Gienger 2016
Gienger 2016
Received 22 July 2016; revised 21 September 2016; accepted 27 September 2016; posted 7 October 2016 (Doc. ID 272064);
published 31 October 2016
The real part of the refractive index of aqueous solutions of human hemoglobin is computed from their absorp-
tion spectra in the wavelength range 250–1100 nm using the Kramers–Kronig (KK) relations, and the corre-
sponding uncertainty analysis is provided. The strong ultraviolet (UV) and infrared absorbance of the water
outside this spectral range were taken into account in a previous study employing KK relations. We improve
these results by including the concentration dependence of the water absorbance as well as by modeling the deep
UV absorbance of hemoglobin’s peptide backbone. The two free parameters of the model for the deep UV
absorbance are fixed by a global fit. © 2016 Optical Society of America
OCIS codes: (000.1430) Biology and medicine; (000.3860) Mathematical methods in physics; (120.4530) Optical constants;
(260.2030) Dispersion; (300.1030) Absorption.
http://dx.doi.org/10.1364/AO.55.008951
with an absorption model for proteins toward the UV. As a ϵM λ, where λ is the vacuum wavelength of the light. The
result, we obtain RIs that are in better agreement with results latter implies that the Lambert–Beer law holds, which is the
obtained by reflectance measurements for oxyhemoglobin case for Hb at physiological (c ≈ 300 g L−1 ) or lower concen-
solutions [11]. Furthermore, we obtain results for the RI of trations [8]. Instead of μa λ or ϵM λ, we express the absorp-
deoxyhemoglobin and give the refractive increment (i.e., the tion spectra in terms of the imaginary part of the complex RI
slope of the RI with respect to concentration) for the first time. nλ nλ iκλ (1)
We also extend the previous treatment by considering the mea-
surement uncertainties of the obtained RIs. These uncertainties of the solution. Here n, κ are positive real functions. The
result from the propagation of the uncertainties of the mea- conversion rule is
sured absorption spectra [8] and the RI data obtained by reflec- μa λλ ln 10ϵM λcλ
tance measurements [11], to which we fit the two free κλ : (2)
4π 4πM
parameters of the deep UV absorption model. The mathemati-
The data on the molar extinction coefficient ϵM λ from
cal model for the absorption spectra and related method are
Ref. [14] are converted to κλ, using the molar mass of the
presented in Sections 2 and 3. Our approach can be applied
Hb tetramer M 64458 g mol−1 [17].
to any variant of Hb. Section 2A describes the imaginary part
of the RI of a Hb solution in dependence on concentration. KK 2. Total Absorbance of Hb Solutions and Erythrocytes
relations are used in Section 2B to obtain an expression for the In the spectral range of λ ∈ 250; 1100 nm, the strongest
real part of the solution’s RI. A model for the deep UV absorb- absorption of light by RBCs and hence, of blood, is caused
ance of Hb is proposed in Section 2B as well. Section 2C de- by Hb. Water has a fairly low absorption coefficient in this re-
scribes the fitting of the two free-model parameters to the gion (cf. Fig. 1) and other RBC components contained in the
literature data for the real part of the RI. In Section 3, we apply cytosol (e.g., other proteins, sugars, ions) exhibit rather low con-
the analysis to experimental data for oxygenated and deoxygen- centrations. We thus consider a two-component system, i.e.,
ated hemoglobin, respectively. The significance of the results is
discussed, and a comparison to previous KK-analyses is made. 1. The solvent, or simply “Water” (H2 O), occupying a
In Section 4, we summarize our findings. volume V H2 O and
2. The absorbing solute, or simply “Hemoglobin” (Hb),
A. Terminology denoting everything else contained in the erythrocyte cytosol
Oxygenated hemoglobin is often abbreviated as “HbO2 ” while and occupying a volume V Hb . The solute is treated as pure
deoxygenated hemoglobin is usually abbreviated as “Hb.” In Hb for its other physical properties, such as molar mass and
order to simplify the notation, we will use the term “Hb” density.
for hemoglobin in general, specifying the hemoglobin variant Let the volume fraction occupied by Hb molecules be ϕ
only if relevant. V Hb ∕V H2 O V Hb and the volume fraction occupied by
The RI of Hb solutions is complex-valued. For the sake of water molecules 1 − ϕ V H2 O ∕V H2 O V Hb . Since the
brevity, we refer to the real part of the RI by “real RI” and to the
imaginary part of the RI by “imaginary RI.” This shall not
imply that the RI is purely real or imaginary.
