Statements
Statements
MATH 552
Contents
1. Algebraic Extensions 1
1.1. Finite and Algebraic Extensions 1
1.2. Algebraic Closure 5
1.3. Splitting Fields 7
1.4. Separable Extensions 8
1.5. Inseparable Extensions 10
1.6. Finite Fields 13
2. Galois Theory 14
2.1. Galois Extensions 14
2.2. Examples and Applications 17
2.3. Roots of Unity 20
2.4. Linear Independence of Characters 23
2.5. Norm and Trace 24
2.6. Cyclic Extensions 25
2.7. Solvable and Radical Extensions 26
Index 28
1. Algebraic Extensions
(2) Otherwise, if p is the smallest positive integer such that pi=1 1F = 0, then F
P
(4) The prime field of F is the smallest subfield of F . (Thus, if char(F ) = p > 0,
def
then the prime field of F is Fp = Z/pZ (the filed with p elements) and if
char(F ) = 0, then the prime field of F is Q.)
(5) If F and K are fields with F ⊆ K, we say that K is an extension of F and
we write K/F . F is called the base field .
def
(6) The degree of K/F , denoted by [K : F ] = dimF K, i.e., the dimension of K
as a vector space over F . We say that K/F is a finite extension (resp., infinite
extension) if the degree is finite (resp., infinite).
(7) α is algebraic over F if there exists a polynomial f ∈ F [X] − {0} such that
f (α) = 0.
Proposition 1.1.4. For any f ∈ F [X] − {0} there exists an extension K/F such
def
that f has a root in K. (E.g., K = F [X]/(g), where g is an irreducible factor of f .)
def
Theorem 1.1.5. If p(X) ∈ F [X] is irreducible of degree n, K = F [X]/(p(X))
and θ is the class of X in K, then θ is a root of p(X) in K, [K : F ] = n and
{1, θ, θ2 , . . . , θn−1 } is an F -basis of K.
FIELD THEORY 3
Remark 1.1.6. Observe that F [θ] (polynomials over F evaluated at θ), where θ is
a root of an irreducible polynomial p(X), is then a field. Observe that 1/θ can be
obtained with the extended Euclidean algorithm: if d(X) is the gcd(X, p(X)) and
d(X) = a(X) · X + b(X) · p(X), the 1/θ = a(θ).
def
Remark 1.1.14. The converse is false. E.g., Q̄ = {α ∈ C : α is algebraic over Q} is
an infinite algebraic extension of Q.
4 MATH 552
Proposition 1.1.17. [K : F ] < ∞ if, and only if, K is finitely generated over F by
algebraic elements.
is a subfield of K containing F .
Definition 1.1.19. If F and K are fields contained in the field F, then the composite
(or compositum) of F and K is the smallest subfield of F containing F and K, and
is denoted by F K.
Proposition 1.1.24. The classes of algebraic extensions and finite extensions are
distinguished.
Theorem 1.2.6. (1) For any field F , there exists an algebraic closure of F .
(2) An algebraic closure of F is algebraically closed.
Definition 1.2.7. If n
X
f (X) = ai X i ∈ F [X],
i=0
then the formal derivative of f is
n
X
0
f (X) = i ai X i−1 .
i=0
Remark 1.2.8. The same formulas from calculus still hold (product rule, chain rule,
etc.).
Lemma 1.2.9. Let f ∈ F [X] and α a root of f . Then α is a multiple root if, and
only if, f 0 (α) = 0.
def
Lemma 1.2.10. Let φ : F → F 0 be an embedding, c, a1 , . . . , ak ∈ F , and f =
c(X − a1 ) · · · (X − ak ) ∈ F [X]. Then, f φ (X) = φ(c)(X − φ(a1 )) · · · (X − φ(ak )).
Corollary 1.2.12. If f ∈ F [x] is irreducible and char(F ) = 0 [or f 0 6= 0], then f has
only simple roots [in any extension of F ].
Theorem 1.3.6. The class of normal extensions is quasi-distinguished [but not dis-
tinguished]. Also, if K1 /F and K2 /F are normal, then so is K1 ∩ K2 /F .
