https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.

me/MaterialForExam

VISION IAS
www.visionias.in
www.iasmaterials.com

VALUE ADDITION MATERIAL – 2018

PAPER II: POLITY AND GOVERNANCE

COMPARISON WITH THE INDIAN CONSTITUTIONAL SCHEME

WITH THAT OF OTHER COUNTRIES

Copyright © by Vision IAS

All rights are reserved. No part of this document may be reproduced, stored in a retrieval system or transmitted
in any form or by any means, electronic, mechanical, photocopying, recording or otherwise, without prior
permission of Vision IAS

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

COMPARISON OF THE INDIAN CONSTITUTIONAL SCHEME WITH

THAT OF OTHER COUNTRIES
CONTENTS
1. COMPARISON SCHEME ..................................................................................................................................... 4
2. BRITISH CONSTITUTION .................................................................................................................................... 4
2.1. Salient Features ......................................................................................................................................... 4
2.1.1. Unwritten ............................................................................................................................................ 4
2.1.2. Evolutionary ........................................................................................................................................ 4
2.1.3. Flexibility ............................................................................................................................................. 4
2.1.4. Unitary vs. Federal Features ................................................................................................................ 4
www.iasmaterials.com

2.1.5. Parliamentary Executive ...................................................................................................................... 5

2.1.6. Sovereignty of Parliament ................................................................................................................... 5
2.1.7. Role of Conventions ............................................................................................................................ 5
2.1.8. Rule of Law.......................................................................................................................................... 5
2.1.9. Independence of Judiciary ................................................................................................................... 6
2.2. Organs of the State .................................................................................................................................... 7
2.2.1. Executive ............................................................................................................................................. 7
2.2.2. Legislature........................................................................................................................................... 9
2.2.3. Judiciary ............................................................................................................................................ 11
3. CONSTITUTION OF THE UNITED STATES OF AMERICA...................................................................................... 13
3.1. Salient Features ....................................................................................................................................... 13
3.1.1. Nature of the Constitution ................................................................................................................. 13
3.1.2. Nature of Federalism ......................................................................................................................... 14
3.1.3. Form of Government ......................................................................................................................... 14
3.2. President.................................................................................................................................................. 14
3.2.1. Qualification ...................................................................................................................................... 14
3.2.2. Election of the President ................................................................................................................... 15
3.2.3. Functions of the President of USA...................................................................................................... 15
3.2.4. Legislative Proposals.......................................................................................................................... 15
3.2.5. Date of Retirement and Oath............................................................................................................. 16
3.2.6. Primaries ........................................................................................................................................... 16
rg

3.2.7. Impeachment of the President of USA ............................................................................................... 16

.o
ls
ia

3.3. Vice President .......................................................................................................................................... 17

er
at

3.3.1. Election of Vice President .................................................................................................................. 17

m
sc

3.3.2. Tenure of a Vice President as a President .......................................................................................... 17

up
ee

3.3.3. Functions of the Vice President of USA .............................................................................................. 17

.fr
w

3.4. US Legislature/US Congress...................................................................................................................... 17

w
w

3.4.1. House of Representatives .................................................................................................................. 17

3.4.2. SENATE.............................................................................................................................................. 17
3.5. Committee System in USA ........................................................................................................................ 17
3.6. Duration of Representative Bodies at the Centre...................................................................................... 18
3.6.1. US ..................................................................................................................................................... 18
3.6.2. India .................................................................................................................................................. 18
3.7. Doctrine of Separation of Power and the System of Checks and Balances................................................. 18

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

1 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

3.7.1. US ..................................................................................................................................................... 19
3.7.2. India .................................................................................................................................................. 19
3.7.3. Checks and Balances.......................................................................................................................... 19
3.8. Fundamental Rights ................................................................................................................................. 19
3.9. Distribution of Legislative Power .............................................................................................................. 20
3.9.1. India .................................................................................................................................................. 20
3.9.2. US ..................................................................................................................................................... 21
3.10. Emergency and Suspension of Writs ....................................................................................................... 21
3.11. Judiciary ................................................................................................................................................. 21
3.12. Amendment of the Constitution ............................................................................................................. 21
4. CHINESE CONSTITUTION ................................................................................................................................. 22
4.1. Salient Features of the Constitution ......................................................................................................... 22
www.iasmaterials.com

4.1.1. Preamble........................................................................................................................................... 22
4.1.2. Nature of Constitution....................................................................................................................... 22
4.1.3. Basic Principles .................................................................................................................................. 22
4.1.4. Unitary System .................................................................................................................................. 22
4.1.5. Democratic Centralism ...................................................................................................................... 23
4.1.6. One Party System .............................................................................................................................. 23
4.1.7. Legislature......................................................................................................................................... 23
4.1.8. Executive ........................................................................................................................................... 25
4.1.9. Judiciary ............................................................................................................................................ 26
4.1.10. Central Military Commission ............................................................................................................ 26
4.1.11. Rights and Duties............................................................................................................................. 26
4.1.12. Communist Party of China ............................................................................................................... 26
5. FRENCH CONSTITUTION .................................................................................................................................. 28
5.1. Introduction ............................................................................................................................................. 28
5.2. President.................................................................................................................................................. 28
5.3. The Legislature......................................................................................................................................... 29
5.3.1. National Assembly ............................................................................................................................. 29
5.3.2. The Senate ........................................................................................................................................ 29
5.4. Prominent Features of the French Constitution ........................................................................................ 29
5.5. Amendment of the Constitution ............................................................................................................... 30
6. GERMANY’S CONSTITUTION............................................................................................................................ 30
rg

6.1. Salient Features ....................................................................................................................................... 30

.o
ls

6.1.1. Chancellor’s Democracy .................................................................................................................... 30

ia
er

6.1.2. Cabinet Principle ............................................................................................................................... 30

at
m

6.1.3. Constructive Vote of No-Confidence .................................................................................................. 30

sc
up

6.1.4. Parliament......................................................................................................................................... 30
ee
.fr

7. CONSTITUTION OF JAPAN ............................................................................................................................... 32

w
w

8. CONSTITUTION OF CANADA ............................................................................................................................ 33

w

8.1. Salient Features ....................................................................................................................................... 33

8.1.1. Constitutional Monarchy ................................................................................................................... 33
8.1.2. Parliamentary Government ............................................................................................................... 33
8.1.3. Federalism......................................................................................................................................... 34
8.1.4. Judiciary ............................................................................................................................................ 34
8.1.5. Rights ................................................................................................................................................ 34

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

2 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

9. CONSTITUTION OF AUSTRALIA ........................................................................................................................ 35

9.1. Salient Features ....................................................................................................................................... 35
9.1.1. Form of Government ......................................................................................................................... 35
9.1.2. Nature of the Constitution ................................................................................................................. 35
9.1.3. Parliament......................................................................................................................................... 36
9.1.4. Nature of Elections ............................................................................................................................ 36
9.1.5. Voting ............................................................................................................................................... 36
9.1.6. Relations Between Levels of Government .......................................................................................... 36
10. Constitution of Switzerland ........................................................................................................................... 37
11. FEATURES-WISE CONSTITUTIONAL COMPARISON SCHEME ........................................................................... 38
11.1. The Preamble......................................................................................................................................... 38
11.2. Written Constitution .............................................................................................................................. 38
www.iasmaterials.com

11.3. Nominal Head ........................................................................................................................................ 38

11.4. Cabinet System ...................................................................................................................................... 38
11.5 Bicameral System of Parliament .............................................................................................................. 38
11.6. Concept of Lower House Being More Powerful....................................................................................... 38
11.7. Speaker in the Lower House ................................................................................................................... 39
11.8. Judiciary Adaptations ............................................................................................................................. 39
11.8.1. Concept of Supreme Court .............................................................................................................. 39
11.8.2. Laws on Which Supreme Court Function.......................................................................................... 39
11.8.3. Independence of Judiciary and Judicial Review ................................................................................ 39
11.8.4. Method of Removal of Supreme/High Court Judges......................................................................... 40
11.9. Fundamental Rights ............................................................................................................................... 40
11.9.1. Suspension of Fundamental Rights During Emergency ..................................................................... 40
11.10. Fundamental Duties ............................................................................................................................. 40
11.11. Scheme of Federation .......................................................................................................................... 40
11.12. Freedom of Trade and Commerce ........................................................................................................ 42
11.13. Directive Principles of State Policy ........................................................................................................ 42
11.14. Election of Members by the President .................................................................................................. 42
12. VISION IAS GS MAINS TEST SERIES QUESTIONS.............................................................................................. 43
rg
.o
ls
ia
er
at
m
sc
up
ee
.fr
w
w
w

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

3 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

1. COMPARISON SCHEME
Our discussion on Comparison of the Indian Constitutional Scheme with that of Other Countries would center
around two main pivots:
1) Brief knowledge of the Constitution of various countries, deemed important owing to their current status
or the fact that the Indian Constitution draws implicitly or explicitly from them.
2) Comparison drawn vis-a-vis features of the Constitution (for example: Fundamental Rights, DPSPs,
Federalism et al)

2. BRITISH CONSTITUTION
2.1. SALIENT FEATURES
www.iasmaterials.com

2.1.1. UNWRITTEN
One of the most important features of the British constitution is its unwritten character. There is no such thing
as a written, precise and compact document, which may be called as the British constitution.
The main reason for this is that it is based on conventions and political traditions, which have not been laid down
in any document, unlike a written constitution, which is usually a product of a constituent assembly.
Indian Constitution, in comparison, is the lengthiest written constitution in the world.
2.1.2. EVOLUTIONARY
The British constitution is a specimen of evolutionary development. It was never framed by any constituent
assembly. It has an unbroken continuity of development over a period of more than a thousand years. It is said
that the British Constitution is a product of wisdom and chance.
The Indian Constitution has certain similarities as well as differences on this particular aspect. It differs from the
British Constitution to the extent that it is a written document and has well defined provisions. However, it too is
open to evolution, given that the provision of amendment is kept such, so as to allow for the Constitution to
evolve according to the need and sensibilities of the time.
2.1.3. FLEXIBILITY
The British constitution is a classic example of a flexible constitution. It can be passed, amended and repealed by
a Simple Majority (50% of the members present and voting) of the Parliament, since no distinction is made
between a constitutional law and an ordinary law. Both are treated alike. The element of flexibility has provided
the virtue of adaptability and adjustability to the British constitution. This quality has enabled it to grow with
rg
.o

needs of the time.

ls
ia
er

Indian Constitution, in contrast, is both flexible as well as rigid. This compliments the basic ideology of the Indian
at
m

Constitution quite well, wherein certain features like Sovereignty, Secularism, and Republic et al have been held
sc
up

sacrosanct, but otherwise the Constitution lends itself to amendability.

ee
.fr

2.1.4. UNITARY VS. FEDERAL FEATURES

w
w
w

The British constitution has a unitary character as opposed to a federal one. All powers of the government are
vested in the British Parliament, which is a sovereign body. Executive organs of the state are subordinate to the
Parliament, exercise delegated powers and are answerable to it. There is only one legislature. England, Scotland,
Wales etc. are administrative units and not politically autonomous units.

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

4 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

The Indian Constitution, on the other hand, is federal.

Unitary Federal Confederation
All power lies with the CentrePowers for Provincial Units come together and form the state.
Government comes from the
Constitution.
Centre delegates power to the Example: India Real power with the units.
provincial government.
Example: Britain Opposite to Unitary
Example: EU, USA

2.1.5. PARLIAMENTARY EXECUTIVE

This is one important similarity between the British and the Indian Constitution. (In addition to the
Sovereignty of Parliament)
www.iasmaterials.com

Britain has a Parliamentary form of government. The King, who is sovereign, has been deprived of all his powers
and authority. The real functionaries are Ministers, who belong to the majority party in the Parliament and
remain in office as long as they retain its confidence.
The Prime Minister and his Ministers are responsible to the legislature for their acts and policies. In this system,
the executive and legislature are not separated, as in the Presidential form of government.
2.1.6. SOVEREIGNTY OF PARLIAMENT
The term Sovereignty means Supreme Power. A very important feature of the British constitution is sovereignty
of the British Parliament (a written constitution being absent).
The British Parliament is the only legislative body in the country with unfettered power of legislation. It can
make, amend or repeal any law.
Though in India’s case, we have legislature at state level too, yet the law making power of the Indian Parliament
roughly corresponds to that of the British Parliament.
The courts have no power to question the validity of the laws passed by the British Parliament. The British
Parliament may amend the constitution on its own authority, like an ordinary law of the land. It can make illegal
what is legal and legalize what is illegal.
Here, there is a marked difference, vis-à-vis the power of Indian Judiciary to keep a tab on the legality of the law
framed. Also, the ‘Basic Structure’ doctrine, lends the Indian Judiciary further power to question the legality of
the law, in light of the fact that the Supreme Court of India is the highest interpreter of the Constitution of India.
2.1.7. ROLE OF CONVENTIONS
rg
.o

Conventions are known as unwritten maxims (rules) of the Constitution. They provide flexibility and avoid
ls
ia

amendments.
er
at

Most constitutions of the world have conventions. A necessary corollary to the unwritten character of the British
m
sc

constitution is that conventions play a very vital role in the British political system. For example, while the Queen
up
ee

has the prerogative to refuse assent to a measure passed by the British Parliament, but by convention, she
.fr

doesn’t do so and the same has become a principle of the constitution itself.
w
w
w

However, the legal status of conventions is subordinate to the written law.

2.1.8. RULE OF LAW
Another important feature of the British constitution is the Rule of Law. Constitutionalism or limited government
is the essence of Rule of Law. This checks the arbitrary action on part of the Executive. According to Dicey, there
are three principles of Rule of Law, found in Britain:

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

5 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

• Protection from arbitrary arrest and the opportunity to defend oneself.

