Handel 1986 - Clausewitz in The Age of Technology
Handel 1986 - Clausewitz in The Age of Technology
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Clausewitz in the Age
of Technology
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MICHAEL I. HANDEL
As water has no constant form
there are in war no constant conditions.
- Sun Tzu, The Art of War (c. 500 BC)
in his writings.
Clausewitz' theories and observations on war that require modification
can be classified in four major categories:
First, the differences in modern warfare resulting from technological
innovations he could not have foreseen and therefore could not take into
account;
Second, problems that existed in a relatively simple form in the nine-
teenth century but which are manifested today in a much more compli-
cated form as a result of technological changes : for example, problems in
strategic policy-making and in civil-military relations, and in improving
the reliability of military intelligence (in which he had little confidence) ;
Third, topics such as the causes of war, moral/ethical questions related
to war, and war's economic dimension. Clausewitz did not focus on these
areas because he was concerned exclusively with the conduct of war itself.
These topics are, however, of great interest to today's student of warfare,
and are essential to any modern theory of war.
The fourth category consists of theories or observations that were
wrong or inaccurate even for his own time. But my purpose is not to
look for flaws in Clausewitz; rather, I will focus on those modifications
required by the passage of time, primarily as a function of material
changes, in order to give Clausewitz his proper place in the Age of
Technology.
clearly identified this new trend in warfare, he was not completely sure
that the change it had wrought was irreversible:
Very few of the new manifestations in war can be ascribed to new
inventions or new departures in ideas. They result mainly from the
transformation of society and new social conditions. But these, too,
while they are in the crisis of fermentation, should not be accepted as
permanent. There can therefore be little doubt that many previous
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Because he expected all future wars to resemble these past wars, Clause-
witz indeed had a good reason for drawing on the past to formulate his
theories. He did recognize political, ideological, and social changes in his
eras, but he viewed them as reversible.
Although Clausewitz could not and did not predict these imminent
changes in the nature of war, his theory could accommodate change.
After all, he did say that 'war is more than a true chameleon that slightly
adapts its characteristics to the given case' (p. 89). The essence of war is
change and adaptation to change.
Raymond Aron is unfair when he suggests that Clausewitz 'paints a
fixed picture of the world'.16 It was, in fact, Clausewitz' recognition of
radical changes in the nature of warfare caused by the French Revolution
which prompted him to develop a new theory of war:
Clearly the tremendous effects of the French Revolution abroad
were caused not so much by new military methods and concepts as
by radical changes in policies and administration, by the new
character of government, altered conditions of the French people,
and the like .... It is true that war itself has undergone significant
changes in character and methods, changes that have brought it
closer to its absolute form.... They were caused by the new political
conditions which the French Revolution created both in France and
in Europe as a whole, conditions that set in motion new means and
new forces, and have thus made possible a degree of energy in war
that otherwise would have been inconceivable.
It follows that the transformation of the art of war resulted from
the transformation of politics, (pp. 609-10)
Clausewitz' theory emphasized the tendency oí war to drive to extremes,
to pursue immoderate unlimited goals. In fact, he developed an almost
Marxist analysis in his sophisticated periodization of the history of war-
fare. He points out that warfare is conducted differently according to the
nature of states and societies as they are determined by their times
and prevailing conditions The semibarbarous Tartars, the
republics of antiquity, the feudal lords and trading cities of the
Middle Ages, the eighteenth century kings and the rulers and
58 CLAUSEWITZ AND MODERN STRATEGY
the sort of change he recognized was primarily political and social - not
material. He also assumed a static world when he ignored the possibility
of material and military technological changes which he could not have
foreseen in detail but might have anticipated in a general way. His picture
of warfare is as accurate as it could have been for his own time. In
addition, those aspeas of his theory which deal with human nature, with
uncertainty and friction, with the primacy of politics, and with the need to
conduct war in a calculated rational fashion, will remain eternally valid.
In all other respects technology has permeated and irreversibly changed
every aspect of warfare.
Technology has altered the nature of international politics by intro-
ducing destabilizing weapons systems and intense qualitative arms races;
it has continuously affected the relationship between the defense and
offense; it has transformed strategic surprise from a course of action
'highly attractive in theory' to an ever-present possibility. These develop-
ments in turn led to a rise in the importance of intelligence organizations
and have increased the likelihood of preemptive attacks. They multiplied
the number and types of special military branches and supportive
organizations, thus triggering the unprecedented growth of military
bureaucracies and the bureaucratization of military life, with all the
attendant consequences. Technological developments also created the
circumstances in which the 'military genius' may need to be replaced by a
'managerial genius'. Since greater professional knowledge and skills are
required to comprehend military affairs, technology has undermined
the capacity of political leaders to understand and control the military
and the course of warfare. Technology created new opportunities for
command and control and centralizing the conduct of war; it expanded
warfare from the battlefield to the civilian rear; it blurred the differences
between combatant and non-combatant - and it otherwise changed the
shape and nature of modern war. All of these changes will be discussed in
sections IV to XII below.
order to protect the interests of the state, provide the goals for war,
maximize and preserve the strength of the state relative to other states,
and devise the overall strategic direction, including the matching of
resources and expenditures to anticipated gains). Clausewitz sought 'to
develop a theory that maintains a balance between these three tendencies,
like an object suspended between three magnets' (p. 89). We have seen
that, although complete for his time, Clausewitz' triad does not account
for modern military technology, one of the most principal elements of
contemporary warfare.
