MV Lerrix: Report On The Investigation Into The Grounding of
MV Lerrix: Report On The Investigation Into The Grounding of
MV Lerrix
off the Darss peninsular, Baltic Sea
Germany
10 October 2005
Report No 14/2006
April 2006
Extract from
“The sole objective of the investigation of an accident under the Merchant Shipping
(Accident Reporting and Investigation) Regulations 2005 shall be the prevention of
future accidents through the ascertainment of its causes and circumstances. It shall not
be the purpose of an investigation to determine liability nor, except so far as is
necessary to achieve its objective, to apportion blame.”
NOTE
This report is not written with litigation in mind and, pursuant to Regulation 13(9) of
the Merchant Shipping (Accident Reporting and Investigation) Regulations 2005, shall
be inadmissible in any judicial proceedings whose purpose, or one of whose
purposes is to attribute or apportion liability or blame.
CONTENTS
Page
GLOSSARY OF ABBREVIATIONS AND ACRONYMS
SYNOPSIS 1
SECTION 2 - ANALYSIS 23
2.1 Aim 23
2.2 Cause of the accident 23
2.3 Manning levels 23
2.4 Pre condition - fatigue 23
2.4.1 Watch system 23
2.4.2 Command responsibilities 24
2.4.3 Hours of rest records 24
2.4.4 Fatigue modelling 25
2.5 Lookout 25
2.5.1 Requirement 25
2.5.2 Lookout duties 26
2.6 Watch alarm 26
2.7 Electronic navigation 27
2.8 MAIB bridge watchkeeping study 28
2.9 Managing fatigue 28
SECTION 3 - CONCLUSIONS 29
3.1 Safety issues 29
SECTION 5 - RECOMMENDATIONS 31
EP - Estimated Position
It was the master’s first full command with the company. Earlier the same day, the
vessel had transited the Kiel Canal, and the master reported that his rest period
between midnight and 0600 had been disturbed by nervous tension brought on by the
vessel’s approach to, and navigation down the River Elbe. During the afternoon, the
master suffered a second disturbed rest period while transiting the canal, making
several visits to the bridge to check progress and, finally, to pilot the vessel outbound
from the canal lock to sea.
At about 2230, the lookout requested and was granted permission to proceed below to
complete cleaning the galley. A short while later, the master fell asleep in the bridge
chair. As a result, the vessel missed a planned alteration of course at 2242 within the
TSS and continued on a 090 heading at 10.5 knots until grounding at 2342. The
vessel’s movements were monitored by Warnemunde VTS and, when it became
apparent that the vessel was not following the prescribed route, the VTS operators
made several attempts to contact Lerrix by VHF, but received no response.
When the mate arrived on the bridge at midnight the master, who had woken seconds
before, was seen at the engine control lever with maximum astern power set. The
general alarm was sounded, soundings were taken and at about 0007 the vessel
floated free and proceeded to anchor close by. The master was breathalysed for
alcohol consumption – the test proved negative.
Analysis:
Although the individual voyages onboard Lerrix were about 3 to 4 days long, and the
time in port between voyages 1 and 3 days, fatigue was a contributory factor in the
accident. Working a 6-on/6-off routine, the master was unable to fully carry out his
command obligations without disruption to his 6 hours of rest time. Furthermore, the
poor quality of rest achieved in the master’s two previous designated rest periods
directly contributed to this particular grounding.
Although a lookout had been present on the bridge earlier in the evening, it was
standard practice onboard Lerrix for the OOW to determine at the commencement of a
lookout’s watch whether his presence was required. Had the lookout remained on the
bridge in accordance with STCW instructions, interaction between the two would have
made it unlikely that the master would have fallen asleep, and ultimately the grounding
could have been avoided.
1
A watch alarm, fitted to comply with a previous flag administration’s requirements, was
found to be inoperative. Had the watch alarm been available to the OOW, and set by
him when the lookout departed from the bridge, this accident could probably have been
avoided.
During the investigation, it emerged that the master was using a portable GPS
connected to a personal laptop computer, running a pirated navigation package as his
primary source of navigation information. The pirated programme, obtained from the
internet in 1999, had not been updated and the alarm functions were inoperative.
Conclusions:
Lerrix grounded because the master, who was alone on the bridge, had fallen asleep
and missed an alteration of course.
It is likely that the master was fatigued at the time of the grounding. He was one of two
watchkeeping officers working 6-on/6-off, and his rest periods prior to the accident had
been disturbed.