• Equality before Law: All persons are equal before law, irrespective of their position or rank. Equality before
Law is different from the concept of Administrative Law, which gives immunity of various types to public
servants. In the absence of Constitution and Fundamental Rights in Britain, the judiciary protects this law. So
this system is called as the Principle of Common Laws (in USA – Principle of Natural Law; in India – Maneka
Gandhi case).
• The rights of people in Britain are guaranteed by the judiciary. The Judiciary gives recognition to the
common laws. Thus, the people in Britain enjoy rights, even in the absence of a Bill of Rights or Fundamental
Rights.
However it has been seen that Rule of Law isn’t practiced in its real sense.
Several reasons are attributed for it:
1. Growth of Administrative Law
www.iasmaterials.com

2. Growth of Delegated Legislation

3. Internal and External Emergencies
These developments have been termed as ‘New Despotism’.
New Despotism: it is defined as prevalence of conditions wherein Bureaucrats enjoy disproportionate power, in
spite of a democratic system being in place. Consequently, the term ‘New Despots’ is used for bureaucrats, who
enjoy a lot of power even in a democratic country.
2.1.9. INDEPENDENCE OF JUDICIARY
The Rule of Law in Britain is safeguarded by the provision that judges can only be removed from office for
serious misbehavior and according to a procedure requiring the consent of both the Houses of Parliament. So,
the judges are able to give their judgments without any fear or favor.
The same has been adopted in India, where independence of Judiciary is hailed as an unmistakable part of the
Constitution (one of the features of the ‘Basic Structure’ doctrine).
rg
.o
ls
ia
er
at
m
sc
up
ee
.fr
w
w
w

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

6 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

2.2. ORGANS OF THE STATE

2.2.1. EXECUTIVE
The Executive in Britain is called as Crown. Earlier, the Crown symbolized King. Now, the King is part of the
Crown.
The Crown, as an institution, consists of the following:
• King
• Prime Minister
• Council of Ministers (CoM)
• Permanent Executive, the Civil Servants
• Privy Council
Crown: King is dead. Long live the King.
www.iasmaterials.com

In Britain, initially all power lied with the King. Later on, power shifted out of the institution of the King to the
institution of CoM headed by the P.M., Permanent Executive and the Privy Council etc. Today, the Crown
comprises of all these institutions. Hence, the first part of the statement describes the King as a person, while
the second part describes the King or Crown as an institution.
Nature of Monarchy
Britain has a constitutional monarchy and a constitutional monarchy is not incompatible with democracy. This is
because essentially the powers of the monarch as head of the state - currently Queen Elizabeth II - are
ceremonial. The most important practical power is the choice of the Member of Parliament to form a
government, but invariably the monarch follows the convention that this opportunity is granted to the leader of
the political party or coalition, which has majority in the House of Commons.
Despite its lack of real power, the monarchy still has several important roles to play in contemporary Britain.
These include:
• Representing UK at home and abroad
• Settings standards of citizenship and family life
• Uniting people despite differences
• Allegiance of the armed forces
• Maintaining continuity of British traditions
• Preserving a Christian morality
In addition, consider the following:
• Parliamentary system requires two heads:
rg

o First head, as head of the state. He represents the nation and provides continuity to the administration.
.o
ls

o Second head is the head of the government. He has real powers because the house has confidence in
ia
er

the Prime Minister. The P.M. is the leader of the House. He represents the majority of the House.
at

•
m

The institution of kingship is a source of psychological satisfaction. It is said that, “with the King in the
sc

Buckingham Palace, the Englishmen sleep peacefully in their houses”.

up
ee

• The King is of great help in critical times. He usually has a very long experience and can give valuable advice
.fr
w

in the interest of the country.

w

•
w

According to Bagehot, the King has three rights:

o Right to warn
o Right to encourage
o Right to be informed
• Abolishing the kingship will require an elected head. An elected head, with no real powers, will have its own
set of problems.

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

7 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

In contrast, no provision of Monarchy exists in case of Indian Constitution. Indeed, holding of titles like King etc.
are forbidden as per Article 18, a Fundamental Right, thus emphasizing Equality of all Indian citizens.
British Prime Minister and the Council of Ministers
Britain has a Cabinet form of government. A cabinet is a plural or collegiate form of government. The power
doesn’t lie in one person, but the entire Council of Ministers. The principle is, “all Ministers sink and swim
together”. It is based on collective responsibility towards the Lower House.
The Cabinet has its origins in the Privy Council set up to advise the King. The roles of cabinet include the
following:
• Approving policy (major policy making body)
• Resolving disputes
• Constraining the Prime Minister
• Unifying government
www.iasmaterials.com

• Unifying the parliamentary party

Moreover, the Cabinet is the ultimate body of law making in the Parliamentary system. It is formed out of the
party/group, which enjoys majority in the House. The cabinet meetings are held in private.
British Prime Minister
1. Position of the Prime Minister
• P.M. is the captain of the ship of the state.
• P.M. is the head of the Cabinet.
• The party of the P.M. enjoys majority in the House.
• He is the connecting link between the King and the Cabinet as well as the King and the Parliament.
• The life of the House depends on the P.M. He may advice the dissolution of the House.
• The other Ministers are appointed on the advice of the P.M.
• The term of the other Ministers also depends on the P.M.
2. The P.M. as first among equals: this is also called as Primus Inter Pares or Inter Stella Luna Minores. This
explains the P.M.’s position w.r.t. other ministers. In the cabinet system, there is a principle of collective
responsibility; hence other ministers are also important.
The relative position of the P.M. and other ministers in a Parliamentary system can be compared to the
relative position of the President and his secretaries in the Presidential system.
In the Presidential system, members of the Cabinet are chosen by the President. In USA, spoils system exists.
The Secretaries are not members of the Congress.
In the Parliamentary system, ministers are also the members of either House. The P.M. cannot treat them as
his subordinates. Theoretically, the P.M. should consider himself as only first among equals, must give due
rg

respect to other members of the Cabinet and should take decisions in consultation with them.
.o
ls
ia

However, the P.M. is first because:

er
at
m

• He is the one who is appointed first, since he is the leader of the House of Commons.
sc

•
up

Other ministers are appointed on his advice.

ee

• Other ministers can be removed on his advice.

.fr
w
w

P.M. as moon among stars:

w

This statement gives a more realistic view of the position of P.M. In practice, the P.M. gains prominence and he
is not simply the first among equals. Both formal and informal factors are responsible for this.
• Formal Factors: He is the link between the Parliament and the King, and ministers are appointed/removed
on his advice etc.
• Informal Factors: Personality factors, position of his party, external/internal emergency like situation.

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

8 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

Difference between the British and Indian PM

Constitutional position of the Indian P.M. is modeled on the British P.M., with one difference. In India, the PM
can be a member of either House of Parliament, i.e. Lok Sabha or Rajya Sabha. However, this is not so in Britain.
It is a convention in Britain that the P.M. will always be a member of the Lower House (House of Commons) only.
Privy Council
It has been one of the advisory bodies to the King. It has lost relevance because of the emergence of the Cabinet.
Cabinet decisions are the decisions of the Privy Council. It has some supervisory role w.r.t. University of Oxford,
Cambridge etc. It also has some role in resolution of disputes related to the Church as well as a Court of Appeal
in some admiralty cases.
Permanent Civil Servants/British Bureaucrats
Indian bureaucracy is modeled on the British bureaucracy.
www.iasmaterials.com

Some features:
• Bureaucracy in Britain is generalist
• They are expected to be politically neutral
• Recruited through competitive exams
• Enjoy a lot of immunities
• It is said that the British bureaucracy is not representative. It is still elitist
• Bureaucrats are known as New Despots
• It is said that the Bureaucracy thrives behind the cloak of ministerial responsibility
• It has also been compared with Frankenstein’s monster (overpowering the Ministers)
2.2.2. LEGISLATURE
Essential differences between the two systems:
There is a natural tendency to compare the Parliament of India with the British Parliament.
But our Parliament and Parliamentary Institutions and procedures are not a copy of the Westminster system.
There are fundamental differences between their system and ours.
British Parliament has grown through some three hundred years of history. In Britain, the Parliament can said to
be the only institution, which exercises sovereign powers and on which there are no limits because there is no
written constitution.
India, on the other hand, has a written constitution. Powers and authorities of every organ of the Government
and every functionary are only as defined and delimited by the constitutional document.
The power of Parliament itself is also clearly defined and delimited by the Constitution. However, within its own
rg
.o

sphere, the Parliament is supreme.

ls
ia
er

Also, Parliament is a representative institution of the people. But it is not sovereign in the sense in which the
at
m

British Parliament is sovereign and can do or undo anything. The point is that in the sense of constitutional
sc

sovereignty, their powers are not limited by a constitutional document.

up
ee

Moreover, our constitutional document provides for fundamental rights of the individual, which are justiciable in
.fr
w

courts of law. And any law passed by the Parliament, which abridges any of the fundamental rights can be
w
w

declared ultra vires by the courts.

The courts adjudicate the disputes and while doing so, they can interpret the constitution and the laws. Also,
Parliament has the constituent powers and within certain limitations it can suitably amend the constitution.
The British Parliament is bicameral, that is there are two houses or chambers – The House of Lords (strength not
fixed) and The House of Commons (strength fixed at 650 members). The House of Lords has hereditary
members. Moreover, it has the largest number of Life Peers, Church/Religious peers (Ecclesiastical Peers) and
Law Lords.
DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW
9 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

The House of Lords

The House of Lords is the second chamber, or upper house, of the United Kingdom's bi-cameral (two chamber)
Parliament. Together with the House of Commons and the Crown, the House of Lords form the UK Parliament.
The House of Lords can propose and make changes, known as amendments. However its powers are limited; if it
doesn’t approve of a piece of legislation, it can only delay its passage into law for up to a year. After that, there
are rules to ensure that the wishes of the House of Commons and the Government of the day prevail.
In fact, the House of Lords could be labeled as one of the weakest upper house in the world. Since the passage of
the Act of 1919 and 1949, the House of Lords has lost all real legislative powers. It is simply a delaying chamber
now. It can delay an ordinary bill for a maximum period of one year and money bill for a maximum period of one
month.
In comparison to Rajya Sabha, the House of Lords is a weak house. Rajya Sabha has equal powers with Lok
Sabha, as far as an ordinary bill is concerned (though, there is provision of a joint session, but it is an
www.iasmaterials.com

extraordinary device).
Rajya Sabha has equal power with Lok Sabha as far as the amendment of the Constitution is concerned. Rajya
Sabha is also a delaying chamber, like the House of Lords, as far as a Money Bill is concerned. Rajya Sabha can
delay the bill for a maximum of fourteen days. Rajya Sabha does have some special powers, which are not
available to Lok Sabha; for example: Articles 249 and 312.
Comparison between the House of Lords and Senate of USA
• Senate is called as the strongest Upper House. It enjoys equal power with the House of Representative in the
context of an Ordinary Bill, a Constitutional Bill and even in passage of a Money Bill. It is customary to
introduce Money Bill in the Lower House.
• The Senate also enjoys some special powers not available to the House of Representatives. For example,
ratification of international treaties, ratification of higher appointments.
The House of Lords did enjoy a privilege that it used to be the highest Court of Appeal in Britain. But this has now
ceased to exist, as the Supreme Court has been created by the Constitutional Reform Act, 2005 (SC established
in 2009).
The House of Commons
This is the lower chamber, but the one with most authority. It is chaired by the Speaker. Unlike the Speaker in
the US House of Representatives, the post is non-political and indeed, by convention, the political parties do not
contest the Parliamentary constituency held by the Speaker. The number of members varies slightly from time to
time to reflect population change.
In modern practice, the Prime Minister is the head of the Government and is always a member of the majority
party or coalition in the House of Commons. The Cabinet comprises primarily leading House of Commons
rg
.o

Members of the majority, although Members of the House of Lords have served as Cabinet ministers. In fact,
ls
ia

designating someone outside Parliament as a “life peer” has been one recent means of bringing someone
er
at

essentially from private life into the Government. (In Britain, a life peer is a person who is given a title such as
m

'Lord' or 'Lady' which they can use for the rest of their life but which they cannot pass on when they die.)
sc
up
ee

The Prime Minister, although head of the Government and an MP, is now not usually the Leader of the House of
.fr

Commons. The Leader of the House of Commons, a member of the Government, is the chief spokesman for the
w
w

majority party on matters of the internal operation of the House of Commons. The Office of the Leader issues
w

announcements of the impending House of Commons schedule, and a routine inquiry from the Opposition’s
counterpart serves as an occasion for the Leader to announce the business for the next two weeks of session.
In the House of Commons, party organizations (akin to the Republican Conference or Democratic Caucus) meet
regularly to discuss policy, and to provide an opportunity for backbench party members to voice their views to
ministers or shadow cabinet members in a private forum.

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

10 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

The Position of Speaker of the House of Commons and its Comparison with the Indian and American Speaker
Features of British Speaker
• The position of the Speaker is a position of great prestige and dignity. In UK, there is a convention that once
a Speaker, always a Speaker. It means that a Speaker’s constituency is unchallenged. Once a person is
appointed as a Speaker he gives formal resignation from his political parties. He has a casting vote and
ultimate disciplinary powers with respect to the conduct of the House and MPs.
US Speaker (Speaker of House of Representatives)
• He is expected to be a party man, not expected to be neutral; instead he favours his party. He does not have
final disciplinary powers, which lie with the House itself. In USA, the Speaker can vote in the beginning.
Speaker of Lok Sabha
Though our position is midway between the British and the US model, it is theoretically closer to the British
www.iasmaterials.com

model. But similar conventions do not exist. For instance:

• It is not necessary for the Speaker to resign from his party
• If he decides to resign, he will not be disqualified under the Anti-defection law.
• No convention in India that he will be elected uncontested.
2.2.3. JUDICIARY
Under the doctrine of Parliamentary sovereignty, the judiciary lacks the intrinsic power to strike down an Act of
Parliament. However, the subordination of common law to statute law does not mean the subordination of the
judiciary to the executive. Courts in Britain retain certain powers:
• Of interpreting the precise meaning of a statute.
• Of reviewing the actions of ministers and other public officials by applying the doctrine of ultra vires (beyond
powers).
• Of applying the concept of natural justice to the actions of ministers and others.
Because Parliament is sovereign, the government can seek to overturn the decisions of the courts by passing
amendment legislation. The power of judicial review provides the judiciary with a potentially significant role in
the policy process.
In recent decades, there has been an upsurge in judicial activism for several reasons:
• Judges have been more willing to review and quash ministerial action
• British membership of the EU
• The incorporation of the ECHR (European Convention on Human Rights) into domestic law
• Devolution of powers to elected assemblies in Scotland, Wales and Northern Ireland
•
rg

The creation of a Supreme Court in 2009.

