The SEC’s annual Conference on Emerging Trends in Asset Management is on June 5. The conference brings together a variety of asset management industry participants, regulators, commentators, and academics to discuss emerging trends in the industry. Agenda and registration details: https://lnkd.in/e4hAWrFy
U.S. Securities and Exchange Commission
Financial Services
Washington, DC 150,551 followers
This account expresses the author's views only and not necessarily those of the Commission or other staff.
About us
The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC's five main divisions are: • Corporation Finance • Trading and Markets • Investment Management • Enforcement • Risk and Economic Analysis The SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor's advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC's Washington, D.C. headquarters and in 11 regional offices in the United States. Disclaimer: http://ow.ly/5hB230oHjhr
- Website
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http://www.sec.gov
External link for U.S. Securities and Exchange Commission
- Industry
- Financial Services
- Company size
- 1,001-5,000 employees
- Headquarters
- Washington, DC
- Type
- Government Agency
- Specialties
- Financial Services, Federal Government, and Compliance
Locations
Employees at U.S. Securities and Exchange Commission
Updates
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🌷 Small public company resources are in full bloom at the SEC! If you’re considering taking your small business public or are running a small public company, our #SECSmallBiz team has resources for you! Check out the latest in our #LetsTalkSmallBusiness series, featuring Jeff Solomon, former Vice Chair of the SEC’s #SmallBiz Capital Formation Advisory Committee. Jeff shares his thoughts on what it’s like to be a smaller public company, the interdependence of public and private markets, and the health of the public markets in general. https://lnkd.in/g3zzNz_m Next, explore “building blocks” of SEC capital-raising laws and concepts, like: ✅ ¬How do I know when I am ready to take my company public? https://lnkd.in/ghZmpwWP ✅ What should I expect from the SEC’s filing review process? https://lnkd.in/gv9FATSj ✅ What are filer and reporting statuses; how do they affect public company reporting requirements? https://lnkd.in/g7ViYZ8z Find these resources and more on our SEC Small Business Resources Page. https://lnkd.in/gv-RrHiZ #CapitalRaising #SECSmallBiz
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Chairman Paul Atkins' remarks at SEC Speaks today: https://lnkd.in/eCQZkgaZ
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PLI’s SEC Speaks in 2025 is May 19-20. Chairman Paul Atkins, Commissioners Hester Peirce, Mark Uyeda, and Caroline Crenshaw, and SEC staff will be participating. A complimentary non-accredited livestream will be available. Details: https://lnkd.in/gxmf9P6y
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Our Division of Economic and Risk Analysis is looking for input on the “Interactive Data” collection of information (i.e., the requirement to tag financial statements and certain other disclosures in Inline XBRL). More information: https://lnkd.in/exqD4UaG
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Chairman Paul Atkins' remarks at the Crypto Task Force Roundtable today: https://lnkd.in/ermf6qkK
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Reminder: Our crypto roundtable is tomorrow (4/25) from 1 – 5 p.m. ET. See our list of panelists and agenda: https://lnkd.in/ezBYDHfU
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Commissioner Mark Uyeda's note to staff: Thank you, and welcome Chairman Atkins. https://lnkd.in/gGpHfGrs
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Paul S. Atkins was sworn into office as the 34th Chairman of the Securities and Exchange Commission. https://lnkd.in/evx6TQEi
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