Biomechanical and Anatomical Consequences of Carpal Tunnel Release
Biomechanical and Anatomical Consequences of Carpal Tunnel Release
www.elsevier.com/locate/clinbiomech
Review
Department of Orthopaedics and Division of Engineering, Rhode Island Hospital/Brown University School of Medicine,
593 Eddy Street, Providence, RI 02905, USA
Received 26 February 2003; accepted 5 March 2003
Abstract
Carpal tunnel syndrome is an exceedingly common orthopaedic problem in the United States. When conservative management is
unsuccessful, most surgeons proceed to surgical treatment. Though the carpal tunnel release procedure is usually curative, many
patients experience postoperative complications, such as scar sensitivity, pillar pain, recurrent symptoms, and grip weakness, re-
gardless of whether the release was done through an open, mini-open, or endoscopic approach. The exact causes of these and other
complications of carpal tunnel release remain unclear. Release of the carpal tunnel has an effect on carpal anatomy and biome-
chanics, including an increase in carpal arch width, carpal tunnel volume, and changes in muscle and tendon mechanics. We set out
to review the morphological and biomechanical changes caused by carpal tunnel release with the goal of better understanding the
root causes of postoperative complications. This article first reviews normal carpal tunnel anatomy and anatomic variations, then
available surgical techniques for carpal tunnel release, and finally the literature on morphologic, physiologic and biomechanical
alterations in the wrist after carpal tunnel release.
Ó 2003 Elsevier Ltd. All rights reserved.
1. Introduction and clinical significance management of carpal tunnel syndrome and subsequent
treatment of poor postoperative outcomes.
Carpal tunnel syndrome is one of the most common
orthopedic conditions, with an estimated incidence of
nearly 1% annually in the United States (Einhorn and 2. Anatomy
Leddy, 1996), which translates into almost 2.8 million
new cases per year. If conservative therapy fails, surgical The carpal bones and intercarpal ligaments at its
release of the carpal tunnel is the preferred method of medial, lateral, and posterior borders form the carpal
treatment. Though the majority of patients have relief of tunnel. The anterior border is formed by the transverse
symptoms postoperatively, there are still a significant carpal ligament and flexor retinaculum (Hoppenfeld Sd,
number of patients who experience disabling postoper- 1984; Tanabe and Okutsu, 1997). The terms ‘‘flexor re-
ative symptoms. Disabling loss of grip strength and tinaculum’’ and ‘‘transverse carpal ligament’’ have been
pillar pain may be a result of anatomical or biome- considered synonyms, however, Cobb et al. demon-
chanical alterations caused by carpal tunnel release strated that they are distinct structures (Cobb et al.,
(Gartsman et al., 1986; Ludlow et al., 1997). 1993). The flexor retinaculum as a whole can be divided
This article will review normal carpal tunnel anatomy into three parts from proximal to distal. The antebra-
and anatomic variations. The available surgical tech- chial fascia forms the proximal part of the flexor reti-
niques for carpal tunnel release are reviewed. Finally, naculum. A superficial fascial layer is inseparable from
the literature on morphologic, physiologic, and biome- the thickened deep investing antebrachial fascia, which
chanical alterations in the wrist after carpal tunnel re- is anterior to the median nerve and continuous with the
lease will be summarized. An appreciation of these transverse carpal ligament distally. The two layers sep-
changes may improve the surgical and postoperative arate to enclose the flexor carpi radialis tendon radially
and the contents of GuyonÕs canal and the flexor carpi
ulnaris tendon ulnarly. Thus, the deep investing ante-
*
Corresponding author. brachial fascia at this level is volar to the contents of the
E-mail address: [email protected] (E. Akelman). carpal tunnel and dorsal to GuyonÕs canal (Fig. 1)
0268-0033/$ - see front matter Ó 2003 Elsevier Ltd. All rights reserved.