.o
ls

Comparison between the Indian and British Judiciary

ia
er
at
m

Differences
sc
up

• In case of British system, the lack of concept of ‘Basic Structure’ makes amending power of the Parliament
ee

supersede any judicial pronouncement. Whereas, in case of the Indian Judiciary system, the concept of
.fr
w

‘Basic Structure’ has provided a potent tool to Judiciary by which it can scuttle down any Executive or
w
w

Legislative action, which it deems as against the basic spirit of the Constitution.
• British legal system is completely based on ‘Common Law System’. Common Law System implies that law is
developed by the judges through their decisions, orders, or judgments (also referred to as precedents).
However, unlike the British system, which is entirely based on the Common Law System, where it had
originated from, the Indian system incorporates the Common Law System along with the statutory and
regulatory laws.

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

11 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

Similarities
• The actions of Executive can be declared ultra vires in both the systems
• The judiciary is considered the highest interpreter of the Constitution
• Off late, there has been a splurge in judicial activism in Britain and judiciary is becoming more and more
active. A similar evolution of judiciary has been noticeable in the Indian case too
Note: By Constitutional Reform Act, 2005 the Supreme Court has come into existence as the highest Court of
Appeal. A National Judicial Appointment Commission has also been introduced.
Brief Synopsis of comparison drawn above:
British Constitution:
• Product of history and the result of evolution
• There is a difference between theory and practice
•
www.iasmaterials.com

Flexible and unitary constitution

• Parliamentary government
• Rule of law and civil liberties applicable

Indian Constitution British Constitution

Written Unwritten
Federal Unitary
Power is divided between Centre and states Power is the with the Centre
No Monarchy/Republic Has King/Queen
rg
.o
ls
ia
er
at
m
sc
up
ee
.fr
w
w
w

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

12 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

Comparison between British Monarch and Indian President

British Monarch Indian President
Position of the King is hereditary Elected
King enjoys absolute immunity; it’s said In India the President can be impeached for violation of the Constitution
that King can do no wrong
King has no discretionary powers. He is In India, there was a lack of clarity w.r.t. the Indian President. There was
known as ‘Golden Zero’ confusion whether he has any discretionary power or is merely a rubber
stamp.
• 24th Amendment clarifies that he doesn’t have any discretionary
powers. Real power lies with the PM, while the President is merely a
‘rubber stamp’.
• 44th Amendment Act again changed the stand, providing some scope
for Presidential discretion. He could now send the request back to the
CoM, though only once.
www.iasmaterials.com

Comparison between British Monarch and the US President

British Monarch US President
King as titular head US President is both – a real as well as titular head.
Hereditary Elected and can be impeached
No discretionary powers Real executive powers, subject to checks and balances.

3. CONSTITUTION OF THE UNITED STATES OF

AMERICA
3.1. SALIENT FEATURES
While American Constitution is the shortest (of any major government in the world) and the first written
constitution, India’s Constitution is the lengthiest written constitution in the World.
American Constitution is a very rigid constitution consisting of only Seven Articles and twenty-seven
amendments, so far. Originally, the India Constitution consisted of 395 Articles in 22 Parts, with 8 Schedules.
Now, it consists of 448 Articles in 22 Parts, with 12 Schedules.
The US Constitution was finalized in a convention held on September 17, 1787, which required its ratification by
a minimum of nine States, for it to be enforced. By the end of July 1788, eleven States had ratified it and the
Constitution was put into operation on 13th September 1788. The Indian Constitution, on the other hand, was
adopted by her Constituent Assembly on 26th November 1949, and came into effect on 26th January 1950.
America has adopted the doctrine of dual ship in respect of its Constitution and citizenship. It has two
Constitutions, one, for America as whole and another for each State. American people have two citizenships, one
rg
.o

of USA and another of their respective State. On the other hand, India has one constitution and concept of single
ls
ia

citizenship for every citizen of the country.

er
at
m

3.1.1. NATURE OF THE CONSTITUTION

sc
up

The American Constitution is described as a truly Federal Constitution. It was ratified by 50 Independent States.
ee
.fr

Further, the Federal Government and States have their own Constitutions and do not interfere in each other’s
w
w

functions.
w

On the other hand, India has only one Constitution, wherein the Central government interferes with functions of
State governments in the form of, inter alia:
• Appointment of Governors.
• Governor having the power of reserving the States’ bills for consent of the President.
• Central government’s power to impose President’s rule in the States.

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

13 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

3.1.2. NATURE OF FEDERALISM

While USA is a Dual Federation, India is a Cooperative Federation.
Dual Federation (USA) – both the Centre and Cooperative Federation (India) – Interdependence of Centre
state are completely independent. They are and state govt. Neither of them is independent of the other.
complete governments Centre usually has the role of big brother
Centrifugal federalism Centripetal federalism
Symmetrical federalism – all states are given Asymmetrical federalism –
equal representation in Senate 1. States have been given representation in Rajya Sabha on
the basis of their population.
2. Articles 370, 371 provide special provisions to few states.
USA is a Legislative federation. This means India is an Executive federation. This means that states are
that States have dominance in law making. important at the executive level only.
www.iasmaterials.com

USA is an indestructible union of India is an indestructible union of destructible states

indestructible states
USA constitution provides a role to states in There is no such provision for states in the Indian
ratifying the international treaties through Constitution
the Senate

3.1.3. FORM OF GOVERNMENT

USA
• America has adopted a Presidential form of government, in which the people directly elect the executive
President.
• The President is powerful and not accountable to the House of Congress.
• The term of the American President is 4 years (fixed term).
• One can hold the office of the President for only two terms.
• The President can appoint his own staff, which may be neither from the House of Representative or Senate,
in assisting in the administration of the government. The staff is not accountable to the Houses of Congress.
This means that the President is independent in the administration of the government and rather directly
responsible to the people of USA.
India
• India has adopted a Parliamentary form of government.
• The President of India is the executive head of the Indian government. He is indirectly elected by the
legislators of Centre and states, and is not accountable to the Parliament.
• The President runs the government with the aid and advice of the Prime Minster and the Council of
rg

Ministers.
.o
ls

• Unlike USA, the Indian President holds the office for five years.
ia
er

• He can be elected any number of times.

at
m
sc

The impeachment of the President by the legislature is the only similarity in both the Constitutions.
up
ee

3.2. PRESIDENT
.fr
w
w
w

The position of the American President combines both the Head of State and the Head of Government into one.
3.2.1. QUALIFICATION
Only a natural born citizen of USA can become the President, and not a person who has acquired the citizenship.
Also, he must have attained the age of 35 years and must have stayed in USA for at least 14 years.
On the other hand, the Indian President should be a citizen of India, wherein citizenship might be either natural
or acquired.

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

14 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

3.2.2. ELECTION OF THE PRESIDENT

Presidential election is indirect, through Electoral College.
Electoral College
• Strength of Electoral College = Total members in House of Representatives + Senate + 3 members from
Washington D.C. = 435 + 100 + 3 = 538
• Winning Candidate requires an absolute majority (50% + 1) of the total members of the Electoral College, i.e.
270.
In the House of Representatives, members from different states are not fixed, while in Senate members from
different states are equal and fixed.
Election of Electors
www.iasmaterials.com

• The voters vote for the members of the Electoral College

• System of election is the List System
• Each state has a responsibility to conduct these elections
• The party that wins the majority of the votes represents the state in entirety
• Electors meet in their respective capital and vote for the Presidential candidate
3.2.3. FUNCTIONS OF THE PRESIDENT OF USA

Executive Functions
• Appointments
• Representing the country
• Preparation of the Budget
Legislative Functions
• No presence in legislature
• The President doesn’t address the legislature
• He cannot dissolve the legislature
• He can send messages to the legislature (the system of sending messages exists in USA because there is
Separation of Power. So this is the way that the President can interact. The system of sending messages is
found in India also, but the logic of the provision is not clear because the President has no discretionary
power and he has to act on the advice of the P.M.)
Veto Power
Under the Constitution, the President may respond to a bill passed by the Congress in one of the three ways. He
rg

may sign it, veto the bill by returning it to Congress, or do nothing. If he does nothing, the bill becomes a law
.o
ls

after the passage of ten days, excluding Sundays. However, if the Congress adjourns sooner than ten days, the
ia
er

bill dies, under the “pocket veto” provision. If the President vetoes a bill, the Congress can still enact it into a law
at
m

bypassing the measure again with two-thirds majority in both the houses.
sc
up
ee

3.2.4. LEGISLATIVE PROPOSALS

.fr
w
w

The Constitution also authorizes the President to “recommend to Congress’ consideration such measures as he
w

shall judge necessary and expedient.” Unlike the veto, which is a limited and somewhat negative instrument for
stopping legislation, the duty to recommend legislation has over time become the primary mechanism, by which
the nation's political agenda is influenced.

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

15 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

Indian President
• In India, the President has the power to send back a bill to the Parliament for reconsideration. But, when the
Parliament has reconsidered the bill and then passes it with the required majority, the President has no
option but to sign the bill.
• Practically, the Prime Minster and his Cabinet almost always enjoy a simple majority, except in a coalition
government. So, it does not pose a major hurdle for the Prime Minster and his cabinet to get the consent of
the President for the bill.
However, a significant departure from the US Presidential Scheme of things is that unlike the US, the Indian
Constitution does not prescribe any time limit for signing the bill by President. Therefore, he can keep the bill
without signing it for an indefinite period under the disguise of consideration, which can frustrate the Prime
Minster and his cabinet. Obviously, this leads us to the question whether the Indian President’s pocket veto is
more powerful than the US President’s pocket veto.
www.iasmaterials.com

3.2.5. DATE OF RETIREMENT AND OATH

US
• A unique feature of the US Constitution is that it has prescribed the date and timing of retirement of the
outgoing President as well as members of the Congress.
• The terms of President and Vice President shall end at noon on the 20 th day of January.
• It means that the new President and Vice President shall take oath of the office on 20 th January (or 21st
January, if 20th is a Sunday) at noon of their first year of office.
• The election of the President and Vice president are held in the month of November and in the same month
results are announced.
Thus, Americans are informed much earlier about their new President.
Naturally, the question is how this time schedule is maintained. In case of President’s death, resignation, or
impeachment, the Vice President shall become the President for the remaining period. In this way, duration of
the President is kept intact and the next elected President takes oath on the scheduled date.
India
• In India, if the President dies or is impeached, or submits resignation, the Vice President becomes the
President until fresh elections are held. The newly elected President holds the office for a full term of five
years.
• Hence, unlike the American system the time schedule cannot be maintained, in the case of India.
3.2.6. PRIMARIES

• Primaries are elections to select the candidate

rg

• They are conducted by Political Parties

.o
ls
ia

3.2.7. IMPEACHMENT OF THE PRESIDENT OF USA

er
at
m

•
sc

Reasons: Treason, Bribery, High Crimes of Misdemeanor. No system of impeachment for violation of the
up

Constitution, unlike the Indian Constitution

ee

•
.fr

Process
w
w

o Charges will be leveled against the President in the House of Representatives

w

o It has to be passed by 2/3rd majority

o Senate will be the investigating house
o In this process, the Chief Justice of the Supreme Court of USA will be the presiding officer
o If convicted, he can be removed only when 2/3rd members of the Senate pass a resolution in this context

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

16 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

3.3. VICE PRESIDENT

3.3.1. ELECTION OF VICE PRESIDENT
The qualification for the President and the Vice President is the same. Since the elections take place
simultaneously, the process of elections is also the same.
Earlier Method: The candidate coming first used to be declared as the President and second as the Vice
President.
Present Method: Separate elections, but at the same time and in the same manner.
3.3.2. TENURE OF A VICE PRESIDENT AS A PRESIDENT
A Vice President may become a President because of vacancy in the office of the President. There are two
situations:
www.iasmaterials.com

• If the Vice President has come to the office when the President has already served the office for more than
two years. Then the Vice President can be President for the remaining term and in addition for two more
terms he can serve as a President
• If the Vice President came to the office when the remaining term of the outgoing President was more than
two years, then he will be eligible for only one more term
3.3.3. FUNCTIONS OF THE VICE PRESIDENT OF USA

• Ex-officio chairperson of Senate and has casting vote

• The office of the Indian Vice President is modeled on the US office, with some differences
• The office of Vice President is called as His Superfluous Highness
3.4. US LEGISLATURE/US CONGRESS
It consists of two houses: House of Representatives and the Senate.
3.4.1. HOUSE OF REPRESENTATIVES

• One of the weakest lower house in the world

• It consists of 435 members
• System of direct elections
• Representation of people may differ in number from different states
3.4.2. SENATE

• Permanent body
rg

•
.o

Strongest upper house in the world

ls
ia

• It has equal powers in ordinary bills, amendment bills and money bills.
er

•
at

Term of a Senator is six years. 1/3rd of the members/Senators retire every two years.
m
sc

3.5. COMMITTEE SYSTEM IN USA

up
ee
.fr

USA has the strongest committee system in the world. It is said that the US Congress works in the Committees.
w
w
w

Difference from British and Indian System:

• In Britain and India, a bill is introduced in the House and the first reading takes place and then it is referred
to the Committee
• In USA, a bill is introduced and then directly referred to the Committee, before even the first reading
Pigeon Hole: A bill in USA may get killed at the Committee stage itself. This is known as Pigeon Holing the bill.

