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High blood pressure (BP) is a major cardiovascular risk factor that is treatable, yet hypertension awareness and control
rates are low. Ubiquitous BP monitoring technology could improve hypertension management, but existing devices
require an inflatable cuff and are not compatible with such anytime, anywhere measurement of BP. We extended the
oscillometric principle, which is used by most automatic cuff devices, to develop a cuff-less BP monitoring device
using a smartphone. As the user presses her/his finger against the smartphone, the external pressure of the
underlying artery is steadily increased while the phone measures the applied pressure and resulting variable-
amplitude blood volume oscillations. A smartphone application provides visual feedback to guide the amount of pres-
sure applied over time via the finger pressing and computes systolic and diastolic BP from the measurements. We
prospectively tested the smartphone-based device for real-time BP monitoring in human subjects to evaluate usabil-
INTRODUCTION formed via finger actuation and can measure BP with accuracy similar
High blood pressure (BP) is a major risk factor for strokes and heart to the finger cuff device.
disease (1) that is treatable with lifestyle changes and medication (2).
However, hypertension awareness and control rates are low (3). Only
~55% of hypertensives in developed nations and ~45% of hyperten- RESULTS
sives in developing nations are aware of their condition, and ~15% Smartphone-based BP measurement device:
of hypertensives have their BP under control. Ubiquitous BP monitor- Concept, prototype, and usage
ing technology could improve hypertension awareness by providing Concept
serial measurements from the mass population during daily life (4) The smartphone-based device represents an extension of the oscillo-
and enhance hypertension control by providing continual feedback metric principle for cuff-less BP monitoring. As shown in Fig. 1A, in
to the individual patient (5). However, existing noninvasive devices re- conventional oscillometry, the cuff serves as an actuator to vary the ex-
quire an inflatable cuff and therefore are not feasible for such anytime, ternal pressure of an artery and as a sensor to measure this pressure and
anywhere monitoring of BP. the resulting variable-amplitude blood volume oscillations within the
We proposed to extend the oscillometric principle, which is the basis artery. BP is then computed from the oscillation amplitudes as a
of most automatic cuff-based BP measurement devices (6, 7), for cuff- function of the applied pressure (henceforth called the “oscillogram”).
less BP measurement using a smartphone. In this scenario, the user As shown in Fig. 1B, for the smartphone-based device, the user serves as
serves as the actuator (instead of the cuff) by pressing her/his finger the actuator by pressing her/his finger against the phone to steadily in-
against the phone to vary the external pressure of the underlying artery, crease the external pressure of the underlying artery (transverse palmar
whereas the phone serves as the sensor (rather than the cuff) to measure arch artery), whereas the phone, embedded with photoplethysmogra-
the resulting variable-amplitude blood volume variations or oscillations phy (PPG) and force transducers, serves as the sensor to measure the
and applied pressure. The phone also provides visual feedback to guide blood volume oscillations and applied pressure. PPG is a well-known
the amount of finger pressure applied over time and computes BP from optical technique in which a tissue sample is illuminated and the
the measurements. changes mainly in light absorption due to the pulsatile blood volume
To investigate the oscillometric finger-pressing method, we devel- within the tissue are measured (9). The phone also provides visual
oped a smartphone-based device to implement the method in real time. feedback to guide the amount of finger pressure applied over time, as
We then prospectively tested the device in human subjects for usability shown in Fig. 1C, and then likewise computes BP from the oscillogram,
and accuracy against a standard cuff device. We likewise tested a finger as shown in Fig. 1D.
cuff device, which uses the volume-clamp method, to determine BP (8). Prototype
Our results indicate that smartphone-based BP monitoring is easily per- Figure 2 (A and B) shows the smartphone-based device. The prototype
device is a three-dimensional (3D)–printed case affixed to the back of a
1
Department of Electrical and Computer Engineering, Michigan State University, smartphone. The case houses a PPG sensor on top of a force transducer
East Lansing, MI 48824, USA. 2Department of Mechanical Engineering, University to measure the blood volume oscillations and applied finger pressure,
of Maryland, College Park, MD 20742, USA. 3School of Mechanical Engineering,
Chonnam National University, Gwangju 61186, South Korea. as well as circuitry to acquire and transmit the measurements to the
*Corresponding author. Email: [email protected] smartphone (Fig. 2A). The smartphone runs an application to visually
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Usage
As shown in Fig. 2 (C to E), a user inter-
acts with the device to measure BP in
three steps. First, the user places her/his
index finger on the sensor so that the base
of the finger nail is aligned with “line 1”
on the back of the phone and that the long
axis of the finger is centered on “line 2”
(Fig. 2C). In this way, measurement from
the transverse palmar arch artery may be
targeted (Fig. 1B). The user also rests a
portion of the same finger below the top
knuckle on the case surface to ensure force
application in the normal direction rela-
tive to this surface (Fig. 2D). Second, the
user holds the device at the same height
as the heart to eliminate hydrostatic ef-
Device testing:
Usability and accuracy
Usability
To test device usability, 30 new users (age,
39 ± 10 years; height, 168 ± 8 cm; weight,
79 ± 18 kg; 67% females) participated.
