Genotyping Methods for SARS-CoV-2
Genotyping Methods for SARS-CoV-2
implications
Changchuan Yin ∗
arXiv:2003.10965v1 [q-bio.GN] 24 Mar 2020
Abstract
1 Highlights
• We genotyped 558 SARS-CoV-2 isolates from the globe as of March 23, 2020.
• Frequent mutations in SARS-CoV-2 genomes are in the genes encoding the S protein and
RNA polymerase, RNA primase, and nucleoprotein.
• We established a method for monitoring and tracing SARS-CoV-2 mutations.
2 Introduction
The novel coronavirus in humans, first discovered in Wuhan, China, in December 2019, was initially
named as 2019-nCoV and then designated as SARS-CoV-2 due to its taxonomic and genomic
relationships with the species Severe acute respiratory syndrome-related coronavirus (Gorbalenya
et al., 2020). The present outbreak of the coronavirus-associated acute respiratory disease is named
coronavirus disease 19 (COVID-19) by WHO. Since the epidemic of COVID-19, more than 332, 930
people from 147 countries and territories have been confirmed sicked and more than 14, 510 have
died from the rapidly-spreading SARS-CoV-2 virus as of March 23, 2020 (WHO, 2020).
∗ ID
Correspondence author, cyin1@uic.edu
2
et al., 2004). Nucleoprotein plays an important role in enhancing the efficiency of subgenomic viral
RNA transcription as well as viral replication.
The increasing epidemiological and clinical evidence implicates that the SARS-CoV-2 has stronger
transmission power than SARS-CoV and lower pathogenicity (Guan et al., 2020). However, the
mechanism of high transmission of SARS-CoV-2 is unclear. DNA sequence comparisons using
single nucleotide polymorphisms (SNPs) are often used for evolutionary studies and can be especially
beneficial in recognizing the mutated coronavirus genomes, where high mutations can occur due to
an error-prone RNA-dependent RNA polymerase in genome replication.
To understand the virus evolution of SARS-CoV-2 from the genome mutation context, we establish
the SNP genotyping method and investigate the genotype changes during the transmission of SARS-
CoV-2. Our results show that the genotypes of the virus are not uniformly distributed among the
complete genomes of SARS-CoV-2. This genotyping study discovers a few highly frequent mutations
in the SARS-CoV-2 genomes. The highly frequent SNP mutations might be associated with the
changes in transmissibility and virulence of the virus. The mutations are located in the S protein, RNA
polymerase, RNA primase, and nucleoprotein, which are fundamental proteins for vaccine efficacy.
Therefore, the high-frequency SNP mutations are important factors when developing vaccines for
preventing the infection of SARS-CoV-2 coronavirus.
Total 558 complete genome sequences of the SARS-CoV-2 strains from the infected individuals are
retrieved from the GISAID database (Shu and McCauley, 2017) as of March 23, 2020. Only the
complete genomes of high-coverage are included in the dataset. The countries and territories, which
are infected by SARS-CoV-2 and share the complete genomes of SARS-COV-2, are Australia (AU),
Belgium (BE), Brazil (BR), Canada (CA), Chile (CL), China (CN), Czech Republic (CZ), Denmark
(DK), England (UK), Finland (FI), France (FR), Georgia (GE), Germany (DE), Hong Kong (HK),
Hungary (HU), India (IN), Ireland (IE), Italy (IT), Japan (JP), Korea (KR), Kuwait (KW), Mexico
(MX), Netherlands (NL), New Zealand (NZ), Scotland (UK), Singapore (SG), Switzerland CH),
Sweden(SE), Taiwan (TW), Thailand (TH), United Kingdom (UK), Unites States (US), and Vietnam
(VN). The complete genome sequences are aligned with the reference genome of SARS-CoV-2 by
MSA tool Clustal Omega using the default parameters (Sievers and Higgins, 2014). The aligned
genomes are then re-positioned according to the reference SARS-CoV-2 genome (GenBank access
number: NC_045512.2).
The SNP mutations including nucleotide changes and the corresponding positions in a genome are
called an SNP profile. The SNP profiles of SARS-CoV-2 isolates are retrieved and parsed from the
aligned genomes according to the reference genome SARS-CoV-2. The SNP profile of the complete
genome of a virus can be considered as the genotype of the virus.
The Jaccard similarity coefficient J(A, B) of two sets A and B is defined as the intersection size of
the two sets divided by the union size of two sets (Equation (1)) (Levandowsky and Winter, 1971).
|A ∩ B| |A ∩ B|
J(A, B) = = (1)
|A ∪ B| |A| + |B| − |A ∩ B|
The Jaccard distance is a metric on the collection of finite sets. The Jaccard distance dJ (A, B) of
two sets A and B is scored by the difference between 100% and the Jaccard similarity coefficient
(Equation (2)).
|A ∪ B| − |A ∩ B|
dJ (A, B) = 1 − J(A, B) = (2)
|A ∪ B|
The Jaccard distance measure of SNP variants takes account of the ordering of SNP mutations.
