8 Handbook of Moral Development (Melanie Killen, Judith G. Smetana) 2023
8 Handbook of Moral Development (Melanie Killen, Judith G. Smetana) 2023
A central way to predict and explain human behavior is to attend to people’s minds: what they desire,
intend, believe, think, and feel emotionally. Because such mentalizing is a ubiquitous part of every-
day social interactions, a major focus of cognitive development research has been to identify age-
related changes in children’s understanding of the mind from infancy through adulthood, including
reasoning about interrelations between different kinds of mental states (e.g., how thoughts can cause
emotions) and between mind and behavior (e.g., how beliefs influence actions)—what is known as a
theory of mind (Flavell, 2004; Lagattuta et al., 2015; Wellman, 2014). Because humans live in complex
social groups, however, our evaluations and decisions are also guided by rules, norms, obligations,
and permissions. There are certain actions that we should or should not do, have to or do not have
to do, and are permitted or are not permitted to do, as well as opportunities for personal control
or jurisdiction. Research has documented significant developmental changes in these sociomoral
concepts from infancy through adulthood as well (Killen & Smetana, 2015; Nucci, 2014; Tomasello,
2020; Turiel, 2015).
During the past fifteen years, researchers have innovated methods that bridge these two, historically
independent lines of research, establishing the investigation of interrelations between theory of mind
and morality as a robust area of empirical inquiry. In this review, we update our previous chapter from
the second edition of this Handbook (Lagattuta & Weller, 2014). We start with children’s ability to inte-
grate intentions into their moral judgments and then examine how age-related changes in children’s
understanding of beliefs, desires, emotions, and thoughts relate to their emerging moral concepts. We
summarize findings from neuroscience research that has identified substantial overlap between neural
regions recruited for theory of mind and for moral judgment tasks. Finally, we discuss connections
among theory of mind, moral judgment, and behavior. We end with suggestions for future directions.
Although we primarily focus on 3- to 12-year-olds, we also incorporate research with younger and
older age groups.
DOI:10.4324/9781003047247-24 305
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and actions (Fawcett & Markson, 2010), discriminate (on a basic level) between actions done “on
purpose” versus “by accident” (Carpenter et al., 1998), recognize what a person is trying to do even
when they fail (Meltzoff, 1995), and distinguish between adults who are unwilling versus unable to
help (Behne et al., 2005). By 3 years of age, children develop explicit knowledge about the distinc-
tion between intentional and unintentional behaviors, and they can further discriminate intentional
behaviors from desires, mistakes, reflexes, and passive movements (Baird & Astington, 2004). These
early concepts about intention form a cornerstone in the development of folk psychology because
they represent children’s earliest construal of people as agents, who engage in deliberate actions, and
experiencers, who subjectively perceive the world (Wellman, 2014).
Intention is also a core feature of moral judgment, in that intentions are often viewed as criterial
for evaluating the moral status of a person’s actions or character (Alicke & Rose, 2010). Not surpris-
ingly, then, research connecting theory of mind and moral development has focused on children’s
emerging abilities to identify and weigh people’s intentions in their moral judgments. In Piaget’s
(1932) early tests of moral cognition, he presented young children with scenarios in which an actor
either causes minor harm when engaged in a prohibited action (e.g., breaks one dish when trying
to sneak a cookie) or causes more severe harm when trying to be helpful (e.g., breaks three dishes
when helping to set the table). Piaget documented that whereas young children typically judged
the children’s “naughtiness” by the severity of the outcome, children older than 8 or 9 years of age
focused on the child’s motives and intentions and judged the “cookie stealer” as more blameworthy
even though he caused less damage. Piaget argued from these results that children transition from
an objective (focus on the severity of the transgression) to a subjective (focus on the intentions of the
person) view of moral responsibility.
Piaget’s findings sparked numerous investigations into children’s ability to integrate intention, motive,
and outcome information to make moral judgments. Here, intention indicates whether an action was
done purposefully versus accidentally. Motive refers to the actor’s reason for the action (Malle, 1999).