In fact all three elements of his trinity are non-material in nature.
In view of the central importance of military technology to all aspects of
contemporary warfare, we can assume that if Clausewitz were alive
today, he might well propose a four-variable analytical framework with
the material realm as the fourth dimension (see Figure 1).
Trying to reduce his argument to its essence, Clausewitz chose not to
emphasize material considerations in the explanation of war. 'It is clear
that weapons and equipment are not essential for the concept of fighting,
since even wrestling is fighting of a kind' (p. 127). If he were solely
interested in explaining the logic of conflict he may have been right, but in
reality the philosophical and psychological explanation of war is not
enough. Without going so far as to adopt a Marxist interpretation of
FIGURE 1
CLAUSEWITZ' DESCRIPTION OF WAR MODIFIED
CLAUSEWITZ DESCRIPTION OF WAR MODIFIED
and battles was quantitative. True, the 'military genius', the leader who
was better able to find a solution to the need 'always to be very strong;
first in general and then at the decisive point' (p. 204), appears to be a
qualitative element. But the qualitative superiority of a commander was
aimed at acquiring a quantitative edge on the battlefield. In spite of the
attention Clausewitz pays to moral and other qualitative factors directly
altering the outcome on the battlefield, he basically believed that battles
were won by larger armies. Technology has, however, introduced a new
qualitative dimension — which is not based on the 'quantity idea', as
J. F. C. Fuller called it — but instead concerns an element which could
compensate for a disadvantage in numbers, serving as a 'force multi-
plier'.1' When Clausewitz devised his theory he could still compare the
different European armies of his time and assume that 'all other things
could be held equal' and that the 'biggest battalions' led by the military
genius would win. In today's world of high technology all things are not
equal, and unexpected technological military innovations, technological
surprises and breakthroughs may (among other elements) make the size
of armies less critical for victory. A smaller but technologically more
advanced army has frequently won against a larger army.
Having extended Clausewitz' trinity by adding technology and other
economic and material considerations, we must recognize the importance
of this fourth element as simply equal to that of the other three elements
for the theoretical understanding of war. For under varying circum-
stances, one or more elements may gain in importance relative to others :
for example, in guerrilla warfare the people will play a more critical role
than will technology; while in modern conventional warfare weapons
may be relatively more important than people. Clausewitz of course
recognized this variability:
These three tendencies are like three different codes of law, deep-
rooted in their subject and yet variable in their relationship to one
another. A theory that ignores any one of them or seeks to fix an
arbitrary relationship between them would conflict with reality to
such an extent that for this reason alone it would be totally useless,
(p. 80, my emphasis)
Yet Clausewitz' caveat concerning the need to maintain a balance among
62 CLAUSEWITZ AND MODERN STRATEGY
all three (or in our case four) groups of variables has not always been
heeded. Theorists or creators of military doctrines tend to overemphasize
those elements which seem to support their particular biased perspective
(for example, overemphasizing the people factor in guerrilla warfare can
lead to what Mao has called 'guerrillism' and thus to serious defeats). The
temptation is to exaggerate the importance of modern technology in
technologically- and materially-oriented societies. Technology may be
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The fact that strategic surprise has now become an integral part of
warfare contributes in yet another way to the need to modify Clausewitz'
theory. Clausewitz emphasized the superiority of the defense over the
offense on both the strategic and tactical levels. He viewed the inherent
advantages of the defense as a permanent feature of warfare. One of the
few offensive advantages that Clausewitz recognized was on the strategic
level: the holding of the initiative, that is, the attacker's ability to exploit
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the element of surprise in the initial phase of the attack to his advantage :z?
As regards surprise and initiative, it must be noted that they are
infinitely more important and effective in strategy than in tactics.
Tactical initiative can rarely be expanded into a major victory, but a
strategic one has often brought the whole war to an end at a stroke.
He qualifies this observation by adding that, 'On the other hand, the use
of this device [that is, surprise] assumes major, obvious and exceptional
mistakes on the enemy's part. Consequently it will not do much to tip the
scales in favor of attack' (pp.363—4, his emphasis).28 He also remarks
that:
... an aggressor often decides on war before the innocent defender
does, and if he contrives to keep his preparations sufficiently secret,
he may well take his victim unawares. Yet such surprise has nothing
to do with war itself [that is, it is a political decision preceding war],
and should not be possible, (p. 370, my emphasis)
As we have seen, revolutionary changes in mobility made possible
surprise on the strategic level and therefore also contributed to a change in
the relationship between the strategic defense and offense. The offense
gained a unilateral advantage, which has expanded with the concomitant
growth in mobility, range, speed, and firepower of modern weaponry.
This is especially true in the opening phase of any modern war. The
attacker can decide the time, place, and methodof the attack, concentrate
superior forces at the point chosen for the attack, and at least temporarily
paralyze and overwhelm the defender. Strategic surprise in the opening
phases of war is therefore the most powerful force multiplier in con-
ventional war.
