The Rise of Islam PDF
The Rise of Islam PDF
III
CHAPTER 8 The Rise of Islam, 600–1200
CHAPTER 9 Christian Societies Emerge in Europe, 600–1200
CHAPTER 10 Inner and East Asia, 600–1200
CHAPTER 11 Peoples and Civilizations of the Americas, 600–1500
Islamic World Map The oldest surviving world maps come from medieval Islamic culture.
This example, a fourteenth-century copy of a presumed tenth-century original, is unusual in
being oblong instead of round. South is at the top. The Mediterranean Sea is in blue in the lower
right quadrant, with the Nile River extending upward until it ends in two sets of smaller streams
at the Mountains of the Moon. Other bodies of water are green, except for the Encircling Sea that
surrounds the entire map. The yellow square is Mecca.
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224
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Growth and Interaction of Cultural
Communities, 600–1200
I
n 300 b.c.e., societies had only limited contacts beyond their frontiers.
By 1200 c.e., this situation had changed. Traders, migrating peoples, and
missionaries brought peoples together. Products and technologies moved
along long-distance trade networks: the Silk Road across Asia, Saharan cara-
van routes, and sea-lanes connecting the Indian Ocean coastlands.
Migrating Bantu peoples from West Africa spread iron and new farming
techniques through much of sub-Saharan Africa and helped foster a distinc-
tive African culture. Conquering Arabs from the Arabian peninsula, inspired
by the Prophet Muhammad, established Muslim rule from Spain to India,
laying the foundation of a new culture.
In Asia, missionaries and pilgrims helped Buddhism spread from India
to Sri Lanka, Tibet, Southeast Asia, and East Asia. The new faith interacted
with older philosophies and religions to produce distinctive cultural patterns.
Simultaneously, the Tang Empire in China disseminated Chinese culture and
technologies throughout Inner and East Asia.
In Europe, monks and missionaries spread Christian beliefs that became
enmeshed with new political and social structures: a struggle between royal
and church authority in western Europe; a union of religious and imperial
authority in the Byzantine east; and a similar but distinctive society in Kievan
Russia. The Crusades reconnected western Europe with the lands of the east.
In the Western Hemisphere, the development of urban, agricultural civi-
lizations in the Andes, the Yucatán lowlands, and the central plateau of Mex-
ico climaxed in the Maya, Aztec, and Inca cultures. The cultural exchanges
and interactions that mark this era in Eurasia and Africa have counterparts in
the Western Hemisphere.
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CHAP TER
Baghdad Bookstore With the advent of papermaking, manufacturing books became increas-
ingly common and inexpensive. As a result, bookstores also became more common. Notice how
books are shelved on their sides in wall cubicles.
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The Rise of Islam, 600–1200
K
nowledge of papermaking, which spread from ■ How did the traditions and religious views of
China to the Middle East after Arab conquests in pre-Islamic peoples become integrated into the
the seventh century c.e. established an Islamic culture shaped by Islam?
caliphate stretching from Spain to Central Asia, provided ■ How did the Muslim community of the time of
a medium that was superior to papyrus and parchment Muhammad differ from the society that devel-
and well suited to a variety of purposes. Maps, minia- oped after the Arab conquests?
■ Was the Baghdad caliphate really the high point
ture paintings, and, of course, books became increas-
of Muslim civilization?
ingly common and inexpensive. With cheaper books
■ How did regional diversity affect the develop-
came bookstores, and one of the most informative ment of Islamic civilization?
manuscripts of the period of the Islamic caliphate is a
Fihrist, or descriptive catalog, of the books sold at one
bookstore in Baghdad.
Abu al-Faraj Muhammad al-Nadim, a man with good connections at the caliph’s
court, compiled the catalog, though his father probably founded the bookstore. Its
latest entry dates to ca. 990, al-Nadim’s death date. Superbly educated, al-Nadim
wrote such well-informed comments on books and authors that his catalog pre-
sents a detailed survey of the intellectual world of Baghdad.
The first of the Fihrist’s ten books deals with Arabic language and sacred scrip-
tures: the Quran, the Torah, and the Gospel. The second covers Arabic grammar,
and the third writings from people connected with the caliph’s court: historians,
government officials, singers, jesters, and the ruler’s boon companions. Al-Nadim
means “book companion,” so it is assumed that he knew this milieu well. After
dealing with Arabic poetry, Muslim sects, and Islamic law in Books 3 through 6, he
comes to Greek philosophy, science, and medicine in Book 7.
Most things we would find today in a bookstore are relegated to the final three
chapters. Book 8 divides into three sections, the first being “Story Tellers and Sto-
ries.” Here he lists a Persian book called A Thousand Stories, which in translation
became The Arabian Nights. Al-Nadim’s version no longer survives. The collection
we have today comes from a manuscript written five hundred years later.
Then come sections about “Exorcists, Jugglers, and Magicians,” followed by
“Miscellaneous Subjects and Fables.” These include sections on “Freckles, Twitch-
ing, Moles, and Shoulders,” “Horsemanship, Bearing of Arms, the Implements of
War,” “Veterinary Surgery,” “Birds of Prey, Sport with Them and Medical Care of
Them,” “Interpretation of Dreams,” “Perfume,” “Cooked Food,” “Poisons,” and
“Amulets and Charms.” Non-Muslim sects and foreign lands—India, Indochina,
and China—fill Book 9, leaving Book 10 for a few final notes on philosophers not
mentioned previously.
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228 CHAPTER 8 The Rise of Islam, 600–1200
All together, the thousands of titles and authors commented on by al-Nadim pro-
vide both a panorama of what interested book buyers in tenth-century Baghdad and
a saddening picture of how profound the loss of knowledge has been since that glori-
ous era.
