SDG and Parliament
SDG and Parliament
and the
Sustainable
Development
Goals
A self-
assessment
toolkit
Copyright ©Inter-Parliamentary Union, 2016.
For personal and non-commercial use, all or parts of this publication may be reproduced
on condition that copyright and source indications are also copied and no modifications
are made. Please inform the Inter-Parliamentary Union on the usage of the publication
content.
ISBN 978-92-9142-666-9
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Introduction
We acknowledge also the essential role of national parliaments
through their enactment of legislation and adoption of budgets and
their role in ensuring accountability for the effective implementation
of our commitments. … “We the peoples” are the celebrated
opening words of the Charter of the United Nations. It is “we
the peoples” who are embarking today on the road to 2030. Our
journey will involve governments as well as parliaments, the United
Nations system and other international institutions, local authorities,
indigenous peoples, civil society, business and the private sector, the
scientific and academic community – and all people.
The 2030 Agenda and its SDGs are the outcome of an extended
consultation and negotiation over several years. IPU, UNDP, national
parliaments and hundreds of parliamentarians played a very active
role throughout the process and advocated strongly for the inclusion
of goals related to democratic governance.
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The toolkit is designed to enable parliamentarians to identify good
practices, gaps, opportunities and lessons learned. That will equip
parliamentarians to effectively institutionalize the new agenda and
mainstream the various goals into the legislative process. The toolkit is
not prescriptive. It has been designed to be relevant to all parliaments,
whatever their political system and stage of development.
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What are the SDGs?
We welcome the new 2030 Agenda for Sustainable Development
that has emerged with its 17 Sustainable Development Goals
(SDGs). Poverty eradication is the overarching objective of this
new agenda, alongside the promotion of economic, social and
environmental development. ... We applaud the ambition of this
agenda to be transformative and leave no one behind, including
the most disadvantaged and vulnerable. Indeed, to be successful,
sustainable development has to place human beings at the centre
of decisions. It has to aim at achieving their well-being with full
respect for environmental limitations. It needs to be owned by the
people and it requires their full participation. People are individuals
endowed with rights and responsibilities towards each other and
towards the environment. We must all invest in them as our most
important resource.
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A new framework for action
Not only do the SDGs identify sectoral priorities and set ambitious
new targets; they also break new ground. It is the first time that
an international compact has recognized the centrality of effective,
inclusive and accountable institutions in the development process.
Goal 16, also known as the governance goal, reflects IPU’s and UNDP’s
long-held view that democratic governance is not only an end in itself,
but also a means to sustainable development, peace and justice.
As important legislative, oversight and representative institutions,
parliaments have a direct interest in this goal (see box, page 7).
1 Placing democracy at the service of peace and sustainable development: Building the world the people want. Declaration of the
Fourth World Conference of Speakers of Parliament, 2 September 2015.
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Goal 16: Peace, justice and strong institutions – an overview
Building on lessons learned from the Millennium Development Goals, the
SDGs include a specific goal to “promote peaceful and inclusive societies for
sustainable development, provide access to justice for all and build effective,
accountable and inclusive institutions at all levels”.
Two targets within this goal refer to the role of parliaments:
• Target 16.6: Develop effective, accountable and transparent institutions at all
levels.
• Target 16.7: Ensure responsive, inclusive, participatory and representative
decision-making at all levels.
Other targets refer to key principles of democratic governance such as the rule of
law, justice, access to information and fundamental freedoms.
Parliaments need to engage in the implementation and oversight of the
entire SDG framework. But they also need to pay special attention to their
own institutional development in line with Targets 16.6 and 16.7. For example,
parliaments can work with their national statistics authority to develop indicators
that reflect their own priorities in support of targets 16.6 and 16.7.
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Complementing the 2030 Agenda
The 2030 Agenda sets out a global vision for sustainable
development. It is also complemented by three additional
international agreements on financing for development, climate
change and disaster risk reduction. Read together, they provide
an overarching framework that drives sustainable development
forward:
• Addis Ababa Action Agenda,3 This is the outcome document
of the Third International Conference on Financing for
Development (July 2015). It provides a global framework for
mobilizing resources estimated to be worth trillions of dollars
to finance sustainable development. That can be done through
development cooperation, international taxation, trade, and
a host of regulations and institutional reforms. The Agenda
dovetails with SDG 17 (strengthen means of implementation).