Lambert–Beer law holds, we make the following ansatz for the B. Real Part of RI by KK Relations
total imaginary RI (absorbance) of the solution: 1. Literature Data
The most complete experimental measurement of the wave-
κλ ϕκ Hb λ 1 − ϕκ H2 O λ; (3) length-dependent real RI of Hb solutions to date was presented
in Refs. [8,11]. Here, nλ was determined via measurements of
where κH2 O λ is the absorbance of pure water and κ Hb λ is
the spectral reflectance Rλ at an interface between air and Hb
the absorbance of “pure Hb in aqueous solution.” It should be
solution at normal incidence. The reflectance at normal inci-
noted that κ Hb is not equal to the imaginary RI of a crystal of
dence is connected to the complex RI by the Fresnel equation
pure Hb, as is revealed by comparison with data for the com-
nλ − 1 2
nλ − 1 κλ ;
2 2
plex dielectric function of thin Hb films [18]. Equation (3) is Rλ (8)
similar to the ansatz in Ref. [10], where, however, the authors nλ 1 nλ 12 κλ2
did not include the prefactor 1 − ϕ for the water absorbance, which is easily solved for nλ when κλ is known or when it
which results in a relevant difference, as shown later. This ex- can be neglected because κλ ≪ nλ − 1.
cluded volume effect (i.e., the fact that there is less water in a In Ref. [11], measurements at different concentrations were
solution of higher Hb concentration) is essential and must be analyzed. A linear-affine dependence of the real RI on the con-
taken into account, since the volume fractions of Hb can be as centration was found and the result was expressed as
high as 26% or more.
The Hb volume fraction is related to the concentration by nλ nH2 O λ1 c Hb βλ: (9)
c Hb Here βλ is the concentration-specific increment of the real RI
ϕ ; (4) relative to the water RI.
ρHb
2. KK Relations
where ρHb is the mass density of a hypothetical solution con-
The complex RI is a linear, causal response-function to an in-
taining 100% Hb and 0% H2 O. Both κ Hb λ and ρHb are co-
cident wave. Hence, its real and imaginary part are related by
efficients in a linear interpolation of spectra and density that
KK relations. Expressed in terms of wavelengths, the KK rela-
holds at least up to physiologically high concentrations. A value
tions for the complex RI read
of ρHb 1330 gL−1 for proteins is given in Ref. [1], indepen- Z
dent of the type of protein. A normal physiological intraery- 2 ∞λ λ
nλ − 1 Kκλ≔ − κΛdΛ; (10)
throcyte Hb concentration of 340 gL−1 thus corresponds to a π 0 Λ Λ − λ2
2
absorption, where we take into account the excluded water vol- As mentioned before, the deep UV spectrum, and hence, the
ume, we obtain a different result for Bλ with an additional term exact shape of the peptide absorption line, is not available in
nH2 O λ − 1∕ρHb for the concentration dependence. We dis- the literature. For proteins, Woods and O’Bar report that “the
cuss the differences between the results obtained in Refs. [9,10] increase in absorbance at 187 nm is threefold over that at
and the result with our improved model in Section 3B. 205 nm and fourfold over that at 210 nm” [21]. This description
For numerical values of nH2 O λ, we use a four-term Sellmeier fits well to the half-width of the curve of Γ 11.6 nm. Going
formula that is accurate to at least five decimal places [19]. to even lower wavelengths λ ≪ 187 nm, there will be more ab-
sorption features, since the inner electron shells of the atoms will
3. Additional Spectral Information outside the Measured be excited. We thus expect a variety of overlapping absorption
Range lines at these short wavelengths. On the other hand, this spectral
The KK relations provide a formal tool to derive results like region is fairly far away from the region of interest and the KK
Eq. (13). However, their application has a well-known problem relations contain a damping factor of 1∕λ2 − Λ2 . Hence, the
for the numerical evaluation: They are global integral transforms exact line-shapes are practically irrelevant. For our model, it suf-
that require the knowledge of real or imaginary RI at all wave- fices to add to the spectrum a delta-peak of unknown amplitude
lengths λ ∈ 0; ∞, which is practically impossible. Although the located at zero wavelength, which accounts for the influence of
integral kernel in Eq. (10) is decaying with increasing distance extreme UV absorption by a constant offset in the real
from the pole at Λ λ, it is long-ranged. Hence, one cannot RI: αδ λ limλδ →0 π2 aδ λδ δλ − λδ .