Muhammad in Mecca
Muhammad Arab prophet; Born in Mecca in 570, Muhammad grew up an orphan in the house of his uncle. He engaged
founder of religion of Islam. in trade and married a Quraysh widow named Khadija (kah-DEE-juh), whose caravan inter-
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The Origins of Islam 229
200
ests he superintended. Their son died in childhood, but several daughters survived. Around
610 Muhammad began meditating at night in the mountainous terrain around Mecca. During
one night vigil, known to later tradition as the “Night of Power and Excellence,” a being whom
Muhammad later understood to be the angel Gabriel (Jibra’il in Arabic) spoke to him:
Proclaim! In the name of your Lord who created. Created man from a clot of congealed
blood. Proclaim! And your Lord is the Most Bountiful. He who has taught by the pen. Taught
man that which he knew not.1
“Messenger of God” For three years Muhammad shared this and subsequent revelations only with close friends
and family members. This period culminated in his conviction that he was hearing the words of
God (Allah [AH-luh] in Arabic). Khadija, his uncle’s son Ali, his friend Abu Bakr (ah-boo BAK-
uhr), and others close to him shared this conviction. The revelations continued until Muham-
mad’s death in 632.
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230 CHAPTER 8 The Rise of Islam, 600–1200
Like most people of the time, including Christians and Jews, the Arabs believed in unseen
spirits: gods, demonic shaitans, and desert spirits called jinns who were thought to possess seers
and poets. Therefore, when Muhammad recited his rhymed revelations in public, many people
believed he was inspired by an unseen spirit, even if it was not, as Muhammad asserted, the one
true god.
Muhammad’s earliest revelations called on people to witness that one god had created the
universe and everything in it, including themselves. At the end of time, their souls would be
judged, their sins balanced against their good deeds. The blameless would go to paradise; the
sinful would taste hellfire:
By the night as it conceals the light;
By the day as it appears in glory;
By the mystery of the creation of male and female;
Verily, the ends ye strive for are diverse.
Muslim An adherent of the So he who gives in charity and fears God,
Islamic religion; a person And in all sincerity testifies to the best,
who “submits” (in Arabic, We will indeed make smooth for him the path to Bliss.
Islam means “submission”) But he who is a greedy miser and thinks himself self-sufficient,
to the will of God. And gives the lie to the best,
We will indeed make smooth for him the path to misery. 2
Islam Religion expounded
The revelation called all people to submit to God and accept Muhammad as the last of his mes-
by the Prophet Muhammad
sengers. Doing so made one a Muslim, meaning one who makes “submission,” Islam, to the will
on the basis of his recep-
of God.
tion of divine revelations,
Because earlier messengers mentioned in the revelations included Noah, Moses, and Jesus,
which were collected after
his death into the Quran. Muhammad’s hearers connected his message with Judaism and Christianity, religions they were
In the tradition of Juda- already familiar with. Yet his revelations charged the Jews and Christians with being negligent
ism and Christianity, and in preserving God’s revealed word. Thus, even though they identified Abraham/Ibrahim, whom
sharing much of their lore, Muslims consider the first Muslim, as the builder of the Ka’ba, which superseded Jerusalem as
Islam calls on all people the focus of Muslim prayer in 624, Muhammad’s followers considered his revelation more per-
to recognize one creator fect than the Bible because it had not gone through an editing process.
god—Allah—who rewards Some scholars maintain that Muhammad appealed especially to people distressed over
or punishes believers after wealth replacing kinship as the most important aspect of social relations and over neglect of
death according to how they orphans and other powerless people. Most Muslims, however, put less emphasis on a social
led their lives. message than on the power and beauty of Muhammad’s recitations.
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20°E 40°E 60°E 80°E
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© Cengage Learning
MAP 8.1 Early Expansion of Muslim Rule Arab conquests of the first Islamic century brought vast territory under Muslim
rule, but conversion to Islam proceeded slowly. In most areas outside the Arabian peninsula, the only region where Arabic was
then spoken, conversion did not accelerate until the third century after the conquest.
Interactive Map
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232 CHAPTER 8 The Rise of Islam, 600–1200
Muhammad’s Cousin Ali Though united in accepting God’s will, the umma soon disagreed over the succession to the
caliphate. When rebels assassinated the third caliph, Uthman (ooth-MAHN), in 656 and nomi-
PRIMARY SOURCE: The nated Ali, Muhammad’s first cousin and the husband of his daughter Fatima, to succeed him,
Quran: Muslim Devotion civil war broke out. Ali had been passed over three times previously, even though many people
to God These selections con- considered him to be the Prophet’s natural heir. Those who believed Ali was the Prophet’s heir
tain a number of the tenets of came to be known as Shi’ites, after the Arabic term Shi’at Ali (“Party of Ali”).
Islam and shed light on the con- When Ali accepted the nomination to be caliph, two of Muhammad’s close companions and
nections between Islam, Juda- his favorite wife A’isha challenged him. Ali defeated them in the Battle of the Camel (656), so
ism, and Christianity. called because the fighting raged around the camel on which A’isha was seated in an enclosed
woman’s saddle.
Shi’ites Muslims belonging
After the battle, the governor of Syria, Mu’awiya (moo-AH-we-yuh), a kinsman of the slain
to the branch of Islam believ-
ing that God vests leader- Uthman from the Umayya clan of the Quraysh, renewed the challenge. Inconclusive battle gave
ship of the community in a way to arbitration. The arbitrators decided that Uthman, whom his assassins considered cor-
descendant of Muhammad’s rupt, had not deserved death and that Ali had erred in accepting the caliphate. Ali rejected these
son-in-law Ali. Shi’ism is the findings, but before fighting could resume, one of his own supporters killed him for agreeing to
state religion of Iran. the arbitration. Mu’awiya offered Ali’s son Hasan a dignified retirement and thus emerged as
caliph in 661.
