1 PB
1 PB
Tsegaye Regassa ♣
Abstract
This article explores the relationship between federalism and conflict in the
light of the experience of the federal experiment in contemporary Ethiopia. By
reinforcing the truism in federal studies that federalism is not a panacea to the
ailments of divided societies that are prone to conflict, it seeks to point out that
while federalism, as a reaction to some long-standing historic problems, helps
us deal with some conflicts, it also has the potential to generate some other
(new) ones. By assuming that conflict is primarily a relation of divergence of
interests among parties with diverging strategies and methods, the article
describes federalism in general and the federal experiment in Ethiopia and its
persistent attempts to deal with the old and new conflicts that emerged in/from
the past and are emerging day by day. Throughout, it is argued that we need to
understand federalism as a tool of governance that both solves and generates
different kinds of conflicts, and that we need to lessen our expectations of the
federal experiment (by remembering that it does not establish the ‘peaceable
kingdom’ that idealist philosophers long hoped for), and take the modest road
of learning to live with the conflicts.
Key Words:
Conflict, constitution, ethnic diversity, Ethiopia, federalism, states.
♣
(LL.B, LL.M, PhD Candidate), teaches at the Institute of Federalism and Legal
Studies (IFLS) of the Ethiopian Civil Service College (ECSC) and at the Law Faculty
and the Institute of Federal Studies (IFS) of the Addis Ababa University (AAU).
Currently, he is also a Visiting Professor of African Law and Legal Pluralism at the
Law Faculty of the University of Trento, Italy. He can be contacted at
[email protected]. The draft version of a part of this paper was presented at a
Training Workshop organized by the Council of Nationalities (CON) of the Southern
Nations Nationalities, and Peoples’ Regional State (SNNPRS) in July 2009, Hawassa.
I am indebted to the participants who, by giving me their insightful and empirically
informed comments, have enriched the piece in more ways than one. I am also
grateful to the two anonymous referees who through their helpful comments,
contributed to the betterment of this piece.
4(1) Mizan Law Rev. LEARNING TO LIVE WITH CONFLICTS 53
Introduction
Ethiopia is a land of diverse peoples with divergent interests.1 The demographic
diversity is expressed in multiple ways such as ethno-national, cultural,
religious, economic way of life, and so on. Of late, diversity of the ethno-cultural
type has become salient in the public square.2 As a result, ethnicity is taken
seriously in the endeavor to reconstruct the state as a multi-national, multi-
cultural federal polity, de facto as of 1991 and de jure as of 1995.3 This salience
of ethnicity in public life is the result of a history of uneven and conflicted
relations among ethnic groups. Federalism was allegedly chosen to respond to
the challenge of ethno-national conflicts that beleaguered the old Ethiopian state
from the time it has been built into a multi-ethnic empire often seeking to build
one nation out of many.4 This has been taken to mean that federalism is opted
for in order to serve as a panacea for all the conflicts in Ethiopia.5 Needless to
1
This diversity has prompted the Italian historian, Carlo Conti-Rossini, reportedly to
have said the now almost proverbial saying that Ethiopia is “un museo di popoli” to
mean a museum of peoples. See, for example, Donald N. Levine (1974), Greater
Ethiopia: the Evolution of a Multi-ethnic Society. (Chicago and London: University of
Chicago Press), pp. 19-20.
2
Bahru Zewde refers to this increasing salience of ethnicity as “the deification of
ethnicity”. See Bahru Zewde (2008), Society, State and History: Selected Essays.
Addis Ababa: Addis Ababa University Press, p. 20.
3
Both the Transitional Charter of 1991 and the Federal Democratic Republic of
Ethiopia (FDRE) Constitution of 1995 stress the constitutive power (alias pouvoir
constituant) of “nations, nationalities, and peoples” although the wording in the
Preambles of the two constitutional documents differs slightly in the two cases. Thus
the Charter arrogates the constitutive power to “the Peace Loving and Democratic
Forces/Elements of Ethiopia,” (paragraph 4 of the preamble) whereas the Constitution
begins with “We, the Nations, Nationalities, and Peoples of Ethiopia.” See the
Transitional Period Charter of Ethiopia, Proclamation No. 1, Negarit Gazeta, 50th
Year, 22 July 1991 and Proclamation N0.1/1995, the Constitution of the Federal
Democratic Republic of Ethiopia, Federal Negarit Gazeta, 1st Year, No.1 (1995).
4
The old Ethiopian state had a varying territorial expanse over the centuries, its
peripheral boundaries bulging and shrinking, and bulging again, across time in history.
The idea of building one nation out of many evokes the thought of the E Pluribus
Unum (out of many, one) motto which is more benign than the assimilationist stance
of the old Ethiopian state, although this in itself is more integrationist than the plures
in uno (to mean many in one, or within one, many) motto that should be the hallmark
of a pluralist, multi-culturalist polity that tolerates, nurtures, and cherishes diversity.
5
This is what prompts many among the public to ask if the federal dispensation has
solved conflicts or has perpetuated and intensified the incidence of conflicts. One
quickly notes that this (at times misguided) question is often asked rhetorically only to
answer it by saying that it has actually triggered more conflicts than it has solved. But
in truth—and scholars of federalism agree here—federalism is not a panacea. As such,
54 MIZAN LAW REVIEW Vol. 4 No.1, March 2010
say, facts emerging from the federal experiment for the last decade and a half did
not prove that it is a panacea. Indeed at times, it might have contributed to the
emergence of new--or the accentuation and multiplication of old—conflicts.6
This article aims at exploring the potential of the Ethiopian federalism as a
way of managing, or rather living with, conflicts. In order to do that, I address
myself to the following questions: Does federalism resolve or prevent conflicts
or does it cause, multiply, and perpetuate them? Was the Ethiopian federalism a
response to and a cause of conflicts? What conflicts did it respond to? How
effectively did it do so? What conflicts has it caused? How did it prepare for
them? How has it responded to conflicts that are its own creation? In other
words, has it given solution to pre-constitutional conflicts? Has it faced post-
constitutional conflicts? How did it respond to both? Is there any normative,
institutional, and procedural capability to effectively respond to and learn to live
with post-constitutional/federal conflicts? What were the old conflicts anyway?
How effective was our federalism in its response to it? What are the new
conflicts? How effective have we been in our response to them? What
challenges have been faced? How have they been overcome? Where did we fail,
and why?
In this article, I argue that conflicts are bound to be with us always. We
won’t “resolve” them. Nor can we eradicate them. We can prevent them. We can
handle or manage them when they do occur. We can transform them when we
are lucky. Federalism, with all its limitations, helps in this venture.
It is a truism to say that Ethiopia is riddled with conflicts. Class conflicts
and status conflicts predominated the political terrain of the 20th century.
Economic conflict and ethno-national conflicts were singled out as the
7
The 1974 Revolution succeeded in making class conflicts (conflicts arising out of
economic hierarchy) as the most salient and the most pressing ones and, indeed, tried
to respond to the demands of the poor chiefly through land redistribution schemes.
Conflict of ethno-national type (conflicts arising out of status hierarchy) were
appreciated but subordinated to the economic conflicts. Edmond J. Keller (1995),
“The Ethnogenesis of the Oromo Nation and its Implications for Politics in Ethiopia,”
Journal of Modern African Studies, vol. 33, No.4, p. 623, refers to the 1974-1991
revolution as one of the two social revolutions of Ethiopia, the second being the one
that succeeded it since 1991 (“1991 onwards”). Following his track, one can thus
describe the 1974 revolution chiefly as a class revolution and the 1991 revolution
chiefly as a revolution for ethno-cultural justice.
8
One needs only making a cursory glance at the Transitional Charter of 1991,
Proclamation no 7/1992, the FDRE Constitution, and the nine State Constitutions to
confirm this pre-eminence of ethnicity.
9
One can say that these are the underlying values that shaped the making of the FDRE
Constitution. The Transitional Charter, negotiated among major ethno-nationalist
liberation fronts, was chiefly a truce document meant to confront ethno-nationalist
clashes by responding to the quest for ethno-cultural justice (demand for the exercise
and enjoyment of cultural, linguistic and religious rights, the demand for recognition
of one’s identity, the demand for participation in public decision-making, the demand
for autonomy, etc), equality, and self-determination (internal and external).
10
Such is the case, for example, with regard to the claim for autonomy, or linguistic
justice, cultural rights, etc. In some cases, even the claim for self-determination (e.g.
secession) has lost its sharp edge. The postponement of the Somali demand for
secession temporarily and the vacillation of the Oromo Liberation Front (OLF)
between the choice of secession or of asserting equality and autonomy in a
democratic Ethiopia are examples of such blunted demands.
11
E.g. the right to equality and non-discrimination (art 25), political participation
through representation (arts 38 cum 54(2)), the right to use of language in education,
courts, civil service, and media (at least within one’s locality, with or without
translation), the right to enjoyment of culture (art 39(2)), the right to self-government
(art 39(3)), etc.
12
The secession clause in the now (in)famous art 39(1) of the constitution marks a bold
move with few, if any, precedents. By inscribing it in the constitution as a right,
56 MIZAN LAW REVIEW Vol. 4 No.1, March 2010
Ethiopia went beyond the “kill the tribe to build the nation” motto of many an
African country. It reduced Ethiopia to a destructible union of (perhaps
indestructible) sovereign ethnic units (“nations, nationalities, and peoples”). This
clause originally meant to remove the military solution from the political equation—
to serve as the paradoxical case of the dividing that unites—served, rather strangely,
the purpose of preserving the unity while threatening it. Whatever its advantage, by
endorsing secession, Ethiopia took the bull by the horn and so far, the bull hasn’t
killed it. One can surmise—stretching the metaphor of the bull--that perhaps through
this clause, the bull finally might be domesticated.
13
Hence, the numerous local cases that are vying for attention at the regional level (e.g.,
in the Council of Nationalities of the SNNPRS) and at the Federal level (e.g. in the
House of Federation).