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

17 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

3.6. DURATION OF REPRESENTATIVE BODIES AT THE CENTRE

3.6.1. US
• America’s House of Representative and Senate are permanent bodies.
• The terms of the members of the Representative and Senate come to an end on 3rdJanuary.
3.6.2. INDIA

• In India, during an emergency, the duration of Lok Sabha can be extended by one year, or can be shortened
by holding pre-matured elections.
• The ruling party forms opinion based on their party’s prospects in the next election. It may recommend for
the dissolution of Lok Sabha and suggest the President to hold the election at an appropriate time, which
may be based on political expediency.
www.iasmaterials.com

3.7. DOCTRINE OF SEPARATION OF POWER AND THE SYSTEM OF CHECKS AND

BALANCES
The theory of Separation of Powers started with John Locke and became popular with Montesquieu (18 th
century philosophers).
Why Separation of Powers/Functions?
• According to Montesquieu – liberty is not protected, unless there is Separation of Power.
• Separation of Power with judiciary is a universal feature in all democracies.
• The Presidential system provides Separation of Power w.r.t. all three organs of the government, whereas in
the Parliamentary system there is a fusion of legislative and executive powers.
rg
.o
ls
ia
er
at
m
sc
up
ee
.fr
w
w
w

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

18 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

3.7.1. US

• The US Constitution strictly adheres to the doctrine of Separation of Power proposed by Locke and
Montesquieu. Separation of Power is complete in US.
• All the three branches of the government have separate functions.
• The term of Legislature and Executive are fixed and do not depend on each other.
• None of the member of the Legislature can be a member of the Executive.
• The Houses of Congress enact the law; the President executes the law; and the Supreme Court interprets the
law.
• The American President has no privilege of law making power. Moreover, he is neither a member of the
House of Representative nor that of Senate.
• By confirming veto power but equally not confirming the law-making power to the President, the Congress
controls the Presidents and vice versa. In this way, ‘Checks and Balance’ are maintained.
www.iasmaterials.com

3.7.2. INDIA

• Theoretically, we may say that the doctrine of Separation of Power is adopted in our Constitution, but it is
only between the Executive and Judiciary.
• The President is a part of the Union Executive. Yet, it is the Prime Minster and the Council Ministers who are
the real executive because the President has to act on the aid and advice of the Council of Ministers.
• They have dual capacity:
o One, in capacity of executive; and
o Two, in the capacity of lawmaker.
• The Prime Minster, in his capacity as the leader of the ruling party can enact a law, which his administration
executes. Thus, the Prime Minster and his Council Ministers enact the law and the administration executes
the same, which is per se, contradictory to the doctrine of Separation of Power.
3.7.3. CHECKS AND BALANCES
No organ of the government can be given complete liberty. Hence there have to be checks and balances.
How are checks and balances achieved in the US Constitution?
• Judiciary checks on other branches of the government, by judicial review of the executive as well as
legislative acts.
• How Congress checks the President or powers of the President?
o It is necessary to ratify the international agreements and higher appointments
o Principle of no taxation without representation
o Impeachment of the President
• How President checks the Congress
rg

o By the use of veto powers (Congress can pass a bill against Presidential veto with 2/3 rd majority. So the
.o
ls

President doesn’t have absolute veto.

ia
er

o Pocket Veto: Two situations arise –

at
m

▪ Congress in session for ten days: Bill can be passed even without the assent of the President
sc

▪ Congress in session for less than ten days: Bill will lapse.
up
ee

• President and Congress applying checks on Judiciary

.fr
w

o Appointment of Judges: appointed by the President and ratified by the Senate

w
w

o Removal of Judges: removed through impeachment by the Congress and approved by the President
o Salaries and emoluments controlled by the President

3.8. FUNDAMENTAL RIGHTS

While US has incorporated the “Bill of Rights”, India has incorporated “Fundamental Rights” in its Constitution.
However, the American Constitution has provided additional human rights, which are not to be explicitly found
in the Indian Constitution.

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

19 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

• Freedom of press is explicitly provided under the 1st amendment of the US Constitution, while in India it is
implicitly read under the Article 19[1][a], freedom of speech and expression.
Petition to the Supreme Court is a fundamental right in India, where as in US it is the government that is
petitioned (In case of US, the word “government” has a wider connotation and encompasses not only the
executive, but also the higher judiciary).
• The Americans have a right to keep arms and guns for the protection of their life and property. This was
provided under the 2ndamendment.
Therefore, guns and arms are sold like any other commodity in US without legal hassles, whereas in India it is
a total contrast, because apart from not being a fundamental right, it is a highly regulated legal right.
5th amendment to the US Constitution guarantees that an accused will be tried for criminal offence with a
system of “Grand Jury”. Grand Jury means that common people are selected by the government randomly,
representing the community. They play a part in deciding the guilt of the accused persons. The number of
www.iasmaterials.com

persons selected to be in the grand jury varies from 6 to 12, or even more, if the case is controversial.
On the other hand, in India criminal trials are adjudicated by the Judges only.
• Further, in US, no person’s life and liberty shall be deprived without “due process” of law.
o Due process means that the content and procedure of law must be just, fair, and equitable, which will be
decided by the judiciary.
o Legislative power of depriving a person’s liberty is restricted and scrutinized and evaluated by the
judiciary.
• In India, a person’s life and liberty shall be deprived according to the “procedure established by law”.
o The world “procedure established by law” gives wide discretionary power to the legislature to restrict
the liberty.
o Nevertheless, the Supreme Court in Maneka Gandhi case (even though the court did not use the word
due process) held that the procedure established by law must be fair, just and equitable.
• The Indian Parliament deleted the Right to Property from the list of Fundamental Rights in 1978. Whereas, in
US, the right to property is still a fundamental right and no property shall be acquired without just
compensation.
• A person accused of crime enjoys certain explicit rights under the 6th Amendment to the US Constitution:
speedy and public trial, notice of accusation, compulsory process of obtaining witness in his favor and
assistance of legal counsel of his choice.
o All these rights in India are not expressly mentioned in the Constitution. Nonetheless, these rights are
provided by the Supreme Court by broadly interpreting the Right to Life and Liberty under Article 21.
• Further, the 8th amendment to the US Constitution says that bail shall not be denied to an accused, the
imposed fine should not be excessive and inflicted punishment shall not be cruel. These rights are also made
available to Indian people because of well-established precedents pronounced by the Supreme Court under
rg

Article 21.
.o

•
ls

9th amendment to the US Constitution is quite important because it says that mere enumeration of certain
ia
er

rights in the Constitution shall not be interpreted to deny the other rights retained by the American people.
at
m

In spite of the statutory rights in the Constitution people enjoy other rights, which are given by nature. The
sc

American Constitution is highly influenced by Locke’s philosophy of inalienable natural rights of human
up
ee

being. The Indian Constitution, on the other hand, does not contain any such notable Article. Therefore,
.fr

Indians enjoy only those rights recognized by the Constitution, which are based on the philosophy of Austin
w
w
w

and Bentham’s theory of law.

3.9. DISTRIBUTION OF LEGISLATIVE POWER
3.9.1. INDIA
Seventh Schedule of the Indian Constitution distributes the legislative power between the Central and State
governments. The Central and State governments have exclusive power to make laws on 97 and 66 subjects,

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

20 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

listed in the Union and State list respectively. On the 47 matters of Concurrent list both the Centre and State can
make laws. In case of conflicting laws, law of the Centre would prevail.
97th subject in the Union list says that any subject, which does not belong to any other list would automatically
confer power to the Parliament to make a law regarding that subject. Thus, our constitution makers have
created stronger Central and weaker State governments, which depend on the Central government for the
financial assistance.
3.9.2. US
It is quite contrary in the case of US, where no elaborative mechanism is provided. Few expressly mentioned
subjects are with the federal and rest of the matters with State governments.

3.10. EMERGENCY AND SUSPENSION OF WRITS

In India, an emergency can be declared on the ground of War and Armed Rebellion. During such emergency all
www.iasmaterials.com

fundamental rights except the right to life can be suspended. The American Constitution does not use the phrase
of emergency but says that in case of Rebellion and Invasion of Public Safety, the writ of Habeas Corpus can be
suspended.
3.11. JUDICIARY
There is no qualification mentioned for the appointment of judges of the Supreme Court. In America, the
President has the final say in the appointment of Supreme Court Judges. He suggests the names of judges to the
Senate and on the advice and consent of the Senate, judges are appointed by the President. The Judicial
Committee of Senate plays a very significant role in evaluating the credentials of the proposed judges of the
Supreme Court. They make the investigation of the background of judges, they hold a face-to-face interaction
with the judges, the judges are queered and grilled and questions are put. The whole process happens in public
and in a transparent manner. If a citizen of the US has any information about judges’ integrity, he can send that
information, with evidence, to the Senate Judicial Committee, which further investigates to ensure that no
unworthy candidate is appointed as a Judge to the Supreme Court. In the appointment of Judges the people of
US also participate and the judiciary of US has no role to play in the appointment of judges. The entire process of
appointment of judges is crystal clear.
There is no fixed tenure of the judges. However, if they are retiring at the age of 70 years, they will get salary and
perks as a working judge.
India, on the other hand, has the collegium system of appointment and transfer of judges of the higher judiciary.
While, the collegium system has been criticized on the grounds that it is non-transparent, the National Judicial
Appointments Commission (NJAC) Act passed by the Parliament to change the collegium system was struck
down by the judiciary as unconstitutional.
rg

3.12. AMENDMENT OF THE CONSTITUTION

.o
ls
ia

There are two ways to amend the Constitution:

er
at
m

• Proposed by the Congress and ratified by the States

sc
up

o Amendment to be passed by 2/3rd majority in both the Houses

ee

o To be ratified by the State Legislatures of at least 3/4th of the States

.fr
w

• Proposed by States and ratified by the States

w
w

o 2/3rd of the States should pass a resolution to this effect

o They will communicate to the Congress. The Congress will call the convention.
o In the convention, it has to be ratified by 3/4th of the States
In case of India, the amendment process is easy and flexible as compared to the US. In India, it is only the
Parliament that can propose an amendment to the Constitution and States do not have any role to play in this
matter. While some of the Articles can be amended by a simple majority, special majority is required for others,
and in some limited Articles, ratification by more than half of the States is also required. Majority here means

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

21 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

majority of the Members of the Parliament present on the date of the amendment, and is not related to the
total strength of the Parliament.
The fact that the US Constitution got amended only 27 times in the last 225 years, shows how rigid it is to amend
the US Constitution, in contrast to the Indian Constitution.

4. CHINESE CONSTITUTION
China is a socialist country. There is supremacy of socialist ideology in China. The Chinese Constitution accepts
the leadership of the Communist Party of China (CPC).
Communist Party of China (CPC) is the largest political party in the world, having millions of local level members.
It works on the principle of Democratic Centralism. The full meeting of the party is called as National Party
Congress (NPC), which is convened once in five years. Though theoretically all power lies with the people, but in
practice, it is with the top leaders.
www.iasmaterials.com

NPC members select the members of the Central Committee. The Central Committee selects the Polit Bureau
(around 200 members). The Polit Bureau selects the Standing Committee of the Polit Bureau (at present 24
members; the most powerful members of the party).

4.1. SALIENT FEATURES OF THE CONSTITUTION

4.1.1. PREAMBLE
The paramount position of Marxism, Leninism and Mao’s teachings has been acknowledged in relation to
ideological goals of the political system. Traditional principle of Democratic Centralism has also been given due
place within the Constitutional setup. The old definition of China as a “Dictatorship of the Proletariat” has been
replaced with “People’s Democratic Dictatorship.”
The Preamble clearly recognizes Taiwan as an integral part of China and its liberation is declared as a liability of
Chinese People. Five points have been set as the underlying principles to be observed in the field of foreign
relations. These include:
a) Respect and Preservation of the territorial integrity of all nations
b) Avoidance of aggression
c) Non-interference in the internal affairs of other countries
d) Promotion of international cooperation
e) Peaceful coexistence
4.1.2. NATURE OF CONSTITUTION
It has close affinity in letter and spirit, with the constitution of the former Soviet Union. It is neither too rigid nor
too flexible.
rg
.o
ls
ia

4.1.3. BASIC PRINCIPLES

er
at
m

Under the Constitution, People’s Republic of China is a Socialist State established in the name of People’s
sc
up

Democratic dictatorship, wherein Communist Party performs a leadership role to guide the people. People are
ee

declared as fountain of power and authority and they will exercise it through National People’s Congress.
.fr
w
w

4.1.4. UNITARY SYSTEM

w

The People's Republic of China is a unitary multi-national state created jointly by the people of all its
nationalities.
In China, a strong central government exists while regional governments, as distinct entities, have not been
created under the Constitution. Therefore, In order to encourage people’s participation in policy-making and
preserve their interest in public affairs, decentralization has been introduced in the governmental affairs. The
central government has delegated much authority and powers to the regional and local administrative units.

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

22 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

4.1.5. DEMOCRATIC CENTRALISM

Like the political system of former Soviet Union, the principle of “Democratic Centralism” prevails in People’s
Republic of China as well. Keeping in view democratic norms, elective principle has been introduced at all levels
not only within the governmental institutions but also within the Party organization. All the citizens have been
secured the right to vote on the basis of adult suffrage.
4.1.6. ONE PARTY SYSTEM

• The Communist Party enjoys almost dictatorial powers within the constitutional framework and has been
regarded as the sole source of political authority for all practical purposes.
• Party organization runs parallel to that of the governmental institutions. Party elite hold all top-notch
positions in the government.
• In practice, no other political party enjoys real freedom to act.
o Certain youth organizations, loyal to the party and working groups affiliated with the Party, enjoy the
www.iasmaterials.com

right to participate in decision-making.

4.1.7. LEGISLATURE

• The National People’s Congress (NPC) comprises the legislative branch.

• It is a unicameral legislature with more than 3000 members.
• Theoretically, it is the top decision making body in China. It has the ultimate say on policies, amendments
and appointment of ministers in the government.
• It has been declared as an organ through which the people exercise state power.
• Congressmen are elected by regional Congresses, by autonomous regions, by Municipalities working under
the central government and by People’s Liberation Army, each according to its quota.
• The mode of election is based on secret ballot, while the constitution guarantees holding of free and fair
elections.
• The real work of NPC is done by a smaller body known as Standing Committee of NPC, consisting around 150
members.
Duration
The Congressmen are elected for a period of five years but the Congress can be dissolved before the expiry of its
term and it can be extended as well. The Standing Committee of the Congress is responsible for making proper
arrangements for holding fresh elections prior to the completion of its term.
Sessions
Sessions of the Congress are held once a year in Beijing. The Standing Committee of the Congress normally
summons its session. In addition to it, the Chairman of the Congress can also summon the session on the request
rg

of one fifth of its members.