Shi’ites and Sunnis Mu’awiya chose his own son, Yazid, to succeed him, thereby instituting the Umayyad (oo-
MY-ad) Caliphate. When Hasan’s brother Husayn revolted in 680 to reestablish the right of Ali’s
Umayyad Caliphate First family to rule, Yazid ordered Husayn and his family killed. Sympathy for Husayn’s martyrdom
hereditary dynasty of Mus- helped transform Shi’ism from a political movement into a religious sect.
lim caliphs (661 to 750). From Several variations in Shi’ite belief developed, but Shi’ites all agree that Ali was the rightful
their capital at Damascus, successor to Muhammad and that God’s choice as Imam, leader of the Muslim community, has
the Umayyads ruled an always been one or another of Ali’s descendants. They see the caliphal office as more secular
empire that extended from
than religious. Because the Shi’ites seldom held power, their religious feelings came to focus on
Spain to India. Overthrown
outpourings of sympathy for Husayn and other martyrs and on messianic dreams that one of
by the Abbasid Caliphate.
their Imams would someday triumph.
Sunnis Muslims belonging Those Muslims who supported the first three caliphs gradually came to be called “People
to branch of Islam believing of Tradition and Community”—in Arabic, Ahl al-Sunna wa’l-Jama’a, Sunnis for short. Sunnis
that the community should consider the caliphs to be Imams. As for Ali’s followers who had abhorred his acceptance of arbi-
select its own leadership. tration, they evolved into small and rebellious Kharijite sects (from kharaja, meaning “to secede
The majority religion in most or rebel”) claiming righteousness for themselves alone. These three divisions of Islam, the last
Islamic countries. now quite minor, still survive.
SECTION REVIEW
● Islam emerged among the nomadic pastoralists and caravan traders of the
Arabian peninsula.
● Mecca grew as a caravan city and pilgrimage site identified with Jewish and
Christian stories.
● Muhammad experienced revelations that called people to submit to God’s will.
● Facing hostility in Mecca, Muhammad and his followers fled to Medina, where
they formed the umma.
● As caliph succeeding Muhammad, Abu Bakr confirmed the Five Pillars of Islam
and reportedly ordered the composition of the Quran.
● Civil war within the umma resulted in the Sunni/Shi’ite division and the foun-
dation of the Umayyad Caliphate.
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Editorial review has deemed that any suppressed content does not materially affect the overall learning experience. Cengage Learning reserves the right to remove additional content at any time if subsequent rights restrictions require it.
The Rise and Fall of the Caliphate, 632–1258 233
another of this huge realm broke away. Yet the idea of a caliphate, however unrealistic, remains
today a touchstone of Sunni belief in the unity of the umma.
Sunni Islam never gave a single person the power to define true belief, expel heretics, and
discipline clergy. Thus, unlike Christian popes and patriarchs, the caliphs had little basis for
reestablishing their universal authority once they lost political and military power.
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234 CHAPTER 8 The Rise of Islam, 600–1200
them. The Abbasid family, however, held on to the caliphate until 1258, when Mongol invaders
killed the last of them in Baghdad (see Chapter 12).
Initially, the Abbasid dynasty made a fine show of leadership and piety. Theology and reli-
gious law became preoccupations at court and among a growing community of scholars devoted
to interpreting the Quran, collecting the sayings of the Prophet, and compiling Arabic gram-
mar. (In recent years, some Western scholars have maintained that the Quran, the sayings of
the Prophet, and the biography of the Prophet were all composed around this time to provide
a legendary base for the regime. This reinterpretation of Islamic origins has not been generally
accepted either in the scholarly community or among Muslims.) Some caliphs sponsored ambi-
tious projects to translate great works of Greek, Persian, and Indian thought into Arabic.
Persianization With its roots among the semi-Persianized Arabs of Khurasan, the new dynasty gradually
of the Caliphate adopted the ceremonies and customs of the Sasanid shahs. Government grew increasingly com-
plex in Baghdad, the newly built capital city on the Tigris River. As more non-Arabs converted to
Islam, the ruling elite became more cosmopolitan. Greek, Iranian, Central Asian, and African
cultural currents met in the capital and gave rise to an abundance of literary works, a process
facilitated by the introduction of papermaking from China. Arab poets neglected the traditional
odes extolling life in the desert and wrote instead wine songs (despite Islam’s prohibition of
alcohol) or poems in praise of their patrons.
The translation of Aristotle into Arabic, the founding of the main currents of theology and
law, and the splendor of the Abbasid court—reflected in stories of The Arabian Nights set in the
time of the caliph Harun al-Rashid (hah-ROON al–rah-SHEED) (r. 776–809)—in some respects
warrant calling the early Abbasid period a “golden age.” Yet the refinement of Baghdad culture
only slowly made its way into the provinces. Egypt remained predominantly Christian and
Coptic-speaking in the early Abbasid period, and Iran never adopted Arabic as a spoken tongue.
Most of Berber-speaking North Africa rebelled and freed itself of direct caliphal rule after 740.
Gradual conversion to Islam among the conquered population accelerated in the second
quarter of the ninth century. Social discrimination against non-Arab converts gradually faded,
and the Arabs themselves—at least those living in cosmopolitan urban settings—lost their pre-
viously strong attachment to kinship and ethnic identity.
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© Cengage Learning
MAP 8.2 Rise and Fall of the Abbasid Caliphate Though Abbasid rulers occupied the caliphal seat in Iraq from 750 to 1258,
when Mongol armies destroyed Baghdad, real political power waned sharply and steadily after 850. The rival caliphates of the
Fatimids (909–1171) and Spanish Umayyads (929–976) were comparatively short-lived.
