Occupation-Centered Assessment of Children: Wendy Coster
Occupation-Centered Assessment of Children: Wendy Coster
Occupation-Centered rem and measuremenrs used in irs pracrice. (Gillerre, 1991. p. 565)
Assessment of Children
I
n 1991, the Symposium on Measurement and As-
sessment: Directions for the Future in Occupational
Therapy was held in Chicago and sponsored jointly
by the American Occupational Therapy Foundation, the
Wendy Coster American Occupational Therapy Association (AOTA),
and the Center for Research and Measurement at the
University of Illinois at Chicago. This landmark meeting
Key Words: human activities and occupations
of occupational therapy researchers and scholars generat-
• pediatric occupational therapy • school based ed a series of articles and recommendations for future
occupational therapy directions in the field that were published in The Ameri-
can journaL of OccupationaL Therapy (Aj07) in March
and April of 1993. Collectively, these articles called for a
reexamination of the extent co which our assessmenr
processes and insuumenrs are, or are not, congruem with
the basic focus of our profession on occupation and our
philosophy of individualized and holistic intervention
The past 5 years have seen increasing caLLs to reexamine (Fisher & Shon-DeGraff, 1993).
our assessment and intervention practices to ensure that Trombly (1993), among others, arriculated a con-
they reflect the professions basic focus on occupation. cern that roo often our standard approach ro assessment
ALthough a number ofnoteworthy efforts in this direction
does not convey adequately ro our cliems either the im-
have been presentedfor aduLt practice areas, impLementa-
porrance or the relevance of what we do. She described
tion ofoccupation-centered assessment in pediatrics has
been hampered by the Lack ofa consistent framework to this typical approach as "bottom-up," meaning that the
guide this process. primary target of assessmeor is the level of discrete com-
This articLe wiLL present an adaptation ofthe func- poneor abilities that the therapist anticipates may be
tionaL assessment modeL proposed by TrombLy (1993) affected by the clieor's idenrifled condition. The poten-
designed to better reflect the unique needs and situations tial functional impact of these componenr deficits may
ofchiLdren. It is a muLtiLeveL modeL that examines the pat- be inferred but is often not assessed direcdy or in as great
tern ofa chiLd's occupations in a particuLar environment depth. As a consequence, the link between deficits in
as weLL as the perftrmance ofimportant tasks and activi- basic abilities and the functional problems the clienr
ties that are part ofthese occupations. It is proposed that
experiences in daily tife may never become clear to him
this modeL can serve as an organizing framework for an
or her, which, in rum, may raise doubts abom the mean-
occupation-centered assessment process by heLping to iden-
tifY the criticaL questions that need to be addressed at each ingfulness of the inrervenrion. As Mathiowetz (1993)
LeveL ofanaLysis and the kinds ofmemures that might be poinred out, a furrher problem is dlat the assumptions
used to obtain reLevant infOrmation. The newLy compLeted underlying This bottom-up approach to assessmenr and
SchooL Function Assessment wiLL be used to iLLustrate inrervenrion have been challenged strongly by recenr
appLication ofthe framework to examine occupationaL research, especially the expectation that normalizing per-
perfOrmance ofchiLdren in eLementary schoof. formance components will necessarily result in indepen-
dence in occupational performance.
The alternative recommended by the symposium
group is to adopt a top-down assessment process in
occupational therapy (Fisher & Shorr-DeGraff, 1993).
This top-down approach begins by gathering informa-
Wendy Coster, PhD, OTRJL, FAOTA, is Chair, Departmenr of
tion about what the person needs or wants to do, the
Occupational Therapy, Boston Universiry, Sargenr College of
Health and Rehabilitation Sciences, 635 Commonwealth
Avenue, Bosron, Massachusetts 02215. Author's Nore: ]n rhis paper, I use the rerm assessment ro refer ro rhe
process of informarion gathering ro better understand a given child.
This article was acceptedfor publication September 5, 1991. Wben a specific insuumem is being teferred ro, I use rhe term aJsess-
l'nen/ inJtrurnent, tl5.ieS.lrnent tool, or measure.
to understand the child's overall pattern of behavior to translate, or operationalize, the construe of interest
(McEwen & Shelden, 1995). into a measurement construct. How might adaptation, as
defined by pattern of occupational engagement (Frank,
Application of the Top-Down Approach to
1996), be translated into measutable terms? One possible
Developing Assessment Instruments
approach is to consider the context mat one is interested
The top-down model was proposed as a guide for the in and examine whether there are aspects of engagement
assessment process. Can it also help guide the develop. that might be used to gauge success in mis process. As we
ment of assessment instruments that are more suited to considered the context of elementary school for our as-
our purposes? Is it possible to construct standardized sessment, we selected social participation as our first mea-
assessment tools that maintain a focus on occupational surement construct and defined it as active engagement in
engagement? The issue is particularly critical for pediatric the typical activities available to and expected of peers in
occupational thetapists because pediatric practice is gov- the same context. We then identified six important envi-
erned by regulations and traditions that emphasize stan- ronments in which all elementary school children partici-
dardized assessment procedures. Thus, maintaining our pate: classroom, playground, transportation, transitions,
credibility in this practice arena may depend on use of cafeteria or eating area, and bathroom. Each environment
sound quantitative measures to document both the need (which we termed activity setting) was defined in terms of
for and outcomes of our services. Yet, as indicated earlier, the important tasks (i.e., physical, cognitive, social) that
to date we have not seen many standardized assessment are typically expected in the setting. For example, partici-
tools that are grounded in, and communicate to others, pation in transitions involves tasks such as moving from
our focus on occupation. One might conclude that the one area of the school to another and following school
absence of suitable assessment tools reflects a fundamen- rules regarding bOth movement and Other behavior. Parti-
tal difference between the focus and philosophy of occu- cipation on the playground involves a different set of tasks,
pational therapy and the demands of standardized tests. such as playing games and communicating with peers.
However, almough no standardized test may be able to The choice of participation reflects the focus of the
reflect the full richness of a child's occupational being, I tOp level of the assessment model on the child's overall
believe that we can go much farther than we have to cap- patrern of occupations. It is also congruent with the lan-
ture and communicate an occupation perspective in our guage and intent of the Individuals With Disabilities Edu-
assessment tools. In this next section, I will describe the cation Act of 1990 (IDEA; Public Law 101--476) under
approach taken during the development of the School which school-based therapists provide services. One of the
Function Assessment (Coster et aI., 1998) to illustrate goals of IDEA is securing the opportunity for children
how we might proceed and to suggest other avenues for with disabilities to participate in education in the least
future work. restrictive environment. We believed that once both the
To develop a standardized assessment tool, one needs meaning and the context of reference were defined clearly,