14
Immanuel Kant is said to have penned a book entitled Perpetual Peace but mainly
referring to peace among nations, in the realm of what today can be called Public
International Law. See Immanuel Kant (1795), Perpetual Peace: a Philosophical
Sketch, available in electronic version at
http://www.mtholyoke.edu/acad/intrel/kant/kant1.htm (accessed in June 2009).
15
The famous painting by Edward Hicks entitled The Peaceable Kingdom inspired by
the verses in Isaiah 11: 6-9 readily come to mind. The text of Isaiah 11:6-9 reads as
follows:
“The wolf will live with the lamb, the leopard will lie down with the goat, the calf
and the lion and the yearling together; and a little child will lead them. The cow
will feed with the bear, their young will lie down together, and the lion will eat
straw like the ox. The infant will play near the hole of the cobra, and the young
child puts his hand into the viper’s nest. They will neither harm nor destroy on all
my holy mountain, for the earth will be full of the knowledge of the Lord as the
waters cover the sea.”(See Holy Bible, NIV, 1978).
Will Kymlicka (1995) appropriately used the painting as the cover page for his book
Multicultural Citizenship: A Liberal Theory of Minority Rights (Oxford: Clarendon
Press).
4(1) Mizan Law Rev. LEARNING TO LIVE WITH CONFLICTS 57
16
As a compromise, it does not grant all the demands of all the parties involved.
Consequently, most parties will be half happy (or more or less) rather than fully
happy. As a project, an unfinished one at that, it invites experimentation, trial and
error, ups and downs, successes and setbacks.
17
New power spaces created as a consequence of devolution of power to local (State,
Zone, and Woreda) centers.
18
New resources include those that local authorities are entitled to use (e.g. economic
facilities such as land) but mainly budgetary resources that come to them in the form
of transfer (be it as a grant, subsidy, etc from the federal government) or revenue they
are entitled to raise at the sub-national level.
19
Opportunities that create access to social capital such as network, education, health,
and other economic facilities.
20
The case of the Silte, the Donga, the Zay, and a host of others exemplify this. The
Silte case for self-definition and local self rule has long been decided by the House of
Federation (HoF). The Donga and the Zay cases are yet to be decided.
21
The case of the Gofa exemplifies this kind of claim. The Gofa quest for a Zone status
separate from the Gamo-Gofa Zone has been presented to the HoF, the Office of the
Prime Minister, the Legislative Council of SNNPRS, Council of Nationalities of
SNNPRS, and the political parties of both the federal and the state offices of the
EPRDF in a letter dated 21/7/98 EC. The case has not yet been decided.
22
E.g. the case of the Gamo and the Sidama in SNNPRS. The Gamo quest for a
separate Statehood (from SNNPRS) has been formally presented to the Federal,
State, and Zonal authorities in a letter dated 10 Hamle 1997 EC. The Sidama quest
for statehood separate from the SNNPRS has been presented to the Council of
Nationalities (CON) of SNNPRS in an application/petition dated 02/01/98 EC. The
Sidama Zone has since dropped their request with a letter dated 26/8/98 EC
apparently after a long series of political negotiation.
58 MIZAN LAW REVIEW Vol. 4 No.1, March 2010
for territory (hence border disputes).23 Some conflicts emerge out of the problem
of design, some out of the problem of practice.24
It is my key argument therefore that instead of expecting federalism to solve
all our conflicts, it is advisable to take the more modest road and learn to live
with conflicts. That is what federalism offers: to learn to live with conflicts. I
also argue, albeit only tangentially, that federalism is often the only, not
necessarily the best, choice countries have.
The overall goal is to contribute to the effort at clarification of thought and
visions regarding conflicts and federalism. If we have a clearer idea of what
conflicts are, how they are to be handled, what federalism is, how it is to be
framed and implemented, especially in diverse and divided societies, then we
will be better fortified to appreciate the predicaments we are in and to develop a
more systematic approach to conflicts that federalism is meant to manage or that
it has perhaps triggered. Thus, it will be in order to ask as many questions as
possible about conflicts and federalism and try to give an answer to these
questions. In order to do that, I will chiefly rely on survey of literature and
analysis of laws and policy documents.
Given the fact that conflict is a dynamic process rather than a static
incident,25 discussion on the Anatomy of Conflicts with a particular reference to
the meaning, phases and methods of their management would have been
necessary as a prelude to the theme of this article. However, the limited scope of
this article does not allow it, and I will address the theme in a forthcoming
article. This article is organized into three major sections (other than the
introduction and conclusion). In section one, I discuss ethno-national conflicts:
what they are, what they call for, how they are conceptualized, and how they are
approached for their resolution or management. In the second section, I discuss
the methods of living with conflicts through and/in federalism. Here, I try to
approach federalism both as a solution to and a ‘cause’ of conflicts at a time.
23
The case of the Yem, the case of Dale Woreda between the Sidama and Wolayta
Zone of the SNNPRS, the case of the Guji Oromo in the Sidama Zone, the border
dispute between the Somali and Oromia Regions, are only examples of these
conflicts.
24
See Tsegaye Regassa (ed) (2009), Issues of Federalism in Ethiopia: Towards an
Inventory (Constitutional Law Series, No.2). (Addis Ababa: AAU Press), for an
elaborate discussion of the issues of Ethiopian federalism in three categories, namely
that of Design, Practice, and Culture.
25
See Medhane Tadesse (2006), The Quest for Conflict Settlement in Ethiopia’s
Periphery. (Addis Ababa: Friedrich-Ebert Stiftung (FES)), for example, on the
dynamic and processual nature of conflicts. “Conflicts are historical processes, not
static facts” p. 6.
4(1) Mizan Law Rev. LEARNING TO LIVE WITH CONFLICTS 59
26
Donald Horowitz (1985), Ethnic Groups in Conflict (Berkeley: University of
California Press), p. 95.
27
Ibid.
28
Ibid.
60 MIZAN LAW REVIEW Vol. 4 No.1, March 2010
through a shared spoken language, a nation is a group tied to each other through
a written vernacular.29
29
Adrian Hastings (1997), The Construction of Nationhood: Ethnicity, Religion, and
Nationalism (Cambridge: Cambridge University Press), pp. 1-35, but especially pp.
3, 11-12.
30
See generally Donald Horowitz, supra note 26.
31
Ibid , p 96.
32
Ibid.
33
Ibid, p. 102.
34
Ibid, p. 106.
35
J.S. Furnivall (1954), “Some Problem of Tropical Economy” in Rita Hinden, ed.,
Fabian Colonial Essays (London: Allen & Unwin), (as quoted in D. Horowitz, Ibid,
p.136).
36
See generally Will Kymlicka, supra note 15.
4(1) Mizan Law Rev. LEARNING TO LIVE WITH CONFLICTS 61
37
See generally Iris M. Young (2000), Inclusion and Democracy (Oxford: Oxford
University Press). See also I. M. Young (1990), Justice and the Politics of Difference.
(Princeton: Princeton University Press).
38
John Markakis (1998), Resource Conflict in the Horn of Africa (London: Sage
Publications). See also his (1987) National and Class Conflict in the Horn of Africa.
(Cambridge: Cambridge University Press). See also Edmond J. Keller (1981),
“Ethiopia: Revolution, Class, and the National Question,” African Affairs, vol 80, No.
321, pp. 519-549, for a summary of the various explanations of ethnic conflicts in
Africa in general and in Ethiopia in particular.
39
See generally Merera Gudina (2003), Ethiopia: Competing Ethnic Nationalisms and
the Quest for Democracy, 1960-2000 (Addis Ababa: N.P Shaker Publishing).
40
Ibid, e.g. pp. 160-161.
41
See generally Lovise Aalen (2000), Ethnic Federalism in a Dominant party State:
The Ethiopian Experience, 1991-2000. (Bergen: Christian Michelsen Institute). See
also her (2008), Institutionalizing the Politics of Ethnicity: Actors, Power, and
Mobilization in Southern Ethiopia under Ethnic Federalism. (Oslo: PhD Dissertation
(submitted to the Department of Political Science of the University of Oslo).
42
Assefa Fiseha (2005/2006), Federalism and the Accommodation of Diversity in
Ethiopia: A Comparative Study (Nijmegen: Wolf Publishers), pp. 432-433, for
example.
62 MIZAN LAW REVIEW Vol. 4 No.1, March 2010
43
Note that these are more or less the kind of rights minorities can claim in multi-
ethnic, multi-linguistic, and multi-cultural/religious communities. For a
comprehensive list and rigorous legal analysis of the rights of minorities, see Patrick
Thornberry (1991), International Law and the Rights of Minorities. (Oxford:
Clarendon Press).
44
Thornberry, supra note 89, identifies a spectrum of responses to demands by
minorities by specially noting those that range in between assimilation and
integration including fusion and segregation (p.3). In relation to genocide as a
response, he says “regrettably, crude attempts at physical destruction of groups are
still made by states, even if not admitted to be such: no state proclaims genocide as a
policy.” (p.4). For the many and varied responses to the demands of diversity, see
also the two oeuvres by Iris Marion Young, supra note 83. For incisive analyses of
the two most prominent forms of negative reaction to the demands of diversity,
namely exclusion and domination, see Melissa S. Williams and Stephen Macedo
(eds) (2005), Political Exclusion and Domination. (New York and London: New
York University Press).
45
The responses offered by voices of multiculturalism such as Charles Taylor (1994),
“The Politics of Recognition” Multiculturalism (Amy Gutmann, ed). (Princeton:
Princeton University Press); Will Kymlicka (1995), (chiefly in his) Multicultural
Citizenship, supra note 15. James Tully (1995), Strange Multiplicity:
Constitutionalism in an Age of Diversity. (Cambridge: Cambridge University Press);
and Alain-G Gagnon and James Tully (eds) (2001), Multinational Democracies.
(Cambridge: Cambridge University Press).
