Lecture Notes: Bracketing and Open
Methods for Root Finding
1. Bracketing Methods
Bracketing methods require two initial guesses a and b such that:
f(a) * f(b) < 0
This ensures that a root exists in the interval [a, b] assuming f(x) is continuous.
1.1 Bisection Method
Concept: Iteratively halves the interval [a, b] and retains the subinterval where a root lies.
Formula:
x_r = (a + b)/2
Error Estimate:
|e_n| ≤ (b - a)/2^n
Pros:
- Guaranteed convergence.
- Simple and reliable.
Cons:
- Slow convergence (linear rate).
1.2 Regula Falsi Method (False Position)
Concept: Uses linear interpolation between f(a) and f(b).
Formula:
x_r = b - f(b)(a - b)/(f(a) - f(b))
Pros:
- Often faster than bisection.
Cons:
- May converge slowly if one endpoint stays fixed.
2. Open Methods
Open methods use one or two initial guesses but do not require bracketing the root.
2.1 Fixed-Point Iteration
Concept: Rearranges f(x) = 0 into x = g(x), then:
x_{n+1} = g(x_n)
Convergence Condition:
|g'(x)| < 1 in the neighborhood of the root
Pros:
- Simple to implement.
Cons:
- Convergence not guaranteed.
- May diverge if condition is not met.
2.2 Newton-Raphson Method
Concept: Uses the tangent at the current point to estimate the next point.
Formula:
x_{n+1} = x_n - f(x_n)/f'(x_n)
Pros:
- Quadratic convergence near the root.
Cons:
- Requires derivative f'(x).
- May fail or diverge.
2.3 Secant Method
Concept: Uses a finite difference approximation of the derivative:
x_{n+1} = x_n - f(x_n) * (x_n - x_{n-1}) / (f(x_n) - f(x_{n-1}))
Pros:
- Faster than bisection.
- No derivative required.
Cons:
- May not converge for poor initial guesses.
3. Comparison Table
Method Type Requires Derivative Convergence Reliability
Bracketing Needed
Bisection Bracketing Yes No Linear Guaranteed
Regula Falsi Bracketing Yes No Faster than Sometimes
bisection slow
Fixed-Point Open No Yes (for g' Linear Conditional
check)
Newton- Open No Yes Quadratic Fast but
Raphson risky
Secant Open No No ~1.618 Moderate