Clausewitz could not have foreseen the unmistakable evidence of
modern military history, which affirms that regardless of the defender's
excellent intelligence capabilities, it is almost impossible for him to pre-
vent a strategic surprise (that is, to receive a timely warning).29 If the
attacker can learn to exploit fully the initial impact achieved by strategic
surprise and to calculate carefully the culminating point of the attack, he
can then move over to enjoy the benefits of the defense; thus the attack
becomes, on the strategic level, the more powerful form of warfare. (For
66 CLAUSEWITZ AND MODERN STRATEGY
most intelligence is false, and the effect of fear is to multiply lies and
inaccuracies (p. 117).... The general unreliability of all information
presents a special problem in war: all action takes place, so to speak,
in a kind of twilight, which like fog or moonlight, often tends to
make things seem grotesque and larger than they really are.
Whatever is hidden from full view in this feeble light has to be
guessed at by talent, or simply left to chance. So once again for lack
of objective knowledge one has to trust to talent or to luck (p. 140)
Consider the unreliable and fragmentary nature of all intelli-
gence in war. Remember that both sides fumble in the dark at all
times (p. 462)
The unreliability of most intelligence or what he calls 'imperfect know-
ledge' plays a central role in the Clausewitzian theoretical construction by
providing one of the most important explanations for the 'interruption of
military activity', or the 'suspension of action' (pp. 81-5). This in turn
explains the need to modify the definition of war in theory to that of war
in reality.
In general Clausewitz' pessimistic views on the value of intelligence to
command and control and on the availability of reliable information and
intelligence were correct, reflecting the objective conditions of his own
time. Modern technology, however, while far from providing us with
any panacea for the problems of uncertainty and imperfect information
in war, has nevertheless radically altered our views on intelligence.
Despite its flaws, intelligence is viewed today as an indispensable source
of support in warfare, providing hope for the reduction of friction and for
better control by both political and military leaders over events as they
unfold.
The development of the telegraph had an immediate influence on
the command and control of troops moving about on the battlefield.
(Prussian military field telegraph units were established as early as 1856.)
The telephone and radio further improved the transmission of infor-
mation, and most recently the introduction of electro-optical sensors on
mini-RPVs allows the transmission of real-time visual information on the
battlefield.30
The development of such technological means of communication has in
68 CLAUSEWITZ AND MODERN STRATEGY
By initiating the campaign, the attacking army cuts itself off from
its own theater of operations, and suffers by having to leave its
fortresses and depots behind. The larger the area of operations that
it must traverse, the more it is weakened — by the effect of marches
and by the detachment of garrisons. The defending army, on the
other hand, remains intact. It benefits from its fortresses, nothing
depletes its strength, and it is closer to its sources of supply, (p. 3 65)
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In the majority of cases the defense will also benefit from the support of
the population. Furthermore, frequently the defender will benefit from
the support of friendly states, interested in maintaining the balance of
power and the stability of the system. In a paragraph that could easily
have been taken from any modern textbook on the systems theory
approach to the study of international relations, Clausewitz wrote:
It may be objected, of course, that history offers examples of single
states effecting radical changes that benefit themselves alone, with-
out the slightest effort by the rest to hinder them. There have been
cases in which a single state has managed to become so powerful
that it could virtually dictate to the rest. We would reply that this
does not disprove the tendency on the part of common interests to
support the existing order We therefore argue that a state of
balance tends to keep the existing order intact - always assuming
that the original condition was one of calm, of equilibrium. Once
there has been a disturbance and tension has developed it is certainly
possible that the tendency toward equilibrium will shift direction
[But] such a change can affect only a few states, never the
majority, (p. 374)
Clausewitz concludes that this 'common effort toward maintenance of
the status quo' explains 'the fact that Europe, as we know it, has existed
for over a thousand years' (p.374).
Finally, Clausewitz even went so far as to deny the possibility of a
change in the relationship between the defense and attack when he
argued:
If the offensive were to invent some major new expedient — which
is unlikely in view of the simplicity and inherent necessity that
makes everything today — the defensive will also have to change its
methods. But it will always be certain of having the benefit of
terrain, and this will generally ensure its natural superiority; for
today the peculiarities of the topography and the ground have a
greater effect on military action than ever. (p. 362)
This static view of the relationship between the defense and offense has
CLAUSEWITZ IN THE AGE OF TECHNOLOGY 71
of victory. The attacker (that is, the offense) can have the best of two
worlds. He can enjoy the advantages of the attack (for example, the time,
the place, the method, the element of surprise), and at the point where the
attack exhausts itself he can move over to the defense and benefit from its
inherent advantages. Of course, his success hinges upon his moving over
to the defense at the optimum point in time, that is, at the culminating
point of victory. On how to identify this point, unfortunately, Clausewitz
gives no clues. (But see text, pp.527, 528, 566-73.) Paradoxically, then,
one of the major advantages of the attack lies in its ability to move over to
the defense.
It is still true that when all other things are equal, the defense is the
stronger form of warfare. In reality, however, things can never be kept
equal. Modern military technology, even more so than in the past, causes
frequent changes in the relative strength between the defense and offense.
The relationship between the two forms of war is cyclical — not static as
Clausewitz assumed. Such cyclical changes add to the uncertainty as to
which of the two modes of war is stronger, both on the strategic and
tactical levels.
Clausewitz cited the influence of imperfect knowledge to explain the
frequent suspension of action in war - mentioning especially the human
tendency to make worst-case, over-cautious estimates under conditions
of uncertainty (p. 117). Yet, even if there was full knowledge as to the rela-
tive strengths of both sides, certainty regarding the inherent superiority of
the defense was by itself enough to cause inaction. Today inaction may
result from another cause: namely, the uncertainty of the relationship
between the offense and defense.