Definition 1.4.2. (1) Let K/F be a finite extension and F̄ be an algebraic clo-
sure of F . Then, the separable degree of K/F is
def
[K : F ]s = number of embeddings φ : K → F̄ over F.
[K : F ]s = number of extensions ψ : K → L of φ.
FIELD THEORY 9
[L : F ]s = [L : K]s · [K : F ]s .
[L : F ]s ≤ [L : F ],
Definition 1.4.8. (1) The field L in the proposition above is called the normal
closure of K/F .
(2) Let
def
F s = compositum of all separable extensions of F.
F s is called the separable closure of all F .
(3) If K = F [α], then K is said to be a simple extension of F .
Lemma 1.4.10. If f ∈ F [X] is irreducible, then f has distinct roots if, and only if,
f 0 (X) is a non-zero polynomial.
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Proposition 1.4.11. (1) α is separable over F if, and only if, (minα,F )0 6≡ 0.
(2) If char(F ) = 0, then any extension of F is separable.
(3) Let char(F ) = p > 0. Then α is inseparable over F if, and only if, minα,F ∈
F [X p ]. (And thus, minα,F is a p-power in F̄ [X].)
k
Proposition 1.5.2. If F [α]/F is finite and inseparable, then minα,F (X) = f (X p ),
where p = char(F ) [necessarily positive], for some positive integer k and separable
and irreducible polynomial f ∈ F [X]. Moreover, [F [α] : F ]s = deg f , [F [α] : F ] =
k
pk · deg f , and αp is separable over F .
Definition 1.5.4. Let K/F be a finite algebraic extension. The inseparable degree
of K/F is
def [K : F ]
[K : F ]i = .
[K : F ]s
Definition 1.5.6. (1) Let α be algebraic over F , with char(F ) = p. We say that
n
α is purely inseparable over F if αp ∈ F for some positive integer n. [Thus,
n n n
minα,F | X p − αp = (X − α)p .]
(2) An algebraic [maybe infinite] extension K/F is a purely inseparable extension
if [K : F ]s = 1.
FIELD THEORY 11
Proposition 1.5.7. An element α is purely inseparable if, and only if, minα,F (X) =
n n
X p − a for some positive integer n and a ∈ F . [Observe that a = αp .]
Proposition 1.5.8. Let K/F be an algebraic extension. The following are equivalent:
(1) K/F is purely inseparable [i.e., [K : F ]s = 1].
(2) All elements of K are purely inseparable over F .
(3) K = F [αi : i ∈ I], for some set of indices I, with αi purely inseparable over
F.
Remark 1.5.11. If K/F is Galois, then Gal(K/F ) is equal to the set of embeddings
of K into K̄. Also, if K/F is finite, then K/F is Galois if, and only if, |AutF (K)| =
[K : F ], and so |Gal(K/F )| = [K : F ].
Remark 1.5.12. Note that for any field extension K/F we have a group of automor-
phisms over F , which we denote by AutF (K). But, usually, the notation Gal(K/F )
is reserved for Galois extensions only. [A few authors do use Gal(K/F ) for AutF (K),
though.]
is a field [equal to the compositum of all separable extensions of F that are contained
in K]. [So, it is clearly the maximal separable extension of F contained in K.] Then,
K 0 /F is separable and K/K 0 is purely inseparable.
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Corollary 1.5.16. If F/E and K/E are finite, with F, K ⊆ F, with F/E separable
and K/E purely inseparable, then
[F K : K] = [F : E] = [F K : E]s ,
[F K : F ] = [K : E] = [F K : E]i .
Definition 1.5.17. Let F be a field [or a ring] of characteristic p, with p prime. The
Frobenius morphism of F is the map
σ:F → F
x 7→ xp .
n n n
Remark 1.5.19. (1) If K = F [α1 , . . . , αm ], then K σ F = F [α1p , . . . , αm
p
].