Therefore, the genetic distance of two genomes corresponds to the Jaccard distance of their SNP
variants. The Jaccard distance of SNP variants was adopted in the phylogenetic analysis of human or
3
bacterial genomes (Comas et al., 2009; Yu et al., 2017; Yin and Yau, 2019). In this study, we use the
Jaccard distance of the SNP mutations of virus genomes to measure the dissimilarity of virus isolates.
Because a mutation is rarely reversed, more SNPs in a virus occur along time. Let A and B represent
two SNP sets of the virus, if A is the subset of B, i.e., (A ∈ B, A 6= B), then B can be considered as
one of A’s descendants A, and A can be considered as the ancestor of B. To this end, we propose the
directed Jaccard distance DJ (A, B) of two SNP sets A and B as the measure of mutual relationship
(Equation (3)). Obviously, if B is a descendant of A, then DJ (A, B) is positive; otherwise, if A is a
descendant of B, DJ (A, B) is negative. In all the descendants of an SNP A, the closest descendant
is the one having the minimum DJ (A, B) of the A descendant sets.
|A ∪ B| − |A ∩ B|
, ifA ∩ B ∼=A
|A ∪ B|
DJ (A, B) = sgn(1 − J(A, B)) = (3)
|A ∩ B| − |A ∪ B| , ifA ∩ B ∼
=B
|A ∪ B|
For two SNP sets A and B, if A ∩ B 6= ∅, A 6⊂ B and B 6⊂ A, then the two viruses are relatives,
sharing common SNP mutations. If two SNP sets are neither descendant-ancestor nor relatives,
the corresponding two viruses are isolated mutants. Hence, the relevance of virus isolates can be
identified from the directed Jaccard measure on the SNP genotypes.
Though the source of SARS-CoV-2 varies, we still consider the virus samples were randomly collected
for sequencing. If a virus strain among all sequenced viruses has many descendants in the genome
set, we infer that this strain is conferred with high transmissibility. Therefore, the SNP mutations in
this strain are critical for increased transmissibility.
We calculate the directed Jaccard distances of the SNP mutations to identify the relationships of virus
strains, therefore, we may determine the virus transmission pattern. The pipeline for SNP genotyping
and analysis is described in Algorithm 1.
The genomic analytics is performed using computer programs in Python and Biopython libraries
(Cock et al., 2009). The computer programs and the updated SNP profiles of SARS-CoV-2 isolates
are available upon requests.
4 Results
4.1 Genotyping SARS-CoV-2 coronavirus isolates from the globe
We retrieve the SNP genotypes of 442 SARS-CoV-2 strains in GISAID database from the globe. To
investigate the SNP distributions among all the virus isolates, we plot the SNP profiles of all the virus
4
isolates from the globe and compare the frequency of each SNP mutation in the virus sets. The results
show large mutation diversity in these virus isolates.
From the mutation frequency analysis, the mutations are due to the fact that RNA-dependent RNA
polymerase (RdRp) of RNA viruses lacks proofreading, however, the mutations are not equally
distributed. The SNP mutations can be single mutation and multiple mutations at a few fixed
positions. The impacts and roles that these SNP mutations have on the pathogenicity and transmission
ability of SARS-CoV remain to be determined by biochemical experiments. These divers mutations
might impact both transmissibility and pathogenicity of SARS-CoV-2.
The first common SNP mutation in the SARS-CoV-2 genome is in the leader sequence (241C>T), an
important genomic site for discontinuous sub-genomic replication. The leader sequence mutation
241C>T is co-evolved with three important mutations, 3037C>T, 14408C>T, and 23403A>G, which
result in amino acid mutations in nsp3 (synonymous mutation), RNA primase (P323L), and spike
glycoprotein (S protein, D614G), respectively. These three co-mutations (241C>T, 14408C>T, and
23403A>G) are in critical proteins for RNA replication (241C>T, 14408C>T) and the S protein
(23403A>G) for binding to ACE2 receptor. We observe that these four co-mutations are prevalent
in the virus isolates from Europe, where infections COVID-19 by SARS-CoV-2 are generally more
severe than other geographical regions. Combined, these four co-mutations probably can confer
increased transmissibility of the virus.
SARS-coronavirus RNA replication is unique, involving two RNA-dependent RNA polymerases
(RdRp). The first RNA polymerase is primer-dependent non-structural protein 12 (nsp12), whereas
the second RNA polymerase is nsp8. Nsp8 has the primase capacity for de novo initiation RNA
replication without primers (Te Velthuis et al., 2012). The most abundant SNP mutation in SARS-
CoV-2 isolates is (28144T>C) in nsp8 protein, in which amino acid leucine (L) is mutated to serine (S).