The cycle of modern weapons development, of weapons and counter-
weapons, measures and counter-measures, has shifted the advantage
from the defense to the offense, and back, a number of times since the start
of the technological revolution. Such changes are not always perceived
before the outbreak of war. For example, despite numerous indications
from the Boer War and Russo-Japanese War, in which the growing
advantage of defensive over offensive weapons was clearly demonstrated,
most European armies before the First World War emphasized the
development of exclusively offensive doctrines ; similarly, the Israeli army
before the 1973 war misread the technological trends favoring the defense
72 CLAUSEWITZ AND MODERN STRATEGY
stand the cyclical nature of the relationship between the offense, defense,
and technology in modern warfare. The first is the dominant weapon, the
second the constant tactical factor.3S The first concept suggests there is
always a more effective type of weapon (that is, better protected, and/or
with greater firepower and/or greater speed, etc.) which dominates (that
is, has a greater impact on) the battlefield. Most other weapons as well as
the tactical doctrine will therefore have to be organized around that
weapon, as will the counter-weapons and counter-doctrine. (The domi-
nant weapon need not be a single weapon excluding all others.) His
second concept, that of the constant tactical factor, suggests that in the
age of rapid technological change (as in earlier times) no dominant
weapon will remain dominant for too long. This is the concept of change,
to a large extent absent from Clausewitz' work. While Fuller's concepts
are of great heuristic and analytical value, they usually have little or no
predictive value. Thus the importance of uncertainty, an element empha-
sized by Clausewitz and further complicated by technology, remains
unchanged.
of testing aircraft against battleships. The result was that all major powers
conservatively chose to invest by 1939 in approximately a 2:1 ratio of
battleships to aircraft carriers. The Second World War quickly proved the
superiority of air power over traditional sea power, so that by the end of
the war the procurement ratio of battleships to carriers had been reversed.
Likewise, although submarines were the only First World War weapon
to come close to being decisive, they were neglected between the wars. No
major technological improvements occurred in the design of submarines
or their main weapons, the torpedoes. Assuming the technological success
of British counter-measures, both Germans and British grossly under-
estimated the full potential of the submarine. The initial German success
in U-Boat warfare against Great Britain was not attributable to any new
weapons or technology, but rather to new submarine deployment tactics
(for example, night attacks on the surface and later wolf pack tactics).
In regard to the blitzkrieg, air power, and the submarine, the strategists
of the Great Powers failed to perceive the trends in military technology,
developed inappropriate military doctrines, and were, once the Second
World War started, slow to modify these doctrines even when they
proved inadequate. In many cases, the weapons and the doctrines were
mismatched. At times, well-tested weapons such as the submarine or
tank could have been better used by the application of more innovative
doctrines. Then again, sometimes new weapons rendered older ones
obsolete, requiring the invention of completely new doctrines. In any
event, weapons and doctrines, technology and its intellectual understand-
ing, were rarely in harmony.
The reason for the gap between technology and doctrine is obvious. It
has never been possible in modern times to test the full effectiveness of
newly-developed weapons/counterweapons under realistic conditions in
peacetime. Frequently the answer as to who is superior, the defense or the
attack, is given only on the battlefield when it is too late.
and Napoleon), he seems to prefer the unity of the two types of leadership
in one person:
A prince or a general can best demonstrate his genius by managing a
campaign exactly to suit his objectives and his resources doing
neither too much nor too little (p. 177) To bring a war, or one of
its campaigns, to a successful close requires a thorough grasp of
national policy. On that level strategy and policy coalesce: the
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and popular support for fighting the war. This activity leaves him less
time and energy to deal with the conduct of military operations.
Reflecting upon the bygone era of political and military unity of leader-
ship in war, General Sir Archibald Wavell stated:
The friction between civil and military is, comparatively speak-
ing, a new factor in war, and is a feature of democracy, not of
autocracy .... The interchangeability between the statesman and
the soldier passed forever, I fear, in the last century. The Germans
professionalized the trade of war, and modern inventions, by
increasing its technicalities, have specialized it. It is much the same
with politics, professionalized by democracy. No longer can one
man hope to exercise both callings, though both are branches of the
same craft, the governance of men and the ordering of human
affairs.39
The friction between the political and military professions to which
Wavell refers has increased in the age of technology, when many mili-
tary leaders feel that 'amateur' civilians are not qualified to deal with
the growing complexities of modern warfare. Defeat, or simple lack
of success, has led military leaders to pin the blame on 'interfering'
politicians. Such accusations, ranging from suspicion of 'a stab in the
back' to the notion that 'there is no substitute for victory', appear during
and following every modern war. This universal problem has prompted
other military leaders to express views similar to those of Ludendorff and
opposed to those of Clausewitz. For example, after the First World War
Lieutenant General Sir Gerald Ellison wrote that Churchill was wrong in
asserting, 'At the summit true politics and strategy are one'. 'Ergo, quite
obviously', says Ellison, 'the politician is fully qualified to deal with
strategy ?
Hence Amateur Strategy?
Hence Gallipolli!'