Interactive Map
The Buyids In 945, after several attempts to find a strongman to save it, the Abbasid Caliphate fell under
the control of rude mountain warriors from Daylam in northern Iran. Led by the Shi’ite Buyid
(BOO-yid) family, they conquered western Iran as well as Iraq. Each Buyid commander ruled
his own principality. After two centuries of glory, the sun began to set on Baghdad. The Abbasid
caliph remained, but the Buyid princes controlled him. Being Shi’ites, the Buyids had no special
reverence for the Sunni caliph. The Shi’ite teachings they followed held that the twelfth and last
Imam had disappeared around 873 and would return as a messiah only at the end of time. Thus
they had no Shi’ite Imam to defer to and retained the caliph only to help control their predomi-
nantly Sunni subjects.
Iranian States Dynamic growth in outlying provinces paralleled the caliphate’s gradual loss of temporal
power. In the east in 875, the dynasty of the Samanids (sah-MAN-id), one of several Iranian
families to achieve independence, established a glittering court in Bukhara, a major city on the
Silk Road (see Map 8.2). Samanid princes patronized literature and learning, but the language
they favored was Persian written in Arabic letters. For the first time, a non-Arabic literature rose
to challenge the eminence of Arabic within the Islamic world.
African States In the west, the Berber revolts against Arab rule led to the appearance after 740 of the
city-states of Sijilmasa (sih-jil-MAS-suh) and Tahert (TAH-hert) on the northern fringe of the
Sahara. The Kharijite beliefs of these states’ rulers interfered with their east-west overland trade
and led them to develop the first regular trade across the Sahara desert. Once traders looked to
the desert, they discovered that Berber speakers in the southern Sahara were already carrying
Ghana First known kingdom salt from the desert into the Sahel region. The northern traders discovered that they could trade
in sub-Saharan West Africa salt for gold by providing the southern nomads, who controlled the salt sources but had little
between the sixth and thir- use for gold, with more useful products, such as copper and manufactured goods. Sijilmasa and
teenth centuries C .E . Also Tahert became wealthy cities, the former minting gold coins that circulated as far away as Egypt
the modern West African and Syria.
country once known as the The earliest known sub-Saharan beneficiary of the new exchange system was the kingdom
Gold Coast. of Ghana (GAH-nuh), which first appears in an Arabic text of the late eighth century as the
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236 CHAPTER 8 The Rise of Islam, 600–1200
“land of gold.” Few details survive about the early years of this realm, which was established by
the Soninke (soh-NIN-kay) people and covered parts of Mali, Mauritania, and Senegal, but it
prospered until 1076, when it was conquered by nomads from the desert. Ghana was one of the
first lands outside the orbit of the caliphate to experience a gradual and peaceful conversion to
Islam.
The Fatimid Caliphate The North African city-states lost their independence after the Fatimid (FAT-uh-mid)
dynasty, whose members claimed (perhaps falsely) to be Shi’ite Imams descended from Ali,
established itself in Tunisia in 909. After consolidating their hold on northwest Africa, the Fatim-
ids culminated their rise to power by conquering Egypt in 969. Claiming the title of caliph in a
direct challenge to the Abbasids, the Fatimid rulers governed from a palace complex outside the
old conquest-era garrison city of Fustat (fuss-THAT). They named the complex Cairo. For the
first time Egypt became a major cultural, intellectual, and political center of Islam. The abun-
dance of Fatimid gold coinage, now channeled to Egypt from West Africa, made the Fatimids an
economic power in the Mediterranean.
Islamic Spain Cut off from the rest of the Islamic world by the Strait of Gibraltar and, from 740 onward, by
independent city-states in Morocco and Algeria, Umayyad Spain developed a distinctive Islamic
culture blending Roman, Germanic, and Jewish traditions with those of the Arabs and Berbers.
Historians disagree on how rapidly and completely the Spanish population converted to Islam.
If we assume a process similar to that in the eastern regions, it seems likely that the most rapid
surge in Islamization occurred in the middle of the tenth century.
AP* Exam Tip The
As in the east, governing cities symbolized the Islamic presence in al-Andalus, as the Mus-
Islamic political system in
lims called their Iberian territories. Cordoba, Seville, Toledo, and other cities grew substantially,
Spain is an important point
for the AP exam. becoming much larger and richer than contemporary cities in neighboring France. Converts to
Islam and their descendants, unconverted Arabic-speaking Christians, and Jews joined with the
comparatively few descendants of Arab settlers to create new architectural and literary styles.
In the countryside, where the Berbers preferred to settle, a fusion of preexisting agricultural
technologies with new crops, notably citrus fruits, and irrigation techniques from the east gave
Spain the most diverse and sophisticated agricultural economy in Europe.
Religions Flourishing The rulers of al-Andalus took the title caliph only in 929, when Abd al-Rahman (AHB-d al–
Together ruh-MAHN) III (r. 912–961) did so in response to a similar declaration by the newly established
(909) Fatimid ruler in Tunisia. By the century’s end, however, this caliphate encountered chal-
lenges from breakaway movements that eventually splintered al-Andalus into a number of small
states. Political decay did not impede cultural growth. Some of the greatest writers and think-
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The Rise and Fall of the Caliphate, 632–1258 237
Bridgeman-Giraudon/Art Resource, NY
ers in Jewish history worked in Muslim Spain in the eleventh and twelfth centuries, sometimes
writing in Arabic, sometimes in Hebrew. Judah Halevi (1075–1141) composed exquisite poetry
and explored questions of religious philosophy. Maimonides (1135–1204) made a major compila-
tion of Judaic law and expounded on Aristotelian philosophy. At the same time, Islamic thought
in Spain attained its loftiest peaks in Ibn Hazm’s (994–1064) treatises on love and other subjects,
the Aristotelian philosophical writings of Ibn Rushd (IB-uhn RUSHED) (1126–1198, known in
Latin as Averroës [uh-VERR-oh-eez]) and Ibn Tufayl (IB-uhn too-FILE) (d. 1185), and the mystic
speculations of Ibn al-Arabi (IB-uhn ahl–AH-rah-bee) (1165–1240). Christians, too, shared in
the intellectual and cultural dynamism of al-Andalus. Translations from Arabic to Latin made
during this period had a profound effect on the later intellectual development of western Europe
(see Chapter 9).