.o
ls
ia

Powers
er
at

The National People’s Congress (NPC) is the supreme law-making body, which is fully authorized to enact laws,
m
sc

alter or repeal the existing ones. It also approves the administrative policy for the state.
up
ee

1. Enactment of Laws
.fr
w

During its sessions, the Congress enacts new laws and makes necessary alterations in the existing ones, if
w
w

circumstances so demand. The Constitution can be amended with the support of two-thirds majority of the
members of the Congress, whereas ordinary laws are enacted by a simple majority. It is to be noted, that the
acts of the Congress cannot be challenged in the Supreme Court.
2. Executive Powers
National People’s Congress is also empowered under the Constitution, to supervise the execution of
constitutional laws and statutes. It can affect and control administrative policies through its choice regarding
the appointment of superior public officials. All the administrative departments along with their ministers in
charge are accountable to the Congress in respect of performing their official functions. Congress also
DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW
23 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

exercises the power to approve National Economic Policy and the annual budget. Congress is fully authorized
under the constitution to exercise all such powers as it thinks expedient and necessary within its sphere of
action.
3. Elective functions
NPC holds a pivotal position within governmental structure by virtue of its power to elect the top-notch
occupants of the governmental authority. Under the Constitution, it also elects the President and Vice
President of the Republic and appoints Premier of the State Council on the recommendation of the
President. On the advice of the Premier, it also appoints other ministers. Congress is also empowered to
remove the ministers. It also exercises the power to appoint or remove the President of the Supreme Court
and Chief Procurator of the Supreme Procurate.
Though the NPC is fully authorized by the Constitution to exercise all the foregoing powers, in practice, it is
not an active body. Rather its position, as a free law-making body is merely in theory. Major reasons being:
• Its sessions are rarely held on a regular basis.
o It meets only once a year, that too for not more than a few days.
www.iasmaterials.com

• The powers of Congress are virtually exercised by its Standing Committee.

Standing Committee
The Standing Committee of the Congress is an effective and active body, as it exercises, in practice, most of the
Congressional powers. It is outwardly a body subordinate to the Congress, as a matter of principle. It is
accountable to the parent body and is bound to present regular reports of its working. All the members of the
Committee are elected by the Congress and liable to be removed on its discretion.
Powers
1. The Committee summons the sessions of the Congress, in addition to the issuance of orders to hold its fresh
elections.
2. It performs the function of interpreting the statutes as well as the laws of the Constitution. The performance
of this judicial type of function enhances its importance and the scope of power.
3. It supervises the functioning of the State Council, of superior courts and that of Procurator. These functions
have been assigned to the Standing Committee by the Constitution.
4. The Committee has the authority to alter or repeal any inappropriate decision of the official departments,
autonomous regions, provinces and that of the Municipalities working under the Central government.
5. It is actually the repository of real powers during the interval in which the Congress is out of session. During
this period, it wields the authority to issue orders regarding the appointment of new ministers and removal
of the previous ones, on the advice of the Premier. It can issue orders for the appointment or removal of the
Vice President as well as the Deputy Chief Procurator.
Chairman
The Chairman of the Committee has been regarded as the most powerful person in the political setup. He
presides over the meetings of the Standing Committee. He has also been endowed with the power to issue
rg
.o

decrees and promulgate ordinances. His list of duties include:

ls
ia
er

• To receive the diplomatic envoys of other countries;

at
m

• Ratification of the treaties made with other countries; and

sc
up

• Appointment of the members of diplomatic corpse assigned to other countries.

ee
.fr

Other Committees
w
w
w

The People’s Congress forms a number of Committees during its term, such as National Committee on fiscal and
economic affairs, Committee on education, science, culture and health issues, Committee on foreign affairs,
Committee on matters relating to Chinese settled abroad. All these committees work under the supervision of
the Standing Committee of National People’s Congress during the period the latter is not in session.
Keeping in view the aforesaid functions and powers of the Standing Committee, it is apparent that it is a
powerful and effective body. As the Congressional annual session lasts a few days only, its powers are virtually
exercised by the Standing Committee for the remaining period the parent body is not in session. The

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

24 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

Committee’s members, being the members of the Chinese Communist Party, perform important role in
administrative affairs as well.
4.1.8. EXECUTIVE

State Council
The State Council is the Cabinet or Executive of China. It is headed by the Premier, four Vice Premiers and State
Councillors. Under the Constitution, State Council is the chief executive organ of the government. All its
members are elected by the Congress and accountable to it. Enforcement of law, formation and execution of the
administrative policy is the major function of the Council. The members of the State Council introduce the bills
on the floor of the Congress in the form of proposals and later manage to get these translated into law on
parliamentary lines.
Premier
www.iasmaterials.com

The Premier performs a very important role as head of the administration and holds a pivotal position within the
administrative set up.
President
• The President of the Republic is regarded as head of the state.
• He is elected by the Congress for a period of five years.
• The President enjoys the most prestigious position in the administrative setup.
Under the country's constitution, the presidency is a largely ceremonial office with limited powers. However,
since 1993, as a matter of convention, the presidency has been held simultaneously by General Secretary of
Communist Party of China and also the president will be automatically head of the military. The office is officially
regarded as an institution of the state rather than an administrative post. Theoretically, the President serves at
the pleasure of the National People's Congress, and is not legally vested to take executive action on its own
prerogative.
rg
.o
ls
ia
er
at
m
sc
up
ee
.fr
w
w
w

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

25 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

The President has the power to promulgate laws, select and dismiss Premier as well as ministers of the State
Council, grant presidential pardons, declare a state of emergency, issue mass mobilization orders, and issue state
honors. In addition, President names and dismisses ambassadors to foreign countries, signs and annuls treaties
with foreign entities. According to the Constitution, all of these powers require the approval or confirmation of
the National People's Congress.
The President must be a Chinese citizen with full electoral rights who has reached the age of 45. Until 2018,
President and Vice-President had two term limit. National People's Congress in March, 2018 passed a
constitutional amendment removing presidential term limits, allowing the current president and vice-
president to remain in office indefinitely. The limit of two five-year presidential terms was written into China’s
constitution after Mao Zedong’s death in 1976. The system was enacted by Deng Xiaoping, who recognized the
dangers of one-man rule and the cult of personality and instead espoused collective leadership. This
constitutional revision also enshrines current President Xi Jinping’s ideology as “Xi Jinping thought” alongside
“scientific development” theory of his predecessor Hu Jintao.
www.iasmaterials.com

4.1.9. JUDICIARY
China has a committed Judiciary, i.e. committed to the goal of Socialism. The highest organ is the Supreme
People’s Court. China also has a Court of Procuratorates – it deals with corruption cases of officials.
Chinese law has never been codified in a systematic form. Most of the disputes and controversies are settled in
quasi-judicial institutions. The Chinese judicial system has been held together more by conventions, rather than
by laws.
4.1.10. CENTRAL MILITARY COMMISSION

• The party and the government maintain control on the military through the Central Military Commission
• Military is also described as the defenders of the Communist Party.
4.1.11. RIGHTS AND DUTIES
Rights
• The Chinese Constitution gives Fundamental Rights and prescribes certain duties for its citizens.
• All citizens at least 18 years of age are secured the right to vote. They also enjoy the right to contest
elections. Right to secrecy of all correspondence, freedom of speech and expression, freedom to join or form
associations, and right to hold public meetings even to the extent of staging demonstration or resorting to
strike for articulation of demands, have been secured under the Constitution.
• According to the constitution, the government is under obligation to afford full protection to the
preservation of family life in addition to the integrity of a person. All citizens have the right to personal
security against illegal detention. The constitution also recognizes equal right of all citizens to education and
cultural freedom. Equality of men and women has also been recognized in all areas of life.
rg
.o
ls

Duties
ia
er
at

The Chinese constitution explicitly prescribes certain duties of the citizens, which are justiciable. It is the first and
m
sc

foremost duty of the citizens to cooperate with the Socialist leadership in every respect, abide by the
up

Constitution and all other state laws. They are required to protect public property and extend a helping hand in
ee
.fr

the maintenance of law and order. To defend the country against foreign aggression is also another duty of the
w
w

citizens.
w

4.1.12. COMMUNIST PARTY OF CHINA

The Chinese Communist Party came into being in 1921. Lenin sent one representative to China to assist in
organizing the newly established party. Cheng Tu-hisu was appointed as the first Secretary General of the
Chinese Communist Party and within a short period many branches of the Party were established in the towns
and cities.

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

26 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

Ideological Foundations
Ideology of the Chinese Communist Party had been shaped by the teachings of Marx and Lenin right from its
inception. It developed a deep linkage with the global Communist Movement in its early phase. Mao also played
a pivotal role in the socialist struggle of the Chinese People.
Party Organization
The party operates on the principle of Democratic Centralism. Accordingly all office bearers of the Party are
elected. Primary unit of the Party elects District Congress while District Congress elects the deputies of the
Congress of the upper level.
Party members enjoy right to criticize party leadership and may initiate proposals for framing party policies. On
the same pattern, primary party branches may lodge complaints for the consideration of higher leadership.
On the other hand, strict party discipline is maintained and strong centralism operates in the decision-making
process. It is obligatory on the lower ranked party members to abide by the decisions of the higher ranked party
www.iasmaterials.com

leadership. In practice, most of the decisions are thrust upon by the higher ranks within the central leadership.
Politburo
The Politburo has been regarded as the most powerful body in the decision-making process, as it makes all-
important decisions; so much so that it summons the sessions of the Central Committee. It also has a Standing
Committee consisting of seven members. Like its counterpart within the government, the Standing Committee
of the Politburo exercises all the powers of the Central Committee when the latter is not in session.
National Congress of the Communist Party of Congress
National Congress of the Communist Party of Congress holds a pivotal position in the policy-making of the Party.
Members of the Congress numbering in thousands with no fixed size are elected by the respective regional and
local party congresses for a period of five years.
Central Committee
The National Congress of the Communist Party of Congress holds its sessions for a few days, once every five
years. The Central Executive Committee, comprising limited membership, exercises the power of the Congress
when the latter is not in session. The powers of the Central Executive Committee are also exercised in practice,
by its Politburo, as the former rarely holds its meetings. The Central Committee elects the members of its
Politburo, as well as its Chairman and Vice Chairman.
Other Parties and Groups
Single party system, on the lines of Soviet Union, has not been adopted in the People’s Republic of China; rather
such smaller parties, as Kumintang Revolutionary Committee, Democratic League, National Construction
Association and various Youth Organizations are allowed to function. Hence, China is a multi-national and multi-
rg

party country. In China, the term democratic parties refer to the eight other parties apart from the Chinese
.o

Communist Party. These have developed cooperation with the Chinese Communist Party on different levels,
ls
ia

since the inception of the new order.

er
at
m

But, the Communist Party enjoys political monopoly in China, while other parties have merely dejure existence.
sc
up

Party Organization runs parallel to that of the government. A person holding important position as a public
ee

official is also assigned office within the Party. The Central leadership of the Party is mainly responsible for
.fr
w

chalking out government policies. The importance of any government department can’t be assessed keeping in
w
w

view merely its legal status, since its role within the Party matters.

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

27 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

5. FRENCH CONSTITUTION
5.1. INTRODUCTION
• France is known as ‘Laboratory of Political experiment’.
• It has a unitary form of government and nature of the government is called as semi-Presidential type
• It has some features of Parliamentary system and others of Presidential system
• The French Parliament does not have supremacy even in law making. There is a list for which the legislature
can make laws, whereas rest of the matters are taken care of by the President (i.e. he makes the laws).
• This is perhaps the only Democratic Constitution based on the Principle of Supremacy of Executive.
• France suffered from political instability. Hence, the Constitution of the 5th Republic provides a strong
President, with a fixed term of 5 years, and he enjoys a lot of powers.

5.2. PRESIDENT
www.iasmaterials.com

• The French President is the most powerful within the French system as well as amongst all other executive
across world democracies
• Privileges of the Office of the President of US, i.e. security of tenure and being the head of the Government
as well as head of the State is combined with the privileges of the Office of the British P.M. i.e. power to
dissolve the Assembly (which the American President doesn’t enjoy)
• France has PM as well as President
o French PM, unlike that in India and Britain, is assistant to the President
o There is a division of functions, rather than division of power between the two positions
▪ The French President deals with foreign policy and national concerns
▪ The PM, on the other hand, deals with day to day routine functions of the Government and local
domestic issues
• PM is appointed by the President
o The President doesn’t have a completely free-hand in PM’s election
o The person appointed as PM must enjoy the confidence of the House
• Concept of ‘Cohabitation’
o A situation where the President and the PM belong to different political parties
• PM may choose his cabinet colleagues
• None of the members of the Govt. can be a part of the legislature
• Cabinet is presided over by the President
• The Lower House can pass the ‘Censure Motion’ against the PM and his CoM, which would imply that they
must resign
• The President is elected for a fixed term. Initially the term was 9 years, reduced to 7 years and at present is 5
years.
rg

•
.o

They follow Second Ballot system (i.e. absolute majority of the total votes polled is needed)
ls
ia

o The President of the Republic shall be elected by an absolute majority of votes polled: if in the first
er
at

round of elections, no person gets absolute majority only the top two candidates remain and the rest are
m
sc

eliminated. Second round of election takes place, in which one person is able to get the absolute
up

majority.
ee
.fr

Removal of the President

w
w
w

• The President can be impeached on the same ground as the US President. However, the process is
ambiguous.
• Article 67 of the Constitution suggests that both the Houses should pass identical motion.
• After this, the President’s case will be dealt with by a special body called the High Court of Justice.
• This body also trails cases of corruption and conspiracies against the state by government ministries.

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

28 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

Emergency Powers of the President

Article 16 of the Constitution gives the real emergency powers to the President. In this situation he assumes
unlimited powers and it is like democratic dictatorship or democratic coup-detat.
Comparative Analysis of the US and French Presidents
• The US President cannot dissolve the Assembly, whereas the French President can do so. The only limitation
is that he can’t do so more than twice a year.
• Unlike the US President, the French President can assume dictatorial powers under Article 16.
Comparative Analysis of the French President and British P.M.
• The British P.M. can remain in office only as long as he enjoys majority in the lower house. The President of
France, on the other hand, is elected for a fixed term.