(2) Notice that if K/F is an algebraic extension, we can always have an interme-
diate field K 0 such that K 0 /F is separable and K/K 0 is purely inseparable, but
not always we can have a K 00 such that K 00 /F is purely inseparable and K/K 00
is separable. [For example, take F = Fp (s, t), with p > 2, and K = F [α],
where α is a root of X p − β and β is a root of X 2 − s X + t.]
The next proposition states that if K/F is normal, then there is such a K 00 .
FIELD THEORY 13
def
Proposition 1.5.20. Let K/F be normal and G = AutF (K) [where AutF (K) is the
set of automorphisms of K over F ] and K G be the fixed field of G [as in Definition
1.5.10]. Then K G /F is purely inseparable and K/K G is separable. [Hence, K/K G is
Galois.]
Moreover, if K 0 is the maximal separable extension of F contained in K, then
K = K 0 K G and K 0 ∩ K G = F .
Proposition 1.6.2. Any algebraic extension of a finite field Galois [i.e., it is both
normal and separable].
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Proposition 1.6.4. Fps is an extension of Fpr if, and only if, r | s. In this case,
the set of embeddings of Fps into F̄p over Fpr [or equivalently, since normal, the set
of automorphisms of Fps over Fpr ] is {id, σ r , σ 2r , . . . , σ s−r }, where σ is the Frobenius
map. [In other words, Gal(Fps /Fpr ) = hσ r i.]
[
Proposition 1.6.5. The algebraic closure F̄p is Fpr . [Note that any finite union
r>0
is contained in a single finite field.]
2. Galois Theory
def
Theorem 2.1.2. Let K/F be a Galois extension and G = Gal(K/F ). Then
(1) K G = F ;
(2) if E is an intermediate field (F ⊆ E ⊆ K), then K/E is also Galois;
(3) the map E 7→ Gal(K/E) is injective.
def
Corollary 2.1.3. Let K/F be a Galois extension and G = Gal(K/F ). If Ei is an
def
intermediate field and Hi = Gal(K/Ei ), for i = 1, 2, then:
(1) H1 ∩ H2 = Gal(K/E1 E2 );
(2) if H = hH1 , H2 i [i.e., H is the smallest subgroup of G containing H1 and H2 ],
then K H = E1 ∩ E2 .
Corollary 2.1.4. Let K/F be separable and finite, and L be the normal closure of
K/F [i.e., the smallest normal extension of F containing K]. Then L/F is finite and
Galois.
FIELD THEORY 15
Lemma 2.1.5. Let K/F be a separable extension such that for all α ∈ K, [F [α] :
F ] ≤ n, for some fixed n. Then [K : F ] ≤ n.
def
Corollary 2.1.7. Let K/F be Galois and finite and G = Gal(K/F ). Then, for any
subgroup H of G, H = Gal(K/K H ).
Remark 2.1.8. The above corollary is not true if the extension is infinite! The map
H 7→ K H is not injective! For example, F̄p /Fp is Galois, the cyclic group H generated
by the Frobenius is not the Galois group, and yet K H = Fp .
def
Theorem 2.1.10. Let K/F be a Galois extension and G = Gal(K/F ). If E is
an intermediate extension, then E/F is normal [and thus Galois] if, and only if,
def
H = Gal(K/E) is a normal subgroup of G. In this case, φ 7→ φ|E induces an
isomorphism between G/H and Gal(E/F ).
Corollary 2.1.12. If K/F is Abelian (resp., cyclic), then for any intermediate field
E, K/E and E/F are Abelian (resp., cyclic).
Theorem 2.1.13 (Fundamental Theorem of Galois Theory). Let K/F be finite and
def
Galois, with G = Gal(K/F ). The results above gives: the map
{subgroups of G} −→ {intermediate fields of K/F }
H 7−→ K H
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Remark 2.1.14. Note that the maps H 7→ K H and E 7→ Gal(K/E) are inclusion
reversing, i.e., H1 ≤ H2 implies K H1 ⊇ K H2 , and if E1 ⊆ E2 , then Gal(K/E1 ) ≥
Gal(K/E2 ).