• Paris Agreement on Climate Change,4 Governments adopted
this agreement in December 2015. It aims to limit the global
average temperature rise to well below 2 degrees Celsius
compared with pre-industrial levels. A larger rise may lead
to catastrophic and irreversible consequences for human
development. The Agreement requires all countries to take
effective and verifiable action to reduce greenhouse gas
emissions, the main culprit in global warming. It also expands
on SDG 13 (combat climate change).
• Sendai Framework on Disaster Risk Reduction,5 Leaders
endorsed this agreement in March 2015. It reflects the
experiences gained through regional and national efforts to
address disaster risk reduction. It recognizes that disasters are
a setback to development work, that risks must be reduced and
mitigated, and that reconstruction must follow the build back
better principle. The Framework specifically recognizes a role
for parliamentarians in ensuring accountability and oversight.6
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3 https://sustainabledevelopment.un.org/frameworks/addisababaactionagenda
4 https://sustainabledevelopment.un.org/frameworks/parisagreement
5 https://sustainabledevelopment.un.org/frameworks/sendaiframework
6 Ibid, 27(e): “[t]o…promote public scrutiny and encourage institutional debates, including by parliamentarians and other relevant
officials, on progress reports of local and national plans for disaster risk reduction”;
27(i): “to encourage parliamentarians to support the implementation of disaster risk reduction by developing new or amending
relevant legislation and setting budget allocations”;
48(h): “to continue supporting and advocating disaster risk reduction and the strengthening of national legal frameworks”.
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Localizing the SDGs
The SDGs were designed within a broad, overarching framework. They
are intended to help focus and coordinate national policies (including
existing ones) towards a common vision for humanity. Each State
therefore needs to identify its own priorities, and localize targets and
indicators to guide its national implementation.
To localize the SDGs, each country should develop or update its own
national development plan. Country-specific goals and targets should
be supported by locally relevant indicators of progress in order to record
results on the ground. Citizens must be closely involved in this process.
Parliaments have a key role in that regard to ensure that national SDGs
reflect specific local needs and the circumstances of specific groups.
The 2030 Agenda includes guiding principles and milestones for regularly
reviewing progress. Global progress on the SDGs will be assessed
against a set of agreed indicators.7 It is understood that States can adopt
locally appropriate indicators to track their national progress.
7 See the SDGs indicators website of the United Nations Statistics Commission at http://unstats.un.org/sdgs/
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Parliamentary engagement with the
SDGs
As parliamentarians, we must support efforts to reach the new
goals in ways that respect each country’s national specificities. Our
responsibility is clear: to hold governments accountable for the goals
they have subscribed to, and to make sure that enabling laws are
passed and budgets adopted. … We will seek to overcome the silo
mentality within our own parliaments and national administrations
to reflect the intersectoral nature of the goals. To this end, we will
do our utmost to institutionalize the goals in every parliament, with
sufficient time for discussion and monitoring.
Hanoi Declaration – The Sustainable Development Goals: Turning words into action
132nd IPU Assembly, Hanoi, 1 April 2015
An inclusive process
In many countries, a national SDG working group or similar body
will be established to coordinate and guide SDG implementation.
Parliamentary representatives should be included in any such high-
level body, so that they can contribute their constituents’ views
and provide institutional support. Parliaments should demand that
the governments draw up or update a national SDG plan (or other
relevant sectorial plans). This will ensure that national policies and
plans will be developed or reviewed so that their part in achieving
the SDGs becomes more effective. Parliaments should be able to
contribute to this plan through a wide-ranging, public consultation
process. Parliament should formally adopt the national SDG plan
after a comprehensive review and formal debate. Finally, parliaments
should ask governments for a regular progress report on the
implementation of the national plan.8
8 The role of parliaments in national progress reviews is specifically mentioned in paragraph 79 of the 2030 Agenda, which states:
We also encourage member states to conduct regular and inclusive reviews of progress at the national and sub-national levels
which are country-led and country-driven. … National parliaments as well as other institutions can also support these processes.