4(1) Mizan Law Rev. LEARNING TO LIVE WITH CONFLICTS 63
of nation-building, positive responses were hard to come by, the most extreme
form of which propagated the slogan ‘kill the tribe to build the nation.’46)
1.4. Federalism as one among Many Responses to Ethno-national
Conflicts
Federalism is often used as a tool of accommodating diversity. Daniel Elazar,
one of the leading proponents of the expansion of the federal idea in modern
times, and who is otherwise very skeptical about the success of ethnic
federalism, says that “Federalism has become a very popular “solution” for
problems of ethnic conflict in public discourse.”47 But owing to the fact that the
American model is often taken as the prototypical model of federalism, a federal
type that takes ethnicity into account in the process of carving its constituent
units is viewed as rather unconventional. They also observe that:
[E]thnic federations are among the most difficult of all to sustain and are least
likely to survive because constituent units based on ethnic nationalisms
normally do not want to merge into the kind of tight-knit units necessary for
federation. It may be that confederations of ethnic states have a better chance
of success. Ethnic federations run the risk of civil war, while ethnic
confederations run the risk of secession. The management of ethnic nationalism
is both the most common and the most difficult reasons for federalism
today.48(Italics added.)
Indeed most scholars consider ethnic federalism with a degree of suspicion
because to base a federal arrangement on such an inflexible trait such as
ethnicity is to freeze the compromise and negotiation inherent and necessary for
an operational federal system.49 Nonetheless, trends in recent years suggest that
perhaps ethnic federalism must be given a chance because it has two major
46
This was the expression frequently used in post-colonial countries that not only took
nation-building seriously but sought to do it even at the expense of internal
diversities. See the phrase used in Will Kymlicka (2007), “The Global Diffusion of
Multiculturalism” in Governing Diversity: Democratic Solutions in Multicultural
Societies (Razmik Panosian, Bruce Berman, and Anne Linscott, eds).
(Montreal/Kingston: Rights & Democracy/EDG (Ethnicity and Democratic
Governance)). Here, Kymlicka says: “‘kill the tribe to build the nation’ was a popular
expression in many post-colonial African countries.” p. 11.
47
Daniel Elazar (1994), Federalism and the Way to Peace. (Kingston/Queen: Institute
of Intergovernmental Relations), p. 167.
48
Ibid, pp.167-168.
49
Daniel Elazar, who says, “ethnic nationalism tends to subordinate all free government
to its uncompromising position. Federalism is a democratic middle way requiring
negotiation and compromise. All aspects of society fostering uncompromising
positions make federalism more difficult, if not impossible” in Ibid, p. 168, is only an
example.
64 MIZAN LAW REVIEW Vol. 4 No.1, March 2010
50
See Tsegaye Regassa, “Federalism in Ethiopia and its Relevance to other Multi-ethnic
Polities of Africa” (Unpublished paper presented in the Law Faculty of the University
of Trento, Italy, May 2009, forthcoming in Bahir Dar University Law Journal, 2010)
for a discussion of its transplantability elsewhere and its use as a tool of
(re)integration of the countries of the Horn of Africa.
51
Conflicts that might be triggered by a federal arrangement are those that result from
the units’ and sub-units’ heightened self-awareness and increased awareness of their
rights and powers to be claimed both vertically from the federal government and
horizontally from each other. Such conflicts include, but are not limited to,
competition over (newly discovered) power, resources, and opportunities.
52
See Daniel Elazar (1985), “The Role of Federalism in Political Integration” in
Federalism and Political Integration (Daniel Elazar, ed). (Lanham, MD: Jerusalem
Center for Public Affairs/ University Press of America), pp. 13-16.
4(1) Mizan Law Rev. LEARNING TO LIVE WITH CONFLICTS 65
53
Ibid p. 14. Here, Elazar rightly insists on the distinction between non-cetralization
and decentralization by saying, “Non-centralization is not the same as
decentralization, though the latter term is frequently—and erroneously—used in its
place to describe federal systems. Decentralization implies the existence of a central
authority, a central government that can decentralize or recentralize as it desires. In
decentralized systems, the diffusion of power is actually a matter of grace, not right;
in the long run, it is usually treated as such.”
54
John Kincaid (1995), “Foreword” Federalism: What is it? Where Might it take us?,
(Law Related Education), Vol 19, No.3.. (Chicago: American Bar Association), p.1.
55
Ronald Watts, supra note 5, p. 7. See also Daniel Elazar, supra note 92, pp.5-16. See
also the centrality of this idea in other works such as Michael Burgess (2006),
Comparative Federalism: Theory and Practice. (London/New York: Routledge),
pp.11-49 (which analyzes the conceptual roots of federalism, federations, and federal
political systems); and Daniel Elazar (1996), “Federalism, Diversity, and Rights” in
Federalism and Rights (Ellis Katz and G. Alan Tarr, eds). (Lanham, MD/London:
Rowman and Littlefield), p.2.; George Anderson, supra note 5, ch. 2.
56
Kincaid, supra note 54, p.2.
57
Graham Smith(ed) (1995), Federalism: The Multi-ethnic Challenge. (London:
Longman).
66 MIZAN LAW REVIEW Vol. 4 No.1, March 2010
2.1.2- Variants
Etymologically the word ‘federalism’ comes from the Latin, foedus, meaning
"covenant".59 Hence, the covenantal roots of American federalism60 which is
considered an example of a prototype of federations.61 Traditionally therefore,
federalism, being essentially a covenant or a treaty, is a solemn agreement
among smaller polities to form a larger perpetual polity. It is from this
covenantal idea intrinsic to federalism that Daniel Elazar develops his thesis of
various forms of organizing governments on the federal line. He thus identifies
four major forms of state organization that could roughly be called "federal",
namely: a) Federation; b) confederation; c) federacy; and d) associated
statehood.62 A brief explanation of each is in order.
Federation, for Elazar, is a kind of government which "establishes a
common general government in which to form a polity, and constituent units
which both govern themselves and share a common constitutional government
of the whole."63 It is the form of government in which "powers are delegated to
[the general government] by the people of all the units. Its dissolution can only
come about through the consent of all or a majority of its constituent units."64 It
is a system in which "the general government has direct access to every citizen
and supremacy in those areas in which it is granted authority."65
Moreover, for Elazar, Federation, which is the prototype of a federal
political system, "is the form of government invented by the founding fathers of
58
Anderson, supra note 5.
59
Kincaid supra note 54. But see also Daniel Elazar and John Kincaid (1984), The
Covenant Connection: Federal Theology and the Origins of Modern Politics.
(Lanham, MD: Center for the Study of Federalism and University Press of America)
for a more comprehensive treatment of the federal idea as essentially covenantal.
60
Donald Lutz (1988), The Origins of American Constitutionalism. (Baton Rouge:
Louisiana State University Press).
61
Elazar supra note 47.
62
Ibid, pp. 159-160
63
Ibid, p. 159.
64
Ibid.
65
Ibid.
4(1) Mizan Law Rev. LEARNING TO LIVE WITH CONFLICTS 67
66
Ibid.
67
Ibid, p. 160.
68
Ibid.
69
Ibid.
70
Ibid.
71
Ibid.
68 MIZAN LAW REVIEW Vol. 4 No.1, March 2010
preserve the identity of the constituent units, thereby always leaving sufficient
space for self-rule-which is the essence of federations. It is significant to note
that while federations might facilitate homogeneity among the citizens in the
constituent units, it does not necessarily and usually lead to a unity that
obliterates the constituent units. Federacy, however, might lead to subsequent
obliteration of the autonomy of the federated state. Elazar 72 and Friedrich73
mention Puerto Rico as a federacy (to the US), although it is noted that the term
frequently used for this kind of arrangement in the US is "commonwealth."
Associated statehood is also an asymmetrical relationship in which the
"federated state is less bound to the federate power, and the constitution which
binds them usually has provisions for the severance of ties between the two
under certain specified conditions."74This arrangement "is similar to federation."
That is to say, just in the same way confederation differs from federation
because it allows secession from the union, associated statehood differs from
federacy because it allows breaking of ties from the federate power. Thus, one
can say that associated statehood is a loose a federacy as confederation is a loose
federation.
The foregoing are the four major forms of organizing polities on a federal
basis, but other quasi-federal arrangements also exist. Unions (like the UK);
leagues, condominiums (Andorra with France and Spain); constitutional
regionalization (e.g. Italy); and constitutional home rule (like Japan) are
mentioned by Elazar as forms of quasi-federal arrangements.75
72
Elazar (1987), Exploring Federalism. (Tuscaloosa, AL: University of Alabama
Press); See also Elazar, supra note 47.
73
Carl J. Friedrich (1968), Trends of Federalism in Theory and Practice (New York:
Praeger).
74
Elazar, supra note 47, p. 160.
75
Ibid.
76
Ibid, pp. 18-19 citing Madison in Federalist 1. Also, see Elazar supra note 72.
77
Ibid, p. 18
4(1) Mizan Law Rev. LEARNING TO LIVE WITH CONFLICTS 69
and the people underneath the entire structure."78 As such, federalism seems to
be at odds with centralist authoritarianism.
Federalism is also seen as distinct from organic evolution which:
involves the development of political life from its beginning in families, tribes,
and villages to large polities in such a way that institutions, constitutional
relationships, and power alignments emerge in response to the interaction
between past precedent and changing circumstances with a minimum of
deliberate constitutional choice.79
Being largely a product of historical accidents, organic evolution results in
oligarchic regimes with a predilection to be on the top of the power pyramid or
at the center.80 It thus might create a center-periphery tension with the regime
ending to be at the center and at the top. Interestingly, in similitude to conquest,
this form of state "creation,” also tends to be hierarchical which is not
necessarily the case in federalism. Federalism, being a product of "reflection and
choice" (in the words of The Federalists81), is unlike conquest and evolution.