The Samanids, Fatimids, and Spanish Umayyads, three of many regional principalities,
represent the political diversity and awakening of local awareness that coincided with Abbasid
ulama Muslim religious decline. Yet drawing and redrawing political boundaries did not result in the rigid division of the
scholars. From the ninth Islamic world into kingdoms. Religious and cultural developments, particularly the rise in cities
century onward, the primary of a social group of religious scholars known as the ulama (oo-leh-MAH)—Arabic for “people
interpreters of Islamic law with (religious) knowledge”—worked against any permanent division of the Islamic umma.
and the social core of Mus-
lim urban societies.
Assault from Within and Without, 1050–1258
Turks in the Middle East The role played by Turkish mamluks in the decline of Abbasid power established an endur-
ing stereotype of the Turk as a ferocious, unsophisticated warrior. This image gained strength
in the 1030s when the Seljuk (sel-JOOK) family established a Turkish Muslim state based on
nomadic power. Taking the Arabic title Sultan, meaning “power,” and the revived Persian title
Shahan-shah, or King of Kings, the Seljuk ruler Tughril (TUUG-ruhl) Beg created a kingdom
that stretched from northern Afghanistan to Baghdad, which he occupied in 1055. After a cen-
tury under the thumb of the Shi’ite Buyids, the Abbasid caliph breathed easier under the slightly
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238 CHAPTER 8 The Rise of Islam, 600–1200
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Islamic Civilization 239
Mamluk Sultans During the ensuing Mamluk period a succession of slave-soldier sultans ruled Egypt and
Syria until 1517. Fear of new Mongol attacks receded after 1300, but by then the new ruling sys-
tem had become fixed. Young Turkish or Circassian slaves, the latter from the eastern end of the
Black Sea, were imported from non-Muslim lands, raised in training barracks, and converted to
Islam. Owing loyalty to the Mamluk officers who purchased them, they formed a military class
that was socially disconnected from the Arabic-speaking native population.
The Mongol invasions, especially
SECTION REVIEW their destruction of the Abbasid Caliph-
ate in Baghdad in 1258, shocked the world
● By 711, Arab armies had conquered an empire stretching from Sind in
of Islam. The Mamluk sultan enthroned a
the east to Spain in the west. relative of the last Baghdad caliph in Cairo,
● The Umayyad caliphs ruled an ethnic empire; they governed from but the Egyptian Abbasids were mere pup-
Damascus using Sasanid and Byzantine administrative methods. pets serving Mamluk interests. From Iraq
eastward, non-Muslim rule lasted for much
● The Umayyads fell to rebels who established the Abbasid Caliphate at
of the thirteenth century. Although the
Baghdad, while surviving Umayyads fled to Spain. Mongols left few ethnic or linguistic traces
● Influenced by Persian culture, the Abbasids presided over significant in these lands, their initial destruction of
spiritual, intellectual, and artistic activity. cities and slaughter of civilian populations,
their diversion of Silk Road trade from
● Abbasid decline led to fragmentation of the caliphate into independent
Baghdad to more northerly routes ending at
states, but the Islamic umma remained intact. Black Sea ports, and their casual disregard,
● Political divisions continued as successor states to the former caliph- even after conversion to Islam, for Muslim
ate fell, replaced by Seljuk Turk, Crusader, Mamluk, and Mongol states. religious life and urban culture hastened
currents of change already under way.
ISLAMIC CIVILIZATION
Though increasingly unsettled in its political dimension and subject to economic disruptions
caused by war, the ever-expanding Islamic world underwent a fruitful evolution in law, social
structure, and religious expression. Religious conversion and urbanization reinforced each
other to create a distinct Islamic civilization. The immense geographical and human diversity
of the Muslim lands allowed many “small traditions” to coexist with the developing “great tradi-
tion” of Islam.
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240 CHAPTER 8 The Rise of Islam, 600–1200
Muhammad’s personal behavior provided the best role model and that the hadith constituted
the most authoritative basis for law after the Quran itself.
Yet the hadith posed a problem because the tens of thousands of anecdotes included both
genuine and invented reports, the latter sometimes politically motivated, as well as stories
derived from non-Muslim religious traditions. Only a specialist could hope to separate a sound
from a weak tradition. As the hadith grew in importance, so did the branch of learning devoted
to their analysis. Scholars discarded thousands for having faulty chains of authority. The most
reliable they collected into books that gradually achieved authoritative status. Sunnis placed six
books in this category; Shi’ites, four.
As it gradually evolved, the Shari’a embodied a vision of an umma in which all subscribed
to the same moral values and political and ethnic distinctions lost importance. Every Muslim
ruler was expected to abide by and enforce the religious law. In practice, this expectation often
lost out in the hurly-burly of political life. But the Shari’a proved an important basis for an urban
lifestyle that varied surprisingly little from Morocco to India.
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Islamic Civilization 241
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DIVERSITY + DOMINANCE
inheritance equal to half that of a son, the majority of women inherited some amount of money
or real estate. This remained their private property to keep or sell. Muslim law put the financial
burden of supporting a family exclusively on the husband, who could not legally compel his wife
to help out.
Women could also remarry if their husbands divorced them, and they received a cash pay-
ment upon divorce. Although a man could divorce his wife without stating a cause, a woman
could initiate divorce under specified conditions. Women could also practice birth control.
They could testify in court, although their testimony counted as half that of a man. They could
also go on pilgrimage. Nevertheless, a misogynistic tone sometimes appears in Islamic writings.