Each user was allowed practice trials
to learn the finger actuation procedure.
Figure 3A shows a histogram of the num-
Fig. 1. From conventional cuff-based blood pressure measurement to cuff-less BP monitoring using a smart- ber of practice trials required for each user
phone. (A) Image of a conventional cuff-based oscillometric device and diagram of representative blood pressure to correctly execute the finger actuation,
(BP) measurement. (B) Schematic diagrams of the proposed oscillometric finger-pressing method for cuff-less BP
maintaining the applied finger pressure
monitoring using a smartphone, in which the user serves as the actuator instead of the cuff, to vary the external
within the target blue lines on the smart-
pressure of the transverse palmar arch artery by finger pressing, whereas the phone serves as the sensor to measure
blood volume oscillations and applied pressure similar to a cuff, provides a visual display of the applied finger
phone application. About 90% of the users
pressure over time to guide the actuation (C), and computes BP similar to a cuff (D). Image of finger anatomy learned the finger actuation after one or
adapted from (35). two trials. After learning the finger actua-
tion, each user then performed the finger
actuation two to four times with the aim
guide the finger actuation and compute systolic, diastolic, and mean of obtaining a pair of close or three BP measurements. Figure 3B shows
BP at the brachial artery from the finger blood volume oscillation and a histogram of the output of the device (BP measurement or “try again”
finger pressure measurements (Fig. 2B). message) overall measurements. About 60% of the measurements were
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Accuracy
To test device accuracy, the same 30 new
users and 5 additional experienced users
(age, 33 ± 8 years; height, 173 ± 4 cm;
weight, 72 ± 5 kg; 0% females) partici-
pated. The latter five users also obtained
multiple BP measurements but held the
device well below the heart to raise their
BP. Device measurements during this hy-
drostatic challenge may be thought of as
BP from a brachial artery situated beneath
the heart. The BP measurements from the
device were averaged when more than one
measurement was available and were as-
sessed against the average of two mea-
surements from a standard oscillometric
arm cuff device. Figure 4 (A to D) shows
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Medical Instrumentation) limits of 5 and 8 mmHg, but an AAMI data even cuff-based methods may not be suitable for everyone (for example,
collection protocol was not used. Furthermore, the device measured BP morbidly obese people). Another limitation is that the smartphone-
as accurately as the finger cuff device. based device was not tested according to an AAMI data collection
Here, all of the subjects used the device correctly. In practice, users protocol, which involves a subject population that covers a prescribed
may not always be so compliant. However, a key advantage of a range of BP values (28). However, by also studying experienced users
smartphone-based BP monitoring device is that many measurements during a hydrostatic challenge, we were able to extend the tested range
can be made over time with the ubiquitous system (23). These measure- of each BP measurement to 40 to 50 mmHg. The device may be im-
ments could be averaged to eliminate error caused by random variations proved by leveraging additional sensing to confirm correct device usage,
in finger placement on the sensor and in the height at which the device by mitigating the adverse effect of finger vascular tone changes via in-
is held, as well as to mitigate error caused by imperfect BP computation. clusion of a temperature sensor to assess cold-induced finger vaso-
Averaging many measurements also abolishes the substantial BP constriction, or by applying a physics-based algorithm to compute
variations that occur within a person due to stress, physical activity, re- both BP and the arterial compliance curve (rather than an empirical al-
cent ingestion of a meal, and other factors (24). In this way, the device gorithm, which may implicitly assume invariant arterial compliance
may be able to indicate a sufficiently reliable BP measurement for hy- curves despite finger vascular tone changes) (29). The smartphone
pertension detection despite large errors in any single measurement. could also warn users of high BP, securely transmit the measured BP
Screening for hypertension may be the main clinical application of to caregivers, and send text reminders to patients with uncontrolled
the device, especially in the 20- to 50-year-old segment of the population BP to take their medications.
who are often technology savvy and health conscious but may be at risk In summary, we studied the oscillometric finger-pressing method
for early development of hypertension (25, 26). for cuff-less BP monitoring using a smartphone. Although various form
Our study has limitations, and future efforts are needed to bring the factors for implementing this method may be envisaged, the smart-
oscillometric finger-pressing method to practice. One limitation is that phone form may allow the method to reach the most people while being
the oscillometric finger-pressing method can neither make nighttime conveniently housed within a single, portable device. In this way, a com-
BP measurements, which are clinically important (27), nor be per- plete hypertension management system would be available in the pockets
formed by all people, such as those lacking fine motor control. However, of many.