His decision to allow the lookout to leave the bridge, removed the single most important
barrier to prevent the accident occurring. However, having made the decision, the
grounding could still have been avoided if the watch alarm had been fully functional and
utilised.
Recommendations (abridged):
The Chamber of Shipping is recommended to:
• Impress upon ship owners, operators and managers the importance of addressing
fatigue; and, to reiterate that masters have command obligations beyond
watchkeeping that can significantly erode their scheduled rest.
2
SECTION 1 - FACTUAL INFORMATION
1.1 PARTICULARS OF LERRIX AND ACCIDENT
Vessel details
Registered owner : The Lerrix Shipping Company Limited
Flag : British
Built : 1976
Construction : Steel
Accident details
Time and date : 2242 UTC (2342 ship's time) 10 October 2005
Persons on board : 7
Injuries/fatalities : 0
3
1.2 BACKGROUND
Lerrix is owned by the Lerrix Shipping Company Limited, and is one of five
general cargo vessels, three coastal tankers and five estuarial tankers managed
by the Rix Shipping Company Limited. The vessel is British registered, having
transferred from the Bahamas registry in the late 1990s.
Lerrix was involved in an earlier grounding incident in May 2005, also in the
Baltic Sea, which was the subject of an MAIB preliminary examination. As a
result of the extensive underwater damage sustained in that grounding, the
vessel was dry docked and did not return to service until July 2005. The MAIB
preliminary examination raised three main safety issues:
• The passage courses on the chart comprised solely of lines joining route
marker buoys.
• More detailed passage planning was required.
• Grounding incidents must be reported to the coastal state immediately.
1.3 NARRATIVE
All times are ships time (UTC +1).
1.3.1 Trading pattern
Lerrix was operating a liner service between eastern United Kingdom ports and
the Baltic States of Latvia, Lithuania, and Estonia. The programme for the seven
weeks preceding the grounding consisted of nine port visits, each visit
comprising 1 to 3 days alongside, and voyage lengths between 3 to 5 days.
The full schedule can be found at (Annex A).
The 27 hour passage across the North Sea was uneventful. Wind and sea
conditions were good, and although the visibility had varied between 1 and 2
miles, the master had not deemed it poor enough to commence a fog routine1.
1
Sounding the prescribed fog signal, proceeding at a safe speed, engines ready for immediate
manoeuvre, posting an additional lookout, exhibiting navigation lights, and the use of radar
equipment if fitted and operational.
4
The master completed his watch at midnight on 9 October, handed over to the
mate, and then went down below to sleep. At this time, the vessel was
navigating in an adopted TSS and was approaching the congested waters of the
River Elbe. There was no legal requirement for the master to embark a pilot for
the passage from seaward to the Kiel Canal, and his intention was for the mate,
as the OOW, to navigate Lerrix along the Elbe toward the canal pilot
embarkation point.
At 0600, the master took the watch from the mate, and at 0700 he embarked the
pilot for the Kiel Canal, passing through the lock at 0745. The canal transit
throughout the master’s watch was uneventful; he was relieved by the mate at
1200 and then went below for lunch.
During the afternoon, the master rested lightly in his cabin with his ‘feet up’.
There were two occasions, at about 1300 and 1400, when he visited the bridge
to check on the vessel’s progress. At 1500, he returned to the bridge to take
over the con from the pilot before entering the final lock. The canal pilot
disembarked at 1515, and at 1535 the master conned Lerrix out of the lock and
commenced passage to Klaipeda. Traffic around the exit from the canal was
moderate, and the master remained on the bridge until 1645, when he handed
the con back to the mate and then went below for supper.
When the master returned to the bridge at 1800 to relieve the mate, sea
conditions were good, the wind was south south east force 3 to 4, and visibility
remained similar to that experienced during the north sea crossing, at between 1
and 2 miles. The master assumed his preferred position sitting in the port side
bridge seat where he had space to place his laptop computer, and where he
considered it offered him a better view to starboard. The logbook shows that
GPS positions were recorded at 1831, 1930 and 2120, with each position
corresponding to a planned alteration of course.
At 1945 the AB/cook, who was the designated lookout for the 2000 to 2400
watch, reported to the master on the bridge. Usual practice on Lerrix was for
the lookout to report to the OOW at commencement of the night watch, when a
decision would be taken on whether lookout duties or other employment away
from the bridge was undertaken. On this particular occasion, the master reported
that he felt the lookout’s presence was necessary, and consequently the
AB/cook remained on the bridge.