doi:10.1016/S0268-0033(03)00052-4
686 J.J. Brooks et al. / Clinical Biomechanics 18 (2003) 685–693
limited median nerve motion in the carpal canal. The failure of surgery to relieve symptoms of carpal tunnel
nerve in normal patients moved radially and posteriorly syndrome (Tanabe and Okutsu, 1997; Phalen, 1996;
to a position interposed between the flexor tendons Cobb and Cooney, 1994). Tanabe noted that release of
during wrist flexion. The nerve in patients with carpal only the transverse carpal ligament caused the edges of
tunnel syndrome was more likely to remain in position the cut ligament to spread apart by 1.3 0.2 mm but
at the flexor retinaculum. The limited motion of the that complete release of both the transverse carpal lig-
nerve in these cases may predispose the nerve to com- ament and the distal aponeurosis between the thenar
pression during wrist flexion leading to carpal tunnel and hypothenar muscles caused more than 6.6 0.2 mm
symptoms (Allmann et al., 1997). Another study on of separation of the transverse carpal ligament edges
patients with non-specific forearm pain associated with and a corresponding significant decrease in carpal tunnel
median nerve compression found that patients experi- pressure (Tanabe and Okutsu, 1997; Okutsu et al.,
encing pain were more likely to have decreased median 1996).
nerve motion during wrist flexion (Greening et al., Okutsu et al. did an elegant study in 1989 in which
1999). carpal tunnel pressures were measured in multiple posi-
tions through an endoscopically placed catheter inside
the carpal tunnel of patients under local anesthesia
3. Carpal tunnel anatomic variations (Okutsu et al., 1989). In patients without carpal tunnel
syndrome the normal carpal tunnel pressure at rest was
Phalen originally reported on his 17-year experience 14.3 10 mmHg. In patients with carpal tunnel syn-
in 1966, suggesting that thickening of the flexor syno- drome, pressure in the carpal tunnel averaged 43.0 17.2
vium was the most common direct cause of median mmHg preoperatively in the resting position, and
nerve compression and carpal tunnel syndrome in his 206.2 51.6 mmHg with active grip. With passive flexion
patients (Phalen, 1996). Tanzer, however, noted three of and extension the pressures were 191.9 64 and
21 patients with cystic masses in the carpal tunnel and 222.4 44.2 mmHg, respectively. This represents a five-
seven of these 21 hands had various congenital anom- fold increase in pressure during grip or extremes of mo-
alies (Tanzer, 1959). Singer retrospectively looked for tion in patients with carpal tunnel syndrome. In contrast,
anatomic variations in 147 hands undergoing carpal immediately postoperatively the pressures were 6.2 5.5
tunnel release via an extended exposure (Singer and mmHg in the resting position, and 88 65 mmHg with
Ashworth, 2001). The authors noted anatomic varia- active grip, pressures in other positions were similarly
tions in 60 hands (41% of hands), one-third of which decreased, documenting clearly the physiologic effect of
had anatomic variations intrinsic to the carpal tunnel. carpal tunnel release.
The intrinsic variations included anomalous lumbrical The pressure in GuyonÕs canal decreases after endo-
origins in nine hands (6%), which could crowd the car- scopic or open carpal tunnel release. In a study by Ab-
pal tunnel during grip and finger flexion, most com- love et al. (1996), the authors studied 20 patients with
monly the long finger lumbrical. Siegel found that documented carpal tunnel syndrome. GuyonÕs canal
proximal lumbrical origin and/or lumbrical hypertrophy pressures decreased from 12.7 7.1 to 4.2 4.6 mmHg
could cause median nerve compression by a space-oc- after carpal tunnel release alone. This is consistent with
cupying effect (Siegel et al., 1995). Cobb confirmed that a previous study noting that 90% of patients with both
lumbrical excision would reduce carpal tunnel pressure median and ulnar compressive neuropathies at the wrist
during simulated grip in cadavera (Cobb et al., 1995). have relief of the ulnar nerve symptoms after isolated
Singer noted a flexor digitorum superficialis muscle belly carpal tunnel release (Silver et al., 1985).
present in six of 147 hands (4%) of patients undergoing
carpal tunnel release (Singer and Ashworth, 2001).