simply cut off the integration domain (i.e., use a finite data set). In this respect, our approach is not different from
Water is transparent to visible light, and its main regions of Refs. [9,10]: We cannot predict the absolute value of the RI
absorption lie in the UV and the IR (Fig. 1). Due to these ab- of Hb, but we need to determine a constant by comparing
sorption bands, water has a RI significantly different from 1, to experimental data. However, we apply nonlocal fitting to
even in the transparent regions, and exhibits normal dispersion optimize this constant, instead of using just one single data
[i.e., nλ decreases with λ]. This implies that neglecting such point. Thus, our method is more robust to uncertainties in
contributions in the KK relations may lead to inaccurate results. both the absorption spectra and the measured real RIs.
We will now describe the absorption features of Hb below
250 nm by a mathematical model and include them in our C. Fitting to Literature Values
expression for the real RI. With this model for the UV absorption, we have an absorption
In addition to the known absorption spectrum (Fig. 1) with spectrum
strong absorption in the vicinity of the Soret band at 420 nm,
Hb has an even stronger absorption peak in the deep UV. This αλ αlit λ αL λ αδ λ; (15)
feature stems from the peptide bonds forming the backbone of where αlit λ represents the experimental literature data. For
any polypeptide or protein, including the protein complex Hb the integral transform K [cf. Eq. (10)], the contribution from
and is characteristic for polypeptides and proteins. The corre- the δ-peak αδ λ is G δ λ aδ and hence constant and the
sponding extinction coefficient curves ϵλ are similar among a contribution G L λ aL G̃ L λ from the Lorentzian, inte-
variety of proteins and the absorbance maximum is typically grated only over the deep UV part of the spectrum, can be ob-
located at λ 187 nm [20,21]. tained analytically (see Appendix B). Here G̃ L λ is the
This peptide-peak must be accounted for to perform a proper contribution for a Lorentzian of unit amplitude. Thus, we
KK analysis, but is, unfortunately, not resolved in the existing are left with
experimental Hb spectra. However, data were reported for hu-
man and bovine albumin [21], a protein found in blood serum. Gλ G lit λ aL G̃ L λ aδ ; (16)
Albumin is similar to Hb in its mass and optical properties at
where only the first term G lit λ≔Kαlit λ needs to be evalu-
wavelengths away from the characteristic Hb absorption band
ated numerically.
at 420 nm. The absorption maximum for human albumin is
Numerical evaluation is straightforward. We use an integra-
reported as ϵ187 nm 86.0 L g−1 cm−1 , corresponding to
tion scheme that evaluates the KK relations as a Riemann sum
a value of α187 nm 2.95 × 10−4 L g−1 , which is more than
with Taylor expansion at the singularities of the integrand as de-
four times as high as the peak around 420 nm (Fig. 1).