The lookout sat in the starboard bridge seat and, for a while, talked quite happily
to the master, who, he reported, was showing no outward signs of fatigue and
was behaving in a rational and logical manner.
5
The lookout was due to leave the vessel the following day, and was keen to
ensure that his galley was thoroughly clean and tidy prior to his relief taking
over. He asked permission from the master to be excused from lookout duties
and be allowed below to complete cleaning the galley area and to pack his
suitcases. The exact time of this request was reported as being 2300. However,
evidence from radar coverage and electronic plotting shows that in all probability
it was around 2230 (Figures 1, 2 & 3). The master agreed to the request and
the lookout left the bridge. He did not return before the grounding occurred.
The master was not aware the vessel was equipped with a watch alarm, albeit a
defective one, and therefore made no attempt to activate it when the lookout left
the bridge.
Once the lookout had gone below, the master reported pacing the bridge for
about 5 to 10 minutes, after which he returned to his chair on the port side. As
a heavy smoker, the master always ensured that he had the leeward
wheelhouse door open. He had consumed three mugs of coffee since coming
on watch at 1800. Shortly after returning to his seat, the master fell asleep.
The vessel was in autopilot, steering 090 at 10.5 knots through the east bound
lane of the Kadetrenden TSS. Twelve miles ahead was the Darss peninsular, a
designated environmentally sensitive area.
Lerrix had been acquired on radar by the local traffic routing service based at
Warnemunde, 13 miles south of the Kadetrenden TSS; AIS had provided the
necessary vessel particulars. With the master now asleep and no lookout
present on the bridge, the vessel missed the scheduled alteration of course to
036 which, by EP, should have occurred around 2242. At about 2250, it
became apparent to the traffic routing operator that Lerrix was not complying
with Rule 10 of the International Regulations for the Prevention of Collisions at
Sea (Figures 4a and 4b). The vessel had departed the traffic lane eight cables
right of her intended track on a course of 090 and was heading directly toward
the land at 10.5 knots.
The Kadetrenden TSS is a fully adopted IMO TSS but there is a high rate of
vessel non compliance. As a result, the German Waterways and Shipping
Administration programme the patrol vessel Arkona to monitor and identify
vessels not complying with IRPCS Rule 10. The Warnemunde traffic routing
operator and the patrol launch Arkona made a succession of 19 VHF calls in a
16 minute period before the grounding in an attempt to establish contact with
Lerrix. They both failed to raise any response from the vessel. As the
seriousness of the situation developed, Arkona was tasked to investigate the
movements of Lerrix.
Passing one cable south of the west cardinal buoy, in position latitude 54 24.9N
longitude 012 24.6 E, Lerrix finally grounded on the Darss coastline at 2342.
Both Arkona and traffic routing services continued to call Lerrix by VHF; still with
6
no response. With the master asleep and oblivious to the grounding, the
vessel’s engine continued to drive the vessel further up the beach at maximum
power. No other crew member onboard Lerrix felt the vessel take the ground.
It was standard practice for the master, mate and lookouts to organise their own
call before going on watch. The mate awoke as normal at 2345, three minutes
after the grounding, and proceeded up to the bridge at midnight. The 2000 to
2400 lookout was still below and later found to be showering.
Seconds before the mate entered the bridge, the master awoke to find the small
Koden radar in front of him (set on the 6 mile range scale) showing land very
close to the centre spot, there were no shore lights visible. Not fully
appreciating whether the vessel had grounded or was about to ground, he
immediately grabbed the engine control lever and pulled it back to the full astern
position. As the mate entered the bridge at midnight, the main engine alarms
were sounding due to the intensity of the engine manoeuvre. Believing the
vessel was about to ground, the master ordered the mate to sound the general
alarm.
270 249
6
03
090 WP E70E
21.20
13.6
22.09
9
10
Lerrix
Arkona
Figure 4a
Lerrix acquired by VTS having departed the traffic lane - time 2301
Lerrix
Arkona
11
Figure 4b
At 0011, Lerrix appeared to pivot about the grounding position, finally moving
astern at 0013. The combined effects of transverse thrust from the astern
propulsion, rudder setting, and then the stern seeking the south south east wind
caused the stern to move sharply to the north east. Lerrix moved astern at 5
knots and, as the stern swung in a clockwise direction toward the land, the
master lost both his sense of direction and his distance off the shore. Glancing
at the radar screen he became suddenly aware that he was in danger of
grounding again, this time stern first. Setting the engine control lever to full
ahead the vessel was able to achieve ahead motion and narrowly escape a
second grounding (at 0016) (Figure 5). Lerrix was instructed by the German
authorities to proceed to a designated anchorage for boarding, and en route the
master received reports from the chief engineer that the bunker and ready use
fuel tanks were intact.