These variants may not likely be appreciated during 5. Surgical techniques
limited-exposure carpal tunnel release.
To serve as background for understanding the bio-
mechanical and anatomic changes after different types of
4. Pressure changes and mechanism of relief after carpal carpal tunnel release, a brief review is presented here. A
tunnel release thorough review of the methods for carpal tunnel release
and their pros and cons is beyond the scope of this
When considering complete release of the carpal paper.
tunnel, one must consider the relevant anatomy (Tanabe
and Okutsu, 1997; Cobb et al., 1993); neglecting to re- 5.1. Open release
lease the distal part of the flexor retinaculum or the
proximal part described above may fail to completely Since the first carpal tunnel surgery in 1924 by Her-
relieve pressure on the median nerve or may result in bert Galloway, numerous advances have been made to
688 J.J. Brooks et al. / Clinical Biomechanics 18 (2003) 685–693
refine this very common procedure (Amadio, 1995). In weakness or atrophy, and pillar pain was found between
general, carpal tunnel release can be performed using the groups. Scar tenderness was similar for both pro-
open or endoscopic procedures. The classic open and cedures at three weeks postoperatively, but differed
limited-open carpal tunnel release techniques involve significantly at week 11 with 61% of the open patients
complete division of the transverse carpal ligament and complaining of mild to severe tenderness. The endo-
the deep fascia of the forearm under direct visualization scopic group returned to work around day 14, as op-
(Green et al., 1999). The lesser level of difficulty and posed to day 28 for the open group.
shortened operative time make the open release the Both open and endoscopic carpal tunnel release are
procedure of choice with numerous hand surgeons. In effective for relieving symptoms, however, endoscopic
the majority of patients, open release techniques lead to release of the transverse carpal ligament may shorten the
symptomatic relief with a low complication rate. How- recovery time, permitting an earlier return to work and
ever, scar tenderness and grip weakness may occur after resumption of activities of daily living.
open release. In order to minimize these postoperative
complications, a limited transverse incision (2.0 cm or
less) is made in the same location as the classic open 6. Potential biomechanical complications of carpal tunnel
release, but ends approximately 1 cm distal to the distal release
wrist crease. Carpal tunnel release through a limited
open incision was performed by Atik et al. (2001) Generally reported complications of carpal tunnel
without damage to any neurovascular structures, and release include incomplete release, neuropraxia or injury
when performed from distal to proximal allowed for to the median or ulnar nerve, and inadvertent entrance
precise identification of structures at risk of injury (the into GuyonÕs canal, injury to digital nerves, the ulnar
superficial palmar arch, third common digital nerve, and artery and the superficial palmar arch (Lee et al., 1992;
aberrant motor branches of the median nerve) and im- Seiler et al., 1992). However, there exist several biome-
proves the safety of carpal tunnel release. chanical changes after carpal tunnel release, which may
be considered ‘‘complications’’, not merely ‘‘expected’’
5.2. Endoscopic release postoperative, changes.
The phenomenon of pillar pain is a frequent com-
In an attempt to reduce postoperative morbidity, en- plication reported after both open and endoscopic sur-
doscopic techniques were developed and have been gical techniques with an incidence between 6% and 36%
evolving since the late 1980s. The Agee single portal and (Katz et al., 1995; Mirza et al., 1995). Division of the
Chow two portal carpal tunnel release utilize smaller in- transverse carpal ligament through open or endoscopic
cisions and require less dissection of the subcutaneous techniques may lead to an increase in carpal arch width
tissue and structures overlying the transverse carpal liga- and carpal tunnel volume (Fig. 3), both of which may be
ment. However, since these are endoscopic procedures, responsible for postoperative pillar pain, and may also
visibility may be limited and incomplete release of the cause changes in other intercarpal articulations (Fisk,
transverse carpal ligament, nerve injury (median, ulnar, 1984; Fuss and Wagner, 1996; Kiritsis and Kline, 1995;
digital, palmar cutaneous branch of the median nerve), Seradge and Seradge, 1989; Garcia-Elias et al., 1989a).