One saying attributed to the Prophet observed: “I was raised up to heaven and saw that most of
its denizens were poor people; I was raised into the hellfire and saw that most of its denizens
were women.”3
Muhammad’s Wife A’isha In the absence of writings by women about women from this period, the status of women
must be deduced from the writings of men. Two episodes involving the Prophet’s wife A’isha,
the daughter of Abu Bakr, provide examples of how Muslim men appraised women in society.
Only eighteen when Muhammad died, A’isha lived for another fifty years. Early reports stress
her status as Muhammad’s favorite, the only virgin he married and the only wife to see the angel
242
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If he is unable to hunt people, he hunts wild animals. If he is And the one who practices as a manipulator and quack den-
unsuccessful in that or needs nourishment, he bleeds one of his tist, or who escapes from chains wound round his body, or
riding animals. If thirsty he milks one of his mares. If he wants the one who uses almost invisible silk thread mysteriously
to rest the one under him he mounts another without touching to draw off rings. . . .
the ground. There is no one on earth besides him whose body And of our number are those who claim to be refugees from
would not reel against eating only meat. His mount is likewise the Byzantine frontier regions, those who go round beg-
satisfied with stubble, grass, and shrubs. He does not shade it ging on pretext of having left behind captive families. . . .
from the sun or cover it against the cold. . . . And the one who feigns an internal discharge, or who showers
The Turk is a herdsman, groom, trainer, trader, veterinar- the passers-by with his urine, or who farts in the mosque
ian, and rider. A single Turk is a nation in himself. and makes a nuisance of himself, thus wheedling money
out of people. . . .
Though rulers, warriors, and religious scholars dominate the And of our number are the ones who purvey objects of ven-
traditional narratives, the society that developed over the early eration made from clay, and those who have their beards
centuries of Islam was remarkably diverse. Beggars, tricksters, smeared with red dye.
and street performers belonged to a single loose fraternity: the And the one who brings up secret writing by immersing it in
Banu Sasan, or Tvribe of Sasan. Tales of their tricks and exploits what looks like water, and the one who similarly brings up
amused staid, pious Muslims, who often encountered them in the writing by exposing it to burning embers.
cities and on their scholarly travels. The tenth-century poet Abu
Dulaf al-Khazraji, who lived in Iran, studied the jargon of the QUESTIONS FOR ANALYSIS
Banu Sasan and their way of life and composed a long poem in
which he cast himself as one of the group. However, he added a 1. Why might the ruling elite have found the descriptions of
commentary to each verse to explain the jargon words that his diverse social groups entertaining?
sophisticated court audience would have found unfamiliar. 2. What role does religion appear to play in the culture that
patronized this type of literature?
We are the beggars’ brotherhood, and no one can deny us our
lofty pride. . . . 3. How does the personality of the author show up in these
And of our number is the feigned madman and mad woman, passages?
with metal charms strung from their necks.
And the ones with ornaments drooping from their ears, and
with collars of leather or brass round their necks. . . .
And the one who simulates a festering internal wound, and
the people with false bandages round their heads and
sickly, jaundiced faces. Sources: First selection excerpts from Nine Essays of al-Jahiz, trans. William M.
And the one who slashes himself, alleging that he has been Hutchins (New York: Peter Lang, 1989), 56, 64, 196. Reprinted by permission of
Peter Lang Publishing. Second selection excerpts from Clifford Edmund Bos-
mutilated by assailants, or the one who darkens his skin worth, The Mediaeval Islamic Underworld: The Banu Sasan in Arabic Society
artificially pretending that he has been beaten up and and Literature (Leiden: E. I. Brill, 1976), 191–199. Copyright . 1976. With kind
wounded. . . . permission of . Koninklijke Brill N.V. Leiden, the Netherlands.
Gabriel. These reports emanate from A’isha herself, who was an abundant source of hadith. As
a fourteen-year-old she had become separated from a caravan and rejoined it only after travel-
ing through the night with a man who found her alone in the desert. Gossips accused her of
being untrue to the Prophet, but a revelation from God proved her innocence. The second event
was her participation in the Battle of the Camel, fought to derail Ali’s caliphate. These two epi-
sodes came to epitomize what Muslim men feared most about women: sexual infidelity and
meddling in politics. Even though the earliest literature dealing with A’isha stresses her position
as Muhammad’s favorite, his first wife, Khadija, and his daughter, Ali’s wife Fatima, eventually
surpassed A’isha as ideal women. Both appear as model wives and mothers with no suspicion of
sexual irregularity or political manipulation.
Homosexuality As the seclusion of women became commonplace in urban Muslim society, some writers
extolled homosexual relationships, partly because a male lover could appear in public or go on
a journey. Although Islam deplored homosexuality, one ruler wrote a book advising his son to
follow moderation in all things and thus share his affections equally between men and women.
Another ruler and his slave-boy became models of perfect love in the verses of mystic poets.
Slavery Islam allowed slavery but forbade Muslims from enslaving other Muslims or so-called Peo-
ple of the Book—Jews, Christians, and Zoroastrians, who revered holy books respected by the
243
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ENVIRONMENT + TECHNOLOGY
Chemistry
Muslim scientists developed sophisticated chemical processes
and used them to produce a broad range of goods, including
glazes for pottery, rosewater (the distilled essence of roses),
hard soap, gunpowder, and various types of glass. The words
chemistry and alchemy are both related to the Arabic term
for these activities, al-kimiya, and many chemical processes
passed from the Muslim world to Europe.
Distillation was used at Baku in Azerbaijan to produce a
light flammable liquid called “white naft,” roughly equiva-
lent to kerosene, from crude oil. Special military units wear-
ing fire-resistant clothing were trained to use white naft as an
incendiary weapon. Flaming liquids, whose exact composition
is still uncertain, could be put into pots and thrown, placed in
containers attached to arrows, or pumped from a tube.