These studies showed that 3- to 5-year-olds can base culpability on intention or motive information
when outcome severity is held constant (e.g., they view intentional negative actions as more blame-
worthy than the same negative outcomes caused by accident; Núñez & Harris, 1998). With increasing
age, children develop more sophisticated insight into relations among intentions, desires, motives, and
beliefs. For example, 7-year-olds, but not younger children, evaluate characters more favorably when
they had good versus bad motives for the same intentional action, even if this behavior results in a nega-
tive outcome (Yuill, 1984).
Recently, there has been a resurgence of empirical inquiry into this outcome to intention shift
(Cushman et al., 2013). Results confirm that from 4 to 8 years of age, children place increasing
emphasis on intentions in their moral evaluations, with the most consistent transition being that chil-
dren view accidental harm less negatively between 6 and 8 years (Killen & Smetana, 2015; Margoni &
Surian, 2017). Parallel age-related patterns emerge in evaluations of fairness. Children younger than
6 to 8 years exhibit a weaker emphasis on the proposer’s intentions to make fair or unfair distribu-
tions (Jaroslawska et al., 2020). Still, even 3- to 4-year-olds can privilege intention over outcome
when shown simplified puppet shows, especially when they receive training and their understand-
ing is measured by their social preference for the accidentally versus intentionally harmful puppet
(Hilton & Kuhlmeier, 2019; see also Woo & Hamlin, this volume, for evidence with infants). Thus,
by minimizing cognitive-processing demands, making intention information highly salient, and/or
measuring intention understanding indirectly (e.g., via preference), it may be possible for younger
children to prioritize intentions over outcomes even in cases of harm.
Because negligence and outcome are often confounded (e.g., although unintentional, harm may
have occurred because the actor was not careful), researchers have tested whether negligence affects
moral judgments. Nobes et al. (2009) found that 3- to 8-year-olds judged intentional careless acts
to be more deserving of punishment than intentional, careful acts. In other variations, Nobes et al.
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(2017) explicitly described the carefulness of the accidental harmer and ensured that children fol-
lowed the actor’s intentions and desires (via control questions). These procedures enabled preschool-
ers to view accidental harm as less punishable than intentional harm, but adults still made sharper
distinctions compared to 7- to 8-year-olds who did so more than 4- to 6-year-olds. Mulvey et al.
(2020) manipulated both the negligence (versus carefulness) of the transgressor and the victim. They
found an age-related increase between 3 and 12 years and between childhood and adulthood in
integrating negligence into evaluations of acceptability, blame, and punishment and in recognizing
situations where both transgressors and victims share in the blame.
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2010; Kramer et al., 2021). In contrast, younger children assume more consistency in positive behav-
iors and traits, require more instances of negative behaviors to make character attributions, expect
people’s negative behaviors to improve over time, and endorse goodness as more essential to a person
than badness (Heiphetz, 2019; Kramer et al., 2021). Lagattuta and colleagues (Kramer et al., 2020;
Lagattuta & Sayfan, 2013; Lagattuta et al., 2018; Lagattuta & Kramer, 2021a) found that between the
ages of 4 and 10 and between childhood and adulthood, there are increasing asymmetries in how
children evaluate an agent’s prior antisocial versus prosocial behavior when inferring how the target
of those actions will feel, think, and make decisions when they later see that agent or a similar-look-
ing agent. Participants’ eye movement patterns and verbal judgments indicated that as children grow
older, they more heavily weigh evidence of an actor’s past harmful versus helpful behaviors when
making future forecasts, especially in cases where the most recent past was negative. Combined, these
data help explain why 3-year-olds in the study of Leslie et al. (2006) had difficulty acknowledging
that characters did “not care” about causing harm (i.e., they defaulted to the normative viewpoint of
caring about harm) and why the side-effect effect appears to strengthen as children grow older (i.e.,
the signal value of deviance increases). Although the facts are structurally parallel in the harm and
help scenarios, their meaning in relation to folk psychological beliefs are not.