Our result is consistent with a previous study on 103 SARS-CoV-2 genomes in which SARS-CoV-2
virus is classified as S and L types by the two co-mutations (8782C>T and 28144T>C) (Zhang et al.,
2020).
The third abundant SNP mutation is (26144G>T) in nonstructural protein 3 (nsp3: G251V). The
protein nsp3 works with nsp4 and nsp6 to induce double-membrane vesicles (DMV), membrane
complex that acts as a platform for RNA replication and assembly (Angelini et al., 2013).
The significant SNP mutation (23403A>G) is located in the gene encoding spike glycoprotein (S
protein: D614G). The S protein in the SARS-CoV-2 virus is an important determinant of the host
range and pathogenicity. The S protein attaches the virion to the cell membrane by binding with
the host ACE2 receptor (Xiao et al., 2003). The mutation D614G is located in the putative S1–S2
junction region near the furin recognition site (R667) for the cleavage of S protein when the viron
enters or exists cells (Follis et al., 2006). However, the actual functional impact of this high-frequency
SNP mutation (23403A>G) in the S protein (D614G) is unclear. The affinity strength of the mutation
S protein (D614G) with the ACE2 receptor shall be further determined by biochemical experiments.
Especially, the SNP analytics result also shows that the primer independent RNA primase (nsp8)
contains more mutations than any other proteins (28144T>C, 28881G>A, 28881G>A, 28882G>A,
and 28883G>C). The RNA polymerase and primase mutations may confer resistance to mutagenic
nucleotide analogs via increased fidelity. The previous study indicated that a single mutation in RNA
polymerase can improve the replication fidelity in RNA virus (Pfeiffer and Kirkegaard, 2003). If
a mutation is lethal or reduces the transmission ability, the mutations may not be carried on or get
deceased. The SNP profiles demonstrate that the mutations in the envelope glycoprotein and RNA
polymerases predominate. Only the mutations in the S protein that have strongly binding to cell
ACE2 receptors while escape from immune system response can have chances to survive. Therefore,
these critical mutations are the results of natural selection in virus evolution.
In the SARS-CoV-2 strains found in the US, the nucleocapsid (N) protein gene has three mutations
(28881G>A, 28882G>A, and 28883G>C), The N protein of SARS-CoV is responsible for the
formation of the helical nucleocapsid during virion assembly. The N protein may cause an immune
response and has potential value in vaccine development (Zhao et al., 2005). These mutations shall
be considered when developing a vaccine using the N protein.
5
(a)
(b)
Figure 1: Distribution of SNP mutations of SARS-CoV-2 isolates from the globe. (a) The SNP
profiles of mutations in 442 SARS-CoV-2 isolates. (b) Frequencies of the single SNP mutations on
the genome. The nucleotide positions are on the reference genome of SARS-CoV-2.
6
Table 1: High-frequency single SNP genotypes in SARS-CoV-2.
To spread, a pathogen virus must multiply within the host to ensure transmission, while simultaneously
avoiding host morbidity or death. Therefore, during the evolution of a virus, the transmissibility
of the virus is usually increased, whereas the pathogenicity becomes reduced (Alizon et al., 2009).
From the SNP profiles of SARS-CoV-2 strain, high-frequency mutations predominate in the virus
isolations, therefore, these high-frequency mutations probably contribute to increased transmissibility.
In addition, these high-frequency mutations are associated with different critical proteins. We analyze
and trace the SNP profiles from 442 SARS-CoV-2 strains which have at least 10 descendants. The
result suggests a number of high-frequency mutations that are associated with different critical
proteins. The results show that the SNP distribution is not random but is predominated at some
positions and then have more descendants. These high-frequency mutations may confer a high
transmissibility of the virus (Table 2). If we exclude the leader sequence mutation and the synonymous
mutations (3037C>T, 8782C>T, 18060C>T), we classify the SNP mutations into four major groups
based on the impacted proteins (Fig. 2.). (1) single mutation in nsp6 (11083G>T) (Fig.2(a)), (2)
single mutation in ORF3a (26144G>T) (Fig.2(b)), (3) single mutation in RNA polymerase (nsp8)
(8782C>T, 28144T>C) (Fig.2(c)), and (4) double mutations in S-protein and RNA polymerase:
(241C>T, 3037C>T, 14408C>T, 23403A>G ) (Fig.2(d)). These strains in one group are derived from
the same ancestor stain in that group according to their SNP profiles.
The result shows that most SNP mutations in SARS-CoV-2 isolates in China and some from Europe
and USA are located at two positions (8782C>T, 28144T->C) (Fig.2(c)). Later on this strain was
mutated at new position (8782C>T, 28144T>C, 18060C>T). These mutations are from the early
phase of the strain.