Elazar states that "polities whose origins are covenantal reflect the exercise of
constitutional choice and broad-based participation in constitutional design."82
Such polities are "essentially federal in character"- in spite of their structure-i.e.,
"each polity in a matrix compounded of equal confederates who come together
freely and retain their respective integrities even as they are bound in a common
whole."83 Moreover, "such polities are republican by definition."84
Most, characteristically, federalism is a system in which decisions are made
after deliberate negotiation.85 It is the element of negotiation inherent in
federalism that attracts societies that even "ail" from "natural" diversities such as
culture religion, ethnicity, etc, to federalism. Such societies that are divided on
"transgenerational religious, cultural, ethnic, or ideological" lines (also called
consociational polities) venture to adopt non-territorial federations which are
jointly governed by coalitions of the leaders of each group.86 Such trends
leaning towards non-territorial federations which is necessitated by "re-
assertions of ethnic and regional identities, now worldwide in scope," have given
78
Ibid.
79
Ibid, p. 19
80
Ibid.
81
The Federalist Papers (1969/1999), (Charles R. Kesler and Clinton Rossiter, eds).
(New York: Mentor), p 1.
82
Elazar, supra note 47, p.20.
83
Ibid.
84
Ibid.
85
Ibid, p.71.
86
Ibid, p.22.
70 MIZAN LAW REVIEW Vol. 4 No.1, March 2010
rise to various paces of federalism, while also ushering in what is called "the
federalist revolution."87 A post-modern federalism, "a federalism that is not
simply based upon territorial boundaries but recognizes the existence of long
enduring peoples as well,"88 is suggested for the purpose of handling pluralism
of recent years.
That federalism is congenial to pluralism is too obvious to argue. That
pluralism safeguards liberty is the basic federal argument.89 But the manner of
institutionalizing pluralism constitutionally determines the durability of federal
arrangements. Thus, pluralism rooted in individual liberty and choice is more
convenient to sustain in federal arrangements than those rooted in primordial
ties.90 The latter forms of pluralism sustain themselves by making it difficult for
integration to happen. In the context of such rigid form of pluralism (such as the
ones evoked by multi-ethnicity), federal principles are said to work if they can
"combine kinship (the basis of ethnicity), and consent (the basis of democratic
government) into politically viable, constitutionally protected, arrangements
involving territorial and non-territorial polities."91 In such circumstances,
federalism both maintains and contains pluralism." “The virtue of federalism,"
Elazar asserted, "not only lies in its utility in maintaining pluralism but also in
simultaneously containing it."92
Comparative studies of federalism indicate that federalism can best be
maintained in societies where: a) there are strong civil societies that help limit
government; b) sovereignty is broken thereby allowing for division and sharing
of powers between the general (federal) government and local (state)
governments, also leaving room for continuous vibrant intergovernmental
relations; c) territoriality is the basis of state formation, although at times it
might need to be "augmented by ... consociationalism or … other forms of non-
territorial power sharing"93; d) there is a total or uniform federalism that is
evenly spread over the entire polity created by the federalism thereby
disallowing different patterns of behavior to be displayed by the federal
government vis-à-vis the different constituent units. (In other words, there
should be no special empowerment of some constituent units as against others or
no special restriction of the power of one as against the other.); e) there is a
87
Ibid, pp. 21-23.
88
Daniel Elazar (ed) (1991), Federal systems of the World: A Hand book of Federal,
Confederal, and Autonomy Arrangements. (London: Longman Group), P. 2-3.
89
Elazar, supra note 47, p. 25.
90
Ibid.
91
Ibid, pp.23-24.
92
Ibid, p.31.
93
Ibid, p. 164.
4(1) Mizan Law Rev. LEARNING TO LIVE WITH CONFLICTS 71
94
Ibid, p. 166.
95
Ibid, p.177. These factors are identified as important elements of a workable federal
arrangement in the works of various scholars of federalism such as Alan Seligman
(1992), The Idea of a Civil Society. (New York: Free Press); Daniel Elazar, supra
note 72; and Ivo Duchacek (1987), Comparative Federalism: The Territorial
Dimension of Politics. (Lanham, MD: University Press of America).
96
Elazar, supra note 47, p.167.
97
Ibid.
98
Ibid, p. 93.
99
Ibid, p. 168.
72 MIZAN LAW REVIEW Vol. 4 No.1, March 2010
100
Ibid.
101
Ibid. But See also Andrea Eschet-Shwartz (1991), "Can the Swiss Federal
Experience Serve as a Model of Federal Integration," in Daniel Elazar, (ed)
Constitutional Design and Powersharing in the Post-Modern Epoch. (Lanham,
MD: Univ. Press of America); Fried Sterbauer, Guy Heraud, and Peter Pernthales
(eds,) (1977), Foderalismus. (Vienna: Wilhelm Braumuller); Geofferey Sawer
(1977), "Constitutional Issues in Australian Federalism," Publius 7 No. 3; Anup
Chand Kapur(1970), Constitutional History of India: 1765-1970. (New Delhi: Niraj
Prakashar); Ronald Watts (1989), Executive Federalism: A Comparative Analysis.
(Kingston: Institute of Intergovernmental Relations).
102
Preston King (1993), “Federation and Representation” in Michael Burgess and
Alain-G Gagnon (eds), Comparative Federalism and Federation: Competing
Traditions and Future Directions. (London: Harvester Wheatsheaf).
103
Graham Smith, supra note 57, p.16.
104
Ibid.
105
Ibid, p. 17.
106
Alain-G Gagnon (1993), “The Political uses of Federalism and Federations,” in
Burgess and Gangnon, supra note 102, p. 37.
4(1) Mizan Law Rev. LEARNING TO LIVE WITH CONFLICTS 73
some genuine autonomy for each order; equal or equitable representation of the
constituent units at the center often in an upper house; an umpire and/or
procedure ( e.g. courts, referendum, or upper house) to rule on constitutional
disputes between governments; and a set of processes and institutions for
facilitating or conducting relations between governments.107
The above mentioned features of federalism also imply some of the values
inherent in federalism such as lessening tyranny especially of the executive,
being responsive to local public needs, and encouraging innovation. These
values of federalism however should not blind one to some of its drawbacks,
among which are: complexity and overlapping of state structures, redundancy,
potential of local tyranny, and its potential as incentive for secessionist
movements.108
Federalism not only has drawbacks but also involves ever changing
challenges that it has to deal with. Post-cold war times, for example, have
presented federalism with three major challenges to confront, namely: a) the
challenge of majoritarianism in multi-ethnic societies, b) the challenge of
globalization; and c) the challenge of sub-state nationalism.109 In other words,
federalism, being a territorial and non-majoritarian mode of organizing a polity,
is exposed to the criticism of majoritarian democracy especially in ethnically
pluralized societies.
Moreover, because of globalization i.e., "the internationalization of capital,
the greater mobility of labor, the growth of continental trading blocs,"110 has
made the role of the national (and even local) governments grow less and less in
intensity or importance. Further, because of contemporary reemergence of local
(or sub-state) nationalism, federalism, as a consensual mode of organizing a
polity, is facing the challenge of identifying a workable basis of state formation.
It is important to recall from our earlier discussion that ethnic nationalism is one
of the movements against federalism. So far, federalism's meaning, aspects,
values, factors for and against and the challenges posed to it are discussed. This
discussion is hoped to have a bearing on the analysis of federalism in Ethiopia
later.
107
See Anderson supra note 5 on these features.
108
Smith, supra note 57, pp. 2-4.
109
Ibid.
110
Ibid.
74 MIZAN LAW REVIEW Vol. 4 No.1, March 2010
111
Ibid. Note that Anderson, supra note 5, does not use the term “transnational
federations”.
112
Alfred C. Stepan (1999) uses this distinction between coming-together and holding-
together types of federations in “Federalism and Democracy: Beyond the Us Model”
Journal of Democracy, Vol.10, No.4, pp. 19-34
4(1) Mizan Law Rev. LEARNING TO LIVE WITH CONFLICTS 75
113
By “national” nationalism I mean that expressed by proponents of the bigger
encompassing polity often propagated through the instrumentality of the “central” or
“national” state (hence, state nationalism). The emphasis of such a nationalism is the
“sovereignty and territorial integrity” of the country. The metaphor for the country is
often “the Motherland, or the Fatherland”. The fear of dismemberment haunts such
nationalism whenever the idea of granting greater autonomy to the constituent units
is discussed. By “particular/local nationalism” I mean that which is expressed among
proponents of greater autonomy for the constituent units often in the name of
equality, justice, and freedom to govern oneself. The fear that haunts such
nationalism is the fear of oppression. The two nationalisms manifest the tensions
between two legitimate political ideals, namely unity (of the larger polity) and
equality (of the units).
76 MIZAN LAW REVIEW Vol. 4 No.1, March 2010
military option is not viable any more. It is important that the warring groups,
especially the “center”, are all exhausted. The guarantee of self-rule at the sub-
national level, the security that there will be a meaningful fair participation in
decision-making at the “center” (shared rule), the preservation of the bigger
encompassing polity, the guarantee against the danger of centralization, etc
appetize ‘stakeholders’ to put their arms down and seek a political/diplomatic
solution to their stalemates. Hence, the significance of federalism as a peace-
making tool.
handling of conflicts, federalism makes its peace with conflicts. The normative
framework is an assemblage of laws, policies, strategies and plans for
prevention, management, settlement, and transformation of conflicts. This in
turn refers to a body of rules beginning from the constitution to other primary
and subordinate laws that help handle incompatibility of interests of the diverse
actors in the matrix of actors in a federal arrangement. Once the routes that
political and legal actions take are predicted or made fairly predictable, then the
escalation and violence of conflicts are avoided. All actors will know the legal
and political resources they can mobilize within the ambits of the constitutional
framework. The normative framework also provides for an elaborate legislative
frame which grants specific guidelines on a peaceful settlement of disputes
whenever they arise. It will also provide for a rational conflict policy that
systematically responds to conflicts. Institutions in charge of handling diverse
constitutional disputes emanating from federalism also come up with a conflict
strategy that is directed, intentional, methodical, rational, effective and efficient
in its response to conflicts (overt or covert, latent or manifest).