At 0040 Lerrix anchored in position latitude 54 25.9N, longitude 012 25.55E and
at 0130 was boarded by Coastguard officers from Arkona, who inspected the
vessel for watertight integrity. Finally, at 0500, officers from the German Water
Police boarded and breathalysed the master four times. Each test provided a
negative result.
Subject to conditions set by its classification society, the vessel weighed anchor
at 1830 and continued on passage to Klaipeda, where a full underwater survey
was conducted. The survey revealed no underwater damage had been
sustained.
The master began employment with Rix Shipping Company Limited in 1999 as
a chief officer. He undertook his first trip as relief master for a period of just
over 3 weeks in late 2004, and after 2½ months leave a second trip of 2½
months in February 2005. After a further 3 months leave, the master joined
12
Astern 0016 (UTC+1) close to second
movement grounding before moving ahead
13
Figure 5
Working hours onboard Lerrix were in accordance with the company’s schedule
of working arrangements (Annex C), which complied with IMO and flag state
guidance. These stated that at sea the master would work a 6-on/6-off routine
based around his duties as the 0600 to 1200 and 1800 to 2400 watchkeeping
officer.
Company policy required the master to be on the bridge for entering and leaving
port, in restricted visibility, and on occasions dictated by the navigational
situation. Additionally, the master conducted administrative work, rounds of the
accommodation, safety meetings, and statutory emergency training drills. In
port, the company's schedule required the master to start work at 0700 and
complete at 1800.
1.5.2 Mate
The mate had a master’s certificate of competency for vessels greater than 3000
grt, issued by the administration of Lithuania on 22 March 2004, and a valid
medical certificate.
The mate joined Lerrix on 29 July 2005 toward the end of the repair period. His
normal tour of duty was also 3 months onboard followed by 6 weeks leave. This
was the mate’s first voyage with Rix Shipping Company Limited, having
previously worked 10 years for Lithuanian shipping companies, and a short
period ashore as a nautical surveyor.
Like the master, the mate’s working hours were laid down in the company’s
schedule of working arrangements (Annex C), also in accordance with IMO and
flag state guidance. It stated that, at sea, the mate would work a 6-on/6-off
routine based around his duties as the 0000 to 0600 and 1200 to 1800
watchkeeping officer.
1.5.3 AB/cook
The AB/cook's certificate showed that he qualified as an able bodied seaman in
accordance with the ILO No 74 convention on 10 May 2005. An endorsement
on the same certificate showed that he had met the requirements under
14
Regulation II/4 of the STCW Convention, which allowed him to perform the
duties of navigational watch rating. He was also in possession of a valid
medical certificate.
The AB/cook had been employed by Rix Shipping Company Limited for the last
7 years, a standard appointment to the vessel being 4 months duration. On this
occasion, he had been onboard for nearly 3½ months, and was due to
commence 1½ months leave the day after the grounding. He had served as an
AB/cook for 15 years.
While onboard Lerrix, his working hours consisted of a sea routine based
around food preparation, cooking and lookout duties between 0700 and 1230,
then again from 1600 to 1830. Lookout duties were designated between 2000
and 2400. In port, his working hours were specified by the company’s working
hours schedule, commencing at 0700 and completing at 1800.
1.6 FATIGUE
1.6.1 Hours of rest records
The hours of rest records obtained from the master, mate, and lookout for the
months of September and October, until the time of the grounding, can be found
at Annex D. Despite the vessel’s operating programme for September outlined
at paragraph 1.3.1, the hours of rest records for the master and mate showed a
precise 6-on/6-off routine. Logbook extracts showing the time spent alongside,
the time of arrival and departure, and personal work conducted outside of
watchkeeping hours, show the rest hours records were inaccurate and did not
reflect the actual hours of rest achieved. The AB/cook’s record of rest, although
different to that of the master and mate's, was also inaccurate, and did not
reflect the vessel’s programme.
The master forwarded records of rest hours for the crew to the company’s DPA
at the end of the month. However, the DPA only reviewed the ‘total hours of
rest’ column, which did not reveal that the records were inaccurate.
The rest hour records for October, obtained during the investigation and
produced retrospectively by the individuals, showed a more realistic and
accurate account, which supported other documentary evidence. Using
logbook entries for September, it was possible to estimate the working hours for
that month which, together with the more accurate October hours, provided
usable data to calculate the possible effects of fatigue.