scribed (e.g., in Ref. [22] and in Appendix A). The experimental
We model this generic protein absorption using an antisym-
literature data αlit λ comprises two data sets: (1) the absorbance
metrized Lorentzian curve
data in the range 228–250 nm [14], which we refer to as “ultra-
1 Γ 1 Γ violet” (UV), and (2) the data in the range 250–1100 nm [8],
αL λ aL −a ; (14)
π λ − L2 Γ2 L π λ L2 Γ2 referred to here as “visible” (VIS). Although our use of the terms
where Γ 11.6 nm is the half-width at half-maximum of the “visible” and “ultraviolet” deviates from the usual definition, it is
curve, and L 187 nm is the position of its maximum. This convenient to distinguish between the two data sets:
model curve fulfills αL −λ −αL λ. This is important, as the (
αUV λ data from14 λ ∈ 228;250 nm;
symmetries κ−λ −κλ and n−λ nλ are implied αlit λ αVIS λ data from8 λ ∈ 250;1100 nm; (17)
when using the KK relations in the form Eqs. (10) and 0 else:
(11), or the analogous expressions for the frequency, where they
are written
R as a semi-infinite integral, denoted by the sym- The numerical KK transform is applied to both parts sep-
bol ∞0 . arately, such that G lit λ G UV λ G VIS λ.
Research Article Vol. 55, No. 31 / November 1 2016 / Applied Optics 8955
3. RESULTS AND DISCUSSION related to its shape, described equivalently by the derivative
A. Real Part of RI for Oxy- and Deoxyhemoglobin B̂ 0 λ, are smaller.
Figure 2 shows the result of the presented KK analysis for the real The result B̂λ of the KK analysis for oxyhemoglobin and
refractive increment B̂λ for oxyhemoglobin along with the ex- the experimental data B λ as shown in Fig. 2 have a similar
perimental data B λ from Ref. [11]. The uncertainties are overall shape, but there are deviations that cannot be accounted
shown as shaded bands, where the half-width of the band cor- for by the measurement uncertainties of B λ given in
responds to one standard deviation derived by covariance-matrix Ref. [11] and the uncertainties of the KK result derived, as de-
calculus. The analogue result for deoxygenated hemoglobin scribed in Appendix C. For instance, the difference between the
is shown in Fig. 3. Figure 4 shows the derivative peak at 433 nm and the dip at 399 nm for B is
B̂ 0 λ d B̂λ∕dλ. Here the strong correlation is eliminated, B 433 nm − B 399 nm 7.5
0.6 × 10−5 L g−1 ;
resulting in much smaller uncertainties. It is evident from
while that for our result is
Fig. 4 that the main uncertainty of the result concerns the exact
vertical position of the curve B̂λ, whereas the uncertainties B̂433 nm − B̂399 nm 5.47
0.06 × 10−5 L g−1 :
The small value for the uncertainty of B̂433 nm −
B̂399 nm is due to the fact that the strongly correlated con-
centration contributions to the uncertainty cancel out almost
completely for this difference. This observation also holds for
the derivative B̂ 0 λ (cf. Fig. 4). The difference between the two
values clearly exceeds the uncertainties.
The deviations between B̂λ and B λ cannot be attributed
to unknown spectral absorptions outside the 250–1100 nm
range, since features producing such discrepancies would neces-
sarily be inside this wavelength range. We have modeled impor-
tant spectral absorptions at the UV end of the spectrum.
Concerning possible IR absorptions that are not considered in
the proposed model, we give the following notes: The absorption
spectra of aqueous hemoglobin solutions in the IR between
1.1 μm and 2.6 μm are dominated by water [8], indicating that
the imaginary refractive increment of Hb is very low in this re-
gion. Hypothetical absorption lines due to Hb at even longer
Fig. 2. Real refractive increment Bλ of aqueous solutions of oxy- wavelengths would contribute to the real RI increment Bλ
hemoglobin: Experimental data [11] and results from this work fitted in the form of constants or functions with a gentle negative slope.