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Fig. 6. Smartphone-based device software. Flowchart of the smartphone application and important equations for computing BP running on the phone wherein the
input is the measured blood volume waveform and applied pressure and the output is brachial BP values or a try again message. The blue box indicates the beginning
of the flowchart, whereas the red boxes indicate the two possible ends of the flowchart. The plot illustrates a parametric model of the oscillogram [blood volume
oscillation amplitude (y) as a function of the applied finger pressure (x)] from which BP is computed. BP computation details are provided in the “Software” subsection
of Materials and Methods.
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Device development:
Informal human study
To develop the hardware component of
the device and a basic visual display for
finger actuation guidance, we qualitatively
explored various options in about 10 hu-
man subjects. We then collected a training
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between the two, which allows the force applied on the PPG sensor, but and the local maxima of the waveform. Because the PPG sensor mea-
not elsewhere on the case surface, to reach the force-sensitive area and sures a differentiated blood volume waveform, the waveform peaks are
be uniformly distributed on it. A one-time calibration of the force sensor reflective of the peak-to-peak amplitudes of the blood volume oscilla-
was performed while residing in the completed case via placement of tions. If the average of the reciprocal of the peak-to-peak intervals is not
high-density weights (WHST13, United Scientific Supplies) on the within 10% of the average heart rate determined via spectral analysis (in
PPG sensor. The relationship from the voltage (V) measured by the hertz), then the application will ask the user to try again because the
force sensor to the known pressure (P, the force exerted by each weight blood volume waveform may be contaminated by artifact or the wave-
divided by the area of a 10-mm-diameter circle) was represented with a form beats may not have been well detected. The applied pressure mea-
piece-wise linear function (P = 560.1V − 281.9 if V < 0.74 or P = 225.2V − surement is thereafter smoothed via a third-order polynomial fit. A
32.1 otherwise). discrete oscillogram is then formed by plotting the blood volume peaks
The blood volume waveform outputted by the PPG sensor is ampli- versus the corresponding pressure and smoothing the plot via a three-
fied and filtered via a band-pass filter with cutoff frequencies of 1.8 and point moving average. A final, continuous oscillogram is constructed by
4.3 Hz (analog signal conditioning) to differentiate the blood volume fitting the parametric function in Eq. 1 in Fig. 6 to the discrete oscillo-
waveform with respect to time while also attenuating high-frequency gram. In this equation, x and y are the abscissa and ordinate, respective-
noise. The applied pressure outputted by the force sensor is conditioned ly, of the oscillogram, and Ai and Bi are the parameters that define the
using circuitry provided with the sensor. The two measurements are oscillogram. This equation models the oscillogram as an asymmetric
then passed through an analog-to-digital converter (ADS1115, Adafruit) function, as justified elsewhere (29), via two half Gaussian functions.
As illustrated to the right of Eq. 1 in Fig. 6, the parameter A2 represents
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of Eqs. 2 to 4 in Fig. 6, if B2 or B3 is greater than 100 mmHg (the oscil- the number of BP values obtained and try again messages outputted
logram is excessively wide), A2 is less than 0 or greater than A1 (the os- by the device for each of the users, and determined the reason for each of
cillogram is negative or monotonically decreasing), the oscillogram the try agains via post hoc visual inspection of the data. To test accuracy,
amplitude at an applied pressure of 40 mmHg (y40) is greater than we averaged the cuff-less BP measurements of the smartphone-based
0.8A1, or the oscillation amplitude at the TP (yTP) is greater than device when multiple measurements were available for the user and
0.5A1 (the oscillogram has not been interrogated over a sufficiently wide averaged the pair of measurements from the arm cuff device. For the
pressure range), then the application will not output BP and instead will experienced users, we then added the rgh measurement to the systolic
ask the user to try again. Note that these empirical thresholds and and diastolic BP measurements from the arm cuff device. We did not
formulas are expected to change because more data are added to the assess the mean BP measurements from the smartphone-based device
training data set. because the reference device did not output this BP value, and use of the
0.4/0.6 rule for computing reference mean BP may bias the results.
Device testing: Formal human study Statistical analysis
We prospectively tested the smartphone-based device for usability and We used standard analyses to assess the systolic and diastolic BP mea-
accuracy against a standard automatic arm cuff device. surements of the smartphone-based device against the reference BP
Experimental subjects measurements from the arm cuff device. In particular, we assessed
We recruited 30 users who had not used the device before and 5 ex- the accuracy visually using correlation and Bland-Altman plots and
perienced users. These five users were part of the training data set sub- quantitatively using the correlation coefficient (r), bias error (m, mean
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Smartphone-based blood pressure monitoring via the oscillometric finger-pressing
method
Anand Chandrasekhar, Chang-Sei Kim, Mohammed Naji, Keerthana Natarajan, Jin-Oh Hahn and Ramakrishna
Mukkamala
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