408 Analysis Project
408 Analysis Project
Professor Lund
MUS 408E
4 October 2019
In Three Compositions for Piano, Babbitt derives the music material for the second
movement by exploiting the characteristics of the first movement’s row. The hexachords make
the row significant by having the characteristic of being the same prime form. The prime forms
of the original row hexachords are [023457] and are set a tritone apart within the row to
complete the aggregate. Because they have the same prime form, this means they will be
hexachordal combinatorial with other rows. Babbitt uses this to his advantage by completing the
aggregate vertically and horizontally simultaneously, while also highlighting the trichords of the
first movement’s row. Four trichords make up the row, comprising of two [015] sets followed by
Babbitt begins the second movement with a statement of the row I7 or RI1, but with a
slight change. He swaps the order of the ninth and tenth pitch, G and E. Doing this creates a row
comprised of all [015] trichords but still keeps the same hexachord relationships in tact.
Babbitt clearly shows this in the first three bars, which is marked at quarter note equals
fifty-four. The first three bars can be viewed in a couple of ways in relation to the row. The
aggregate is completed vertically in the first bar and a half, with another aggregate in the next bar
and a half.
These aggregates are related by the trichords being inverted so that the trichord in the bottom
staff of the first half is moved to the top staff. The same goes for the rest of the trichords in a
criss cross fashion. The section can also be viewed horizontally, with the aggregates being
completed in the top and bottom staves, however only the top staff follows the row from the
beginning cleanly, with the bottom staff in perhaps in imitation of the top.
The quarter note equals fifty-four section returns for a total of four iterations in the piece.
The first and second iterations only comprise of [015], where the third uses [012] and fourth only
has [027]. These sections utilize the same trichords of the original row in the same order they
appear. Each of these sections share the same contour and similar deployment of the trichords,
with anticipations, dynamic swells. All the phrases also end with repeated eighth notes. One of
the main differences however are that the second and fourth iterations are inverted or reversed
depending on the perspective. The first and second section are also related by T3I, which is the
same relationship within the two [015] trichords of the original row. These sections give insight
Moving past the first three measures, Babbitt continues with the same row with
variations. The top voice in measures 4-6 are the retrograde of the top voice in the intro, with the
bottom voice taking the prime form. This creates a criss cross or inverted phrase. The dynamics
invert as well, with the first and last trichord changing from forte in the top voice to piano in the
bottom voice. The same happens for the second and third trichords changing from pianissimo to
mezzo-forte. The dynamics also seem to be tied to the trichords based off of which iteration. For
instance, the outer trichords have the normal forms of (015) and dynamic tantum of forte and
piano, whereas the inner trichords’s normal forms are (045) with dynamics pianissimo and
In measures 10-13 , he now transposes the row to I4 or RI10 in the top voice and P3 or
R9 in the bottom voice. This transposition is related to the previous rows by T3I, which again is
the same relationship as the two original [015] trichords. Going to measures 14-17, he swaps
dynamics from the previous section and works the row loosely, by completing the aggregates
both between the two voices vertically in measures 14-15 and 16-17, but also horizontally over
Bars 18-30 mark a new section now utilizing strictly [012] in the top voice and [027] in
the bottom voice but they still complete the aggregate in the same way as previous sections. To
do this, Babbitt again makes an adjustment to the row by swapping the eighth and eleventh
pitches of the prime form. This creates a row of two [027] trichords and two [012] trichords,
while keeping the hexachord pitch material intact like before. From this, Babbitt’s new rows are
P5/I11 and RI2/I8. These rows hold hexachordal combinatoriality between each other. Because
of this, Babbitt uses them in tandem to complete the aggregate horizontally and vertically
throughout m.18-30. A “row” or series of [012] trichords complete the top voice aggregate while
a series of [027]’s complete the bottom voice aggregate with P5/I11 and RI2/I8 combined for
vertical completion. Sections are marked in the score to show when the aggregate resets.
In conclusion, Babbitt uniquely exploits the inner characteristics of his original row from
the first movement, creating a similar process to twelve tone rows in completing the aggregate
with trichords but with a largely different musical result. Moreover, he takes the relationships
within his row and trichords to the fullest, through musical form, phrase structure, and dynamics.