7
(a) (b)
(c) (d)
Figure 2: The SNP profiles of four major genotypes. (a) Genotype I (11083G>T), (b) Genotype
II: (26144G>T), (c) Genotype III (8782C>T, 28144T>C), (d) Genotype IV (241C>T, 3037C>T,
14408C>T, 23403A>G). The strains in a genotype group originate from the same ancestor. The
strains from the same region are marked in the same color.
The important and prevalent co-mutations (241C>T, 3037C>T, 23403A>G) occurred mostly in
SARS-CoV-2 isolates in Europe countries. This strain then has additional extended mutations at
positions (241C>T, 3037C>T, 14408C>T, 23403A>G) (Fig.2(d)). The impacted critical proteins are
NA pol (nsp8), RNA primase (nsp12), and the S protein. Most of the strains are found in Europe
countries (Fig.2(d)). Italy is being heavily infected by SARS-CoV-2 with 59, 138 confirmed cases
and 5, 476 deaths as of March 23, 2020 (WHO, 2020). These critical mutations probably may be
correlated with the severe infections in Europe.
From the SNP profiles of the viruses across the globe from a different time, we may estimate that one
mutation can occur in one generation. For example, in USA (IL) two consecutive infection cases
(US|IL1|EPI_ISL_404253|2020-01-21,US|IL2|EPI_ISL_410045|2020-01-28), the virus increased
one mutation (28854C>Y) between two same community members. Over the length of its 30kb
genome, SARS-CoV-2 may accumulate mutations ranging from single mutation to 14 mutations
(NL|EPI_ISL_413591|2020-03-02), as seen from December 2019 to March 23, 2020. Therefore, we
may estimate that the transmission of SARS-CoV-2 has reached 14 generations since its first infection
to humans in December 2019.
8
Besides the SNPs mutations, we also observed a few deletion or insertion mutations in SARS-CoV-2
isolates. The deletion-insertion mutations do not happen often, however, whether these deletion and
insertion mutations can spread is unknown from the limited genome data.
5 Discussions
Our study has a few notable limitations due to the nature of the genome data. Because the sample
collection dates may not reflect the actual infection date so the transmission path analysis is only
approximate. Caution should be exercised on the genotyping analytics because some countries have
not sequenced enough virus samples, the frequencies of the genotype groups may be unbalanced
due to the unavailability of complete genomes in some countries and regions. Whether any of these
common SNP mutations will result in biological and clinical differences remains to be determined.
In this study, we use the complete genomes of SARS-CoV-2 for SNP genotype calling. However, in
an emergency time, the complete genomes may not be available for SNP genotyping. In this case,
the SNP variant calling process may directly use the raw NGS reads (Yin and Yau, 2019). The SNP
variants then can be obtained by mapping the NGS reads to the reference genome by BWA alignments
(Li, 2013), followed by GATK variant calling (McKenna et al., 2010).
6 Conclusion
The SARS-CoV-2 epidemic has caused a substantial health emergency and economic stress in the
world. Therefore, understanding the nature of this virus and deriving methods to monitor the spread
of virus in the epidemic are critical in disease control. Our results show several molecular facets of
the SARS-CoV-2 pertinent to this epidemic. The discovery of genotypes linked to geographic and
temporal clusters of infectious suggests that genome SNP signatures can be used to track and monitor
the epidemic.
Rapid detection of different genotypes of SARS-CoV-2 are important for an efficient response to the
COVID-19 outbreak Discriminating and relating viral isolates can be useful in genetic epidemiology.
Determining the origin and monitoring the transmission pattern of the pathogenic agents are critical
to controlling the outbreak. In this work, the SNP genotyping of SARS-CoV-2 was developed by
adapting fast MSA of the complete genomes of SARS-CoV-2 and SNP analytics using the directed
Jaccard distance of the SNP profiles. The genotyping analysis provides insights on the frequent
mutations that confer fast transmissibility of the virus. The major mutations are in the critical
proteins, including the S protein, RNA polymerase, RNA primase, and nucleoprotein. Therefore,
these high-frequency SNP mutation sites must be considered when designing a vaccine for preventing
the infection of SARS-CoV-2.
7 Abbreviations
• COVID-19: coronavirus disease 2019
• DMV: double-membrane vesicle
• GATK: the genome analysis toolkit
• MSA: multiple sequence alignment
• NGS: next generation sequencing
• SARS: severe acute respiratory syndrome
• SARS-CoV-2: severe acute respiratory syndrome coronavirus 2
• SNP: single nucleotide polymorphisms
• WHO: the world health organization
8 Acknowledgments
We sincerely appreciate the researchers worldwide who sequenced and shared the complete genome
data of SARS-CoV-2 and other coronaviruses from GISAID (https://www.gisaid.org/). This research
is dependent on these precious data.
9
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