15
off-watch time, fatigue was an issue; particularly on departures. The master was
content, however, that a period of 1 or 2 days in port, working a day routine, was
sufficient for his body to fully recover from the sleep loss experienced at sea.
The investigation discovered that the death of a close colleague 2 weeks
previously had been causing the master some distress, and was an issue he
was still coming to terms with. This, together with some of the navigational
responsibilities of command, contributed to the fatigue that the master was
suffering from. He had, on a number of occasions, confided to the mate during
the watch changeover that he was tired, and was himself aware that the death
of his colleague was causing a degree of stress-related fatigue.
To assist the master assess the crew’s hours of work and rest before sailing, in
accordance with STCW 78/95 regulations, the company produced a rest hours
flow chart (Annex E). Under the company’s ISM system, masters were
instructed to use the flow chart prior to sailing, to determine whether vulnerable
personnel might be suffering from inadequate rest. The company was clear in
its mind that if, because of the crew’s inadequate rest, a vessel became
unseaworthy and the master requested additional time in port, this would be
conceded. Historically, there had been cases when other vessels in the fleet
had delayed sailing in order to recoup rest deficiencies.
15. The duties of the lookout and helmsperson are separate and the
helmsperson shall not be considered to be the lookout while steering,
except in small ships where an unobstructed all round view is provided at
the steering position, and there is no impairment of night vision or other
16
impediment to the keeping of a proper lookout. The officer in charge of
the navigational watch may be the sole look out in daylight provided that
on each such occasion:
.2 full account has been taken of all relevant factors including, but not
limited to:
- state of the weather
- visibility
- traffic density
- proximity of dangers to navigation, and
- the attention necessary when navigating in or near traffic
separation schemes; and
Defined within the company’s ISM system, section 13, Standing Orders to
Watch Officers, paragraph 8:
During daylight there are some circumstances in which the officer of the
watch can safely be the sole lookout. However this shall only be
undertaken when an assessment of the situation and relevant factors
such as:
- the state of weather
- traffic density
- proximity of navigational hazards
- navigation in or near a TSS
17
1.7.2 Lerrix’s lookout policy
The lookout policy during daylight hours was based upon the OOW acting as the
sole lookout subject to the provisions of section 13 of the company’s ISM
procedures. This allowed all three ABs to continue working a normal routine
throughout the day, but be available for lookout duties if required by the OOW.
During the hours of darkness, lookouts reported for duty at the start of their
watch. An assessment was made by the OOW using the provisions of the ISM
manual section 11 applicable during daylight hours, and a decision made as to
whether a lookout was required on the bridge. The master, mate and AB/cook
all reported it was common practice for the OOW to send the lookout below and
assign him cleaning duties within the accommodation.
Scrutiny of the chart in use at the time of this accident confirmed that some of
the recommendations had been heeded. IRPCS Rule 10 requires that a vessel
normally joins and leaves a TSS at its terminations. However, it was noticeable
that the Transas passage plan intended the vessel to leave the TSS and cut
across the inshore zone2 rather than follow the scheme to its termination.
Leaving the traffic lane early was the master’s preference, believing that the
TSS was not an adopted scheme and that, by doing so, the passage distance
would be shortened, and would enable him to keep clear of larger vessels
following the deep water route.
The position of the ship was fixed only infrequently since sailing from the Keil
Canal until the grounding. During this 8½ hour period, only 5 positions were
marked on the chart and recorded in the logbook. Each recorded position
coincided with an alteration of course on the passage plan.
The company’s fleet instructions covering the conduct of navigation are shown
at Annex E.
2
Adopted IMO inshore traffic zone 01 July 2006.
18
1.8.2 Electronic aids to navigation
Lerrix’s bridge equipment met the criteria required for the flag state Safety
Equipment Certificate. Although compliant, the navigation equipment fit was
basic, consisting of 3cm and 10cm radars, neither with an ARPA facility, an echo
sounder with a paper plot, and stand alone AIS and GPS sets.
During the investigation, it was noted that the master carried his own laptop
computer from ship to ship, complete with a hand-held GPS. Loaded onto the
laptop was a pirated programme of Transas electronic charting, which he had
downloaded from the internet in 1999. The hand-held GPS, which the master
had secured to the bridge console, provided the positional information for the
laptop’s electronic chart (Figure 6). Examination of the programme showed that
it had not been updated since 1999, and the charts on the system were based
upon 1999 data. The downloaded software did not provide any of the optional
operator functions, such as warnings and alarms.