He continues, with heavy irony, to explode the popular belief that
every politician is a heaven-born naval and military strategist, that
the man who produces a weapon is necessarily the right man to use
76 CLAUSEWITZ AND MODERN STRATEGY
The record of modern warfare makes one thing very clear: the need to
keep the two types of military leadership separate, not united. Many
cases in which the civilian leaders tried either to control or to intervene
excessively in the conduct of military operations (for example, Kaiser
Wilhelm, Hitler, Mussolini, Stalin and at times Churchill) ended in
disaster. Attempts on the part of the military to control the political and
grand strategic goals of wars ended equally badly (for example, the
Schlieffen plan, the decision to launch unrestricted submarine warfare,
and the German high command's literally taking over the political con-
duct of the First World War).
Clausewitz did not go into detail concerning the problems of co-
ordination between the political and military leadership in war. Given the
frequent unity of the two during his lifetime and the relative simplicity of
both political and military affairs, this is not altogether surprising. Never-
theless, the technological and political complexities of the modern world
have necessitated a degree of 'fine tuning' unthought of by Clausewitz
in order to achieve a workable balance between the civilian and mili-
tary leadership in modern war. Clausewitz offers few insights into the
problem, beyond his brief comment in Book VIII that
If war is to be fully consonant with political objectives, and policy
suited to the means available for war, then unless statesman and
soldier are combined in one person, the only sound expedient is to
make the commander-in-chief a member of the cabinet, so that the
cabinet can share in the major aspects of his activities. But this, in
turn, is only feasible if the cabinet - that is the government - is near
the theater of operations, so that decisions can be taken without
serious loss of time What is highly dangerous is to let any soldier
but the commander-in-chief exert influence in the cabinet. It very
seldom leads to sound vigorous action, (pp.608—9)
Although in emphasizing the primacy of politics Clausewitz was ahead
of his time, he could not foresee the complications of civil-military
relations and their impact on the political supremacy necessary to the
conduct of war.
CLAUSEWITZ IN THE AGE OF TECHNOLOGY 77
actor', that is, a single unit making decisions vis-à-vis other such units.
While this may have approximated reality in the days when the king was
also the commander-in-chief, it certainly does not describe current reality.
In today's military environment it is useful to make a distinction between
external friction, created as a result of conflict between two opposing
sides, and internal friction, generated by the growing specialization and
compartmentation of the military.
Clausewitz did not think it was important for military leaders to deal
with issues of management and organization: 'One would not want
to consider the whole business of maintenance and administration as
part of the actual conduct of war. While it may be in constant interaction
with the utilization of troops, the two are essentially very different'
(p. 129, his emphasis). The distinction between leading troops to war and
administration would appear even more pronounced today. Just as the
political leader and military leader are now separate individuals, the
military leader may be a manager or even a technocrat, rather than a
warrior.
Coordinating many military and civilian organizations requires careful
calculation and diplomatic skill, rather than the courage, daring, and
acceptance of risks required on the battlefield. In all likelihood the
optimal temperament and character required for managing and fighting
cannot be found in one military genius, as Clausewitz proposed. The
requirements are contradictory. Frederick the Great and Napoleon, the
models for Clausewitz' military genius, were very different from Carnot
(whom Clausewitz never mentions), Marshall and Eisenhower. Were
Clausewitz alive today, he would recognize the need to describe, besides
the 'military genius', the 'military-organizational genius'.41
Just as there are now several different types of military leader, there are
also many different military organizations, set up to maximize the utility
of the multiple dimensions of military technology. The military manage-
ment of technology (for example, organizational decisions concerning the
research, design, and choice of weapons; the procurement cycle; the
relationship with the scientific and industrial communities ; the inspection
of production; the testing and maintenance of equipment; the writing of
instruction manuals; and training) has created a military bureaucracy of
immense proportions that continues to grow with technology.
78 CLAUSEWITZ AND MODERN STRATEGY
interests, including its share of the military budget. Thus, although all of
these organizations exist in order to contribute to the achievement of the
same goal and support each other in the process, they also have many
conflicting interests that separate them. The desire to maintain their
autonomy and articulate their various perceptions has generated con-
siderable friction within each military organization.
The anonymous, capital-intensive character of modern war led J. F. C.
Fuller (with his usual knack for bringing things ad absurdum) to reverse
Clausewitz' emphasis on the importance of the military genius in war.
The outstanding lesson of the [Franco-Prussian War of 1870] was
that a conflict of masses is a war of conflicts in which genius is out of
place. Though the general can still plot and plan, and increasingly
must do so, he can no longer lead or command because the masses
are too vast to grasp. Command now passes to the General Staff, its
foremost problem being the development of firepower/3
The truth obviously lies somewhere in between Clausewitz and Fuller.
Fuller, like Adam Smith and the Marxists, tends to move the focus to the
invisible hand of economic forces or the role of the masses in war.
Ultimately, however, much depends upon what Michels has termed 'the
Iron Law of the Oligarchy', that is, that a single individual inevitably
exists at the top of the decision-making ladder, who, whether a political,
military, or managerial-organizational leader, must make the final
choice.
Meanwhile, important decisions concerning both peace and war
require greater efforts at political compromise and a more intensive
search for consensus than they did in Clausewitz' time. Such complica-
tions of coordination between different organizational perceptions and
interests have offset the advantages gained from great technological
advances in command and control. Thus while friction has been reduced
in some ways since Clausewitz' time it has increased in others.
