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Individual Account Opening Form

This document is an account opening form for an individual seeking to open an investment account. It collects personal information like name, date of birth, address, employment details, bank account information, and next of kin. It also requests the applicant to select an account type from options like collective investment schemes, fixed income, foreign currency investments, and separately managed accounts. For asset management clients, it asks about portfolio management preferences including discretionary or non-discretionary and growth or conservative strategies. Proof of identity and address must also be provided along with signatures and a passport photograph.

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kenaia
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93 views2 pages

Individual Account Opening Form

This document is an account opening form for an individual seeking to open an investment account. It collects personal information like name, date of birth, address, employment details, bank account information, and next of kin. It also requests the applicant to select an account type from options like collective investment schemes, fixed income, foreign currency investments, and separately managed accounts. For asset management clients, it asks about portfolio management preferences including discretionary or non-discretionary and growth or conservative strategies. Proof of identity and address must also be provided along with signatures and a passport photograph.

Uploaded by

kenaia
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
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ACCOUNT OPENING FORM (INDIVIDUAL)

1. Personal
Name
( (Title) (Surname) (First Name) (Middle Name)
Sex
M F Date of Birth DD MM YY Place of Birth
MF ) ) )
Nationality Mother’s Maiden Name
Residential
Address

City State Country


Mailing
Address
City
State Country
E-mail Phone
Identity Type Driver’s License National Identity Card Int. Passport Others Please specify

ID Number Expiry Date DD MM YY

2. Career/Employment

Occupation Employer
Employer’s
Address
City State Country
Office Phone Ext. Fax
Bank Details Bank Bank Verification No.
Account Name Account No.
Bank Account
Opening Date
DD MM YY Branch Source of Funds

3. Next of Kin Information

Name

Sex M F Date of Birth DD MM YY Relationship


Nationality
Contact
Address
Phone Email

4. Account Type
Kindly select your preferred account type
Collective Investment Schemes Fixed Income Foreign Currency Investments Investment Plans

Separately Managed Accounts Stockbroking Existing CHN? Fill your CHN here where applicable

Others Please specify

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5. Portfolio Management (For Asset Management Clients Only)
Separately Managed Accounts
Discretionary Portfolio Management Account Non-Discretionary Portfolio Management
Investment Plans Account
Balanced Conservative Ethical Growth Guaranteed Others Please specify

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6. Domiciliary Bank Account Details (Where applicable)
Currency USD GBP Others Please specify

Account Name
Swift Code
Correspondent Bank:
Swift Code
Routing No/Sort Code
Account No
IBAN (Where applicable)
For Further Credit:
Beneficiary Account Name
Beneficiary Account No
Beneficiary Address

SIGNATURE

DATE PASSPORT PHOTOGRAPH THUMB PRINT

FOR OFFICE USE ONLY

Account Opening Requirement Checklist Provided Waived Account Opening Requirement Checklist Provided Waived

1. Completed Account Opening Form 5. Completed Share Transfer Form

2. 1 (One) Passport Photograph 6. Signed Stockbroking Agreement

3. Copy of Means of Identification 7. Completed Investor Profile Questionnaire

4. Utility bill/Proof of Address 8. Signed Portfolio Management Agreement

9. Bank Verification Number

Comments/Additional
Information

Date of Account Opening DD MM YY Account No


Relationship Manager Signature
Authorising Officer Signature

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