Muslims. Being enslaved as a prisoner of war constituted an exception. Later centuries saw a
constant flow of slaves into Islamic territory from Africa and Central Asia. A hereditary slave
society, however, did not develop. Usually slaves converted to Islam, and many masters then
freed them as an act of piety. The offspring of slave women and Muslim men were born free.
244
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MATERIAL CULTURE
Head Coverings
Covering the head is one of the most uni-
versal of human cultural characteristics. It
is also one of the most common ways of sig-
naling social status. Examples can be drawn
245
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246 CHAPTER 8 The Rise of Islam, 600–1200
Sufi Brotherhoods Iranians also contributed to the growth of mystic groups known as Sufi brotherhoods in the
twelfth and thirteenth centuries. The doctrines and rituals of certain Sufis spread from city to
city, giving rise to the first geographically extensive Islamic religious organizations. Sufi doc-
trines varied, but a quest for a sense of union with God through rituals and training was a com-
mon denominator. Sufism had begun in early Islamic times and had doubtless benefited from
the ideas and beliefs of people from religions with mystic traditions who converted to Islam.
The early Sufis had been saintly individuals given to ecstatic and poetic utterances and
wonder-working. They attracted disciples but did not try to organize them. The growth of broth-
erhoods, a less ecstatic form of Sufism, set a tone for society in general. It soon became common
for most Muslim men, particularly in the
cities, to belong to at least one brotherhood.
SECTION REVIEW A sense of the social climate the Sufi
● The foundation of Islamic civilization is the Shari’a, which is derived
brotherhoods fostered can be gained from
from the Quran and hadith. a twelfth-century manual:
Every limb has its own special eth-
● Urbanization and religious conversion reinforced each other and
ics. . . . The ethics of the tongue. The
prompted the expansion of agriculture, trade, science, and technology.
tongue should always be busy in
● Women in general enjoyed relatively high status under Islamic law, reciting God’s names (dhikr) and in
though urban women tended to live in seclusion. saying good things of the brethren,
praying for them, and giving them
● Islamic attitudes toward homosexuality were ambivalent, and slavery
counsel. . . . The ethics of hearing.
was an accepted and continuous practice.
One should not listen to indecencies
● Migrations of Iranian scholars centered Islam on the madrasa and con- and slander. . . . The ethics of sight.
tributed to the rise of Sufism. One should lower one’s eyes in order
not to see forbidden things.4
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Conclusion 247
CONCLUSION
Islam arose in a religious atmosphere created by the Sasanid Empire, which favored Zoroastri-
anism, and Byzantium, which favored Christianity. These strong state religions led to conflict
among religious sects and also raised the possibility of the founder of a new religion command-
ing both political and religious loyalty on an unprecedented scale. This possibility was realized
in the career of the prophet Muhammad in the seventh century.
Islam culminated the trend toward identity based on religion. The concept of the umma
united all Muslims in a universal community embracing enormous diversity of language,
appearance, and social custom. Though Muslim communities adapted to local “small tradi-
tions,” by the twelfth century a religious scholar could travel anywhere in the Islamic world and
blend easily into the local Muslim community.
By the ninth century, the forces of conversion and urbanization fostered social and religious
experimentation in urban settings. From the eleventh century onward, political disruption and
the spread of pastoral nomadism slowed this early economic and technological dynamism.
Muslim communities then turned to new religious institutions, such as the madrasas and Sufi
brotherhoods, to create the flexible and durable community structures that carried Islam into
new regions and protected ordinary believers from capricious political rule.
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248 CHAPTER 8 The Rise of Islam, 600–1200
KEY TERMS
Mecca p. 228 Medina p. 230 Shi’ites p. 232 mamluks p. 234
Muhammad p. 228 umma p. 230 Umayyad Caliphate p. 232 Ghana p. 235
Muslim p. 230 caliphate p. 231 Sunnis p. 232 ulama p. 237
Islam p. 230 Quran p. 231 Abbasid Caliphate p. 233 hadith p. 239
SUGGESTED READING
al-Hassan, Ahmad Y., and Donald R. Hill. Islamic Technol- Glick, Thomas F. From Muslim Fortress to Christian Castle:
ogy: An Illustrated History. 1986. Introduces a little-studied Social and Cultural Change in Medieval Spain. 1995. Ques-
field. tions standard ideas about Christians and Muslims from a
Armstrong, Karen. Muhammad: A Biography of the Prophet. geographical and technological standpoint.
1993. A sympathetic work with an ecumenical tone. Lapidus, Ira M. A History of Islamic Societies, 2nd ed. 2002.
Berkey, Jonathan. The Formation of Islam: Religion and Soci- A lengthy work that focuses on social developments and
ety in the Near East, 600–1800. 2003. A short and lively includes Islam outside the Middle East.
survey. Laroui, Abdallah. The History of the Maghrib: An Interpretive
Bloom, Jonathan. Paper Before Print. 2001. A superb study of Essay. 1977. Challenges traditional French scholarship on
paper and papermaking in medieval Islamic culture. North Africa.
Bulliet, Richard W. Islam: The View from the Edge. 1993. An Lassner, Jacob. A Mediterranean Society: An Abridgement in
approach that concentrates on the lives of converts to Islam One Volume. 1999. Summary of S. D. Goitein’s multivolume
and local religious notables. study of the Jews of medieval Egypt.
Choksy, Jamsheed K. Conflict and Cooperation: Zoroastrian Sells, Michael. Approaching the Qur’an: The Early Revelations.
Subalterns and Muslim Elites in Medieval Iranian Society. 1999. An insightful reading of parts of the Quran, which
1997. Exploits Arabic and Middle Persian sources to detail Muslims regard as untranslatable. Most “interpretations”
the interaction of religious communities. in English adhere reasonably closely to the Arabic text.