Theorem 2.1.15 (Natural Irrationalities). Let K/F be a Galois extension and L/F
be an arbitrary extension, with K, L ⊆ F [so that we can consider the compositum
def
L K]. Then K L is Galois over L and K is Galois over K ∩ L. Moreover, if G =
def
Gal(K/F ) and H = Gal(K L/L), then for any φ ∈ H, φ|K ∈ G and φ 7→ φ|K is an
isomorphism between H and Gal(K/K ∩ L).
Corollary 2.1.16. If K/F is finite and Galois and L/F is an arbitrary extension,
then [K L : L] | [K : F ].
Remark 2.1.17. The above theorem does not hold for if K/F is not Galois. For
def def √ def √
example, F = Q, K = Q( 3 2) and L = Q(ζ3 3 2), where ζ3 = e2πi/3 .
def
Corollary 2.1.19. If Ki /F is Galois and Gi = Gal(Ki /F ) for i = 1, . . . , n and
Ki+1 ∩ (K1 . . . Ki ) = F for i = 1, . . . , (n − 1), then Gal(K1 . . . Kn /F ) = G1 × · · · × Gn .
FIELD THEORY 17
def
Corollary 2.1.20. Let K/F be finite and Galois, with G = Gal(K/F ) = G1 × · · · ×
def def
Gn , Hi = G1 × · · · × Gi−1 × 1 × Gi+1 × · · · × Gn and Ki = K Hi . Then Ki /F is Galois
with Gal(Ki /F ) ∼
= Gi , Ki+1 ∩ (K1 . . . Ki ) = F and K = K1 . . . Kn .
Remark 2.1.22. Observe that, as with Galois extensions [and Abelian extensions are
Galois by definition], we do not always have that if K/E and E/F are Abelian, then
√ √ √
K/F is Abelian. For example, Q( 4 2)/Q( 2) and Q( 2)/Q are Abelian (since they
√
are degree two extensions), but Q( 4 2)/Q is not even Galois [since X 4 − 2 does not
√
split in Q( 4 2)].
Definition 2.2.1. The Galois group of a separable polynomial f ∈ F [X] is the Galois
group of the splitting field of f over F . We will denote it by Gf or Gf,F .
minα,F = (x − α1 ) · · · (x − αk ).
18 MATH 552
def
δ = (α1 − α2 )(α1 − α3 )(α2 − α3 ).
Gf = φ, ψ : φ4 = id, ψ 2 = id, ψ ◦ φ = φ3 ◦ ψ
= id, φ, φ2 , φ3 , ψ, φ ◦ ψ, φ2 ◦ ψ, φ3 ◦ ψ .
def
Example 2.2.13. As an application of the proposition above, let f = X 5 − 4X + 2 ∈
Q[X]. Then Gf ∼ = S5 . In fact, one can use the above proposition to prove that for
every prime p there is a polynomial fp ∈ Q[X] such that Gfp ,Q = Sp . [One can get all
Sn , in fact, but it is harder.]
def
Example 2.2.15. As an application of the theorem above, one can prove that f =
X 5 − X − 1 ∈ Z[X] is such that Gf = S5 , by reducing f modulo 5 and modulo 2.
Definition 2.3.1.
(1) A n-th root of unity in a field F is a root of X n − 1 in F . A root of unity
[with no n specified] is a root of unit for some n.
(2) The set of all roots of unity form an Abelian group, denoted by µ(F ) or simply
µ.
(3) The set of n-th roots of unity in F is a cyclic group denoted by µn (F ) or
simply µn .
(4) If char(F ) - n, then |µn | = n and a generator of µn is called a primitive n-th
root of unity.
FIELD THEORY 21
Proposition 2.3.3. Let F be a field such that char(F ) - n, and ζn a primitive n-th
i(φ)
root of unity. Then F [ζn ]/F is Galois. If φ ∈ Gal(F [ζn ]/F ), then φ(ζn ) = ζn , for
some i(φ) ∈ (Z/nZ)× and this map i : Gal(F [ζn ]/F ) → (Z/nZ)× is injective. Thus,
Gal(F [ζn ]/F ) is Abelian.
Remark 2.3.4. Note that Gal(F [ζn ]/F ) is not necessarily cyclic. For example, Gal(Q[ζ8 ]/Q) ∼
=
(Z/2Z) × (Z/2Z).