The institutional framework outlines the legal, political, and diplomatic
institutions that help the country constructively engage with conflicts. By legal
institutions we mainly mean the judicial organs and their accompaniments (often
known as the law-enforcement agents). Adjudicatory bodies with judicial and/or
quasi-judicial authorities are all included. In the context of Ethiopia, institutions
such as the ordinary Courts, the House of Federation (HOF), the Council of
Constitutional Inquiry (CCI), the National Electoral Board, the Institution of the
Ombudsman, or the Human Rights Commission fall within the category of legal
institutions. By political institutions we mean the legislative bodies such as the
House of Peoples’ Representatives (HPR), its Committees, the Council of
Ministers and Ministries (e.g. the Ministry of Federal Affairs) which, with or
without delegation, make serious policy decisions on important matters that
concern diverse actors in the federal matrix. Other Executive bodies and political
parties that make political decisions or even lobbyists that influence the political
parties within or outside of government form a part of the institutional frame. By
diplomatic institutions we mean institutions that tend to offer good offices
mainly by virtue of the moral (and at times political) influences that they
command over the political and legal institutions. The Office of the President of
the Republic--being beyond and above the heat of politics--can mediate between
conflicting groups/actors and act as one example of such diplomatic institutions
which work from the position of moral influence rather than of political or
military power. The HoF, too, can have this role in its effort to find amicable
solutions to various misunderstandings between/among ethnic groups, regional
78 MIZAN LAW REVIEW Vol. 4 No.1, March 2010
114
Art 62(6) of the Constitution maintains that one of the responsibilities of the HoF is
to offer a diplomatic solution to at least inter-state conflicts. It says that the HoF
“shall strive to find solutions to disputes or misunderstandings that may arise
between states.” It is easy to note that the diplomatic solution is given a chance
alongside the legal (adjudicatory) solution.
115
Such rules are particularly elaborated in Proclamation 251/2001 and Proclamation
250/2001.
116
See Ali Mazrui (1994), “Ethnicity in Bondage” (Keynote address to the
UNRISD/UNDP International Seminar on Ethnic Diversity and Public Policies,
NewYork,17-19August,1994, available at:
http://www.mtholyoke.edu/acad/intrel/mazrui.htm last accessed in July 2009.
4(1) Mizan Law Rev. LEARNING TO LIVE WITH CONFLICTS 79
and security of/in the African continent and the East African sub-region.117 As a
polity, it is a country with “multiple personalities.”118 Depending on the
historiographic paradigms that project Ethiopia’s image, one can have at least
six personalities in Ethiopia. Thus, according to Teshale Tibebu, a social
historian of Ethiopia, Ethiopia can mean one or more of the following things:
a. Christian Ethiopia. This image is projected by the Aksumite paradigm of
Ethiopian historiography. In this paradigm, Ethiopia is “a Christian island
surrounded by a heathen sea.”
b. Semitic Ethiopia. This image is projected by the Orientalist/Semiticist
paradigm. Ethiopia, or more narrowly Abyssinia, is a black-Caucasian,
Semitic-Christian nation. It is “the living land of the Bible”, a black
Canaan.
c. The authentic African Ethiopia. This image is projected by the pan-
Africanist paradigm which views Ethiopia as “the spark of African political
freedom,” the ‘rock of black resistance against white invasion”, “symbol
and incarnation of independence”, the “pride of Africans and negroes”
everywhere, the “metaphor for Africa wronged by the West”, the
“concentrated expression of Africa”, the “hope and pride of Africa”.
d. The Black Colonial Power Ethiopia. This is the image projected by the
ethno-nationalist paradigm of Ethiopian history which postulates that
Ethiopia was “the only Black African power that participated in the
European Scramble for Africa” by taking control of many peoples of the
wider south Ethiopia such as the Somalis, the Oromos, and the other
Cushitic, Omotic, and Nilotic peoples of the far flung southern parts of
Ethiopia and, in the post WWII times, (re)annexing Eritrea. This paradigm,
otherwise known as the colonial thesis119, contends that Eritrea, Oromia,
Ogadenia (another name for the ethnic Somalis of Ethiopia who live in
117
The fact that it played a role in the formation of the Organization of the African
Unity in 1963, steered towards the completion of the decolonization process.(e.g,
pushing for liberation of Zimbabwe, Mozambique, etc), the fact that it contributed to
the peace keeping efforts of the UN at times in Africa (e.g. Congo), and the more
sub-regional engagement in war (with Somalia and Eritrea) and peace (Rwanda,
Djibouti, and through IGAD) can be mentioned as evidence of this.
118
Teshale Tibebu (1995), The Making of Modern Ethiopia, 1855-1974.
(Lawrenceville, NJ: Red Sea Press). See also Teshale Tibebu (1996) “Ethiopia: The
“Anomaly” and “Paradox” of Africa,” Journal of Black Studies, Vol. 26, No.4.
119
Merera Gudina, supra note 39, 2002 argues that there are three major theses on
Ethiopia’s historiography, namely the colonial thesis, the national oppression thesis,
the nation-building or the national (re)unification thesis the unleashing of which
partly contributed to the affairs of competing nationalisms in contemporary Ethiopia.
80 MIZAN LAW REVIEW Vol. 4 No.1, March 2010
Ogaden), and other subject peoples of Ethiopia (e.g. the Sidama) are
colonized as a consequence of which they deserve to exercise their right to
self-determination to stay with or separate from Ethiopia. Self-
determination is invoked as a tool of decolonization, and Ethiopia is
projected as a colonial power.
e. Ethiopia with its own Triple Heritage. This image is projected in the
heritages’ paradigm of Ali Mazrui who says that Ethiopia, too, has its own
triple heritage within Africa, namely, indigenous, Semitic, and Greco-
Roman.120
f. Feudal Ethiopia. This is an image projected by a Marxist and/or Modernist
paradigm which argues that Ethiopia is a feudal or feudal-like state akin to
those in medieval Europe which needs to experience a series of social
revolutions in order to fully partake in progress.
It is important to note that the move to a decentralized federal system was
motivated by the impulse to overcome the deficits of equality, justice, and
democracy that was the hallmark of “feudal”, autocratic, and oppressive
(“colonial” or otherwise) Ethiopia.121
120
Ali Mazrui argues that sub-Saharan Africa has a triple heritage, namely: indigenous,
Islamic, and Christian. Ethiopia has its own triple heritage: indigenous, Semitic, and
Greco-Roman. Mazrui (1993), The Africans: a Triple Heritage (Documentary), in
Teshale Tibebu, supra note 118. Mazrui says that Africa has the indigenous, the
Islamic, and the Christian heritages. Hence, the “triple heritage”.
121
Scholars who stress the “feudal” personality of Ethiopia insist that there was a
national oppression in Ethiopia but it was not in any way one that we can
characterize as ‘colonial’. These recognize the fairness of the quest for ethnic
equality and internal self-determination (i.e. autonomy) but stop short of justifying
secession. On the other hand, there are those who, viewing, Ethiopia as but a black,
poor, dependent colonial power, justify the use of self-determination (including
secession) as a tool of decolonization in Ethiopia. Secessionist movements such as
EPLF [Eritrean People’s Liberation front], ELF [Eritrean Liberation Front], OLF
[Oromo Liberation Front], SLM [Sidama Liberation Movement], ONLF [Ogaden
National Liberation Front], are the political parties that are taken to have generally
subscribed to the latter view. See Merera Gudina, supra note 85 on the distinction
between the national (re)unification thesis, the national oppression thesis, and the
colonial thesis in Ethiopia’s historiography. See also Assefa Jalata (2005), Oromia
and Ethiopia (2nd ed). (Laurenceville: The Red Sea Press), for an extended
elaboration of the colonial thesis.
4(1) Mizan Law Rev. LEARNING TO LIVE WITH CONFLICTS 81
122
United Nations General Assembly Resolution No 390 (V)/1952.
123
Bairu Tafla (1994), “The Ethio-Eritrean Federation in Retrospect” in Conflict and
the Federal Alternatives in the Horn (Woodman and Forsyth, eds). (Longman:
London), p.7.
124
Ibid.
125
Ibid, p.6.
126
Ibid.
82 MIZAN LAW REVIEW Vol. 4 No.1, March 2010
The Eritrean Constitution and the Federal Act, which was passed on 10 July
1952 and came to force as Proc. no 124 of 11 September 1952 (Negarit Gazeta),
federated Eritrea as an "autonomous unit" of Ethiopia (Art. 3) "under the
sovereignty of the Ethiopian crown." The Government of Eritrea had its own
legislative assembly representing the people (Art. 39). It had a government with
legislative, administrative and judicial powers (Art. 4). The legislature had
legislative competence over virtually everything in Eritrea, from criminal law to
laws on education and resources, etc (Art. 5). Eritrea had a strong autonomy,
with a rather ceremonial Imperial presence represented by his representative
(Arts. 10 and 11). This representative of the Emperor formally introduces the
Chief Executive after the latter is elected by the Parliament (Art. 12), opens and
closes the Parliament's sessions with an address from the throne; and
promulgates Eritrean laws passed by the Parliament (Art. 15 and 18). The
Eritrean government had also judicial and executive powers to exercise. The
executive is composed of the Chief Executive and his "Executive Secretaries" (a
term preferred to "Ministers" for obvious reasons) (Art. 68). An Advisory
Council, entrusted with economic planning and the drafting of statutes, was
established (Art. 84).
Judicial independence was guaranteed (Art. 86). The Supreme Court and
other courts as may be formed were vested with the judicial power (Art. 85).
The court applies all the laws of Eritrea. Whether it also applies federal laws
was not clear. The judges are nominated by the Chief Executive based on the
recommendation of the President of the Parliament which in turn is supported by
a commission's report (Art. 87). The Supreme Court, in addition to being the
highest court of appeal, checks constitutionality of laws issued by the
Parliament, decides on conflict between the Eritrean government and other
organs and can impeach the Chief Executive (Art. 90).
Membership to the Parliament comes through elections, but as there were
no strong political parties, the campaigns were not as strong as one would expect
them to be today. The absence of many civic societies is also notable. The
relative awareness of the mass was an asset, although to most of them federalism
was a queer form of governmental arrangement. Thus there was a clear lack of
federal culture as most highlanders sought total unity with Ethiopia while others
(most of the lowlanders) sought total independence from Ethiopia or the powers
that be.127
127
See Zewdie Retta (2000), The Eritrean Affair (Ye Eritrea Guday, in Amharic),
(Addis Ababa: Mega) for a meticulous presentation of the details of the process that
led to the federal compromise first and to the dissolution of the federation later. The
book is full of extracts from minutes, exchanges, and letters from and to imminent
political actors of the day.