to the data. The shaded bands indicate the measurement uncertainties Any possible influence of the long-wavelength end of the spec-
given in Ref. [11] and computed in Appendix C, respectively. trum of Hb would thus change the agreement between our result
B̂λ and the literature data B λ for the worse. Thus we
Fig. 3. Real refractive increment of aqueous hemoglobin solutions: Fig. 4. Derivative of the real refractive increment B 0 λ ddλ Bλ:
Result for deoxyhemoglobin obtained by KK relations with the same Comparison between results for deoxyhemoglobin and oxyhemoglo-
model for deep UV absorbance as for oxyhemoglobin [cf. Fig. 2]. bin. Estimated standard deviations (shaded bands, barely visible) of
Estimated standard deviations (shaded bands) are larger for deoxyhe- B 0 λ are much smaller than for Bλ (Fig. 3). This is because most
moglobin because B deoxy λ is composed of more terms with uncorre- of the (strongly correlated) concentration uncertainty cancels out in
lated concentration uncertainties than B̂λ. the derivative.
Research Article Vol. 55, No. 31 / November 1 2016 / Applied Optics 8957
conclude that no important contribution to the absorption spec- nλ 1 c Hb G VIS λ; (32)
trum was missed at the long-wavelength end. The KK relations which is off the true value by a significant amount. One can
themselves are valid as long as the framework within which the remove this discrepancy by replacing the 1 in the above expres-
data were measured holds (i.e., classical electrodynamics and lin- sion by a free parameter, which can be interpreted as deep UV
ear, causal media). Optical activity of Hb has been examined absorption. Again, this free parameter can be fixed by a single
previously [14,23] and can be ruled out as well, since the ex- measurement at λ0 . The result is then the same as in Eq. (31).
pected effect is too weak. Furthermore, we can exclude biological However, the subtractive KK transform Kαλ − Kαλ0 can
variability, since absorption and reflectance/refraction data were be rewritten into a single integral where the kernel decays faster
measured on the same type of sample [8,11]. This implies that than in the standard KK relations, which is numerically favor-
the absorption and refraction data presented in Refs. [8,11] are able and thus given as an argument for the use of subtractive
not self-consistent with the given measurement uncertainties. relations. Thus, the subtractive form of KK relations masks the
Lastly, we address the question of whether these discrepancies lack of knowledge of the absorption spectrum outside the mea-
are of practical importance. At λ 399 nm, where the discrep- sured spectral range: At least one important absorption peak at
ancy is largest, one has B 2.24 × 10−4 L g−1 from Ref. [11] short wavelengths has apparently been omitted. As long as the
and B̂ 2.41 × 10−4 L g−1 for our analysis. At a concentration missing peak is far away from the region of interest, the simple
of c Hb 340 g L−1 , the resulting real RIs are n addition of a constant works fine. However, if the location of
nH2 O c Hb B 1.420 and n̂ nH2 O c Hb B̂ 1.426, re- the peak becomes important, as is the case for water, this model
spectively, and the residual is jn̂ − n j 0.006 0.4%n . is insufficient.
Since this value is in the subpercent region, it may, at first glance, In Ref. [10], the authors made the ansatz
seem unimportant whether one uses n or n̂. However, when
RBCs are examined with optical methods such as phase-contrast κ 10 λ κH2 O λ c Hb αVIS λ; (33)
microscopy or light scattering in a flow cytometer, they are usu- for the imaginary RI of the Hb solution, which takes the absorp-
ally immersed in water with an RI of nH2 O 399 nm 1.344, tion due to water into account but neglects the excluded volume
or a saline solution of slightly higher RI. Hence the complex effect for water, in contrast to our approach in Eq. (6). Apart
contrast between cell and surrounding medium is from this difference, the formal application of the KK relations
n 0.061 0.008i 11 in the present work is identical to that in Ref. [10]. The result
m − 1≔ −1 : (29) was
nH2 O 0.057 0.008i our result
n10 λ nH2 O λ c Hb G VIS λ; (34)
In phase-contrast microscopy, the signal for the optical thickness
of the cell is directly proportional to the contrast m − 1. It is also which provides also a theoretical derivation of the empirical finding
a parameter governing the light scattering by cells. The Rayleigh– nλ nH2 O λ1 c Hb βλ reported in Ref. [11]. However,
Gans–Debye theory is an approximate description of light scat- the result that βλ G VIS λ∕nH2 O λ is incomplete, as we
tering for the limiting case of particles with low contrast and have discussed. Subtractive KK relations were used as well to
moderate size. It predicts a scattered electric field proportional match the RI at λ0 800 nm.