arterial injury (ulnar, superficial palmar arch), hematoma, ‘‘Pillar pain’’ can delay return to work and resumption
and flexor tendon injury have been reported (Lee et al., of activities of daily living, foster emotional distress,
1992; Van Heest et al., 1995; Rowland and Kleinert, 1994). increase cost to the health care system, and potentiate
With endoscopic release techniques, there may be less loss of grip strength (Seradge and Seradge, 1989). Pillar
scar tenderness, and proponents suggest an earlier re- pain has been characterized as pain or tenderness in the
turn to work and activities of daily living compared to thenar or hypothenar eminence, or radial and ulnar
the open procedure. Trumble published a prospective, tenderness, and has been reported to subside by the
randomized, multicenter trial comparing endoscopic third postoperative month (Ludlow et al., 1997). Pain
versus open release. The endoscopic group had a more most commonly originates in the piso-triquetral joint,
rapid improvement in strength and scar tenderness than possibly due to alteration of the forces over the joint
the open group in the first three months after surgery. and/or displacement of the pisiform after releasing the
However, at one year follow-up there was no difference transverse carpal ligament (Seradge and Seradge, 1989).
in patient satisfaction between the endoscopic and open The etiology of pillar pain remains uncertain. There is
release (Trumble et al., 2002). Brown et al. (1993) in a currently no evidence that carpal tunnel release causes
prospective, randomized trial of 145 patients found no changes in the piso-triquetral articulation, although
significant difference in patient satisfaction and symp- GuyonÕs canal does dramatically change in shape after
tom relief between the two portal endoscopic and the carpal tunnel release (Richman et al., 1989).
classic open release at 84 days postoperatively. Addi- Current work has suggested four potential etiologies
tionally, no significant difference in sensibility, thenar for pillar pain: muscular or ligamentous, neurogenic,
J.J. Brooks et al. / Clinical Biomechanics 18 (2003) 685–693 689
Thus, as the distance increases between the tendon and levels of the carpal tunnel significant error could be in-
the center of rotation in the wrist joint due to bow- troduced into the measurements of carpal arch width.
stringing, the distance the tendon travels with chang- The transverse carpal ligament normally attaches on
ing wrist position increases. The palmar displacement of the pisiform, hook of the hamate, scaphoid and trapez-
the flexor tendons with wrist flexion could be another ium, maintaining a concavity to the carpal arch and
potential cause of postoperative wrist flexion weakness, carpal tunnel. When this ligament is divided, the concave
and potentially reinforces the need for a short period of arch flattens and the distance between the carpal inser-
immobilization to allow sufficient time for intrinsic re- tions increases. Fisk demonstrated an average increase of
constitution of the transverse carpal ligament, although 3 mm between the scaphoid and pisiform after carpal
splinting after carpal tunnel release has not been proven tunnel release (Fisk, 1984). Garcia-Elias measured the
beneficial (Bury et al., 1995). Conversely, functional width of the carpal arch using the trapezio-hook of ha-
gripping activities and maximum grip strength are ac- mate distance before and after transverse carpal ligament
complished with the wrist in an extended position, thus release. When the ligament was intact, the distance de-
palmar displacement of the flexor tendons during wrist creased between these two bones in both wrist flexion
flexion is unlikely clinically significant. and extension. However, when the transverse carpal
ligament was released, the distance significantly in-
creased an average of 11% (Garcia-Elias et al., 1992).