5.3. THE LEGISLATURE

www.iasmaterials.com

The Legislature is clearly subordinate to the Executive in the French system. Article 37 of the Constitution puts
clear limitation on the legislative power of the French Parliament. It mentions that the Parliament can make laws
only on the matters enumerated in the Constitution. On all other matters, the government can make laws by
simple order or decree.
The President can directly influence the legislative functions of the assembly through the P.M. If the assembly
doesn’t agree to a particular bill, it can be given for referendum by the President.
The French Parliament is bicameral, consisting of two houses: National Assembly and the Senate
5.3.1. NATIONAL ASSEMBLY
As is the case with other bicameral Parliaments, the French bicameralism is an unequal system since the
National Assembly has much broader powers than those of the Senate:
• It alone can hold the Government accountable by refusing to grant it ‘confidence’ or by passing a censure
motion (following the same idea, only the National Assembly can be dissolved by the President of the
Republic).
• In the case of disagreement with the Senate, the Government can decide to grant the National Assembly
“the final say” in the legislative procedure (except for constitutional acts and institutional acts concerning
the Senate);
• The Constitution provides the National Assembly with a more important role in the examination of the
finance bill and the social security financing bill. Thus, the tabling for a first reading of such bills must be
before the National Assembly and the time limits granted for their examination are much longer for the
National Assembly.
rg

5.3.2. THE SENATE

.o
ls
ia
er

In contrast to the National Assembly, the Senate cannot be dissolved. The fact that Senate is a permanent body
at
m

plays an important role in accounting for the stability of the Government when the post of the French Republic’s
sc

President falls vacant. Owing to above, it’s the President of the Senate who is appointed the President of French
up
ee

Republic if the latter is prevented from doing so, if he falls ill or resigns. Thus, a case of power vacuum is
.fr

prevented, in case the President’s office falls vacant.

w
w
w

This interim is limited to the time needed to organize a presidential election (in practice, it lasts around 50 days).

5.4. PROMINENT FEATURES OF THE FRENCH CONSTITUTION

• Organic Law: An organic or fundamental law is one that forms the foundation of a government or
organization. A Constitution is a particular form of organic law for a sovereign state. The French Constitution
has certain laws mentioned as organic laws. Laws made by the Parliament and the orders of the Executive
must confirm to the Organic laws. So these laws have to be reviewed by a body known as the Constitutional

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

29 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

Council. It has 9 members – three are representatives of the President, three are representatives of the
French National Assembly, and the remaining three are representatives of the Senate.
• High Council of Justice: The purpose is the nomination of the judges. This body is headed by the President
and the members of the Judiciary. The President is also known as the ‘guardian of Judiciary’.
• Economic and Social Council: Constitutional advisory body on social and economic issues.

5.5. AMENDMENT OF THE CONSTITUTION

• Rigid process
• Both the Houses of Parliament have to pass a resolution by 3/5 th majority.
• The President may also choose to refer the amendment to people by referendum.

6. GERMANY’S CONSTITUTION
•
www.iasmaterials.com

Germany is a federation and the residuary powers in Germany lie with the states.
• The states are referred to as ‘Landers’.
• It has a Parliamentary form of Government, modeled on the British Parliamentary form. But it is not just a
replicate of the system.
• Germany is called as ‘Chancellor’s Democracy’.
• Chancellor is the PM.
• President is the Constitutional Head.
6.1. SALIENT FEATURES
6.1.1. CHANCELLOR’S DEMOCRACY

• The Chancellor has a clear-cut superiority over other Ministers.

• Chancellor Principle: Chancellor has a privilege to determine the broad policy and other ministers are
expected to act as per these guidelines. While a minister works under these guidelines, he enjoys a lot of
autonomy with respect to his department.
This mechanism ensures the stability of the coalition government.
6.1.2. CABINET PRINCIPLE
It comes into existence only when there is a dispute among different departments. In such a situation decision is
taken collectively.
6.1.3. CONSTRUCTIVE VOTE OF NO-CONFIDENCE
• The motion of no-confidence against the Chancellor is permitted only when those bringing the notion can
rg

prove that they are in a position to form an alternative government.

.o
ls

•
ia

This is also to deal with the problems of Hung Assembly (Coalition Government)
er
at
m

6.1.4. PARLIAMENT
sc
up

Germany has two houses:

ee
.fr
w

The Bundestag
w
w

The lower house in the German political system is the Bundestag. Its members are elected for a four-year term.
The method of election is known as Mixed Member Proportional Representation (MMPR), a more complicated
system than First-Past-The-Post (FPTP), but one which gives a more proportional result (a variant of this system
known as the additional member system is used for the Scottish Parliament and the Welsh Assembly).

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

30 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

Manner of Elections
Half of the members of the Bundestag are elected directly from 299 constituencies using the first-past-the post
method of election. The other half – another 299 - are elected from the list of the parties on the basis of each
Land (the 16 regions that make up Germany).
This means that each voter has two votes in the elections to the Bundestag:
• The first vote allows voters to elect their local representatives to the Parliament and decides which
candidates are sent to Parliament from the constituencies.
• The second vote is cast for a party list and it is this second vote that determines the relative strengths of the
parties represented in the Bundestag.
The 598 seats are only distributed among the parties that have gained more than 5% of the second votes or at
least 3 direct mandates. Each of these parties is allocated seats in the Bundestag in proportion to the number of
votes it has received.
www.iasmaterials.com

Reason behind adopting the above Election System

This system is designed to block membership of the Bundestag to small, extremist parties. As a consequence,
there are always a small number of parties with representation in the Bundestag.
Overhang Seat
In addition to the above, there are certain circumstances in which some candidates win what is known as an
‘Overhang Seat’, when the seats are being distributed. This situation occurs if a party has gained more direct
mandates in a Land than it is entitled to, according to the results of the second vote, when it does not forfeit
these mandates because all directly elected candidates are guaranteed a seat in the Bundestag.
rg
.o
ls
ia
er
at
m
sc
up
ee
.fr
w
w
w

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

31 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

Comparative analysis of Bundestag

One striking difference when comparing the Bundestag with the American Congress or the British House of
Commons is the lack of time spent on serving constituents in Germany.
This is so because:
• Only 50% of Bundestag members are directly elected to represent a specific geographical district.
• A serving constituency seems not to be perceived, either by the electorate or by the representatives, as a
critical function of the legislator.
• There is also a practical constraint on the expansion of constituent service in the form of a limited personal
staff of Bundestag members (especially compared to members of the US Congress).
The Bundesrat
The upper house in the German political system is the Bundesrat.
www.iasmaterials.com

At a first glance, the composition of the Bundesrat looks similar to other upper houses in federal states such as
the US Congress, since the Bundestag is a body representing all the German Lander (or regional states).
However, there are two fundamental differences in the German system:
1. Its members are not elected (neither by popular vote nor by the State Parliaments). They are members of
the State Cabinets, which appoint them and can remove them at any time. Normally, a state delegation is
headed by the head of government in the Land, known in Germany as the Minister-President.
2. The States are not represented by an equal number of delegates, since the population of the respective state
is a major factor in the allocation of votes (rather than delegates) to each particular Land. The vote allocation
can be approximated as 2.01 + the square root of the Land's population in millions with the additional limit
of a maximum of six votes so that it is consistent with something called the Penrose method based on game
theory. This means that the 16 states have between three and six delegates.
This unusual method of composition provides for a total of 69 votes (not seats) in the Bundesrat. The State
Cabinet may then appoint as many delegates as the state has votes, but is under no obligation to do so; it can
restrict the state delegation even to one single delegate. The number of members or delegates representing a
particular Land does not matter formally, since in stark contrast to many other legislative bodies, the delegates
to the Bundesrat from any one state are required to cast the votes of the state as a bloc (since the votes are not
those of the respective delegate). This means that in practice it is possible (and quite customary) that only one of
the delegates (the Stimmführer or "leader of the votes" - normally the Minister-President) casts all the votes of
the respective state, even if the other members of the delegation are present in the chamber.
Even with a full delegate appointment of 69, the Bunsderat is a much smaller body than the Bundestag with over
600 members. It is unusual for the two chambers of a bicameral system to be quite so unequal in size. But the
Bundesrat has the power to veto a legislation that affects the powers of the states.

7. CONSTITUTION OF JAPAN
rg
.o
ls
ia
er

• Japan has a Parliamentary system of Government.

at
m

• It has a constitutional Monarchy

sc
up

o King is more like a ‘Rubber stamp’ authority while PM is head of the Cabinet
ee

• Election of the PM
.fr
w

o PM is elected by both the Houses of Japanese Parliament (called Diet).

w
w

o The two houses of the Diet are:

▪ House of Representatives; and
▪ House of Councillors
o It is not enough for a person to be a leader of the majority party. He has to be elected by both the
houses of the Parliament.
▪ If no agreement is reached upon between the two houses on a candidate, then the matter is taken
care of by a Joint Committee of both the houses. The Committee gets 10 days to arrive upon a
decision.
DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW
32 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

▪ After 10 days, if an agreement cannot be reached, then the will of the lower house prevails.
• A significant feature of Japanese Constitution is contained in Article 9.
o Herein, Japan formally renounces the policy of war for the settlement of international disputes.
However, it can keep forces for self-defence.

8. CONSTITUTION OF CANADA
The Canadian Constitution encompasses a wide set of principles and values that govern key political
relations in the Canadian society.
8.1. SALIENT FEATURES
8.1.1. CONSTITUTIONAL MONARCHY
• It is the central component of Canada’s constitutional framework.
www.iasmaterials.com

• The Constitution Act, 1867 states that executive government and authority in Canada is vested in
the Canadian Monarchy (which Canada shares with Great Britain and some other former British colonies).
The British Queen is the formal head of the state.
o The Act further provides for the offices of the Governor General of Canada (at the federal level)
and Lieutenant Governors (at the provincial level), recognized as the Monarch’s representatives in
Canada.
• It is important to note, however, that while the written constitution explicitly places executive authority in
the hands of the Monarch and his/her representatives, the unwritten constitutional convention holds that
this authority is actually exercised by the Prime Minister and his/her Cabinet.
8.1.2. PARLIAMENTARY GOVERNMENT
The Canadian Constitution also provides for a Parliamentary system of government.
Features of Parliamentary Government as given in Constitution Act, 1867:
• The Act established a federal Parliament, consisting of the Monarchy and two legislative chambers,
the House of Commons (or Lower House) and the Senate (or Upper House).
• The Act further states that the powers and authority of these legislative chambers are to be modeled upon
those found in the British Parliament.
• Further, the Act also established legislative chambers at the provincial level.
In addition to the written provisions of the Act, there also exist several unwritten constitution conventions that
are fundamental to the operation of Canada’s parliamentary system. These include executive dominance by the
Prime Minister and the Cabinet (at the federal level) and by the Premier and the Cabinet (at the provincial
level), as well as the practice of responsible government.
rg
.o

The House of Commons

ls
ia
er
at

In the Canadian political system, the lower chamber is the House of Commons, which takes its name from the
m
sc

lower house in the British political system. The Commons consists of 308 members known as - like their British
up

counterparts - Members of Parliament (MPs).

ee
.fr

Manner of Election
w
w
w

Members are elected by the first-past-the-post system (as in Britain) in each of the country's electoral districts,
which are colloquially known as ridings (known as ‘constituencies’ in Britain). Seats in the House of Commons are
distributed roughly in proportion to the population of each province and territory, but some ridings are more
populous than others and the Canadian constitution contains some special provisions regarding provincial
representation.
Term and Tenure
The maximum term of MPs is four years, but it is common for a general election to be called earlier.
DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW
33 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

Powers
As in the British political model, the House of Commons is much the more powerful of the two chambers.
Although all legislation has to be approved by both chambers, in practice the will of the elected House usually
prevails over that of the appointed Senate. The processes and conventions of the Commons reflect very much
those of its British namesake.
The Senate
In the Canadian political system, the upper chamber is the Senate, which takes its name from the upper house in
the American political system.
The Senate consists of 105 members, appointed by the Governor-General on the advice of the Prime Minister.
Seats are assigned on a regional basis, with each of the four major regions receiving 24 seats, and the remaining
nine seats being assigned to smaller regions.
www.iasmaterials.com

8.1.3. FEDERALISM
The Constitution also provides for a federal system in Canada, meaning there are two key levels of government:
the federal (or national) government and the provincial (or regional) governments. Canada is a federation with
a strong Centre, wherein residuary powers lie with the Centre.
The Constitution Act, 1867 outlines specific powers and jurisdictions for each of these levels of government, such
as what public policy fields each may legislate in, as well as how each level of the government may raise
revenue. Over the years, these constitutional provisions have been further clarified and evolved by judicial
decisions (first by the British Judicial Committee of the Privy Council, and later by the Supreme Court of Canada).
Changes in the nature of Canadian Federalism
There have also been several constitutional amendments that have had significant consequences for Canada’s
federal system. Over the years there has been a shift towards giving greater powers to the states.
For example, the Constitution Act, 1930, transferred ownership of natural resources in Western Canada from the
federal government to the Western provinces. Another significant amendment was the Constitution Act, 1982,
which committed the federal government and provinces to ensuring some level of economic and social equality
between Canadian regions. This, in turn, has led to the development of the Equalization Program and the sharing
of public funds between governments.
8.1.4. JUDICIARY
The Supreme Court of Canada is the highest court and final authority on civil, criminal and constitutional
matters.
The court's nine members are appointed by the Governor-General on the advice of the Prime Minister and the
rg

Minister of Justice. They serve until the age of 75.

.o
ls
ia

Each province operates its own individual court system. The country's legal system is based mainly on English
er
at

common law, but in the province of Québec, it is modeled on French civil law.
m
sc

8.1.5. RIGHTS
up
ee
.fr

The Canadian Charter of Rights and Freedoms is a bill of rights entrenched in the Constitution of Canada, which
w
w

forms the first part of the Constitution Act, 1982. The Charter guarantees certain political rights to Canadian
w

citizens and civil rights of everyone in Canada. The Charter applies to government laws and actions (including the
laws and actions of federal, provincial, and municipal governments and public school boards), and sometimes to
the common law, but not to private activity.
The courts, when confronted with violations of Charter rights, have struck down as unconstitutional, federal and
provincial statutes and regulations in whole or in part.