4(1) Mizan Law Rev. LEARNING TO LIVE WITH CONFLICTS 83
128
Ibid.
129
See, for example, Elazar, supra note 47, for an elaborate distinction between
Federations, Federacies, Confederations, Associated Statehoods, and other
variants/species of the federal mode of ordering government. See also his other work
supra note 72 for a more extended discussion of the variants of federalism.
130
Bairu Tafla, supra note 123, p. 7.
84 MIZAN LAW REVIEW Vol. 4 No.1, March 2010
Ethiopia led to the revocation of the constitution early in the 1960's by an order
of the Emperor. Those who sought independence from the beginning protested
against the abolition of the federalism with armed violence. Legal solution to
the crisis was not at hand--and was not even sought. The abysmal failure of the
federalism left us with hardly any lesson to draw from the experience. Yet in
retrospect, one cannot fail to see the fact that the imposed nature of the
federalism, the absence of a federal culture, and the absence of civil societies,
and excessive emphasis on unity as uniformity, have played a role in leading to
its failure.
Since the failure of the Ethiopia-Eritrean federalism, no effort was made to
restore it in the subsequent years. A nationalist war started in Eritrea. In the
1960s and 1970's a student movement leaning progressively to the left arrived on
the scene. At the same time, centralism continued to be the creed of the system.
The Eritrean liberationist movement inspired other ethno-nationalist movements
in other parts of the country. An inarticulate Oromo nationalist movement
started to be in the subtext of Ethiopian politics. The student movement started
to discuss the "National Question" in Ethiopia. The Somalis of the Ogaden were
also part of the discussion of the time. Later, the Tigrean Liberationists, inspired
by the Eritrean movement joined the league of those who challenged the
Ethiopian centralism that was moving on in total ignorance of the self-defining
pluralism. Conflated with the issue of class (mainly the farmers' quest for land),
ethnic and religious questions came out to demand a benign response.131 The
1955 Revised Constitution was not of course capable of handling this move.
Intensified by other political factors, a popular revolution ensued. The
revolution changed the regime. But centralism continued to be the norm.
"Ethiopia First" became the motto. Ethno-nationalism was perceived to be a
threat to national sovereignty and territorial integrity of Ethiopia. It was even
considered counter-revolutionary and reactionary.
The provisional government (the PMAC or the Dergue as it is popularly
known) did not opt for federalism. On the contrary, it exerted the maximum
effort to intensify rigorous centralism. Although it made a concession to the
131
See Kiflu Tadesse (1993), The GenerationThe History of the Ethiopian People’s
Revolutionary Party, (parts I and II). (Trenton, NJ: Red Sea Press). See also the
Amharic version of the same work entitled That Generation (Ya Tiwlid, Amharic).
(Addis Ababa: Shama) for the details on the key issues that exercised the
imagination of the left leaning student revolutionaries of the 1960s and 1970s. Their
response to the challenge of ethnic diversity was complex. To some, ethnicity was
secondary and subordinate to the class question. To others, it was primary and
superior. To yet others, it was only an instrument of mobilization against the
imperial order.
4(1) Mizan Law Rev. LEARNING TO LIVE WITH CONFLICTS 85
132
Ali Mazrui, supra note 116 observes that in Ethiopia and South Africa, the oldest
and the newest, respectively, of black African nations, ethnicity is free from bondage
but asks the questions rhetorically if its freedom is rather premature.
86 MIZAN LAW REVIEW Vol. 4 No.1, March 2010
Saharan African countries. Along with this also came the introduction of what
was the nucleus of the contemporary federalism. The TC recognized the right of
“nations, nationalities, and peoples” to self-determination up to and including
secession.133 A subsequent proclamation, Proclamation No.7/1992 established 14
self-governing regions.134 It also reinforced the recognition extended to the right
to self-determination by the Charter.
In complete departure from the unitary past, the Charter and the
Proclamation devolved power from the center to the self-governing regions and
signaled the beginning of a ‘holding together’ federalism.135 In 1995, this move
to a federal system through ‘scaling down’136 was perfected when the explicitly
federal (Federal Democratic Republic of Ethiopia’s [FDRE] Constitution came
into force. While diverse and divergent perspectives have emerged on the merit
or wisdom of the federal option in Ethiopia137, one cannot genuinely gainsay that
133
See the Preamble and article 2 of the Transitional Charter.
134
See Transitional Government of Ethiopia (TGE), Proclamation to Proclaim the
Establishment of National Regional Self-Governments, Negarit Gazeta, Proc. No.
7/1992
135
Alfred Stepan, supra note 112, makes a distinction between ‘coming together’ and
‘holding together’ federalisms by looking at their origin.
136
I am indebted to Donald Horowitz (2007), “The Many Uses of Federalism” Drake
Law Review, Vol. 55, pp. 101-113, for this term.
137
One quickly notes that the literature so far can be summarized as projecting three
contending views. There are thus those who support the federal restructuring of
Ethiopia considering it as an innovation to address age-old grievances of the
marginalized ethnic groups of the country. Alemseged Abay (2004), ‘Diversity and
State Building in Ethiopia,’ African Affairs, Vol. 103, No. 413; Andreas Eshete
(2003), ‘Ethnic Federalism: New Frontiers in Ethiopian Politics’ in MOFA and
GTZ, supra note, 26; Kidane Mengisteab (1997), ‘New Approaches to State building
in Africa: The case of Ethiopia’s ethnic-based federalism’, African Studies Review,
Vol. 40 No.3; and John Young (1998), ‘Regionalism and Democracy in Ethiopia,’
Third World Quarterly, Vol 19, No. 2; are only examples. There are also the
sceptics who are uncomfortable with the ‘heavy’ accent on ethnicity. This includes:
Lovise Aalen (2006), ‘Ethnic Federalism and Self-determination for nationalities in
a Semi-authoritarian State: The Case of Ethiopia’ International Journal on Minority
and Group Rights, vol 13; Jon Abbink (1997), ‘Ethnicity and Constitutionalism in
Contemporary Ethiopia,’ Journal of African Law, Vol 41; Bahru Zewde (1994),
‘Historical Legacy and Democratization Process in Ethiopia’ (paper presented on the
Workshop on Historical Legacy and the Democratization Process in Africa, 26-29
April 1994, Bamako, Mali); and Terrence Lyons (1996), ‘Closing the Transition:
The May 1995 Elections in Ethiopia,’ The Journal of Modern African Studies, vol.
34, No.1. There are yet others who, while agreeing with the federalist project, are
critical of the lack of political will on the part of the dominant party (EPRDF) to
implement the promises of the constitutional federalist commitment. Asafa Jalata
4(1) Mizan Law Rev. LEARNING TO LIVE WITH CONFLICTS 87
the federal option was a reaction to what was thought to be an oppressive unitary
past, a reaction to a state nationalism that sought to unite the country through,
among others, involuntary assimilation and homogenization. One can also say
that the federal option was taken due to the exhaustion of centralization and
unitary system of government. It came when the long suffering nation-building
project (which has been on the political scene from 1855 to 1991) has
spectacularly failed. The centralist and unitarist model has little resources with
which to flexibly respond to the strains imposed on the state by ethno-national
diversity.
(1993), ‘Ethiopia and Ethnic Politics: The Case of Oromo Nationalism,’ Dialectical
Anthropology, Vol. 18, falls in this last category.
138
TGE, Constitutional Commission Establishment Proclamation, Negarit Gazeta,
Proclamation No. 24/1992.
139
See the Minutes of the Meetings of Constitutional Assembly now compiled into six
volumes (in Amharic). See also the Minutes of the deliberations of the Transitional
88 MIZAN LAW REVIEW Vol. 4 No.1, March 2010
Consequently, the federal option, its bases for carving out the constituent
units, the constitutional recognition of the unconditional right to secession were
among the most contested points as a result of which federalism remains to be a
controversial subject in Ethiopia to date. But what does the federal constitution,
Ethiopia’s federal compact, offer? I now turn to a brief description of the federal
constitution.
The Federal Constitution is a compact document made up of a total of 106
articles divided into 11 chapters. As a legal document, it is a well organized
document with an enviable degree of simplicity and clarity. It is the legal
document that constituted the federation. From its preamble, we note that it is a
compact agreed upon among the “nations, nationalities, and peoples” of
Ethiopia. It is thus a solemn contract, treaty, even a vow, among these groups
who reconstituted Ethiopia into a federation of disparate ethno-linguistic groups
that aspire to build “one economic community” based on a “common destiny”
born out of a shared past.140
From the preambles, one can glean such principles with far reaching
consequences as the principle of the salience of self-determination, the sanctity
of human rights, the sacredness of the principle of inter-personal and inter-group
equality, and the primacy of the need to build a democratic order based on the
principle of the rule of law for the sake of a sustainable peace. Apart from these,
the constitution postulates five basic principles as ‘fundamental’ pillars of the
constitutional order. These principles are that of sovereignty of ‘nations,
nationalities, and peoples’, constitutional supremacy and constitutionalism,
sanctity of human rights, secularism, and of transparency and accountability of
government.141
In its chapter three142, the Constitution provides for a catalogue of
fundamental rights and freedoms. About 31 “kinds” of rights are recognized and
granted a constitutional guarantee. The provisions of this chapter are entrenched,
i.e., they are protected from easy (and often unilateral) tinkering by making the
amendment procedure rather rigid.143 Nevertheless, the absence of an
of the Federal Houses (i.e., the House of peoples’ Representatives and of the House
of the Federation).
144
Direct application relates to the situation whereby the provisions of chapter three are
invoked in the process of litigation to assert a particular claim hoping to obtain a
specific remedy emanating from the self-executing nature of the human rights
chapter. It is so invoked when the chapter is viewed as a special law directly applied
in the course of litigation to assure the plaintiff a special regime of remedy.