Indeed, this interpretation that failure to adhere to social norms (versus moral violations specifi-
cally) encourages children and adults to attribute intentions has been supported by empirical evi-
dence. For example, Uttich and Lombrozo (2010) found that the side-effect effect in adults was not
specific to moral infractions (e.g., causing harm); it also arose for violations of social norms (e.g.,
changing the color of “gizmos”). Rakoczy et al. (2015) replicated the side-effect effect for morally
neutral norm violations in 4- to 5-year-olds. Papadopoulos and Hayes (2017) extended this further
to show that norm status mattered for negative, positive, and valence ambiguous side effects, with
Proft et al. (2019) demonstrating the boundary that descriptive norm violations must include a social
conformity component. Taken together, these studies reveal that when an agent chooses to act in
ways that go against moral rules or social norms, this contextual information can provide a powerful
signal to both children and adults that this agent behaved intentionally.
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judged that the hedgehog should be blamed. Thus, young children’s attributions of blame appear
more rule-bound than mental-state-guided (see Kalish & Cornelius, 2007; Wang et al., 2011 for fur-
ther evidence that children younger than 7 years infrequently take into account a person’s knowledge
state when assigning blame and punishment).
Killen and colleagues (2011) extended this inquiry from social conventions to moral rules by
examining 3- to 7-year-olds’ judgments about intention and blame when a protagonist knowingly
versus unknowingly destroys a classmate’s possession (e.g., throws a lunch bag containing her cupcake
in the trash). Compared to younger children, 7-year-olds more often judged that the actor had a
false belief about the bag’s contents (e.g., thought it was trash). Children who attributed a false belief
to the accidental transgressor evaluated him or her as having more positive intentions and being less
blameworthy than a knowledgeable transgressor. More recently, Rizzo et al. (2019) found an age-
related decrease between 3 and 13 years of age in negative evaluations of individuals who do not
intend to make false claims, with children’s understanding of mental states (intention, false belief)
partially mediating the relation between age and moral evaluations.
Together, these data suggest that understanding false belief in morally relevant or normative situa-
tions is more complex than in rule-free contexts. That is, whereas the typical passing age for standard
false belief tasks is about 4 to 5 years of age (Wellman et al., 2001), it is closer to 7 years of age when
the false belief has moral implications, with even more protracted development observed in scenarios
that require coordinating multiple mental states and contextual features. Interestingly, there appear
to be differences in the ways in which 5-year-olds, 7-year-olds, and adults incorporate knowledge
states into their judgments of wrongness, depending upon the type of violation (moral versus con-
ventional). That is, children and adults view moral transgressions (e.g., stealing) as more wrong when
the perpetrator did versus did not know that their actions would lead to a harmful outcome or violate
a rule. In contrast, knowledge states were less important for conventional actions (e.g., dress code;
Giffin & Lombrozo, 2018; Proft & Rakoczy, 2019).
In addition to creating false belief tasks that have morally relevant features, researchers have
also tested connections between children’s false belief understanding and their moral judgments.
Children who score higher on theory-of-mind measures exhibit a greater understanding of the
distinction between moral and conventional rules (Ball et al., 2017), show stronger attention to
how mental states impact people’s moral decisions (Chalik et al., 2014), more negatively evaluate
inequitable resource allocations (Mulvey et al., 2016), and more often intend to act prosocially
(Harari & Weinstock, 2020). On the flip side, children with more advanced theory of mind are
also better skilled at telling and maintaining convincing lies (see Lee & Imuta, 2021 for a meta-
analysis and Evans & Lee, this volume). Although most of these studies have examined inter-
relations between false belief understanding and moral judgments concurrently, those that have
tested for longitudinal relations find mixed results. For example, whereas Smetana et al. (2012)
reported that young children’s moral judgments longitudinally predicted more advanced theory
of mind, Lane et al. (2010) found that early theory of mind (false belief) predicted moral reason-
ing at older ages (see also Sodian et al., 2016). Future research using longitudinal approaches is
needed to provide clarity.
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desire-emotion relations can inverse (fulfill desire = feel bad; inhibit desire = feel good) in prohibitive
rule contexts poses a conceptual challenge for young children.