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

34 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

9. CONSTITUTION OF AUSTRALIA
Australia’s system of government is founded in the liberal democratic tradition. Based on the values of religious
tolerance, freedom of speech and association, and the rule of law, Australia’s institutions and practices of
government reflect British and North American models. At the same time, they are uniquely Australian.
• Australian federation is modeled on the US federation. For example, residuary powers are with the states,
Governors of the states are elected by the people and formally appointed by the British Queen.
• In Australia, there has been a growth of Cooperative Federalism.
9.1. SALIENT FEATURES
9.1.1. FORM OF GOVERNMENT
One of the oldest continuous democracies in the world, the Commonwealth of Australia was created in 1901,
www.iasmaterials.com

when the former British colonies—now the six states—agreed to federate. The democratic practices and
principles that shaped the pre-federation colonial Parliaments (such as ‘one man, one vote’ and women’s
suffrage) were adopted by Australia’s first federal government.
The Australian Constitution sets out the powers of government in three separate chapters—the legislature, the
executive and the judiciary—but insists that members of the legislature must also be members of the executive.
In practice, Parliament delegates wide regulatory powers to the executive.
The popularly elected Parliament consists of two chambers: the House of Representatives and the Senate.
Ministers appointed from these Chambers conduct executive government, and policy decisions are made in
Cabinet meetings. Apart from the announcement of decisions, Cabinet discussions are not disclosed. Ministers
are bound by the principle of Cabinet solidarity, which closely mirrors the British model of Cabinet government
responsible to the Parliament.
Although, Australia is an independent nation, Queen Elizabeth II of Great Britain is also formally the Queen of
Australia. The Queen appoints a Governor-General (on the advice of the elected Australian Government) to
represent her. The Governor-General has wide powers, but by convention acts only on the advice of the
ministers on virtually all matters.
9.1.2. NATURE OF THE CONSTITUTION
Like the United States, Australia has a written constitution. The Australian Constitution defines the
responsibilities of the federal government, which include foreign relations, trade, defence and immigration.
Governments of the States and territories are responsible for all matters not assigned to the Commonwealth,
and they too adhere to the principles of responsible government. In the States, the Queen is represented by a
Governor for each State.
rg
.o

The High Court of Australia arbitrates on disputes between the Commonwealth and the states. Many of the
ls
ia

court’s decisions have expanded the constitutional powers and responsibilities of the federal government.
er
at

Procedure of Amendment
m
sc
up

The Australian Constitution can be amended only with the approval of the electorate through a national
ee

referendum in which all adults on the electoral roll must participate. A bill containing the amendment must first
.fr
w

be passed by both houses of Parliament, or, in certain limited circumstances, by only one House of Parliament.
w
w

Any constitutional change must be approved by a double majority—a national majority of electors as well as a
majority of electors in a majority of the states (at least four of the six). Where any state or states are particularly
affected by the subject of the referendum, a majority of voters in those states must also agree to the change.
This is often referred to as the ‘triple majority’ rule.
The double majority provision makes alterations to the Constitution difficult. Since federation in 1901, only eight
out of 44 proposals to amend the Constitution have been approved. Voters are generally reluctant to support

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

35 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

what they perceive as increases in the power of the federal government. States and territories may also hold
referendums.
9.1.3. PARLIAMENT
The government is formed in the House of Representatives by the party able to command a majority in that
chamber.
Minority parties often hold the balance of power in the Senate, which serves as a chamber of review for the
decisions of the government. Senators are elected for six-year terms, and in an ordinary general election only
half the senators face the voters.
In the Australian Parliament, questions can be asked without notice, and there is a strict alternation between
Government and Opposition questions to ministers during the Question Time. The Opposition uses its questions
to pursue the government. Government members give ministers a chance to put government policies and
actions in a favourable light, or to pursue the Opposition.
www.iasmaterials.com

Anything said in the Parliament can be reported fairly and accurately without fear of a suit for defamation. The
rough-and-tumble of Parliamentary Question Time and debates is broadcast and widely reported. This has
helped in establishing Australia’s reputation for robust public debate, and serves as an informal check on the
executive power.
9.1.4. NATURE OF ELECTIONS
A national general election must be held within three years of the first meeting of a new federal Parliament. The
average life of Parliaments is about two-and-a-half years. In practice, general elections are held when the
Governor-General agrees to a request from the Prime Minister, who selects the date of the election.
The governing party has changed almost every five years on an average, since federation in 1901. The Liberal
Party led a coalition with the longest hold on government—23 years—from 1949 to 1972. Prior to World War II,
several governments lasted less than a year, but since 1945 there have been only seven changes in the
government.
9.1.5. VOTING
For all citizens over the age of 18 it is compulsory to vote in the election of both federal and state governments,
and failure to do so may result in fine or prosecution.
9.1.6. RELATIONS BETWEEN LEVELS OF GOVERNMENT
State parliaments are subject to the national Constitution as well as their state constitutions. A federal law
overrides any state law not consistent with it.
In practice, the two levels of government cooperate in many areas where states and territories are formally
rg
.o

responsible, such as education, transport, health and law enforcement. Income tax is levied federally, and
ls
ia

debate between the levels of governments about access to revenue and duplication of expenditure functions is a
er
at

perennial feature of Australian politics. Local government bodies are created by legislation at the state and
m
sc

territory level.
up
ee

The Council of Australian Governments (COAG) is a forum to initiate, develop and implement national policy
.fr
w

reforms requiring cooperative action between the three levels of government: national, state or territory, and
w
w

local. Its objectives include dealing with major issues by cooperating on structural reform of government and on
reforms to achieve an integrated, efficient national economy and a single national market.
• COAG comprises the Prime minister, State Premiers, Chief Ministers of the territories, and the President of
the Australian Local Government Association.
In addition, Ministerial Councils (comprising national, state and territory ministers, and, where relevant,
representatives of local government and of the governments of New Zealand and Papua New Guinea) meet
regularly to develop and implement inter-governmental action in specific policy areas.

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

36 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

10. CONSTITUTION OF SWITZERLAND

• The Spirit of Republicanism is a prominent theme of the Swiss Constitution.
• Another important feature of the Constitution is its federal features.
• Switzerland is known for its direct democracy.
• It is hailed as a Dynamic Constitution (features like protection of individual, welfare state et al)
Comparison scheme w.r.t Indian Constitution
Indian Constitution Swiss Constitution
Executive vested in the President Executive vested in the Federal Council
President elected by electoral college Federal Council elected by Federal Assembly
Party Government Absent
States cannot conclude treaties Cantons can conclude treaties
www.iasmaterials.com

Supremacy of Judiciary Judiciary cannot rule invalid a federal law

No referendum Referendum possible
Institutions for Direct Democracy:
1. Referendum: It means referring bills for ratification to the people. It is not similar to plebiscite. Plebiscite
means taking opinion of the people on any issue.
2. Initiative: It is a bill initiated by the people and people conveying it to the assembly.
3. Recall: It means calling the representative back at any point of time, if voters are not satisfied by his work.
rg
.o
ls
ia
er
at
m
sc
up
ee
.fr
w
w
w

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

37 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

11. FEATURES-WISE CONSTITUTIONAL COMPARISON

SCHEME
11.1. THE PREAMBLE
The Preamble is a brief introductory statement that sets out the guiding purpose and principles of the
document.
The language and the structural format of the Preamble of India have been derived from the United States of
America.

11.2. WRITTEN CONSTITUTION

The concept of a written constitution has been taken from USA, which was the first written constitution in the
www.iasmaterials.com

world. This allows ease of access and revision, as and when required, and also provides immunity to laws form
any arbitrary interference by the government at its free will.

11.3. NOMINAL HEAD

In Britain In India
The Queen is the Head of the State. As a The President of India is:
Constitutional Monarch, she does not o Head of the state and the first citizen of India.
rule the country, but fulfills important o S/He is also the “formal head” of all the three branches of
ceremonial and formal roles with Indian Democracy - Legislature, Executive and Judiciary.
respect to the Government. o He is also the Supreme Commander of the Indian Armed Forces

11.4. CABINET SYSTEM

Both in India and England:
• The Cabinet is the collective decision-making body of the government consisting of the Prime Minister and
his Council of Ministers.
• The PM chooses the Cabinet of Ministers, appointed by the head of the state (President in India and
Sovereign in England.)
The Cabinet Ministers are at the disposal of PM and can be dismissed at any time on advice of the PM, by the
Head of the State.

11.5 BICAMERAL SYSTEM OF PARLIAMENT

A bicameral Parliament or bicameral legislature is a legislature, which consists of two chambers or houses
rg

• In England: There is the House of Commons and House of Lords.

.o
ls

• In India: There is Lok Sabha (the House of people) and Rajya Sabha (Council of States).
ia
er
at

11.6. CONCEPT OF LOWER HOUSE BEING MORE POWERFUL

m
sc
up

In England In India
ee
.fr

House of Lords (the Upper House) is Money Bills can only be introduced in Lok Sabha
w
w

restrained from any financial bills.

w

PM loses his post if he loses majority in the PM loses his post if he loses majority support in lower house,
House of Commons. motion of no confidence can only be introduced in Lok Sabha.
Upper House can only delay the bills passed With most of the bills (except CAB), Rajya Sabha cannot reject
in Lower House for a maximum of two bills passed in Lok Sabha. It can only delay it for a maximum of
parliamentary terms, but cannot reject it. 14 days.

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

38 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

11.7. SPEAKER IN THE LOWER HOUSE

In England In India
The Speaker of the House of Commons chairs debates The Speaker of the Lok Sabha conducts the business
in the Commons chamber and the holder of this office in the house.
is an MP who has been elected by other members of
Parliament.
The Speaker is the chief officer and highest authority He/she decides whether a bill is a money bill or a
of the House of Commons and must remain politically non- money bill.
impartial at all times. During debates they keep order
and call MPs to speak.
The Speaker also represents the Commons to the He/she maintains discipline and decorum in the
monarch, the Lords and other authorities and chairs house and can punish a member for their unruly
the House of Commons Commission. behaviour by suspending them.
www.iasmaterials.com

He/she permits the moving of various kinds of

motions and resolutions like motion of no
confidence, motion of adjournment, motion of
censure and calling attention notice as per the rules

11.8. JUDICIARY ADAPTATIONS

11.8.1. CONCEPT OF SUPREME COURT
It was adapted from the United States of America. US was the first country to introduce the highest court of
justice, called the Supreme Court.
As we know, it is an essential requirement for a federal form of government.
11.8.2. LAWS ON WHICH SUPREME COURT FUNCTION

This has been adopted from the constitution of Japan

Japanese Constitution Indian Constitution
The Chief Justice is appointed by Head of the The Chief Justice is appointed by Head of the State-
State-Emperor President
The Supreme Court is the highest judicial The Supreme Court is the highest judicial authority of the
authority of the nation nation
Other judges in the Supreme Court form smaller Other judges in the Supreme Court form smaller benches
benches for court or hearing of cases. for court or hearing of cases.
Supreme court mainly acts as an appellate court, Supreme court mainly acts as an appellate court, most
most hearings being appeals and hearings being hearings being appeals and hearings being petitions
rg
.o

petitions against unsatisfactory decisions of against unsatisfactory decisions of lower courts.

ls
ia

lower courts.
er
at
m

11.8.3. INDEPENDENCE OF JUDICIARY AND JUDICIAL REVIEW

sc
up

•
ee

Independence of the judiciary is the principle that the judiciary should be politically shielded from the
.fr

legislative and the executive power. That is, courts should not be subjected to reprehensible influence from
w
w

other branches of the government, or from personal or adherent interests.

w

• Judicial review is the doctrine under which legislative and executive actions are subject to review (and
possible invalidation) by the judiciary.
Specific courts with judicial review power must annul the acts of the state when it finds them
incompatible with a higher authority such as the constitution.
Both of these principles are adopted from the constitution of USA.
They are very important to keep a check on the other two branches of the government.

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

39 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

11.8.4. METHOD OF REMOVAL OF SUPREME/HIGH COURT JUDGES

This has been adopted from the Constitution of United States.

US Constitution Indian Constitution
It varies from state to state where sometimes Impeachment requires an order of the President passed
recommendation of enquiry committee is after an address in each House of Parliament, supported
enough, while in some majority support by more by a majority of the total membership of that House of not
than two-third members of both houses is less than two-thirds of members present and voting, and
required for impeachment of a judge. presented to the President in the same Session for such
removal on the ground of proved misbehavior or
incapacity.

11.9. FUNDAMENTAL RIGHTS

www.iasmaterials.com

The purpose of Fundamental Rights is to act as limitations, not only upon the powers of the Executive, but also
upon the power of the Legislature.
In Other Countries In India
The concept of fundamental comes from USA. Fundamental rights in the Constitution of India constitute the
longest description in the world.
The right to freedom of: speech, assembly They include:
and religion have been adopted from USSR ▪ Right to Equality (14-18)
▪ Right to Freedom (19)
▪ Right against Exploitation (23-24)
▪ Right to Freedom of Religion (25-28)
▪ Cultural and Educational Rights (29-30)
▪ Right to Constitutional remedies (32-35)
Right to freedom and equality before law are
an adoption from the French rights
11.9.1. SUSPENSION OF FUNDAMENTAL RIGHTS DURING EMERGENCY
This concept of suspension of rights during emergency has been adopted from the Weimar constitution of
Germany.
This is very important as it vests the supreme power in the head of the state- the President.
• During emergency only 3 rights of the citizens stand valid-Right to Equality, Right to Freedom (in certain
cases) and the Right to Life.
11.10. FUNDAMENTAL DUTIES
rg
.o
ls

The fundamental duties of India seem to be an adoption from the Constitutions of Japan, Yugoslavia, Republic of
ia
er

China as well as the Constitution of Soviet Union (USSR).

at
m
sc

Indeed, Japan is the only democratic country to have legally enforceable Fundamental duties.
up
ee

These have been incorporated in the Indian Constitution to remind every citizen that they should not only be
.fr
w

conscious of their rights, but also of their duties.

w
w

11.11. SCHEME OF FEDERATION

This refers to the Distribution of powers between the centre and the states.
It is very significant in the case of a diverse country like India, to handle the local issues effectively.
This has been done in case of both legislative and administrative powers.