145
Indirect application is said to exist when the human rights chapter, by permeating
the system from behind, prompts all public decisions (be it in court or otherwise) to
be respectful of the rights and freedoms recognized therein. In these circumstances,
the human rights chapter serves more as a framework of understanding, a tool of
interpretation of other laws, than as a special regime of law applicable directly in its
own right. In indirect application, the human rights chapter of the constitution
“loses” itself into the other (ordinary) laws and disciplines them thereof. For an
elaborate discussion on direct/indirect application, see generally Johan De Waal, Iain
Currie, and Gerhard Erasmus (2001), The Bill of Rights Hand Book (4th ed).
(Lansdowne: Juta & Co. Ltd.).
146
An interpretation clause would clarify to us as to what modes, principles, and
techniques ought to be adopted in the course of constructing the provisions of
chapter three. In particular, it would clarify issues of procedure (jurisdiction,
standing, and justiciability), content (the scope and limitations of a particular right),
and remedies (as to the consequences of the decisions of the tribunal that is engaged
in the work of ‘making sense’ of the chapter). It would also hint at the steps and
principles (e.g. textual/literal, historical, purposive, etc) to be used in the actual task
of interpretation. The reason all these are not self-evident in the ‘normal’ judicial
process in Ethiopia is because, at least since 1991, the courts have had no experience
in the hermeneutics of human rights; it is also the result of the fact that the courts’
position vis-à-vis the Constitution is ambiguous. See Section 38 of the Constitution
of South Africa for how constitutions deal with interpretation of human rights
provisions.
147
The Constitution does not set aside a separate provision dealing with limitations to
be imposed on the exercise of human rights. But built into specific provisions are
some limitative phrases. But absent a general limitation clause, we hardly know how
to rule on the (im)propriety of a limitative legislation, decision, or any other
measure.
90 MIZAN LAW REVIEW Vol. 4 No.1, March 2010
148
Art 13 is only partially about application and interpretation. Art 13(1) states that the
state—at all levels-- is the duty bearer of obligation emanating from chapter three.
Art 13(2) states that interpretation of chapter three must conform to international
human rights instruments, but says no more. Art 13(1) is thus about the reach of the
Human Rights Chapter.
149
Art 53 of the FDRE.
150
Arts 54-55 of the FDRE Constitution.
151
Art 62 of the FDRE Constitution
152
All nations, nationalities, and peoples are represented by one member having one
more additional member for every additional one million. See Art 61 of the FDRE
Constitution.
153
Art 72 of the FDRE Constitution
154
Art 69-71 of the FDRE Constitution
155
Arts 78-79 of the FDRE Constitution.
156
Arts 82-84 of the FDRE Constitution.
157
See Arts 85-92 for these policies.
158
Art 46(2) of the FDRE Constitution
4(1) Mizan Law Rev. LEARNING TO LIVE WITH CONFLICTS 91
159
Throughout this paper, the term used will be “states” at times interchangeably with
sub-national entities. This is done only for reasons of convenience.
160
Art 47 (1) of the FDRE Constitution.
161
Hence, we have the states of Amhara, Oromia, Somali, Afar, and Tigray, in all of
whom we have diverse peoples other than the Amhara in Amhara state (such as the
Agaw, the Argoba, the Oromo, etc), other than the Tigrayans in Tigray (such as the
Erob and the Kunama), other than the Oromos in Oromia (such as the Zay, and
pockets of other peoples living mostly in urban centers all over the state), other than
the Afar in Afar State (the urban dwellers who have migrated into the region over
the years), the Somalis in the Somalia State (urban dwellers in the cities and towns).
The SNNPRS is demographically intensely diverse, and is obviously an exception in
this regard, i.e., in the sense that there is not one predominant group that can be
associated with the identity of the State. Harari state is composed predominantly of
the Oromos, the Harari, and many other people groups who live in the city of Harar.
Given the fact that the Harari are numerically small in the state, Harari, too, is an
exception in having a political predominance that lets the state be identified with it
while it is the smallest in terms of numbers. Harari is also unique in its adoption of a
mode of democracy that is more consociational than any of the states or even the
federal government can afford. Gambella is composed of the Anywaa, the Nuer, the
Mezenger, the Mao, and the Opo peoples but ‘Gambella’ does not signify a people
group. Likewise, Benishangul-Gumuz is composed of the Berta, the Gumuz, the
Shinasha, the Mao and Como peoples and the name hardly refers to anyone group in
the state. Interestingly, in these latter states of the Western periphery of Ethiopia,
there is a distinction made even in the constitutions between ‘indigenous nations,
nationalities’ [of, for example, Berta, Gumuz, Shinasha, Mao and Como in
Benishangul-Gumuz State] and ‘other peoples residing in the region’. (See for
instance Preamble, Paragraph. 3 and Article 2 of the Constitution.)
162
Art 52(1) of the FDRE Constitution.
92 MIZAN LAW REVIEW Vol. 4 No.1, March 2010
own police force, etc.163 Obviously one can have a fuller picture of the ‘residual’
powers only after considering the list of federal powers in the preceding
provision164 which includes those powers traditionally known as federal powers
(such as foreign affairs, defense, interstate commerce, interstate relations,
currency, foreign trade, national security, transportation, postal services, and
telecommunication, some natural resources including land, etc). Because the list
of federal powers seems to be long, people often reasonably doubt if the residual
powers reserved to the states in Ethiopia are really significant. Nevertheless, it is
important to note at this juncture that state constitutions play an immense role in
articulating these ‘plenary’ powers so that they can be better exercised by the
states in consonance with the principle of self-rule that constitutes an aspect of
federalism.
It is interesting to observe that some of the state powers “enumerated” (by
way of example) in Art 52(2) (a-b) tend to impose an obligation on states. Thus,
to an extent, they seem to be determining the key elements of the state
constitutions. That is to say, a state constitution that does not recognize the pre-
eminence of the principles of self-government, democracy, and rule of law, and
is not poised toward protecting and defending the federal constitution cannot be
accepted as valid. It stands to reason, then, that all state constitutions, minimally,
need to abide by these principles.
In the Ethiopian federation, symmetry is the norm.165 Thus, states have
“equal rights and powers.”166 State legislatures command the supreme political
power and are accountable to the people(s) of the states.167States are obliged to
establish local governments at various administrative levels so that there are
possibilities for local people “to participate directly in the administration” of
these levels of governments.168 The state legislatures’ powers “to draft, enact,
and amend” the state constitutions is also recognized in the federal
constitution.169Its supreme legislative power is similarly recognized in the same
provision. The states’ executive and judicial powers—and by extension all the
powers that mark sovereignty at the local level—are also recognized in the
163
See Art 52(2) a-g of the FDRE Constitution.
164
Art 51 of the FDRE Constitution
165
It is true, though, that in multi-national polities, asymmetry is almost inevitable. See,
for instance, Rainer Bauböck (2001), Multinational Federations: Territorial or
Cultural Autonomy?. (Malmö: Malmo University (Willy Brandt Series of Working
Papers in International Migration and Ethnic Relations 2/01)). Bauböck says that
“Asymmetry is endemic to multinational federations....” (p.11).
166
Art 47(4) of the FDRE Constitution.
167
Art 50(3) of the FDRE Constitution.
168
Art 50(4) of the FDRE Constitution.
169
Art 50(5) of the FDRE Constitution.
4(1) Mizan Law Rev. LEARNING TO LIVE WITH CONFLICTS 93
170
Art 50(6-7) of the FDRE Constitution.
171
The principle of ‘federal supremacy’ or ‘federal paramountcy’ maintains that the
federal government, its laws, and institutions are supreme, i.e., superior to, and
override, the state laws and institutions.
172
Art 50 (8) of the FDRE Constitution.
173
Art 39 of the FDRE Constitution.
174
It is to be noted that the two most important questions that dominated the Ethiopian
political terrain since early 1960s, and indeed the predominant preoccupation of the
student movements of the age, were the question of land (typified by the slogan,
“Land to the Tiller”) and the “Question of Nationalities”. There is a huge body of
literature on this. Balsvik’s (1985), Haile Selassie’s Students: The Intellectual and
Social Background to Revolution, 1952-1977. (East Lansing: African Studies Center,
Michigan State University); Kiflu Tadesses’s, supra note 177; Edmond Keller, supra
note 84; Merera Gudina, supra note 85; Assefa Jalata supra note 167; Andargatchew
Tiruneh’s (1993), The Ethiopian Revolution, 1974-1987: A Transformation from an
Aristocratic to a Totalitarian Autocracy. (Cambridge: Cambridge University Press),
are only a few notables among a morass of books and articles on the historic
questions of class and ethnicity in Ethiopia. The “question of nationalities” was
subordinated to the question of class in the course of the making of the 1974
revolution and its unfolding in the subsequent years, but since 1991 it seems that, on
the wake of the collapse of the Dergue, the former has triumphed as the preeminent
question that, if repressed, hardly dies out.
175
Art 39(1) recognizes the “unconditional right to self-determination, including the
right to secession” of every nation, nationality and people.
94 MIZAN LAW REVIEW Vol. 4 No.1, March 2010
176
See Art 46(2) which holds that states are formed “on the basis of settlement patterns,
language, identity and consent of the people concerned”.
177
The House of Federation poses formally as the upper house of the federal legislature.
See Art 53 which says that “There shall be two Federal Houses: the House of
Peoples’ Representatives and the House of the Federation.” This obviates the fact
that Ethiopia’s legislature is bicameral in form although it is unicameral in actual
operation. That aside, Art 62 cum 82-84 indicate that the House of the Federation
(with the support of the Council of Constitutional Inquiry) is the ultimate interpreter
of the constitution. Subsequent federal legislations, namely Proclamations No.
250/2001 and 251/2001 and confirm and elaborate on the interpretive powers of the
House of the Federation and of the Council of Constitutional Inquiry. This makes
Ethiopia’s system unique compared to other contemporaneous constitutions of its
time (such as that of South Africa, Namibia, etc).
