Esoteric Drawings of Dunhuang
Esoteric Drawings of Dunhuang
17
RITUAL, INSTRUCTION AND EXPERIMENT
ESOTERIC DRAWINGS FROM DUNHUANG
CHRISTIAN LUCZANITS
Although comparatively few in number, the esoteric drawings of Dunhuang1 are quite diverse in
terms of the subjects they depict. Since comparable early esoteric material has not survived in the
Indian subcontinent, the Central Asian material has the potential to fill the gap in this regard.
However, the diversity of the drawings indicates quite a complex picture concerning their possible
function and their relation to rituals.
In a contribution to a conference on Mahåyåna Buddhism organized by the Tibet House in
autumn 2005, I had shown that some of these drawings hint towards solutions for some of the
most fundamental questions concerning the appearance of the earliest maƒŒalas and their usage
in the Buddhist context.2 Here I will analyze a number of Dunhuang drawings, partly overlapping
with those used already, in greater detail and discuss their possible functions. The consideration
of the usage of such drawings is pertinent in understanding as to how far they can be exploited to
complement our knowledge of early esoteric ritual and its communication.
The term ìesoteric drawingsî refers to drawings depicting maƒŒalas, deities, ritual implements,
etc. that are to be associated with esoteric Buddhist ritual. Among these a number of main types
can be differentiated that often also occur in combinations:
“ ritual depictions
“ maƒŒala depictions
“ maƒŒala assemblies
“ deities that are part of maƒŒala assemblies
“ diagrams, implements, gestures, etc. to be associated with maƒŒalas and their ritual.
Sarah Fraser differentiates two groups among the relevant drawings, ìdiagrams for maƒŒalas
and dhåraƒ∂î and ìpreparatory drawing for Tåntrika paintingsî or alternatively ìsketches used
in the production of silk painting with Tåntrika subjectsî and ìmonochrome drawings used in
ritual practiceî.3 However, if one takes the ritual and all its (possible) elements into account, in
particular the usage of a maƒŒala drawing in the ritual itself, it becomes clear that these two groups
cannot always be clearly differentiated as there is a considerable area of overlap. Thus, rather
than grouping the drawings by their possible functions, the following account tries to review
them from a variety of perspectives to establish the intricate relationship of the drawings to each
other and to their beautiful kin, the esoteric Buddhist paintings.
RITUAL MA°NœALA
It can be assumed from the outset that a number of the esoteric drawings preserved at Dunhuang
are in some way connected to ritual. Interestingly, some depict the ritual itself. A very clear example
for such a drawing is in the National Museum, New Delhi (Ch.00379). It shows an exorcist ritual
in front of a maƒŒala (Fig. 17.1).4 The form of the maƒŒala indicates that the ritual is of fierce nature:
in the centre is a four-bladed wheel, the gates are protected by fierce animal-headed gate-keepers,
and in the corners of the maƒŒala palace stand four armoured protectors. The deities on the four-
bladed wheel are shown in the form of their symbols and refer to the five Tathågatas of developed
esoteric Buddhism. The vase in the centre must stand for a deity of Ratnasambhavaís family since
his symbol, the jewel (triratna), is missing from the surrounding symbols that refer to the other
four families. With regard to their attributes, the armoured protectors and gate-keepers refer in
part to the standard gate-keepers of the Yoga Tantra maƒŒalas which are: Vajrå∆ku‹a, who catches
with the hook in the east, Vajrapå‹a, who uses the noose to draw into the maƒŒala in the south,
Vajraspho¢a, who binds or chains in the west, and Vajråve‹a, who fixates with vajra and bell in the
north.
While this description of the main features of the maƒŒala shows that the depiction clearly
refers to the more developed esoteric teachings organized according to the concept of five Buddha
families, it needs to be stressed that the arrangement of the deities themselves is much less
systematic than it appears at the first glance. There are numerous inconsistencies in the distribution
of the symbols and deities within the maƒŒala. For example, the symbols on the four blades of the
central wheel would have to be read anti-clockwise to be in the right succession, tempting to flip
the image horizontally or vertically. The gate-keepers with noose (på‹a) and chain should be south
and west, which fits again only if one assumes that the image is mirrored, but the vajra-holding
gate-keeper should be in the north rather than the east. However, the flaming sword held by the
gate-keeper in the proper right gate conforms to the vi‹vavajra shown on the same side since both
sword and vi‹vavajra are symbols for the karma family. Further, the position of the noose and
chain holding armoured-protectors is reversed in relation to those depicted in the gates.