Definition 2.3.5. We say that K/F is a cyclotomic extension if there exists a root
of unity ζ over F such that K = F [ζ]. [Careful : in Lang, an extension is cyclotomic
if there exists a root of unity ζ over F such that K ⊆ F [ζ]!]
Corollary 2.3.8. If ζm and ζn are a primitive m-th root of unity and primitive n-th
root of unity, respectively, with gcd(m, n) = 1,then Q[ζm ] ∩ Q[ζn ] = Q,
Remark 2.3.9. If m = lcm(n1 , . . . , nr ), and ζni is a primitive ni -th root of unity for
i = 1, . . . , r, then Q[ζn1 ] · · · Q[ζnr ] = Q[ζm ].
22 MATH 552
Definition 2.3.10. Let n be a positive integer not divisible by char(F ). The poly-
nomial
def
Y
Φn (X) = (X − ζ)
ζ prim. n-th
root of 1 in F
is called the n-th cyclotomic polynomial [over F ].
Proposition 2.3.11.
(1) deg Φn = ϕ(n).
(2) If ζn is a primitive n-th root of unity, then Φn (X) = minζn ,Q (X).
(3) If ζn is a primitive n-th root of unity, then
Y
Φn (X) = (X − φ(ζn ))
φ∈Gal(Q[ζn ]/Q)
Y
(4) X n − 1 = Φd (X).
d|n
(5) If char(F ) = 0, then Φn ∈ Z[X] for all n. If char(F ) = p > 0, then Φn ∈ Fp [X]
for all n [not divisible by p].
Proposition 2.3.12.
(1) If p is prime, then Φp (X) = X p−1 + X p−2 + · · · + X + 1.
r−1
(2) If p is prime, then Φpr (X) = Φp (X p ).
r1 −1
···prss −1
(3) If n = pr11 · · · prss , with pi ’s distinct primes, then Φn (X) = Φp1 ···ps (X p1 ).
(4) If n > 1 is odd, then Φ2n (X) = Φn (−X).
Φn (X p )
(5) If p - n, with p an odd prime, then Φp n (X) = .
Φn (X)
(6) If p | n, with p prime, then Φp n (X) = Φn (X p ).
Remark 2.3.13. It is not true that for all n, the coefficients of Φn (X) are either 0, 1
or −1. The first n for which this fails is 105 = 3 · 5 · 7.
a, a + r, a + 2r, a + 3r, . . . .
FIELD THEORY 23
Theorem 2.3.15. Given a finite Abelian group G, there exists an extension F/Q
such that Gal(F/Q) = G.
Theorem 2.3.16 (Kronecker-Weber). If F/Q is finite and Abelian, then there exists
a cyclotomic extension Q[ζ]/Q such that F ⊆ Q[ζ].
Definition 2.4.1. Let G be a monoid [i.e., a “group” which might not have inverses]
and F be a field. A character of G in F is a homomorphism χ : G → F × . The trivial
character is the map constant equal to 1.
Let fi : G → F for i = 1, . . . , n. We say that the fi ’s are linearly independent if
α1 f1 + . . . αn fn = 0, αi ∈ F,
Remarks 2.4.2. (1) If K/F is a field extension and {φ1 , . . . , φn } are the embedding
of K over F , then we can think of φ|K × as characters of K × in K.
(2) If one says only a character in G (without mention of the field), one usually
means a character from G in C× or even in
def
S 1 = {ζ ∈ C : |α| = 1}.
a1 α1r + · · · + an αnr = 0,
Corollary 2.4.5. For any extension K/F , the set EmbK/F is linearly independent
over K.
24 MATH 552
Lemma 2.5.3.
(1) Let K/F be a finite extension, and EmbK/F = {φ1 , . . . , φn } be the set of
embeddings of K over F . If L/K is an algebraic extension and ψ : L → F̄ is
an embedding over F , then
{ψ ◦ φ1 , . . . , ψ ◦ φn } = EmbK/F .