to m − 1. The real parts of the above two values for m − 1 differ To compare these two previously presented methods with
by more than 7%, indicating that any quantitative analysis of the ours, we applied them to the spectra of oxyhemoglobin presented
interaction of RBCs with light that requires a priori knowledge of in Ref. [8] and shown in Fig. 1. As an example, a concentration
the contrast cannot be more accurate than this. of c Hb 287 g L−1 was assumed and nλ0 800 nm
1.403 was taken from Ref. [8] as well. The comparison of
B. Comparison to Previous KK Analyses
the two methods applied in Refs. [9,10] with our method
We will now briefly review the previous investigations employ- and the experimental dispersion curve given in Ref. [11] is shown
ing KK relations [9,10] and compare the methods. In Ref. [9], in Fig. 5. Neglecting the water influence, as in Ref. [9], yields a
the authors started from Eq. (10) and applied it to the Hb ab- dispersion curve that substantially deviates from the measure-
sorption spectra in a finite spectral range [i.e., instead of ment (dash-dotted black line in Fig. 5) everywhere, except at
Eq. (6)] they assumed and above λ0 , where it was matched. With the water absorption
αλ λ ∈ a; b and the resulting dispersion taken into account [10], the agree-
κ9 λ c Hb αVIS λ c Hb ; (30)
0 else ment with the experimental result is already much better.
However, the result from Ref. [10] and experimental curve sub-
where a; b is the measured spectral range (i.e., here
stantially differ in the UV below 375 nm. The agreement in the
a; b 250; 1100 nm). The authors then used a subtractive
UV is much better in our approach. This is also evident from
form of the KK relations, where the difference nλ − nλ0 is
Fig. 6, where the residuals between KK computations and ex-
considered, which yields
periment are plotted.
n9 λ nλ0 c Hb G VIS λ − G VIS λ0 : (31)
Here, G VIS λ≔KαVIS λ is the dispersion resulting from the
measured spectrum. The free parameter nλ0 is fixed by a re- 4. SUMMARY
fractometric measurement at wavelength λ0 800 nm. If the The complex RI of a Hb solution, which forms the cytoplasm
nonsubtractive KK relations had been used instead, the result of erythrocytes and determines their optical properties can be
would have been computed as
8958 Vol. 55, No. 31 / November 1 2016 / Applied Optics Research Article
for Bλ, Eq. (13). The absorption spectra available in the lit-
erature [8,14] do not resolve the strong UV absorbance of Hb’s
peptide-backbone. Hence, we modeled it by a Lorentzian line
of unknown amplitude, which introduces a free parameter aL
into the expression for Bλ. A second free parameter aδ is in-
troduced as a wavelength-independent term accounting for ex-
treme UV absorbance [cf. Eq. (19)]. These two free parameters
were determined by a linear least-squares fit to the literature
data B λ [11]; the result of the fit is denoted by B̂λ.