8. Morphologic changes following carpal tunnel release Gartsman et al. (1986) did a retrospective review of
patients who had undergone open carpal tunnel release
8.1. Carpal arch and carpal tunnel volume and either had standardized carpal tunnel view radio-
graphs taken before and after the procedure was done,
Cobb et al. (1993) determined normal carpal tunnel or a radiograph of the unoperated side was used as a
dimensions by injecting contrast material into the carpal control. In this study, the lack of preoperative assess-
tunnel and examining antero-posterior (AP) radio- ment of the operative wrist is the major criticism. The
graphs. On the AP view, the carpal tunnel is shaped like carpal arch width was measured between the palmar tips
an hourglass (Fig. 4), with the narrowest part at the level of the trapezial ridge and hook of the hamate with the
of the hook of the hamate. The mean width of the carpal wrist extended 50°.
tunnel was 25 1.2 mm proximally, 20 1.2 mm at the Range of motion did not change significantly after
hook of the hamate, and 25 1.5 mm at its distal extent, carpal tunnel release using the opposite side as a control.
a significant difference ðP < 0:0001Þ. This is an impor- Of 50 operated wrists, 47 had widening of the carpal
tant feature to note, as it is of utmost importance when arch width and three had no change, ranging from 0% to
measuring carpal arch width pre and postcarpal tunnel 52% widening with an average widening of 13.6%, or 2.9
release––if axial slices are at different proximal–distal mm. The range of increase in absolute widening of the
carpal arch was 0–8.5 mm. However, the authors did not
examine variability or repeatability of measurements.
This study differs from others in that it found a greater
magnitude of arch widening after carpal tunnel release,
perhaps because of the wrist position (50° extension)
being different from wrist position in other studies using
magnetic resonance imaging (MRI) or computed to-
mography (CT) in neutral or only slight extension po-
sitions.
Gartsman found that an increase in carpal arch width
greater than 20% over control correlated with a statis-
tically significant decrease in grip strength of 25.85%.
Patients with greater widening did not have an increased
incidence of postoperative wrist pain. ‘‘Columnar pain’’
did not correlate with arch widening either.
In 1992, Viegas et al. (1992) examined carpal tunnel
radiographs before and after endoscopic carpal tunnel
release using the same technique for measurement and
radiographic documentation as Gartsman et al. The
authors noted an increase of 1.7 mm (7% increase) in
carpal arch width 10 days after surgery. In contrast to
Fig. 4. The carpal tunnel is hourglass-shaped, with the narrowest GartsmanÕs findings, most patients had an increase in
portion located between the hook of the hamate and trapezial ridge. arch width of 0–10%, with very few wrists increasing
J.J. Brooks et al. / Clinical Biomechanics 18 (2003) 685–693 691
more than 20% in arch width postoperatively. One yonÕs canal was also noted by Ablove et al. (1994). Silver
might conclude from comparing ViegasÕ and GartsmanÕs noted resolution of ulnar compressive neuropathy at the
studies that fewer patients would be expected to have wrist after isolated carpal tunnel decompression (Silver
impaired grip after endoscopic carpal tunnel release et al., 1985).
compared with open carpal tunnel release, since fewer of Kato and colleagues used MRI before and after en-
the wrists in the former group had increases in arch doscopic carpal tunnel release in 10 hands to determine
width of more than 10%. morphologic changes in the carpal tunnel after endo-
In 1987 Richman et al. (1987) introduced MRI as a scopic release (Kato et al., 1994). The authors divided
means of evaluating carpal tunnel volume. The study the carpal tunnel into a palmar part and a dorsal part
determined that there was no significant difference be- using a line from the beak of the trapezium to the ha-
tween MRI and direct cadaveric measurements of carpal mulus, the ‘‘H–T line’’. Of note, the majority of the in-
tunnel volume (with a silicone injection technique) and crease in volume postoperatively was found to come
carpal arch width (measured using calipers accurate to from an increase in the palmar area, indicating that
0.5 mm), using a standard protocol for direct measure- widening the carpal arch is not a major mechanism for
ments on cadavera and MRI data from cadaver wrists. increase in carpal tunnel volume after endoscopic carpal
This indicated excellent intra and inter-observer reli- tunnel release.
