA - nt Complete
dates of of your Days Sole Full Stage 1 address PROVIDE:
the audit involvem Telephone/fax Auditor Referenc Stage 2
on site ent number: e incl. Surveillan Contact Name Name
A- date of ce
(incl. E-mail address Auditor standard Position within Position
off-site SPA Organisation
time) Size of organisation IA – Auditor certification
(i.e. number of Internal FPA Contact number: (if

IRCA 106 |
people employed on Auditor telephone applicable)
the site) CON number
T– Email address Contact telephone /
Trainee (See fax number
Auditor guidance
above) Email address

1 11 days 9 LA- lead 3 ISO TPA-pre INTERTECH

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[email protected] Kinshasa
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Auditor