We evaluated spectra for oxygenated and deoxygenated he-
moglobin. Data files of the results are provided as supplementary
material for B̂λ (Data File 1), B deoxy λ (Data File 2), the cor-
responding covariance matrices (Data File 3 and Data File 4), the
converted literature data for αλ and αdeoxy λ [8] and the values
for nH2 O λ computed according to Ref. [19] (Data File 1 and
Fig. 5. Comparison between the experimental real RI derived from Data File 2) as well as for B̂ 0 λ (Data File 5).
measured refractive increment of Hb solutions [11] and the water RI The uncertainties for the curve B̂λ were computed and
[19] (measurement uncertainty indicated by shaded band) and different reveal that its shape is resolved much more accurately than
KK analyses. Concentration is c Hb 287 g L−1 . The method in Ref. [9] in the measurements B λ in Ref. [11]. The analysis, further-
ignores absorption outside the measured range and in Ref. [10] the UV more, shows that the real refractive increments for oxygenated
and IR absorption of water was taken into account. In the present work, and deoxygenated hemoglobin differ significantly from each
the excluded water fraction was accounted for, as well as a model for deep
other for wavelengths between 350 and 600 nm. In the vicinity
UV absorbance. All KK methods were applied to the same data set
depicted in Fig. 1. Curves calculated according to Refs. [9,10] are
of the absorption band at 420 nm, deviations between our result
matched to the experimental curve at λ0 800 nm. The two free for the real refractive increment and the experimental values [11]
parameters characterizing the deep UV model in our method are deter- clearly exceed the measurement uncertainties, where the curve
mined by a global fit to the experimental refractive increment. obtained by our KK analysis has a much smoother shape and
does not exhibit the nonmonotonic up-and-down movements for
wavelengths larger than 600 nm of the data presented in Ref. [11].
N
X X
N
2 1 1 In Refs. [8,11], spectral reflectance measurements were per-
πG i ≈ − αj t − αj t − tαi0 : (A4) formed and evaluated using the Fresnel equation, Eq. (8), to
j1
λj λj λi j≠i
λ j − λ i
j1 obtain the real RI nλ. To determine the experimental value
of the real refractive increment B λ, several curves at different
Numerically, we use the nearest-neighbor lattice-derivatives,
8 concentrations c Hb were recorded, and the slope of nλ with
< αi1 − αi−1 ∕2 1 < i < N respect to c Hb was computed for all λ and normalized to the
tαi0 α2 − α1 i1 : (A5) known water RI to obtain β λ.
:
αN − αN −1 iN Having this in mind, measurement uncertainties of the fol-
Note that Eq. (A4) can also be written as G Kα, where K is a lowing quantities need to be taken into account:
N × N matrix. 1. Detector/instrument noise in the absorption spectra.
This affects the inverse absorption length μa λ in Ref. [8]
APPENDIX B: UV DOMAIN KK TRANSFORM OF and the molar extinction coefficient ϵM λ in Ref. [14].
LORENTZIAN CURVE 2. Detector/instrument noise in the reflectance spectra
[8,11], resulting in a wavelength-independent uncertainty of
If the KK transform (Eq. (10) is applied to the antisymmetric 3 × 10−6 L g−1 [11] for the real refractive increment β λ.
Lorentzian line in the wavelength domain Eq. (14), the result is 3. Uncertainties of the solutions’ Hb concentration c Hb .
4. Uncertainty of the Hb density ρHb relating mass con-
1 λ−L L
KαL λ aL centration c Hb and volume fraction ϕ. Here we assume one
π λ − L2 Γ2 L2 Γ2
digit, i.e., uρHb 10 g L−1 0.75%ρHb .
1 λL L 5. Uncertainty of the complex RI of water. This influence
− aL − : (B1)
π λ L2 Γ2 L2 Γ2 is negligible.
In our work, however, we need to integrate only over the deep These uncertainties can be divided into two classes, separat-
UV spectrum below a threshold λa . The analytical expression ing 1–2. from 3–4.:
for this reads for λ > λa. Equation (B2) is useful to describe the
(i) Noise in the measured reflectance and transmittance
deep UV part of the absorption spectrum without the need for spectra, affecting the spectral data locally. The corresponding
numerical integration quantities are labeled with the subscript “noise.” As a model,
Z
1 λa 1 1 we assume white noise (i.e., two measurement errors at differ-
G L λ − α ΛdΛ ent wavelengths are not correlated).