Both master and mate of Lerrix used the laptop to monitor the vessel’s progress
during passage, plotting fixes on the ship’s BA paper chart as they deemed
necessary.
Figure 6
Laptop computer
Master’s personal GPS
electronic chart
display
19
1.9 WATCH ALARM
1.9.1 Requirement
A watch alarm is an alarm system that is designed to alert the watchkeeper at
pre-determined intervals. Initial alerting is usually by flashing light, followed,
after a period of time, by an audible alarm on the bridge, which is followed after
a further delay by the sounding of an alarm in the officers’ cabins, or the general
alarm. Once activated, the watch alarm is usually silenced by the watchkeeper
pressing a button. Failure to cancel the alarm will result in the off watch officers,
or even the entire crew, being alerted to a potential problem on the bridge.
Examination of the alarm showed that both wires connected to the bridge alarm
buzzer were disconnected (Figures 7 & 8). Because the crew was unaware the
equipment was fitted, the defect had not been reported in accordance with the
company’s ISM procedures.
Auditor training had figured highly on the Marine Manager’s list of ISM priorities.
A total of eight personnel from the company’s marine section had completed the
auditor training course, including the Marine Manager and the DPA. To fulfil the
requirements for shore-based auditing, a ship’s master, who had also undergone
appropriate auditor training, was incorporated into the ISM organisation.
20
Figure 7
Figure 8
Wires disconnected
21
1.10.2 Audit programme
The last ISM audit of Lerrix, undertaken by the company on 15 March 2005,
had made two minor observations. The last internal audit of the company was
conducted by the ship’s master on 11 March 2005; he made 9 observations,
some of which required amendments to the ISM manual. The company
promulgates an annual audit programme nominating an individual auditor to
each vessel, the dates of audit being left to the discretion of the nominated
auditor.
22
SECTION 2 - ANALYSIS
2.1 AIM
The purpose of the analysis is to determine the contributory causes and
circumstances of the accident as a basis for making recommendations to
prevent similar accidents occurring in the future.
The master’s decision to allow the lookout to stand down was seriously flawed.
Described by the master as a human error, this type of irrational decision
making and poor judgment can be directly attributed to that of a person suffering
from the effects, or the onset, of fatigue.
MAIB statistics show that general cargo vessels of less than 3000grt, with only
two watchkeeping officers, face a greater risk of being involved in a grounding
incident. With recognised safety barriers removed, such as lookouts and watch
alarms, the risk of a fatigued 6-on/6-off lone watchkeeping officer falling asleep
is greatly increased. It is a company responsibility to assess the risks involved
in operating their vessels; including the manpower, which is required of any
vessel before a Safe Manning Document can be issued. It is critical to the safe
operation of any vessel that the initial assessment remains live. Manpower
requirements should be frequently re-assessed to ensure they remain valid for
the trading pattern, change of routes, or any other significant change to the
operation.
23
At sea the 6-on/6-off system allows little flexibility when consideration is given to
meal times, training drills, the plethora of ship’s administrative work, and
management responsibilities. It allows little or no time for a watchkeeper to
follow personal pursuits3 and creates a monotonous and tiring regime, not
compatible with good watchkeeping practice.
Employing the services of a local pilot for the River Elbe transit might have
helped to ease some of the master’s concerns, but this option was never
considered. In this case, it is clear that the disturbances to the master’s rest
pattern increased his level of fatigue and ultimately contributed to him falling
asleep on watch.
The trading pattern of Lerrix provided an opportunity for the master to examine
the voyage plan before departure and, if practicable, amend and adapt
watchkeeping routines to cope more effectively with anticipated choke points,
and help mitigate the onset of fatigue. This option was not considered by the
master.
3
IMO Guideline on fatigue.
4
Merchant Shipping (Hours of Work) Regulations 2002, and MSN 1767(M), MGN 211(M).
24
throughout the industry. Accurate reporting by the crew and the master of their
respective hours of rest is essential if companies are to obtain a meaningful
interpretation of the rest hours achieved, analyse the results, and implement
measures to rectify deficiencies. Similarly, as in the case of Rix Shipping
Limited, it remains paramount that rest hour records be properly scrutinised to
identify any regulatory shortfalls. Any records considered to be inaccurate
should be challenged and rectified using the company’s own internal
procedures.