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Parliaments’ participation in global progress monitoring
National governments are in the driving seat for implementing
the SDGs. But the process is also supported internationally
through information-sharing and monitoring mechanisms. One
of the most important is the United Nations High Level Political
Forum. Each July, national leaders gather at the Forum to take
stock of progress and recalibrate global efforts. A number of
countries undergo voluntary national reviews every year. The
reviews should be a participatory process that is open to all
stakeholders, including parliaments. To facilitate parliamentary
engagement, IPU holds a special session of its Committee on
United Nations Affairs at the first IPU Assembly of each year.
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national SDG plan. Parliamentary oversight of budget expenditure
is also crucial. It is the moment when parliaments can analyse the
effectiveness of government expenditure on SDG achievement.
• Oversight, Monitoring results is a critical element of
SDG implementation. Parliaments must make sure that
implementation is on track and can be recalibrated in light
of evidence and public feedback. Parliamentary oversight
mechanisms such as Question Time, written questions to
government, and parliamentary committee hearings can be
very effective in identifying obstacles or assessing progress.
Parliamentary committees should have the power to call on
government officials to provide information on the impact of
government policies and programmes. Committees should also
be able to call public hearings to garner citizens’ views on SDG
implementation. The knowledge collected can be fed back into
government planning and delivery mechanisms through a national
SDG working group or equivalent body in which parliamentarians
participate.
• Representation, To ensure meaningful national ownership of
the SDGs, all citizens and stakeholders should be involved in
setting policies and priorities. As elected representatives of the
people, parliamentarians have an obligation to reach out to their
constituents throughout their term of office, not just at election
time. By going directly to the people, parliamentarians can
identify gaps and weaknesses in SDG implementation that may
not be caught in general government reports or national statistics.
Parliamentarians should be aware of their constituents’ wider
concerns: consultations with civil society organizations, academic
institutions, the private sector, and others can help to identify
those concerns.
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Assessing parliamentary preparedness –
where to begin?
Self-assessment is by definition a voluntary practice. It works best
when parliament, especially its highest authorities, sees it as a way of
strengthening itself as an institution. Self-assessment, as opposed to
an external expert evaluation, helps ensure that parliament assumes
ownership of the exercise’s findings. Self-assessments are not and
should not be used to rank parliaments. Instead, they provide useful
information to help improve the performance of key parliamentary
functions, including legislation, to representation and oversight. The
aim is to agree a shared vision of the current situation, priorities for
future action and recommendations on how best to move forward.
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parliamentarians increase the likelihood of the outcomes being
broadly owned by the entire parliament.
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Where there is a bicameral parliament, both houses can run a self-
assessment, either separately or together. The choice will depend
on the level of cooperation and collaboration between the two
houses, and their level of shared resources. A joint self-assessment
will allow a bicameral parliament to identify common strategies and
complementary actions. That said, in some countries, one or both
houses may not be composed or organized along party lines (such
as those that represent traditional leaders or appointed elders).
Different approaches might therefore be required to ensure inclusive
representation of different community perspectives.
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How will the exercise be facilitated? Will there be
a single facilitator for the overall exercise?
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Self-assessment questions
A self-assessment process should start with a set of questions that
can be used to systematically consider the different issues that need
to be discussed. This tends to help parliamentarians most effectively
to reflect on preparedness and identify their priorities for future
action. However, there is no one solution or one set of questions that
will fit all national contexts.
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In the past 12 months:
▪▪ Have parliamentarians received any training sessions on the
SDGs? If so how many sessions have been run and for how
many parliamentarians (men and women)?
▪▪ Have training sessions or awareness-raising activities for
parliamentary staff been organized? If so, how many and for
how many staff (men and women)? Which departments were
they from?
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Questions 2: Bringing the SDGs from the
global to the local level
The 2030 Agenda and SDGs have been endorsed as a global
framework. But their implementation will need to be tailored to
national priorities, and to build on existing national plans and efforts.
Not all SDGs will be of equal importance in every country or region
of a country. There are 8–10 “targets” that support each SDG.
The targets provide more detail on the key issues that should be
addressed if the Goal is to be achieved nationally. Likewise, these
targets may not all be accorded the same priority for implementation.
To localize the SDGs, national planning agencies will need to
review and revise existing national and sectoral development plans.
Countries may also need to develop new SDG implementation plans.
Parliamentarians should be involved in these processes, including by
feeding in their knowledge of their constituents’ priorities.
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▪▪ What support and information will parliamentarians need in
order to effectively engage in any such planning processes?