EmbK/F = {φ1 , . . . φr },
and
EmbL/K = {ψ1 , . . . ψs }.
If φ̃i : F̄ → F̄ is an extension of φi to F̄ (which exists since F̄ /F is algebraic),
then
(3) Let K/F be a separable extension. If α ∈ K is such that φ(α) = α for all
embeddings φ ∈ EmbK/F , then α ∈ F .
Theorem 2.6.2. Let F be a field such that F contains a primitive n-th root of unity
for some fixed n not divisible by char(F ).
(1) If K/F is cyclic of degree n, then K = F [α] where α is a root of X n − a, for
some a ∈ F . [In particular, minα,F = X n − a.]
(2) Conversely, if a ∈ F and α is a root of X n − a, then F [α]/F is cyclic, its
degree, say d, is a divisor of n, and αd ∈ F .
Theorem 2.6.4 (Hilbert’s Theorem 90 – additive form). Let K/F be a cyclic exten-
sion of degree n and Gal(K/F ) = hσi. Then, β ∈ K is such that TrK/F (β) = 0 if,
and only if, there exists α ∈ K × such that β = α − σ(α).
Remark 2.7.2. Note that for a finite separable extension K/F to be solvable, it suffices
that there exists some finite Galois extension of F containing K with its Galois group
solvable.
F = F0 ⊆ F1 ⊆ F2 ⊆ · · · ⊆ Fr = K,
Theorem 2.7.7. Let K/F be separable. Then, K/F is solvable if, and only if, it is
radical.
Theorem 2.7.9. For n = 2, 3, 4 [and char(F ) 6= 2, 3] there are formulas for solving
[general] polynomial equations of degree n by means of radicals. For n ≥ 5, there
aren’t.
Remark 2.7.11. Note that the above theorem tells us that we cannot replace radical
by repeated radical in trying to express all roots of a polynomials in terms of radicals.
For example, the polynomial f = X 3 − 4X + 2 splits completely in R and is solvable.
So, we can write its roots in terms of radicals [since its radical], but we must have
complex numbers to write them in terms of radicals [since is not repeated radical by
the theorem above]. More precisely, if
s√ √
def 3 111 def 3 1
α= − 1, and ζ3 = i− ,
9 2 2
then the [all real] roots of f are
4 4 4
α+ , α ζ3 + , α ζ32 + .
3α 3α ζ3 3α ζ32
[We cannot rewrite the above roots only using radicals of real numbers!]
Index
Abelian extension, 15 Galois group of a separable polynomial, 17
algebraic, 2 generates, 4
algebraic closure, 5
algebraic extension, 3 Hilbert’s Theorem 90 – additive form, 26
algebraically closed, 5 Hilbert’s Theorem 90 – multiplicative form,
Artin-Schreier Theorem, 26 25
compositum, 4
linearly independent, 23
conjugates, 9
cyclic extension, 15 minimal polynomial, 3
cyclotomic extension, 21 monoid, 23
cyclotomic polynomial, 22
Natural Irrationalities, 16
degree, 2 norm, 24
Dirichlet’s Theorem of Primes in Arithmetic normal closure, 9
Progression, 22 normal extension, 7
discriminant, 18
distinguished, 4 orbit, 17
over, 5
embedding, 5
Euler phi-function, 21 perfect field, 13
extension, 2, 5 prime field, 2
primitive n-th root of unity, 20
finite extension, 2 primitive element, 2
finitely generated, 4 Primitive Element Theorem, 9
fixed field, 11 purely inseparable, 10
formal derivative, 6 purely inseparable extension, 10
Frobenius morphism, 12
Fundamental Theorem of Algebra, 19 quasi-distinguished, 5
Fundamental Theorem of Galois Theory, 15
radical extension, 26
Galois extension, 11 repeated radical extension, 26
Galois group, 11 root of unity, 20
28
FIELD THEORY 29
separable, 8
separable closure, 9
separable degree, 8
separable extension, 8
separable polynomial, 8
simple extension, 9
solvable by radicals, 27
solvable extension, 26
splits, 5
splitting field, 7
trace, 24
transitive subgroup, 17
trivial character, 23