Lerrix’s official rest hours for September were clearly inaccurate. Using data
derived from the voyage programme and logbook extracts, an estimate of the
minimum hours worked was derived for the 40 days preceding the accident. On
the basis of this data, the fatigue model suggests that the master’s work pattern
during the 40 days preceding the grounding did not generally cause significantly
elevated levels of fatigue, as long as a normal work pattern was maintained.
In the 24 hours preceding the grounding, his sleep pattern was significantly
disturbed by concerns about navigation on the River Elbe and personal
difficulties. It is probable that the master was noticeably fatigued throughout the
morning and towards the end of his 1800 to 2400 watch.
The effects of fatigue might include slow reactions, slips and lapses in decision-
making and, in a quiet and comfortable environment, an increased risk of
involuntary napping. The master had to balance the lookout’s request to go
below, against the risks entailed with sailing without a dedicated lookout. It is,
however, difficult for a tired person to assess accurately the likelihood of his
falling asleep.
2.5 LOOKOUT
2.5.1 Requirement
The requirement for maintaining a lookout is widely promulgated5, officially by
regulation, and additionally by industry bodies reporting on related incidents. It
has been the experience of MAIB that the requirement for maintaining a lookout
by day and night is well understood by bridge watchkeeping officers, but its
onboard implementation often falls well short of the minimum standards
expected.
5
SOLAS, STCW 95, Merchant Shipping (Distress Signals and Prevention of Collisions)
Regulations 1996.
25
Although sailing with the minimum permitted manning levels, Lerrix had the
manpower to employ a lookout by day and night. However, the OOWs, having
assessed the risks in accordance with STCW and company ISM guidance, both
took the option to dispense with their lookouts during daylight hours. This is not
uncommon practise for this type of vessel, on this trade, operating to minimum
manning scales. It results in improved deck maintenance and husbandry, and
gives the perception that the crew are ‘better employed’. However, on Lerrix this
was taken one stage further, with the master and mate conducting the same risk
assessment during hours of darkness. Whether this enabled the designated
lookout to gain rest and be available for more day work, or whether internal work
was progressed at night, remains unclear, but ultimately the requirement for a
lookout was ignored contrary to international, national, and company ISM
guidance.
Allowing the lookout to leave the bridge removed the single most important
barrier to prevent the accident occurring.
Onboard Lerrix, the 2000 to 2400 lookout saw his main duty as the ship’s cook.
Lookout was an additional duty which conflicted with his prime purpose. There
did not appear to be any cultural barriers between the master and the AB/cook,
and there is no reason to believe that their relationship was not a good one.
However, the AB/cook had never received a full briefing on his lookout duties,
nor had he ever been incorporated as part of a team. In this case, had he been
fully aware of a lookout’s role and purpose, he might have been more motivated,
and understood the need to remain on the bridge. The master would then have
been accompanied, and might not have fallen asleep. Had he still done so, the
lookout would have been in a position to immediately wake him and/or call the
mate to take over the watch. Ultimately, had the lookout remained on the
bridge, the grounding could easily have been avoided.
26
Had there been a compelling need to release the lookout for another task, a
serviceable watch alarm would have provided a barrier against the master
falling asleep. Its availability would have enabled the master to activate the
system once the lookout had been stood down, thereby replacing the primary
safety barrier with an, albeit slightly less effective, secondary barrier.
Undoubtedly, had the watch alarm been available and used, then the
subsequent grounding would have been avoided.
In this case, the master was positioned in a comfortable seat, with the computer
screen placed where it best suited him. The programme had never been
updated, and did not possess alarms, alerts or guards, and did not incorporate
radar or AIS data. In the absence of other barriers, the lack of alarms, alerts or
other interaction allowed the master to sink to a low state of alertness. By
allowing himself to monitor a virtually passive display, with no other distractions,
the master’s comfortable, warm, dark environment provided the ideal conditions
for sleep. In his fatigued state, the master succumbed, falling asleep shortly
after the lookout had left the bridge.
An additional hazard of personal navigation systems is that often they are not
updated with the latest navigational information. The system onboard Lerrix had
not been updated since it was downloaded in 1999. In the vicinity of this
grounding, only minor chart corrections had occurred in the intervening period.
However, the risks of navigating using information over 6 years old are obvious,
and it is for this reason that companies produce comprehensive instructions on
the updating of navigation data.
27
2.8 MAIB BRIDGE WATCHKEEPING STUDY6
The Chief Inspector of Marine Accidents commissioned the Bridge
Watchkeeping study in 2003 after a series of remarkably similar accidents.