If the vajra symbol is understood to represent the east, the ritual itself is shown to the west of
the maƒŒala. Directly in front of the gate sits a priest and/or monk before his ritual implements, an
emphasized vajra and a bell, and offerings represented by an incense burner and two offering
plates on three-footed stands. That the issue concerned with is some kind of sickness appears to
be indicated by the turbaned person resting on a mat with the hands on his stomach. In the corner
is a troubled demon, probably personifying the sickness, with five spikes at his limbs and (finally)
at the heart. The demon possibly represents a ritual effigy as they are still used today (Fig. 17.2).
It can be conjectured that this particular maƒŒala drawing functioned as actual ritual ground
replacing a maƒŒala drawn with chalk or sand; but despite the mixture of symbolic and figural
depictions of deities, it may well represent such a ritual maƒŒala. This can be concluded from the
comparison to a maƒŒala drawing depicted in the bottom area of a Dunhuang silk scroll in the
Musée Guimet, Paris, attributed to the 10th century (MG 17780).5 Among the ritual implements
shown between the deity assembly above and the kneeling doors at the bottom, a drawing of a
maƒŒala is laid out for the ritual on a white ground (Fig. 17.3).6 The maƒŒala has an eight-petalled
MA°NœALA RITUAL
Another type of drawing obviously related to ritual practice is exemplified by the well known
diagram of the arrangement of ritual implements for the recitation of the U¶ƒ∂¶avijayadhåraƒ∂ from
the British Museum.7 Chinese captions not only indicate the content of the vessels distributed in
the cardinal direction, but also the place of the ritual master and a fire-place.8 Another version of
this diagram is found on British Library scroll Or.8210/S.2498 available online (http://idp.bl.uk/).
These drawings thus focus on the layout of the ritual ground.
I hesitate to call these diagrams a maƒŒala or altar because of its unusual multi-cornered
shape, but there are also drawings showing a proper ritual maƒŒala with an emphasis on the ritual
implements to be distributed around it on the ritual ground. The series of four maƒŒalas depicted
on P2012 from the Musée Guimet is particularly telling in this regard.9 This scroll represents the
maƒŒalas and assemblies of four different but related rituals which become increasingly fierce in
character. Despite the captions in Chinese, the depictions on the scroll are to be read left to right.
The first maƒŒala, for example, contains the symbols of the deities on the central eight-petalled
lotus, again the symbols of the four Tathågata families but now centred on Vairocana (Fig. 17.4).
Lotuses in the corners and outer squares of the maƒŒala possibly represent seats for additional
deities housed at the different levels of the maƒŒala (see below). Arrows stake out the maƒŒala
palace at corners and doors; additional vajra-stakes are placed in front of the gates; vajra-chains
covering the walls of the palaces are indicated by one vajra each below the south gates; vi‹vavajra
secure the diagonals and possibly, also represent the diamond ground the palace is built upon,10
and the crescent-shaped finials in the corners may also have protective function. On the doors we
have ritual implements, three vases ñ the one at the second gate flanked by vajra and bell ñ and a
wheel of thread at each gate,11 and an offering plate at the east gate.
BODY
Each of the four maƒŒalas in series P2012 is associated with an assembly of deities, whereby the
main deities become increasingly fierce from maƒŒala to maƒŒala. As mentioned above, the Chinese
captions accompanying some of the assembly deities may contain iconographic details, but the
depiction of the deities itself, too, hints towards a didactic purpose of this scroll. For example, the
deities depicted with the fourth maƒŒala are only drawn in their outlines, but their hands and
attributes are unusually detailed and disproportionally large (Fig. 17.6). Their depiction, thus,
focuses on the hand gestures or mudrås and the implements of the deity including the position in
which they are to be held. The drawings also show the posture of the deity and indicate a five
Buddha crown when appropriate.