Donner, Fred. Narratives of Islamic Origins. 1998. Discusses Spellberg, Denise. Politics, Gender, and the Islamic Past: The
the new school of thought that rejects the traditional Legacy of A’isha bint Abi Bakr. 1994. A pathbreaking work
accounts of Muhammad’s life and of the origins of the on the methodology of women’s history.
Quran. Waines, David. An Introduction to Islam. 1995. A reliable
Gervers, Michael, and Ramzi Jibran Bikhazi, eds. Conver- starting point for studying the religion of Islam.
sion and Continuity: Indigenous Christian Communities in Wiesehöfer, Josef. Ancient Persia. 2001. A solid survey that
Islamic Lands, Eighth to Eighteenth Centuries. 1990. Articles includes the Sasanid period.
in this collection detail Christian responses to Islam.
Copyright 2011 Cengage Learning. All Rights Reserved. May not be copied, scanned, or duplicated, in whole or in part. Due to electronic rights, some third party content may be suppressed from the eBook and/or eChapter(s).
Editorial review has deemed that any suppressed content does not materially affect the overall learning experience. Cengage Learning reserves the right to remove additional content at any time if subsequent rights restrictions require it.
Notes 249
NOTES
1. Quran. Sura 96, verses 1–5. 4. Abu Najib al-Suhrawardi, A Sufi Rule for Novices, trans.
2. Quran. Sura 92, verses 1–10. Menahem Milson (Cambridge, MA: Harvard University
3. Richard W. Bulliet, Islam: The View from the Edge (New Press, 1975), 45–58.
York: Columbia University Press, 1994), 87. 5. Ibid., 73–82.
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AP* REVIEW QUESTIONS FOR CHAPTER 8
1. Which of the following is true of southern Arabia by 6. The schism in Islam was caused by
the 600s?
(A) the fact that Muhammad had not clarified his
(A) It was an isolated and remote region that had seen successor.
no development. (B) Iranian followers who believed that the Quran was
(B) Most people in the region had some familiarity sacred.
with Africa, India, and the Persian Gulf region. (C) the marriage of Khadija to Ishmael.
(C) It had been annexed to the Sasanid Empire. (D) Meccans who reverted to Judaism.
(D) The Byzantine Empire treated it as a tributary state.
7. Which of the following is true of the Quran?
2. As the caravan trade across Arabia developed,
(A) It was written and published by Muhammad.
Arab pastoralists
(B) It is not published even today.
(A) raided caravans for their wealth. (C) Only the priests of the faith can possess the text.
(B) became merchants and sold Arabian goods to cara- (D) Abu Bakr reportedly ordered that it be written
van leaders. down.
(C) became part-time farmers and produced food
crops to sell to the caravans.
8. The Muslims who supported the first four caliphs came
(D) became the primary providers of animal power
to be called “People of tradition and Community,” or
throughout the region.
(A) Shi’ites.
(B) Israelites.
3. Muhammad became a caravan merchant
(C) Kharijites.
(A) because his father was one. (D) Sunnis.
(B) through his marriage to Khadija.
(C) late in his life as a way to support spreading his
9. Between 636 and 639, the Muslims wrenched both Syria
message.
and Egypt from
(D) as a way to increase his political role in Arab
society. (A) the Byzantine Empire.
(B) the Greeks.
(C) the Egyptians.
4. In Arabic, Islam means
(D) the Sasanids.
(A) holy warrior for God.
(B) one who appears before God in glory.
10. By the early 700s, the Muslim empire stretched from
(C) one who makes submission to the will of God.
(D) obedient servant of God. (A) Mecca to Baghdad.
(B) Spain to India.
(C) Turkey to Iran.
5. In Medina, Muhammad and his followers formed the
(D) Arabia to Syria and Egypt.
community of believers in Islam and in Muhammad as
the “Messenger of God,” called the
(A) hijira.
(B) caliphate.
(C) fatwa.
(D) hajj.
250
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11. Which of the following is true of the regions conquered 15. By the late eighth century, it is known that the Muslims
by the Muslims between 636 and the early 700s? had expanded their trade empire to
(A) The people were forced to convert to Islam or (A) England.
perish. (B) Russia.
(B) The Muslim invaders displaced the wealthy and (C) Ghana.
confiscated their homes and lands. (D) Zimbabwe.
(C) The majority of the people lived their lives
unchanged.
16. Which of the following is true of the early rule of the
(D) Jews and Christians were openly persecuted by the
Seljuk Turks?
Muslims.
(A) Their rule was accompanied by a general decline in
both Iran and Iraq.
12. Which of the following is true of the Umayyad caliphs?
(B) They persecuted the most devout of the Muslims
(A) They were devout Muslims and forced all of their and tolerated only the moderate sects of Islam.
subjects to be Muslims. (C) They began the minting of gold coins and banned
(B) They moved the Muslim capital to Basra. the use of copper coins.
(C) Their armies lost major conflicts with the Byzan- (D) Under their rule only non-Muslims paid taxes.
tine Empire.
(D) They ruled over an ethnically defined Arab realm
17. Which of the following is an accurate statement?
rather than a Muslim empire.
(A) None of the Muslim leaders adopted Shari’a law
because they believed they would lose control
13. The Abbasid caliphs
under it.
(A) ruled over an increasingly Muslim empire. (B) High taxation led to a decline in the food supplies
(B) refused to allow the construction of any large in the Muslim empires.
mosques in Baghdad. (C) Islamic law granted women greater status than did
(C) refrained from allowing the reinterpretation of the Jewish or Christian law.
Quran. (D) Arabic became the universal language of the Mus-
(D) banned Islamic education. lim empire under the Seljuk Turks.
251
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