Initially a review of the data identified three principal areas of concern:
• A third of all groundings involved a fatigued officer alone on the bridge at
night.
• Two thirds of vessels involved in collisions were not keeping a proper
lookout.
• A third of all accidents that occurred at night involved a sole watchkeeper
on the bridge.
An analysis of the data for 23 vessels involved in grounding incidents shows a
striking resemblance to that of Lerrix:
• Nearly 50% (11 cases) occurred between 0000 and 0600 of which fatigue
was considered a contributory factor in nine of the cases.
• In eight of those nine fatigue related accidents, the vessels:
• Carried only two watchkeeping officers.
• Had not posted a lookout.
• Were steering by autopilot.
• Were not fitted with, or were not using a watch alarm.
• Had an unaccompanied watchkeeper who had fallen asleep.
The study was well received by the marine industry, and it provided managers
with the data necessary to approach company directors with logical and
informed justification for the recruitment of additional watchkeeping officers. It is
regrettable that, 3 years on, the grounding of Lerrix has the same causal factors
as those identified in the study.
On the day of the incident, other than delaying the voyage, the only practical
mitigation of the master’s fatigue was to keep the lookout on the bridge. In the
long term, changes in manning levels could increase safety margins. In the
short term, more diligent adherence to the requirement to keep a lookout closed
up at night, backed up by a functional watch alarm, would provide some defence
against fatigue.
6
Published by the MAIB July 2004
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SECTION 3 - CONCLUSIONS
3.1 SAFETY ISSUES
The following are the safety issues identified in the MAIB investigation. They are not
listed in any order of priority but are in the order in which they appear in the analysis:
1. Lerrix grounded because the master, who was alone on the bridge, had fallen
asleep. [2.2]
2. The master’s decision to allow the lookout to stand down was flawed. It was an
irrational decision attributable to the effects of fatigue. [2.2]
3. With recognised safety barriers such as lookouts and watch alarms removed,
the risk of a fatigued 6-on/6-off lone watchkeeping officer falling asleep is greatly
increased. [2.3]
4. The 6-on/6-off routine provides little flexibility for the watchkeeping officer to
conduct work outside of his watch. In this case, the personal distress suffered
by the master, and his nervousness with the navigational situation, contributed
to the onset of fatigue. [2.4.1]
5. Accurate hours of rest records are essential in order that companies can
interpret and assess the data, and take appropriate steps to deal with
deficiencies. [2.4.3]
8. Allowing the lookout to leave the bridge removed the single most important
barrier to prevent the accident occurring. [2.5.1]
9. For lookouts to become integral members of the bridge team, it is essential that
they receive proper familiarisation with the bridge and its equipment, and fully
understand the function of a lookout. [2.5.2]
10. The availability of a fully functional watch alarm, if used, could have provided
the safety barrier necessary to avoid the accident. [2.6]
11. The company was unaware that the master was using his personal electronic
navigation equipment, and had no policy permitting or prohibiting such use.
[2.7]
12. The manner in which the master used his electronic navigation equipment left
him under stimulated and susceptible to fatigue. [2.7]
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SECTION 4 - ACTIONS TAKEN
4.1 HOURS OF REST FORMS
Rix Shipping Limited has undertaken to more diligently monitor the content of
completed hours of rest forms, analysing both the daily hours of rest and the
monthly totals, ensuring that a true, accurate, and credible record of crew rest
hours is being submitted.
4.2 LOOKOUT
To further remind watchkeepers of the need to keep a lookout closed up on the
bridge when underway, Rix Shipping Limited intends fitting permanent signs on
the bridges of all vessels stating:
‘This vessel operates on a two men on watch system.’
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SECTION 5 - RECOMMENDATIONS
The Chamber of Shipping is recommended to:
2006/158 Impress upon ship owners, operators and managers the importance of
the following fatigue, ILO 180 and STCW related issues:
• Encouraging masters to report if they are aware that their crews have
not received adequate rest.
• Ensuring that masters understand the importance of fully complying with
the STCW requirements for keeping a safe lookout, guided by the latest
advice contained in MGN 315.
• The importance of formulating policy to guard against the inappropriate
use of personal electronic navigation equipment carried by crew
members.
• The importance of establishing procedures designed to ensure shore-
based managers fully scrutinise hours of rest worksheets and question
any apparent discrepancies.
• Ensure that companies have a system in place to identify personal
issues which may adversely affect a crew member’s performance, and
safeguard against poor work performance.
31