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Questions 3: Mainstreaming the SDGs
within parliamentary mechanisms
The SDGs are a multisectoral, comprehensive sustainable
development framework. The breadth of the 2030 Agenda, which the
SDGs serve to realize, will require parliamentarians to take action on
a range of policy issues across sectors, and to overcome institutional
silos. These silos often exist within government and tend to be
replicated when parliament oversees the government. Individual
parliamentary committees are sometimes given sole responsibility
for oversight of SDG issues, rather than mainstreaming SDG
implementation and oversight across the entirety of parliament’s
processes and mechanisms. It is useful to systematically review
parliament’s existing mechanisms. This enables parliamentarians to
identify whether those mechanisms can be used to support SDG
implementation and oversight, and then to consider whether there
would be value in creating any new processes or mechanisms.9
9 Examples of such mechanisms include creating an SDG (sub-)committee; mainstreaming the SDGs in all committees; creating a
working group of all committee chairs to ensure that SDG issues are mainstreamed within and across committees; creating a more
informal mechanism to facilitate regular information exchange on SDG implementation between the committees; and running
committee hearings for experts.
10 A model resolution, adopted by the IPU Executive Committee at the 133rd IPU Assembly, can be found at http://www.ipu.org/un-e/
model_SDG.pdf
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In the past 12 months:
▪▪ How many plenary debates has parliament held on the SDGs?
▪▪ Which committees have discussed the SDGs?
▪▪ How many committee reports have been published on the
SDGs?
11 This should include consideration of whether and how parliamentary committees can oversee the implementation of any national
sustainable development plan and relevant sectoral plans.
12 For example, many parliaments have a social welfare committee which could be used to oversee implementation of the SDGs
related to health, education and poverty reduction; or a law and justice committee which could be used to track progress against
SDG 16 on inclusive institutions, peace and access to justice.
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• To what extent have the SDGs been successfully
mainstreamed in parliament? What adjustments, if any, are
necessary to parliament’s structures and working methods to
enable it to work more effectively on the SDGs?
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Questions 4: Making laws in support of
the SDGs
Parliament will play a key role in supporting the implementation of
the SDGs by building a legal framework that enables the goals to
be achieved. This will mean enacting pro-poor, gender-sensitive,
human rights-based legislation. It is crucial that parliament reviews all
proposed legislation through a human rights-based and sustainable
development lens. It will then be able to identify whether and how
a law promotes, or can be amended to promote, more effective
SDG implementation. In so doing, parliament should be proactive in
facilitating public participation in the law-making process. The public’s
input should include holding public hearings on draft laws and inviting
civil society and members of the public to make submissions.
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• To what extent can committees or similar bodies perform
an “impact assessment”13 of draft laws from an SDG
standpoint?
▪▪ Is there a process to undertake a gender impact assessment
of proposed laws?
▪▪ Is there a process for assessing the human rights impact of
proposed laws and ensuring their conformity with both ratified
human rights conventions and relevant recommendations
made by United Nations human rights mechanisms?
13 A socioeconomic impact assessment tool is designed to enable a parliament to assess the social, cultural, gender, environmental,
human rights, poverty and economic impact of a proposed law. It is usually undertaken by parliamentary secretariat staff, who then
share it with parliamentarians as an information paper for consideration.
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Questions 5: Financing the SDGs
Parliament adopts national budgets and oversees expenditure to
ensure public funds have been used properly and effectively. In this
role, parliaments can use their law-making and oversight powers to
focus the government on establishing pro-poor, gender-sensitive,
human rights-based budgets that support SDG implementation.
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• How effectively can parliament scrutinize budget
expenditure and assess how this has served to advance SDG
implementation?
▪▪ In the event of poor budget support for SDGs, does
parliament or its committees have the power to act or demand
government action to correct the situation?
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Questions 6: Monitoring SDG
implementation
The SDGs will need to be carefully monitored both nationally and
globally. Regular reports will be submitted at the global level to
track progress across countries. Nationally, monitoring will be linked
to accountability for the implementation of national policies and
programmes aligned to the SDG framework. The adoption of a rights-
based approach in the SDGs has led to a greater emphasis on quality
outcomes and distributional issues. Monitoring challenges related
to those new measures should therefore be addressed as a priority.