CLAUSEWITZ IN THE AGE OF TECHNOLOGY 79
Today, both historians and military strategists are concerned about the
causes of war and the extent to which war can be waged without popular
consent. Clausewitz, however, wrote the greatest book on the logic and
conduct of war without devoting much attention to its causes. He does
mention two important causes, but fails to develop them in any depth.
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the last resort of kings, was taken by the head of state who knew (pre-
sumably) what he wanted and could prepare his army, while largely
disregarding domestic considerations.
This simplified raison d'état model may have been realistic during the
ancien regime, but it is less than adequate in an age of democracy and
mass mobilization. In fact, it was also Germans like Ludendorff and
Eckhart Kehr who emphasized the primacy of domestic politics {Der
Primat der Innern Politik) over foreign policy.48 In addition, of course, the
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people. Certainly in recent history several wars have been lost through
miscalculating the people's willingness to continue fighting a war of
attrition. The wars fought by the French in Algeria and Vietnam; by the
US in Korea, Vietnam, and Lebanon; by the Israelis in Lebanon; have
revealed that the key to winning modern wars may not be on the battle-
field but on the home front. The need to maintain a consensus at home
demonstrates that, once the domestic scene becomes as important as the
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external one, many of the assumptions supporting the raison d'état model
collapse. In modern democracies there is no definitive central source
of influence where critical decisions can easily be made, nor is there
necessarily an agreement concerning the goals of a war or at what price it
should be fought. The fiction of the 'uni-actor' making national decisions
collapses very quickly. Thus, the military-cum-political genius cannot
make all the decisions by himself as Clausewitz maintains, but must, in
order to implement his policies, persevere in his search for an operational
consensus.
The dilemma is that the conduct of war by consensus does not
necessarily create the best conditions for waging a decisive war. For
example, during the war in Vietnam, Presidents Johnson and Nixon
had to maintain a delicate and carefully calculated balance between the
opposing pressures of doves and hawks — a balance which resulted in a
prolonged and indecisive, limited war.51 The military leader of today is
often forced to wage a limited war and to find acceptable substitutes for
victory. In this manner, another dimension of internal friction has been
added to warfare, for a leader must consider not only the costs and
benefits of war but also the need to adjust the burden of war to a level
acceptable to his own population.
While Clausewitz in On War appears to take domestic support for
granted, the modern political leader cannot." Indeed this dimension
represents one of the greatest problems in modern warfare for the politi-
cal leadership (and hence also for the military). Friction, uncertainty, and
chance may prevail in the calculation of obtaining domestic public
support as much as in gauging the performance and moves of the enemy.
Leaders often seem to take the initial domestic consensus to go to war for
granted - yet the longer the war, the less decisive and the more costly, the
more problematic the domestic support becomes.
Kuhn's term, a paradigm shift. If strategy in Clausewitz' time was the art
of using force on the battlefield to achieve political ends, nuclear strategy
(that is, deterrence) is precisely the opposite: It is the art not of using force
but of avoiding war. In a nuclear war - which resembles Clausewitz' war
in the abstract — victory has become a meaningless concept. We would
resort to Clausewitz' authority in vain regarding a subject that he could
not have anticipated. One should be very cautious about applying Clause-
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to being decisive, for example, the U-Boat as used against Great Britain in
the First and Second World War, and perhaps the Allied blockade on
Germany in the First World War, were all directed against the economy of
the targeted nation.
In fact, Clausewitz does recognize the need to measure the war potential
of nations, which he discusses very briefly in Book VIII, Chapter 9. Here
he demonstrates that a simple calculation of the availability of manpower
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of Clausewitz that 150 years after his death there has yet appeared no
better theory on war.
NOTES
History (New York: Scribners, 1945), Chs. 5 - 7 ; J.F.C. Fuller, The Conduct of War
1789-1961 (London: Eyre & Spottiswood, 1972, Ch. 5); Michael Howard, War in
European History (Oxford: Oxford University Press, 1976), Chs. 5-7; Maurice Pearton,
The knowledgeable State: Diplomacy, War andTechnology Since 1830 (London: Burnett
Books, 1982); Hew Strachan, European Armies and the Conduct of War (London : George
Allen & Unwin, 1983), Ch. 8. For an excellent brief survey of contemporary military
technological developments see The Economist, 'Marching Forward: A Survey of Defense
Technology', 21 May 1983, 5-32.
The surge in the number of inventions in general during the nineteenth century is
demonstrated by the following table:
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suggests that Clausewitz ignored technology unconsciously (p. 3). This is incorrect. Clause-
witz could not ignore something that did not exist as we know it today.
8. Edwin A. Pratt, The Rise of Rail Power in War and Conquest, 1833-1914 (Philadelphia:
J.B. Lippincott, 1916), p.2. See also John Westwood, Railways at War (London: Osprey,
1980); Dennis Showalter, Railroads and Rifles: Soldiers, Technology and the Unification of
Germany (Hamden, CT: Archon Books, 1975), Part I; also Pearton, The Knowledgeable
State; George E. Turner, Victori Rode the Rails: The Strategic Place of the Railroads in the
Civil War (New York: Bobbs Merrill, 1953).