π −λa Λ Λ − λ L
(ii) Measurement uncertainties in scalar quantities c Hb ; ρHb
aL 1 λa − L2 Γ2 occurring as prefactors in the spectra. These affect the spectra
2 ln
π 2 λa L2 Γ2 by a global factor (i.e., the errors at different wavelengths have a
correlation coefficient of 1 ). The corresponding quantities
Γ Γ 2Γ
× − are labeled with a subscript “conc.”
λ − L2 Γ2 λ L2 Γ2 L2 Γ2
In addition, there are model errors, which arise due to un-
λ −λ Γ Γ
− ln a × − known absorption spectra outside the measured range and
λa λ λ − L2 Γ2 λ L2 Γ2
which we discuss in Subsection E of Appendix C.
Γ Γ
π − arctan − arctan B. Error Model And Uncertainty Propagation
λa − L λa L
For any random vector ξ ∈ RN and any nonrandom linear
λ−L λL 2L transform A ∈ RN ×N , we have for η Aξ
× − : (B2)
λ − L2 Γ2 λ L2 Γ2 L2 Γ2
Eη AEξ; (C1)
We also define the transformation for unit amplitude G̃ L λ,
such that G L λ aL G̃ L λ.
Vη AVξAT ; (C2)
APPENDIX C: DETAILS OF UNCERTAINTY where E denotes the expectation value (or mean) and
PROPAGATION
Vξij covξi ; ξj Eξi − Eξi ξj − Eξj ; (C3)
A. Uncertainties of Input Data
We now recapitulate how spectral data are measured, in order denotes the covariance matrix. This is independent of the
to understand which contributions to the combined uncertain- underlying probability distribution, only implying that the first
ties occur in the problem at hand. and second moments exist. We restrict our uncertainty analysis
The absorption spectra (inverse absorption length μa λ, imagi- to mean values and covariance matrix, which describes the cor-
nary RI κλ) are measured via the attenuation of a beam of light responding probability distributions fully only in the special
passing through a sample of known thickness. This is performed case of a normal distribution.
for a number of wavelengths λi , i 1; …; N . The molar extinc- The uncertainties of the literature absorption spectra are not
tion coefficient ϵM λ and the imaginary refractive increment αλ given; neither the noise nor the concentration uncertainties are
are obtained from these quantities by dividing with the separately quantified. We thus estimate and model them as follows. The
determined molar/mass concentration of Hb in the solution. covariance matrix for the absorption spectra is assumed to be
8960 Vol. 55, No. 31 / November 1 2016 / Applied Optics Research Article
Vα Vnoise α Vconc α. Here, This decomposes into a noise and a concentration term
Vnoise α σ 2noise;rel diagα ;2
(C4) Vy Vynoise Vyconc . For the contributions from con-
centration uncertainties, one finds [cf. Eqs. (C7) and (C12)]
is the local/uncorrelated part due to (white) detector noise. This
X
4
matrix is diagonal. V conc y vj vTj ; (C13)
Vconc α σ 2conc;rel ααT (C5) j1
D. Uncertainty Propagation in Linear Fit VB̂ Vnoise B̂ Vconc B̂; (C20)
The covariance matrix Vy of where both parts are computed separately. Vconc B̂ contributes
y B − B 0 B − G VIS − G UV − G H2 O ; (C11) more strongly to the diagonal elements of VB̂ (i.e., the var-
iances of the B̂ i ) than Vnoise B̂. On the other hand, Vconc B̂,
is obtained by is strongly correlated among all elements, whereas Vnoise B̂ is
Vy VB VB 0 not. To illustrate the degree of correlation, the numerical
derivative B 0 λi , obtained from finite differences, is plotted
VB VG VIS VG UV VG H2 O : (C12) in Fig. 4 with the corresponding standard deviations.
Research Article Vol. 55, No. 31 / November 1 2016 / Applied Optics 8961