ability of this MRI measurement technique, and excel- Specifically, the dorsal cross sectional area increased
lent reproduction by MRI of true direct measurements by about 3% (from 200 20 to 206 30 mm2 ). The
of volume and width of the carpal tunnel. palmar cross sectional area accounted for most of the
Two years later, Richman examined the effect of open volume increase: it was 32 8 mm2 preoperatively, and
carpal tunnel release on carpal canal volume, carpal 114 13 mm2 postoperatively, and increase of 360%.
arch width, and position of the canal contents in 15 This data implies that the volume increase after endo-
wrists assessed by MRI (Richman et al., 1989). Carpal scopic carpal tunnel release comes from a palmar
canal volume in treated hands increased from 6.3 1.0 opening of the edges of the transverse carpal ligament,
to 7.8 1.5 ml after surgery, while untreated hands had increasing the palmar area of the carpal tunnel, without
no change in volume of the carpal tunnel. These mea- much widening of the carpal arch.
surements were significant ðP < 0:001Þ. The findings of Kato et al. are different from previous
These volume differences persisted at an eight-month authors (Gartsman et al., 1986) who did note an increase
examination in eight hands as well. The volume increase in carpal arch width (increased distance between the
seemed to come from a more circular shape of the carpal hamulus and trapezial ridge). Perhaps the carpal arch
tunnel on axial images, with the transverse carpal liga- does widen a small amount, as other studies suggest, but
ment becoming more convex, while the distance between KatoÕs sample size (10 hands) was too small to detect a
the trapezial ridge and the hook of the hamate increased significant difference. The authors did note and increase
to a lesser degree (more increase in the antero-posterior in arch width (H–T line) from 22.1 mm preoperatively to
than in the medial–lateral dimension of the carpal tun- 23.8 mm postoperatively without statistical significance.
nel). The median nerve displaced an average of 3.5 1.9 Ablove et al. (1994) reported the MRI-documented
mm anteriorly postoperatively when compared with morphologic changes of 18 wrists in 17 patients after
control wrists, which was significant. The carpal arch Agee endoscopic (Agee et al., 1992) or subcutaneous,
width increased a small amount after carpal tunnel re- two-incision (Chow, 1989) (non-endoscopic) carpal
lease, by 6.3 4.6% which was statistically significant. tunnel release. The authors measured carpal arch width
However, in the eight hands studied eight months at the same level as other studies, at the level of the
postoperatively, there was no difference in carpal arch trapezial ridge and hamate hook. Carpal canal volume
width from preoperative values, implying that the carpal was nearly identical pre and postoperatively when en-
arch recoils somewhat by eight months postoperatively. doscopically released wrists are compared with the re-
However, the authors did not mention if the identical sults of Richman et al. (6.1 2.2 preoperatively and
proximal–distal level was used for measurement of the 7.5 2.5 ml postoperatively). Carpal arch width in-
pre and postoperative carpal arch width, introducing the creased from 22.4 2.5 to 23.3 3.3 mm in the endo-
possibility of error from comparing axial MRI cuts from scopic group and from 23.5 2.0 to 24.1 2.1 mm in the
different levels in the carpal tunnel which could hide or subcutaneous group at final follow-up examination two
exaggerate differences in this parameter. The images in years postoperatively, but the differences were not sta-
RichmanÕs paper clearly demonstrated a difference in tistically significant. Of note, this study also noted pal-
shape of GuyonÕs canal from flat to oval after release of mar displacement of the median nerve measuring 0.6–
the transverse carpal ligament, a finding which is sup- 1.0 mm after endoscopic or subcutaneous carpal tunnel
ported by the measurement of decreased pressure in release, confirming the findings of Richman et al.
GuyonÕs canal after carpal tunnel release (Ablove et al., However, the palmar displacement of the median nerve
1996; Silver et al., 1985). The change in shape of Gu- is less than that noted after open carpal tunnel release.
692 J.J. Brooks et al. / Clinical Biomechanics 18 (2003) 685–693
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