Further, the fourth maƒŒala has five fierce main deities performing the same mudrås on each
side. Thus, in this maƒŒala the deities of the assembly do not fit in the geometry of the maƒŒala
containing only circles of eight-spoked wheels. The same assembly of ten identical main deities is
shown on another drawing, also in the Musée Guimet (PC 4009; Fig. 17.7). On this drawing the
assembly of deities is arranged symmetrically and again there is an emphasis on gestures, attributes,
posture and the position of arms. Other parts of PC 4009 and similar drawings may be much less
clearly arranged, but the same elements are emphasized consistently, in particular the gestures.
As the maƒŒala depicts itself these assemblies appear to have double instructional content by
hinting towards the actual depiction of the deity and the ritual gesture to be performed by the
practitioner. One may thus conclude that such drawings, as the P2012 series, were meant to be
used by the trainee in esoteric ritual to learn the ritual performance, in this case the mudrås and
how the different attributes are imagined to be held.
The emphasis on the respective mudrås reminds one of the importance of the symbolic gestures
in the Vajradhåtu-ritual, where the mudrås for all deities are performed in succession. In esoteric
Buddhist understanding, the mudrås and their ritual performance stand for the body of the deity
(karmamudrå). Today, the Vajradhåtu ritual is rarely performed, but it has recently been reintroduced
in Tabo monastery in conformity with the deities represented in the Assembly Hall of the historic
main temple. I could witness the ritual during a visit in 2005 (Fig. 17.8).
The Dunhuang drawings also emphasize the attributes and how they are held. While in
some cases the way the attributes are held is rather peculiar, such as holding a bow on the arms
crossed in front of the breast or a sword held upright in the meditation gesture, others are familiar
from a Yoga Tantra context, such as the sword held at the side and a vajra-net held in both hands
in front of the body. All these elements that the drawings focus on ñ mudrå, attribute, position of
hands and posture ñ are intimately connected in Yoga Tantra ritual. While the mudrå and the
position of the hands have to be understood in relation to the attribute of the deity, the posture is
SPEECH
A number of Dunhuang drawings contain text, often written in a spiral around the central deity,
as is the case on a fragmentary Avalokite‹vara maƒŒala on silk in the collection of the British Museum
(Ch.xxii.0015).19 The deity in the centre ñ a two-armed form of the Bodhisattva Avalokite‹vara ñ is
seated on a lotus and accompanied by a donor holding an incense burner. This group is encircled
by a ring of lotus petals, a Tibetan text to be read from inside out and a chain of jewels and
pearls(?). The central square is framed by a row of vajras and flaming jewels fill the corners. Of the
two palace squares forming the outer part of the maƒŒala, only fragments are preserved.
Surprisingly, the Tibetan text around the centre ñ a protective prayer with the appropriate mantras
ñ does not refer to Avalokite‹vara, but to Mahåpratisarå and her retinue, together known as the
five protective goddesses (pa¤carak¶a).20
A similar observation can be made by comparing the maƒŒala and the texts written above
and below the Musée Guimet drawing PT 389.21 This drawing shows a maƒŒala of 33 deities around
MIND?
Are any of these drawings useful for visualization, for imagining the mind form of the deity and
its abode? This question is difficult to answer since it concerns the general issue whether imagery
is used for meditation ñ which in terms of esoteric Buddhist practice may be identified with
visualization ñ and in which case it is commonly assumed that imagery is used that way, but there
is hardly any proof for it. In fact, the few references we have on the usage of sculptures and
images consider these rather in terms of veneration while maƒŒalas appear to have their main
function in ritual.25
The most common visualization practice features an idealised reinvention of the world in
the form of a single palace on a cosmic ground that is also protected towards the sky by a vajra-
cage (vajrapa¤jara). Such a cage is commonly indicated by a vajra chain surrounding the depiction.26
In the Dunhuang drawings such a chain is commonly (also?) depicted around the central assembly.
One may wonder if the net between the two palace walls shown on a rather puzzling
Dunhuang drawing hints towards the vajra-cage. The drawing on paper referred to is again in the
British Museum and available online.27 Whatever the explanation for the net in this maƒŒala may
be, it is clear that it represents something that did not succeed. If it was meant to represent a cage,
it may have to be understood as an unsuccessful experiment on the subject. This drawing features
another puzzling element, namely, the scalloped circle between the two central circles that could
represent a garland on stakes or a valance. A similar circle is represented on maƒŒala two of P2012
(Fig. 17.10).