9. Pearton, The Knowledgeable State, pp. 64-9; also Pratt, The Rise of Rail Power, pp. 1-14;
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1914, Vol. 3 (Oxford: Oxford University Press, 1967); Lawrence Lafore, The Longest Fuse
(Philadelphia: J.B. Lippincott, 1965); Ludwig Reiners, The Lamps Went Out in Europe
(Cleveland: World Publishing Co., 1966); Alfred Vagts, Defense and Diplomacy, Ch. 10,
'Mobilization and Diplomacy', pp.377-437; Paul M. Kennedy (ed.), The War Plans of the
Great Powers 1880-1919 (Boston: Allen & Unwin, 1985).
24. See Thomas C. Schelling, The Strategy of Conflict (Cambridge: Harvard University Press,
1965) and Arms and Influence (New Haven: Yale University Press, 1966).
25. Pearton, The Knowledgeable State, p. 25.
26. Ibid., pp. 25-6.
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27. 'The enemy force can never assemble and advance so secretly that the defender's first news of
it would come from his outposts. If that were to happen, one could only feel very sorry for
him.' On War, p.454; see also pp.544 and 557.
28. Also pp. 200-1. On the tactical level Clausewitz saw the element of surprise as favoring the
defender not the attacker:
It is self-evident that it is the defender who primarily benefits from the terrain. His
superior ability to produce surprise by virtue of the strength and direction of his own
attacks stems from the fact that the attack has to approach on roads and paths on which it
can be observed; the defender's position, on the other hand, is concealed and virtually
invisible to his opponent until the decisive moment arrives. On War, p.361.
29. For a summary of the causes of strategic surprise and why it actually comes close to being
inevitable, see Michael I. Handel, 'Intelligence and the Problem of Strategic Surprise',
Journal of Strategic Studies, 7 (Sept. 1984), 229-82. Also Richard K. Betts, 'Analysis of War
and Decision: Why Intelligence Failures are Inevitable', World Politics, 31 (Oct. 1978),
61-89.
30. There is no comprehensive historical study of the impact on war of the development of
modern means of communication, from the telegraph and telephone through the radio and
television.
31. Tolstoy's view on the value of intelligence and the ability of military commanders to obtain
relevant information in time to control the course of events is even more pessimistic than
that of Clausewitz, though influenced no doubt by the same events.
See in particular Leo Tolstoy, War and Peace (New York: Simon & Schuster, 1954);
W.B. Gallie, Philosophies of Peace and War: Kant, Clausewitz, Marx, Engels, and Tolstoy
(Cambridge: Cambridge University Press, 1978).
32. See Handel, 'Intelligence and the Problem of Strategic Surprise', 229-82.
33. As suggested by Peter R. Moody, in 'Clausewitz and the Fading Dialectic of War', World
Politics, 31 (April 1979), 417-33. The meaning of this statement is as empty as the title of
the article (that is, dialectics by definition cannot fade away). The author admits to having
read an inadequate 'compilation' of Clausewitz' On War.) Even had intelligence been
perfect, friction would still exist on the battlefield in other, numerous, and unavoidable
ways. The physical world has not lost any of its friction since the days of Newton: nor has
the world of war since Napoleon.
34. Strachan, European Armies and the Conduct of War, p.96.
35. J.F.C. Fuller, Armament and History; T.H. Wintringham, Weapons and Tactics.
36. See also Gerhard Ritter's discussion in The Sword and the Scepter, Vol. 1, 'The Prussian
Tradition 1790-1890' (Coral Gables, FL: University of Miami Press, 1969), p.57. Ch. 3 is
on Clausewitz and Napoleon.
37. Ludendorff, The Nation at War, p.24.
38. Ibid., p.175.
39. General Sir Archibald Wavell, Generals and Generalship (London: Macmillan, 1941),
pp.27; 33-4.
40. Sir Gerald Ellison, The Perils of Amateur Strategy (London: Longmans, 1926), pp.99-100.
41. Wavell, p.23. Wavell emphasizes the modern general's need for administrative-
organizational skills — a dimension neglected by Clausewitz in the study of military leader-
ship. (See section IX below.)
42. During Napoleon's time, the French Army had already become much too large to be
effectively commanded by Napoleon himself, who consistently refused to delegate authority
CLAUSEWITZ IN THE AGE OF TECHNOLOGY 91
to his subordinates. Given the size of the army, the scope of the problems, and the absence
both of adequate technology and of the organizational support a general staff provides -
Napoleon's insistence on maintaining centralized control inevitably led to his defeat. For
example, until 1812 Napoleon directed the military operations in Spain although he had not
been there since 1809. Strachan, European Armies and the Conduct of War, p.53.
43. Fuller, Armament and History, p. 118.
44. As W.B. Gallie points out, Clausewitz' concentration on the conduct of war itself, on its
management, prevents him from being seen as a political theorist in the mold of Hobbes,
Machiavelli, Locke, Montesquieu, and Rousseau:
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... A common ground of criticism of Clausewitz ... is that he takes war so entirely for
granted ... that he shows no positive interest in the particular kinds of social and political
situation that are liable to give rise to or prolong or intensify it; still less does he ask how
war might be contained or limited or eventually removed from the scene. In sum,
Clausewitz can be criticized, with some cause although not with real justice, for having
provided an enlightening anatomy of war — of its action as a whole and of the possible
movements of the separate parts — but without adding anything to our understanding of
its physiology — the vital forces that call it out and keep it in operation. Philosophy of
Peace and War, p. 62.