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that children emphasized goals, desires, and identity more for the personal (versus moral) conflicts,
whereas they prioritized moral-evaluative concerns (e.g., obligation, permission, rules) more for
the moral (versus personal) conflicts. In a related study, Zhao and Kushnir (2019) found that when
justifying characters’ choices to violate or comply with rules, 5- to 7-year-olds from the U.S. focused
more on desires than did children living in China who more often emphasized evaluations (good/
bad). Combined, these findings highlight the necessity of specifying the rule domain (moral, social
convention, personal) and examining potential cultural variations when investigating how children
integrate theory of mind and morality.
Research on concepts of free will—the inference that a person could have chosen to act other-
wise (Monroe & Malle, 2010)—inform these developmental patterns. Although by age 4 children
recognize that moral and social norms can restrict people’s actions (Chernyak & Kushnir, 2014), 6- to
11-year-olds more often endorse than younger children that people can choose to act against their
strong desires or choose to fulfill their desires even when such actions would violate moral or social
norms (Kushnir et al., 2015). Cross-cultural studies, however, have documented variability in these
judgments, with children growing up in China and Singapore exhibiting a weaker endorsement of
free will compared to children living in North America (Chernyak et al., 2019; Zhao et al., 2021).
Thus, with increasing age (but varying by culture), children better integrate their knowledge that
desires motivate behavior with the awareness that behavioral decisions also depend on the individual’s
autonomous will to choose (see Gopnik & Kushnir, 2014).
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help racial in-group versus racial out-group members. Moreover, they judged that individuals would
feel happier helping racial in-group members and happier ignoring the needs of the racial out-group
members. In the case of gender, children exhibited more explicit in-group favoritism: not only did
they more frequently predict that people would feel better helping the gender in-group versus out-
group, but they also more frequently judged that actors would help and not harm someone from their
gender in-group versus out-group (see also Lagattuta, 2018).
These data fit with related studies showing that individuals do not equally apply the same level
of moral status and moral concern to all groups (see also Chalik & Rhodes, this volume). Children
share more with family, friends, and racial in-groups versus with strangers and racial out-groups
(Olson & Spelke, 2008; Renno & Shutts, 2015). Moreover, children and adults judge it more morally
imperative to help and not harm close versus distant others (Nucci et al., 2018), “nice” versus “mean”
people (Hachey & Conry-Murray, 2020; Smetana & Ball, 2018), and in-group versus out-group
members (Rhodes & Chalik, 2013). More generally, beliefs about an individual’s capacity to experi-
ence phenomenological states (e.g., pain, feelings, thoughts) affect ideas about ethical treatment and
moral obligation (Gray et al., 2012; Neldner et al., 2018). Children and adults expect out-group
members to experience less pain and more blunted emotions than in-group members (Dore et al.,
2018), and they attribute fewer mental states and exhibit lower speed and accuracy in mind-reading
out-group versus in-group members (Gönültaş et al., 2020; McLoughlin & Over, 2017). Interven-
tion studies reveal, however, that getting individuals to mentalize, or actively consider the mental
states and emotions of out-group members, can facilitate prosocial behaviors in hypothetical and
real-world situations (McLoughlin & Over, 2019; Todd & Galinsky, 2014).
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decisions, and thinking about unexpected outcomes (Knutson & Peterson, 2005; Schacter et al.,
2007). As methods continue to advance, more complex models of the neural bases of theory of mind
and morality will emerge, including their integration with more domain-general cognitive processes.
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inseparable from thinking about mental states. Indeed, as we have highlighted throughout this chap-
ter, moral evaluations inform and are informed by mental state reasoning. How children and adults
construe people’s behaviors in relation to desires, intentions, beliefs, and emotions influences their
moral evaluations, including how they assign blame and allocate praise. Children’s and adults’ moral
cognition guides their inferences about people’s actions, dispositions, and mental states. As children
develop more mature concepts about people, minds, and morality, they increasingly integrate and
coordinate these sometimes conflicting perspectives. We end with some ideas for further exploration.