Data collection and analysis will be critical. It will require strong
national capacities for data collection and disaggregation, including by
gender, age, minority group and health status.
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• To what extent is parliament able to ensure follow-up on
recommendations about SDG implementation from global
bodies, namely the High-level Political Forum?14
▪▪ Are reports to international monitoring mechanisms tabled
and debated in plenary sessions of parliament?
▪▪ Are these reports referred to a parliamentary committee
for more detailed consideration (e.g.: the foreign affairs or
relevant sectoral committee)?
▪▪ When international bodies make recommendations to
government on SDG implementation, are they tabled in
parliament for review, debate and/or action?
14 Governments will be required to report regularly to the United Nations High-level Political Forum of ECOSOC, which is responsible
for overall SDG implementation oversight. See https://sustainabledevelopment.un.org/hlpf
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Questions 7: Engaging with the public
Making the SDGs people-centred means that people from all walks
of life should have a say in the legal and policy processes that affect
them. It also means that they should be able to demand corrective
action from decision-makers in both government and parliament. The
exponential growth of information technologies is leading to new
ways for people to participate in development planning, budgeting,
implementation and monitoring processes. At the same time, there
is still considerable scope for strengthening conventional methods
of including citizens’ contributions in parliamentary processes. It
is important for parliament to proactively engage with the public
both to find out the public’s SDG priorities and to assess SDG
implementation on the ground.
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• To what extent does parliament meet with citizens, civil
society organizations and academia to discuss the SDGs or
development issues?
▪▪ If parliamentarians would like to meet with the public to
discuss SDG issues, what support should the parliamentary
secretariat provide to make that happen?
▪▪ Could such an approach be systematized across parliament? If
so, how?
▪▪ Are specific efforts made to reach out to younger generations?
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Questions 8: Ensuring the SDGs serve the
most vulnerable
The 2030 Agenda specifically states that “no one will be left
behind”. Goal 5 explicitly targets gender inequality and Goal 10
calls for governments to reduce inequality more broadly. The 2030
Agenda makes it very clear that to achieve those aims, countries
need to directly tackle gender inequality and make every effort to
engage marginalized and vulnerable groups. This will require tailored
approaches according to geography (e.g.: some rural communities
may have less access to services), demographics (e.g.: special efforts
may be needed to support young people’s access to justice systems)
or other population indicators. Parliament can actively use its powers
to ensure that the needs of vulnerable groups are taken into account.
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▪▪ How many hearings were held with representatives of
vulnerable or marginalized groups?
15 For example, rules or procedures within parliament, rules of political parties, specific parliamentary committees dedicated to the
rights of vulnerable groups, and training sessions for parliamentarians on human rights and/or the rights of specific marginalized
groups.
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Resources
Understanding the SDGs
• A/RES/70/1. Transforming our world: the 2030 Agenda for
Sustainable Development. http://www.un.org/ga/search/view_doc.
asp?symbol=A/RES/70/1&Lang=E
• A/RES/69/313. Addis Ababa Action Agenda of the Third
International Conference on Financing for Development.
http://www.un.org/ga/search/view_doc.asp?symbol=A/
RES/69/313&Lang=E
• United Nations Development Group (2015). Mainstreaming the
2030 Agenda for Sustainable Development: Interim reference
guide to UN Country Teams. http://www.undp.org/content/dam/
undp/library/MDG/Post2015-SDG/UNDP-SDG-UNDG-Reference-
Guide-UNCTs-2015.pdf
• Sustainable Development Solutions Network (2015).
Getting started with the Sustainable Development Goals,
A guide for stakeholders. http://unsdsn.org/wp-content/
uploads/2015/12/151211-getting-started-guide-FINAL-PDF-.pdf
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Useful parliaments and SDGs websites
• Inter-Parliamentary Union.
www.ipu.org
• Agora Parliamentary Portal SDGs pages.
http://www.agora-parl.org/resources/aoe/sustainable-
development-goals-sdgs-post-2015-agenda
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Acknowledgements
IPU is grateful to Charmaine Rodriguez for drafting the original text of
the toolkit. The text also benefited from comments, suggestions and
input from parliaments and parliamentarians from many countries
and regions, to whom IPU owes a debt of gratitude. Special thanks
go to UNDP for their comments, and support in testing the different
drafts of the toolkit at country level.
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