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Performance limits of spectro-temporal unitary
transformations for coherent modulation
Callum Deakin, Xi Chen
Nokia Bell Labs, 600 Mountain Ave, Murray Hill, NJ, USA
Abstract: We analyse the performance limits of coherent modulation based on lossless
unitary transformations, demonstrating that they can achieve high (>30 dB) SINAD and
outperform conventional IQ modulators at equivalent transmitter laser powers. © 2024
The Author(s)
1. Introduction
Conventional coherent modulation is based on amplitude modulation via Mach-Zehnder modulators (MZMs)
which is inherently lossy since it is based on switching. Excess light is discarded via the unused output port of
the optical coupler that combines the two arms of an MZM and the optical coupler that combines the in-phase (I)
and quadrature (Q) parts of the optical field, as shown in Fig. 1(a). MZM-based coherent transmitters often have
modulation losses on the order of 20 dB. Such significant loss is detrimental for power-efficiency and may become
prohibitive for future transceivers with THz level bandwidths, such as highly parallel or frequency-comb-based
transceivers, where the available power on the photonic integrated circuit is limited.
An alternative modulation scheme based on multiple stages of alternating phase modulators and dispersive ele-
ments (Fig. 1(b)) has been proposed and demonstrated [1, 2], inspired by its spatial analog: the multi-planar light
converter (MPLC) [3]. Conceptually, the scheme achieves amplitude modulation by redistributing light temporally
rather than switching. This scheme is known as a spectro-temporal unitary transformation or all-pass modulation,
as the relation between the output target optical waveform (e.g. a Nyquist-pulse-shaped N-QAM waveform) and
the input CW light can be viewed as a unitary transformation on the spectro-temporal modes. Since it uses only
phase modulators and dispersive elements, it is theoretically lossless. It has been recently shown that this modu-
lation scheme can be operated in real time [4] and can modulate the different wavelengths of a frequency comb
independently without any wavelength mux/demux [5]. Besides classical optical communications, the lossless
nature of these transformations also make them highly attractive for quantum information processing [2, 6].
Though experimentally demonstrated, there has been little to no discussion on the performance limits of this
modulation scheme. Here, we examine how the key design factors, including number of stages, amount of dis-
persion, and phase modulator bandwidth impact the accuracy of these spectro-temporal unitary transformations.
Using root-raised-cosine (RRC) shaped 16-QAM as an example, we show that high (> 30 dB) signal-to-noise-and-
distortion ratio (SINAD) is achievable if the bandwidth of the phase modulator is sufficient. We also reveal that
the digital-to-analog converter quantization noise can cause an nonlinear increase in the overall system noise and
distortion. Finally, by calculating the shot noise limited transmitter SINAD of the unitary transformation scheme,
we show that the phase modulation scheme can substantially outperform the lossy conventional approach at the
same transmitter laser power.
ϕ(t) H(ω)
CW
Input
Arbitrary
waveform
output
ϕ(t) H(ω) ϕ(t) H(ω)
(a) Conventional IQ modulation
(b) Spectro-temporal unitary transformation
Stage 1
Stage 2
Stage N
CW
input
Arbitrary waveform
output
a(t)
π/2
a(t)
Discarded
light
Discarded light
Discarded
light
Dispersion
Dispersion
Dispersion
Phase mod.
Phase mod.
Phase mod.
Fig. 1. (a) Conventional IQ modulation based on amplitude modulation, a(t). (b) Lossless spectro-temporal unitary transform
based arbitrary waveform modulation based on cascaded phase modulators φ(t) and dispersive elements H(ω).
1
arXiv:2412.16110v1 [eess.SP] 20 Dec 2024
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