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

40 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

Scheme of federation with a strong Centre

Both the Centre & the states are expected to be co-operative& coordinating institutions, having independence &
ought to exercise their respective powers with mutual-adjustment, respect, understanding & accommodation.
Prevention as well as amelioration of conflicts is necessary. Thus, the Indian-federation was devised with a
strong-centre.
Comparison of Indian Federalism with American Federalism
Indian Constitution
1. Indian federation is not the result of an agreement between States.
2. There is concept of single citizenship for both the States and Union.
3. Each State sends MPs to the Parliament depending upon the population of the State.
4. There is no principle of equality between the states.
5. There are three Lists- Union List-(First List); State List (Second List); and Concurrent List – (Third List). The
www.iasmaterials.com

Parliament can legislate only the subjects of the State List and Concurrent List. The States are not sovereign.
The Union can encroach upon State’s Lists.
6. No State can secede from Territory of India.
7. The Parliament, i.e. Center has residuary powers.
8. There is only one Constitution for Union and States.
9. India achieved uniformity in basic civil and criminal laws, except personal laws in some matters.
10. The Indian Union is an indestructible Union of destructible States. The area, identity of a state can be
changed by Parliament. The States are destructible. But the Union cannot be changed. The Union is
indestructible.
11. The Central Government has the power to form a new State, to increase the area of any State, to diminish
the area of any State; to alter the boundaries of any State; to alter the name of any State; and to form a new
State by separation of territory from any State or by uniting two or more States or parts of States or by
uniting any territory to be a part of any State(Article 3).
12. The word “Federal” is not at all used in our Constitution. The framers described simply “Union”.
13. The Supreme Court has been given very wide powers, including appellate (Civil and criminal) jurisdiction.
14. No referendum is necessary. For the amendment of the Constitution, the people need not give their
consent. It is sufficient to get the majority of MPs, and in certain cases, the majority of the State legislatures.
American Constitution

1. American Federation is the result of an agreement between States.

2. There are dual citizenships- one Federal Citizenship and another State Citizenship.
3. Each State sends equal number of representatives to the Senate.
4. There is principle of equality between the States, irrespective of its population, extent etc.
5. There is a clear division of legislative powers between the Federal Govt. and the Units. The Union as well as
rg
.o

each Unit is sovereign in its sphere. The Union and the units are sovereign in their respective legislative
ls
ia

fields. One cannot strictly trench upon the other’s area of power. Each is confined to its own sphere.
er
at

6. The State, if wants, can theoretically separate itself from the Federal, the relation being based only an
m

‘Agreement ’.Hence, it is said that the American Union is a destructible Union of indestructible States.
sc
up

7. The States have residuary powers.

ee

8. There are two Constitutions.

.fr
w

9. There are different civil and criminal laws, differing from State to State.
w
w

10. The word “Federal” is used in the Constitution very often.

11. The Supreme Court of America has not been given appellate jurisdiction of the same kind as the Supreme
Court in India.
12. For the amendment of Federal Constitution, a referendum must be conducted. Amendment to the
Constitution can be made only with the consent of the people.

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

41 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

11.12. FREEDOM OF TRADE AND COMMERCE

Australia India
There is a free trade clause under Section 92 of the Article 301 containing the free trade clause in Indian
Australian Constitution, which provides that “on the constitution has been taken almost verbatim from
imposition of uniform duties of customs, trade, section 92 of the Australian constitution
commerce and intercourse among the States whether
by means of internal
carriage or ocean navigation shall be absolutely free.
The court considered that legislature should be
given more powers than judiciary and all trade and
commerce activities were subjected to reasonable
restrictions, imposed by the State as mentioned in
the constitution
www.iasmaterials.com

Advantages of this adoption

Free movement and exchange of goods throughout the territory of the country is essential for the economic
unity of the nation
Therefore, in all federations, an attempt is made through constitutional provisions to prevent local barriers to
economic activity, to remove the impediments in the way of inter-state trade and commerce and thus to make
the country as one in economic resources.
Thus, the base of freedom of trade and commerce was adopted from Australian Constitution with amendments.

11.13. DIRECTIVE PRINCIPLES OF STATE POLICY

These are principles laid down to create social and economic conditions under which citizens can live a good life.
In India, the Directive Principles of State policy have been adopted verbatim from the Constitution of Ireland.
The DPSP of Ireland were in turn adopted from Spain.
11.14. ELECTION OF MEMBERS BY THE PRESIDENT
The upper house in India consists of 250 members from which 12 are nominated by the Nominal head-the
President of the country for their exemplary work in their respective fields.
This saves these members from the turmoil of election
This system has been adopted from the constitution of Ireland.
Complete Overview of the adaptations in Chart form
Following are the borrowed features of constitution from different countries.
rg
.o
ls
ia

• Nominal Head – President (like Queen)

er
at

• Cabinet System of Ministers

m

•
sc

Post of PM
up

• Parliamentary Type of Govt.

ee

From U.K.
•
.fr

Bicameral Parliament
w

•
w

Lower House more powerful

w

• Council of Ministers responsible to Lower House

• Speaker in Lok Sabha
• Written Constitution
• Executive head of state known as President and his being the Supreme
From U.S.
Commander of the Armed Forces
• Vice- President as the ex-officio Chairman of Rajya Sabha

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

42 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

• Fundamental Rights
• Supreme Court
• Provision of States
• Independence of Judiciary and judicial review
• Preamble
• Removal of Supreme court and High court Judges
• Fundamental Duties
From USSR
• Five year Plan
• Concurrent list
From AUSTRALIA • Language of the preamble
• Provision regarding trade, commerce and intercourse
• Law on which the Supreme Court function
www.iasmaterials.com

From JAPAN
• Procedure established by law
From WEIMAR CONSTITUTION
• Suspension of Fundamental Rights during the emergency
OF GERMANY
• Scheme of federation with a strong centre
From CANADA • Distribution of powers between centre and the states and placing.
Residuary Powers with the centre
• Concept of Directive Principles of States Policy(Ireland borrowed it
from SPAIN)
From IRELAND
• Method of election of President
• Nomination of members in the Rajya Sabha by the President.

12. VISION IAS GS MAINS TEST SERIES QUESTIONS

1. The Indian constitution wonderfully adopts the via media between the American system of Judicial
Supremacy and the British principle of parliamentary supremacy. Explain.
Approach:
• The answer should reflect awareness and understanding of Parliamentary supremacy in Britain,
Judicial supremacy in USA and a balanced compromise or synthesis of Parliamentary sovereignty and
judicial supremacy in the case of India.
Answer:
rg
.o

Under the British constitution courts cannot nullify any act of Parliament on any ground whatsoever.
ls
ia
er

• In the United States, on the other hand the Supreme Court has come to acquire apposition wherein
at
m

it can invalidate a law not only on the ground that it transgresses the scope of legislative power
sc
up

vested in the constitution but also on the basis of prohibitions contained in the bill of rights as well
ee

as on the basis of general principles such as due process as defined and interpreted by the court
.fr
w

itself.
w
w

• As opposed to these extremes the Indian constitution endows the judiciary with the power of
declaring a law as unconstitutional if it is beyond the competence of the legislature according to the
distribution of powers provided by the constitution, or if it is in contravention of the fundamental
rights guaranteed by the constitution. At the same it also deprives the judiciary of any power of
‘judicial review’ as far as the wisdom of legislative policy is concerned.
• Simply put, The Supreme Court in India can declare the parliamentary laws as unconstitutional
through its power of judicial review and the Parliament on its part can amend major portion of the
constitution through its constituent power.
DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW
43 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

• Additionally, the scope of power of judicial review in India is narrower than in the case of the
Supreme Court in the US ostensibly because the American constitution provides for ‘due process of
law’ as opposed to the concept of ‘procedure established by law’ as enshrined in the Article 21 of
the Indian constitution.
• However, it has to be born in mind the Judiciary in India has broadened the ambit of constitutional
provisions regarding Judicial review through innovations such as basic structure doctrine.

2. The Upper Chamber of Parliaments across the world are generally considered less powerful vis-à-vis
their Lower Chamber. However, they are also vested with certain functions and powers, which enables
them to play a decisive role. Critically analyse with special emphasis on India.
Approach:
• Power and status of UC – how it is inferior in powers in legislative, impeachment processes etc.
www.iasmaterials.com

• Special power – India (article 249 and 312), control over executive etc.
• Conclude by saying that upper chamber is an important institution but has been given less power
w.r.t. lower house.
Answer:
Upper Chamber (UC) is one of the two chambers of a bicameral legislature. In a unitary system, UC is
seen as an advisory chamber while in federal systems, it has been granted nearly equal powers with the
lower chamber. Rajya Sabha (RS) of India enjoys co-equal status in all aspects except in certain financial
matters.
Reasons for inferior position of UC are multiple. In fact, there were heated debated in the constitutional
assembly of almost every country for the need of UC. Thomas Jefferson also opposed the idea of two
chambers. It is indirectly elected body, undemocratic and subversive of the will of the people expressed
through the elected Lower Chamber (LC). One argued that “if a Second Chamber dissents from the first it
is mischievous; if it agrees, it’s superfluous”. Following are certain powers and status enjoyed by UC
across the world:
• In some countries only limited legislative matters, such as constitutional amendments, require its
approval. In UK, the House of Lords, UC, can no longer prevent the passage of most bills. In countries
where it can veto legislation (like the Netherlands), it may not be able to amend the proposals.
• LC is directly elected by the people and thus given power for matters related to finance. RS can delay
a money bill for two weeks only.
• In parliamentary system, UC cannot vote a motion of no-confidence against the government. This is
true for India also.
• England has an evolutionary political system where power has gradually shifted from crown to the
rg

House of Lords, UC to the House of Commons. Now, UC acts as a revising chamber more or less.
.o
ls
ia

However, federal systems have granted some special powers to the UC. USA has one of the strongest UC
er
at

in the world. States surrendered their power to the centre and thus, UC enjoys some special powers
m

which are not with the LC. India also supported strong federation initially. But still, RS enjoys certain
sc
up

special power. Some of them are as follows:

ee
.fr

• UC of countries like USA may give advice and consent to some executive decisions (e.g.
w
w

appointments of judges, international treaties or ambassadors).

w

• UC may have the sole power to try impeachments against officials of the executive. In USA, it is the
Senate that finally adjudicates and convict on this issue. RS of India has extra power to remove vice-
president of India.
• Prior to 2009, UC of UK served as the court of last resort.
• Article 249 gives power to RS to pass a resolution to empower parliament to enact law on the state
subject. Similarly RS can pass a resolution to create a new All-India-service (AIS) under article 312

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

44 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

• RS can extend the life of a Proclamation issued under article 352, 356, and 360 in the events of the
dissolution of the Lok Sabha.
Overall, reasons for the UC have always remained a subject of debate. Some call it undemocratic due to
its structure (indirect election of members) while others favour it for its revising and other powers.
India’s RS enjoys equal powers except in money legislations.

3. Whereas the legislature is empowered to regulate the ratification of international treaties in the
United States, in India it is mostly the domain of the executive. Examine the rationale and benefits of
these two approaches with examples.
Approach:
• Briefly explain the treaty making powers in India and USA and contrast it with democracies where
www.iasmaterials.com

Legislature also have a role to play in treaty making.

• In the light of recommendations made by the National Commission to Review the Working of the
Constitution and various SC rulings, critically analyze the issues involved.
Answer:
Entering into treaties and agreements with foreign powers is one of the attributes of State
sovereignty. No State can insulate itself from the rest of the world whether it be in the matter of foreign
relations, trade, environment, communications, ecology or finance.
Treaty making in United States
• The Constitution of USA provides that the president "shall have Power, by and with the Advice and
Consent of the Senate, to make Treaties, provided two-thirds of the Senators present concur".
• The rationale in giving the Senate a share of the treaty power is to give the president the benefit of
the Senate's advice and counsel, check presidential power, and safeguard the sovereignty of the
states by giving each state an equal vote in the treaty making process.
• The Senate does not ratify treaties—the Senate approves or rejects a resolution of ratification. If the
resolution passes, then ratification takes place when the instruments of ratification are formally
exchanged between the United States and the foreign power(s).
• In addition to treaties, which may not enter into force and become binding on the United States
without the advice and consent of the Senate, there are other types of international agreements
concluded by the executive branch and not submitted to the Senate. These are classified in the
United States as executive agreements, not as treaties, a distinction that has only domestic
significance.
• The US Constitution is silent about how treaties might be terminated.
rg

Treaty making in India

.o
ls
ia

• Under the Indian Constitution, the power to enter into treaties figures in the Union List that covers
er
at

areas on which Parliament has the exclusive right to legislate (Article 246), while Article 73 extends
m
sc

the executive power of the Centre to all matters on which Parliament can legislate.
up

• For implementing any treaty, Parliament under Article 253 can legislate on any item even under the
ee
.fr

State List.
w

•
w

But in the absence of a specific provision stipulating the procedure for the negotiation and
w

ratification of treaties, the exercise of this power has by and large remained a preserve of the
executive, which has tended to interpret Article 73 to mean that its authority extends over the
subjects included in the Union List.
• On the contrary, the judiciary has through several pronouncements emphasized that the power to
enter into a treaty is essentially political in nature and therefore called for the enactment of a
separate legislation to govern the conclusion of treaties.

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

45 www.visionias.in # 8468022022 ©Vision IAS
 https://t.me/FreeUpscMaterials https://t.me/UpscMaterials https://t.me/MaterialForExam

• The National Commission to Review the Working of the Constitution has voiced a similar view and
recommended that Parliament pass a law to regulate the treaty-making power of the government,
but it stopped short of prescribing parliamentary ratification.
• Any process of ratification of international obligations by national parliaments will necessarily be
protracted in view of conflicting perceptions and interests and various other factors such as the level
of development of institutional mechanisms relative to the maturity of democracy. Yet, the
requirement of ratification by Parliament will ensure that international agreements and treaties with
far reaching implications are subjected to a closer legislative scrutiny and a wider political and
public discussion.
The exercise of the power of treaty making cannot be absolute or unchartered in view of the federal
structure of legislative and executive powers. So Parliament should make a law on the subject of treaty
making and implement it through Parliamentary legislation to streamline the procedures involved.
This has been recommended by both Venkatachalliah commission and Punchhi commission. Punchhi
www.iasmaterials.com

commission also recommends that financial obligations and its implications on state finances arising out
of treaties and agreements should be a permanent term of reference to the finance commission.
Treaties which affect the rights and obligations of citizens as well as those which directly impinge on
subjects in State List should be negotiated with greater involvement of States and representatives in
Parliament.
rg
.o
ls
ia
er
at
m
sc
up
ee
.fr
w
w
w

Copyright © by Vision IAS

All rights are reserved. No part of this document may be reproduced, stored in a retrieval system or
transmitted in any form or by any means, electronic, mechanical, photocopying, recording or otherwise,
without prior permission of Vision IAS

DELHI JAIPUR PUNE HYDERABAD AHMEDABAD LUCKNOW

46 www.visionias.in # 8468022022 ©Vision IAS