Another element that could be explained in terms of visualization practice is the frequent
representation of empty lotuses found on many of these maƒŒala drawings, such as British Museum
EXPERIMENT
The consideration of the mind element has already shown that the Dunhuang maƒŒala drawings
contain a number of unusual elements that cannot be explained easily. Exceedingly puzzling is
the following maƒŒala drawing on silk, again in the Musée Guimet (Fig. 17.11).29 The maƒŒala is
focused on a fierce deity who is shown in the central circle in an aggressive pose directed towards
two kneeling donors. The space between this central circle and the surrounding square is filled
with Chinese text. The four successive squares of the maƒŒala around are filled with symbols,
ritual implements, deities as well as body parts on lotuses. There are no doors as such, but there
are sections set off in the cardinal directions, curiously containing seven Buddha heads each placed
on lotuses. The symbols are commonly set on lotus pedestals and sometimes arranged in larger
configurations ñ note the crossed element surrounded by four swords in the upper right corner of
Fig. 17.11. Among the deities represented in the fourth square quite a few can be identified as
Hindu and pan-Indian deities. In Fig. 17.11 we may have representations of Brahmå, Umå-
Mahe‹vara, Agni, Sµurya, a pig-headed god with sword (possibly the earth) and Gaƒe‹a, while
Hår∂t∂ with her children is represented in another section.30
From the earlier examples one may surmise that the hands and feet on lotuses stand for the
mudrås and postures to be performed by and for the deity, since this form of depiction is common
in East Asian esoteric schools of Buddhism. Equally, the attributes and/or ritual implements on
lotuses may stand for deities. As on the first maƒŒalas we looked at, symbolic representations and
figurative ones are found side by side; the figurative ones are either wrathful ñ the central deity ñ
or protective ñ the Hindu deities in the fourth square and the armoured protectors in the fifth. I
cannot judge what the text represented in the centre says, but it is obvious that this in no explanatory
note or caption. This unusual representation combines many of the elements that could be observed
on other drawings as well but in an abundance that appears to be unusual. As the more text-
centred drawings mentioned above, this depiction most likely had a talismanic function too.
TO SUM UP
Opening considerably more questions than providing answers, this survey though brief,
nevertheless provides the ground for some interesting observations. First of all, there is no
indication for any of the drawings surveyed, that they have been used in ritual itself or have been
made for a ritual. A considerable number of the drawings ñ most clearly visible on P2012 ñ have
an instructional function and there is a considerable range of instruction to be gained from the
drawings. While the simpler ones are to be associated solely with ritual practice, more detailed
depictions of mudrås and maƒŒalas may also have served as model for a ritual-specialist drawing
the maƒŒala during a ritual or a painter producing a more decorative version of the maƒŒala.
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Fig. 17.3. Ritual maƒŒala among ritual implements and offerings, Dunhuang, detail of the scroll Musée Guimet MG
17.780 (photo: C. Luczanits, 2003).
Fig. 17.4. First maƒŒala, Musée Guimet, PC 2012 Fig. 17.5. Third maƒŒala, Musée Guimet, PC 2012
(after Dunhuang bao zang 112, 101-102). (after Dunhuang bao zang 112, 99-100).
Fig. 17.6. Fourth maƒŒala with assembly, Musée Guimet, PC 2012 (after Dunhuang bao zang 112, 96-97).
Fig. 17.7. Assembly of maƒŒala deities, Musée Guimet, PC 4009 Fig. 17.9. Drawing of a Vajradhåtu maƒŒala
(after Dunhuang bao zang 132, 477b). with colour indications, Bibliothèques
National de France, P4518.33 (after Fraser
2004: pl. 23).
Fig. 17.8. Monks likely performing the mudrå
of the goddess Vajranætyå (rDo-rje-gar-ma)
during the Vajradhåtu ritual, Main Temple,
Tabo Monastery (photo: C. Luczanits, 2005,
D3574).