While Gallie correctly analyzes Clausewitz' limitations, the reader must recognize that many
of Clausewitz' ideas, particularly in Book I, Ch. 1 ; Book II, and Book VIII, are closely related
to major issues of political theory and would merit attention by political theorists, most of
whom have unfortunately ignored Clausewitz' work.
45. Donald Kagan, The Outbreak of the Peloponnesian War (Ithaca: Cornell University Press,
1969).
46. Jurg Martin Gabriel, 'Clausewitz Revisited' (Ph.D. dissertation, American University,
1971), 233.
47. Ritter, The Sword and the Scepter, Vol. 1, p.52.
48. See, for example, in this context Ludendorff, The Nation at War (in particular, Ch. 7, 'The
Nature of Totalitarian War', pp. 12-24); Eckart Kehr, Economic Interest, Militarism and
Foreign Policy (Berkeley: University of California Press, 1977); Arthur Lloyd Skop, 'The
Primacy of Domestic Politics: Eckart Kehr and the Intellectual Development of Charles E.
Beard', History and Theory, Vol. 13 (Middletown, CT: Wesleyan University Press, 1974),
pp. 119-32; James J. Sheehan, 'The Primacy of Domestic Politics: Eckart Kehr's Essays on
Modern German History', in Central European History, 1 (June 1968), 166-75.
49. The Marxists and hence Soviet military analysts seem to have a great deal of respect for
Clausewitz — among other reasons, because of his emphasis on the primacy of politics, his
dialectical method, the fact that Lenin read and favorably commented on On War, and the
connection Clausewitz makes in Book VIII, Ch. 36, between different economic and social
infrastructures and different military systems. See Donald E. Davis and Walter S.G. Kohn,
'Lenin's Notebook on Clausewitz', in David R. Jones (ed.), Soviet Arms Forces Review
Annual (Gulf Breeze, FL: Academic International Press, 1977), Vol. 1, pp. 188-229.
50. Ludendorff, Nation at War, pp. 143-4.
51. See, for example, Lesley Gelb and Richard K. Betts, The Irony of Vietnam (Washington : The
Brookings Institution, 1979).
52. This is at least the tacit and often the explicit assumption that Clausewitz makes in On War.
Clausewitz did recognize the changed role of the people in warfare since the outbreak of the
French Revolution:
In the eighteenth century, in the days of the Silesian campaigns, war was still an affair for
governments alone, and the people's role was simply that of an instrument. At the onset of
the nineteenth century, peoples themselves were in the scale on either side. The generals
opposing Frederick the Great were acting on instructions - which implied that caution
was one of their distinguishing characteristics. But no w the opponent of the Austrians and
Prussians was - to put it bluntly - the God of War himself.
Such a transformation of war might have led to new ways of thinking about it. (p. 583)
We will hardly find a more erroneous standard of measurement in history than that
92 CLAUSEWITZ AND MODERN STRATEGY
applied in 1792. It was expected that a moderate auxiliary corps would be enough to end
a civil war; but the colossal weight of the whole French people, unhinged by political
fanaticism, came crashing down on us. (p. 518)
Since Bonaparte, then, war, first among the French and subsequently among their
enemies, again became the concern of the people as a whole, took on an entirely different
character, or rather closely approached its true character, its absolute perfection. There
seemed no end to the resources mobilized: all limits disappeared in the vigor and
enthusiasm shown by governments and their subjects, (pp.592-3)
While he recognized the new role of the people and levée en masse in war he did not address
the question of how the mobilization and increased participation and interest of the people
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in war came about. (At least not in his study On War.) This in reality, was one of the major
problems the Prussian military reformers had to address after their decisive defeats by
Napoleon at Jena and Auerstadt was how to mobilize the support of the German masses.
This was by no means a simple task since it involved an extensive political reform of the
autocratic Kingdom of Prussia. Peter Paret, Clausewitz and the State (Oxford: Clarendon
Press, 1976); Peter Paret, Yorck and the Era of Prussian Reform, 1807-1815 (Princeton:
Princeton University Press, 1966); W. Shanahan, Prussian Military Reforms (New York:
Columbia University Press, 1945); W. Simon, The Failure of the Prussian Reform Move-
ment, 1807-1819 (Ithaca: Cornell University Press, 1955); Gordon A. Craig, The Politics
of the Prussian Army, 1640-1945 (Oxford: Oxford University Press, 1955); Ritter, The
Sword and the Scepter, Vol. 1.
53. Sun Tzu, The Art of War (Oxford : Oxford University Press, 1982), p.77. For an interesting
discussion of the meaning of victory in modern warfare, see Richard Hobbs, The Myth of
Victory: What is Victory in Warf (Boulder, CO: Westview Press, 1979).
54. Harkabi, Nuclear War and Nuclear Peace (Jerusalem: Israel Program for Scientific Trans-
lations, 1966), p.2.
55. Ibid., p.4.
56. Ibid., pp.5-6.
57. Thucydides, The History of the Peloponnesian War, trans. Richard Crawley, Rev. R.
Feetham (Chicago: Encyclopedia Britannica, 1971), Bk. I, Ch. 3, p.370.
58. Quoted in Ludendorff, The Nation at War, p.67.
59. Michael Howard, Clausewitz, p.3.
60. Ibid.; see also Strachan, European Armies and the Conduct of War, p.52.
61. See Arden Bucholz, Hans Delbrück and the German Military Establishment.