As reviewed, many studies have examined children’s emphasis on outcomes versus mental states
for assigning blame, with findings showing that between the ages of 4 to 8 years, children shift their
focus away from outcomes and toward the mind. When referring to this developmental change as a
“shift,” however, it is important to acknowledge that outcomes continue to affect moral judgments
across the lifespan. For example, in Lagattuta (2005), all age groups, even adults, judged that indi-
viduals’ primary emotions would align with outcomes. Transgressors (desire fulfilled) feel good and
rule abiders (desire inhibited) feel bad. What changed with age was that older children and adults
recognized that rules and anticipated consequences also influence emotions: they most often inferred
that individuals would feel mixed emotions originating from multiple causes. That is, with increasing
age, children better appreciate the numerous contextual elements—both internal and external—that
shape actions and evaluations (see also Turiel, this volume). Moving forward, eye-tracking may be an
effective tool for expanding inquiry. For example, we have found that biases in children’s and adults’
visual attention to negative versus positive social information relate to their judgments about indi-
viduals’ thoughts, emotions, and decisions (Lagattuta & Kramer, 2021a; Lagattuta & Sayfan, 2013).
Yucel et al. (2020) documented that children’s and adults’ eye-movement patterns and pupil dilation
differed when they viewed moral versus social transgressions (see also Decety et al., 2012; Fiedler &
Glökner, 2015). Thus, combining verbal judgments with eye-tracking may provide more compre-
hensive insight into how children and adults hierarchically weigh and derive meaning from multiple
information sources in morally relevant contexts.
Even with a theory that allows for elements outside highly salient outcomes to matter for moral
evaluations, children and adults still need the cognitive skills to implement these beliefs successfully. For
example, improvements in executive function (especially inhibitory control and working memory) may
help children inhibit a dominant focus on outcomes so that they can incorporate additional factors (e.g.,
desires, intentions, beliefs). Although relations between executive function and theory of mind have
been widely studied (Devine & Hughes, 2014; Lagattuta et al., 2010, 2014, 2016, 2018), contributions
of executive function to moral judgments have been less often empirically tested (Zhao et al., 2021).
Counterfactual reasoning (the ability to think about how outcomes could have been different; Roese,
1997), which also undergoes improvement between 3 and 12 years of age (Beck & Riggs, 2014), may
be another necessary skill for advanced moral cognition (Byrne, 2017). For example, reasoning about
negligence requires imagining whether alternative outcomes could have occurred had individual(s)
acted more carefully. Four- to 8-year-olds who have better counterfactual reasoning or who are cued
to the potential alternative outcomes less often expect rule breakers to feel happy (Gummerum et al.,
2013; Lagattuta, 2008). More work is needed to identify cognitive mechanisms that support children’s
emerging ability to multiply consider intersecting psychological and moral factors.
The previous ideas spark meta-scientific questions about the goals of developmental science in this
research area. One technique has been to substantially reduce cognitive task demands to show the
earliest manifestation of a child’s ability to incorporate mental states into moral evaluations (see Vaish &
Tomasello, this volume; Woo & Hamlin, this volume). This approach is imperative because it eluci-
dates the social patterns infants and toddlers find meaningful and, in doing so, provides informative
data about emerging concepts in mind and morality. A complementary strategy is to amplify cognitive
demands so that tasks more closely simulate everyday experience. Yet even in laboratory paradigms
that assess advanced understanding, experimenters provide participants with explicit details about
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key elements (e.g., the actor’s intention and belief), highlighting their relevance for moral evaluation.
Outside of the lab, individuals need to wade through multiple potentially relevant or irrelevant fac-
tors (e.g., rules, outcomes, situational features, structural constraints, intentions, emotions, desires,
beliefs, past experiences, relationships). Children’s and adults’ emphasis on mental state information
may be weaker in real life compared to hypothetical vignette tasks (Lara et al., 2021). Thus, design-
ing measures that involve a greater number of variables and require more active tracking of mental
states would be theoretically important. Bridging these two approaches, we look forward to greater
emphasis on longitudinal studies that assess links between early and more advanced knowledge.
In closing, previous research has laid important groundwork for future scientific inquiry into con-
nections between theory of mind and morality from a developmental perspective. This increasingly
“hot” topic continues to capture the fascination of developmental psychologists, social psychologists,
neuroscientists, and philosophers. These multidisciplinary empirical approaches make this area of
research uniquely situated for innovating how we think about mind and morality.
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