178
The House of the Federation, the upper house of the Ethiopian parliament, is
“composed of representatives of Nations, Nationalities, and Peoples” (art 61(1)).
The House is thus a representative of the ethno-cultural groups rather than the states.
But the states may have their interests aired through the ethnic groups that come out
of them. Besides, the fact that the representatives are—in practice so far--selected by
the state legislatures (often from within the state legislatures), rather than by direct
popular vote, has created the impression that they represent the states. The state
legislatures are of course allowed to elect the representatives themselves or to “hold
elections to have the representatives elected by the people directly” (Art 61(3)).
179
In deed the House of Federation has little legislative role. This is evidenced by the
fact the list of powers and mandates under Article 62 refers only to two matters,
among a total of 11, as the ones relating to legislation. These matters are: a)
determination of “the division of revenues derived from joint Federal and State tax
sources and the subsidies that the Federal Government may provide to the States”
(Art 62(7)); and b) determination of “civil matters which require the enactment of
laws by the House of Peoples’ Representatives.” (Art 62(8)). One can quickly note
that even these are not legislative matters in stricto sensu; they are rather directions
on what to legislate upon, sort of a license for the HPR to legislate on the matters
indicated.
4(1) Mizan Law Rev. LEARNING TO LIVE WITH CONFLICTS 95
federal Ethiopia, for the large part of the conflicted 20th century,180 two issues
dominated the agenda of those involved in conflicts, namely the issue of class
and the issue of ethnicity. The question of economic (class) and status (ethnic)
hierarchy were salient. The 1974 revolution dealt with the issue of class
hierarchy. The issue of status hierarchy still remained unattended to fully
because it was subordinated to and/or conflated with the issue of class hierarchy.
It was so subordinated perhaps because the issue posed a direct challenge to the
unity of the country by raising the difficult question of who the Ethiopian is,181
and what the terms of being “in” or “out” of Ethiopia are.
The proponents of the movements that led to the dethronement of
Haileselassie and the unleashing of the popular revolution took divergent
positions on the articulation of and the response to the “question of
nationalities.” The articulation endorsed divergent paradigms of Ethiopian
history (national reunification thesis, colonial thesis, national oppression thesis,
etc). Likewise, the responses took divergent forms (nation-building and/or
modernization, self-determination/decolonization, democratic equality and
equalization, etc). Multi-ethnic political groupings such as those within the
auspices of the Dergue seemed to endorse an amalgam of the national
unification and national oppression theses. The EPRP, in its earlier version,
argued for self-determination rights of Eritreans and Ogadenis but not the
remaining groups. The AESM (Meison in Amharic) endorsed the national
oppression thesis and argued for democratic equality and equalization of hitherto
oppressed groups. But the regime which came out victorious after a brief season
of confusing militant competition and strife, i.e. the Dergue, suppressed all
voices and imposed socialist style prioritization of class conflicts thereby
subordinating ethnic conflicts to the former. By conflating ethnic conflicts with
class conflicts, they sought to resolve the issue through addressing class conflicts
180
This refers mainly to the time since the early 1960s when the legitimacy of the
regime of Emperor Haile Selassie I began to be questioned among the military and
the educated elite. Earlier to this, a peasant protest in Tigray (the First Woyane
movement) and the protest by the Bale Oromo/Somali (?) Nationalists reared their
head as a form of bottom up resistance but were suppressed. It is important to note
Haileselassie’s regime enjoyed the most peaceful season of Ethiopia’s history except
for the short-lived Italian occupation from 1936-1941. This peace begun to be
‘disrupted’ by the sign of dissonance expressed first among the army, then among
the students, and later among the general public, especially the farmers.
181
It comes as no surprise that one of the polemical pamphlets widely distributed
among student leaders was the one written by Wallelign Mekonnen entitled “On the
Question of Nationalities in Ethiopia” (1969).
96 MIZAN LAW REVIEW Vol. 4 No.1, March 2010
head on while also recognizing the linguistic and cultural rights of ethnic groups
(at least partially).182
The subordination of ethnic demands led to a multiplication of groups that
are mobilized around the motto of self-determination for, and subsequent
liberation of, their particular groups. As a result, ethno-nationalist liberation
fronts proliferated in many parts of the country. These groups used the rhetoric
of colonialism (EPLF, ELF, OLF, WSLF, SLM, etc), national oppression (TPLF
and a host of other groups within the wider south of Ethiopia), and victimization
(via genocide, forced assimilation, cultural denigration, etc). Most of these also
used the rhetoric of self-determination as they articulated their demand for
justice, equality, and self-governance. After a protracted and long-suffering
armed struggle, they finally succeeded in forcing the military regime to implode
and collapse in 1991. The conflicts in these times were generally vertically
postured: the groups versus the state (at times characterized as primarily
Amhara). The conflicts looked like ones propelled by resistance to oppression,
quest for equality, dignity, cultural and linguistic justice, self-governance, and
independence.
These demands were captured in the Transitional Charter which, as an
interim constitution, quickly established a de facto federal or quasi-federal
system. The charter was a response mainly to the quest for ethno-cultural justice:
equality and non-discrimination on ethnic and religious basis, the right to one’s
identity, language, culture, and way of life, the right to one’s history (and one’s
narrative of history), the right to self-administration within one’s territory, the
right to self-determination including and up to (conditional) secession. Hidden
within this quest for ethno-cultural justice was also the general demand for a
democratic order which respects human rights under the rule of law. This accent
182
A quick glance at the PDRE Constitution (1987) and the National Democratic
Revolution (NDR) Program of the PMAC (of April 1976) make this clear. The
PDRE Constitution recognizes the rights of nationalities to equality (Art 2(1-2)),
equalization (Art 2(3)), autonomy (Art 2(4)), and language (Art 2(5)). But the
ultimate ‘owners’ of political power were the “working people” of Ethiopia” (Art 3).
The NDR Program reads in part:
“The right to self-determination of all nationalities will be recognized and fully
respected. No nationality will dominate another one since the history, culture,
language, and religion of each nationality will have equal recognition in
accordance with the spirit of socialism. …. Each nationality will have regional
autonomy to decide on matters concerning its internal affairs. Within its
environs, it has the right to determine the contents of its political, economic and
social life, use its own language and elect its own leader and administration to
head its own organs. This right of self-government of nationalities will be
implemented in accordance with all democratic procedure and principles.”
4(1) Mizan Law Rev. LEARNING TO LIVE WITH CONFLICTS 97
183
Ali Mazrui, supra note 116.
98 MIZAN LAW REVIEW Vol. 4 No.1, March 2010
Nonetheless, at the foot heel of the federal dispensation were born new
conflicts, post-federal conflicts. The following is a brief list of such new
conflicts: a) an intensified quest for self-definition and distinct identity intent on
securing local self-rule to get more resources, power, and opportunities184; b)
border disputes between and within states; c) competition for federal grant and
subsidy; d) quest for having one’s language given a co-equal status as a federal
working language; e) competition for access to and authority over federal, state,
and local capital cities185; f) conflict over mistrust about one’s lot with/in a state
or in the country186; g) the quest for a more robust minority rights regime,
especially right to representation; etc.
Owing to the conversion of the old minorities (‘nations, nationalities, and
peoples’) to sovereign entities, there emerged ‘new’ minorities (minorities
within minorities, etc) who are now unattended to in the new federal
constitutional dispensation. One might wonder as to who these new minorities
are. One can roughly identify at least five categories of new minorities: 1)
scattered groups who are children of our legacy. In this category, there are: a)
children of empire builders; and b) children of villagization and (re)settlement
programs; 2) children of freedom of movement in the new constitutional
dispensation; 3) stranded groups, i.e., groups that are caught in between two or
more regions when the new mapping of the constituent units of the federation
was conducted (e.g. the Yem in SNNPRS and Oromia; the Mezenger in
SNNPRS and Gambella; the Argoba in Afar and Amhara; the Guji in Sidama
Zone of SNNPRS and Oromia; the Oromo in Gedio Zone of the SNNPRS; the
Agaw in Benishangul Gumuz; the Oromos in Benishangul Gumuz; the Opo in
Gambella and Benishangul Gumuz; the Oromos in Harari State; the Afar, the
Amhara, and the Oromo in Tigray; etc.); 4) Occupational caste groups (e.g., the
Fuga, the Enewari, the Hadicho, the Menja, and others); 5) Indigenous groups in
the hinterland of rural South Omo or Bench-Maji Zone of SNNPRS who could
not exercise their constitutional rights for reasons of historic marginalization. To
these, one can add the category of religious minorities, or of the minorities of
mixed ethnic origin, Ethiopians of Eritrean origin, etc.
The new minorities seek a diverse array of rights such as recognition;
identity; exercise and enjoyment of linguistic rights (in schools, administration,
courts, and media, etc); exercise and enjoyment of cultural rights; right to
representation in offices of local, sub-national, and national government;
184
E.g. the Silte case and myriads of similar others.
185
This is the case of the claim of the Oromos over Addis Ababa/Finfinne, the Sidamas
over Hawassa, the Guarge and Qabena over Walkite, etc.
186
E.g of Oromia, or Somali region vis-à-vis Ethiopia and Sidama or Gamo in the
SNNPRS, etc.
4(1) Mizan Law Rev. LEARNING TO LIVE WITH CONFLICTS 99
187
For example, divergence of opinion over the symbols that signify united shared
national ethos (such as flags, emblem, and anthem) feed into other causes of tension.
100 MIZAN LAW REVIEW Vol. 4 No.1, March 2010
Conclusions
In conclusion, let me try to reiterate some brief answers to the questions I set for
myself at the beginning of this paper. Conflict and federalism have an
interlocked relation as conflict of a specific type might necessitate a federal
mode of governance while federalism might also generate its own type of
conflicts in the wake of its adoption. The nature of conflict in a polity may color
the kind of federalism adopted. The nature of federalism in its turn might trigger
types of conflicts that are peculiar to the kind of federalism adopted. The nature
of the federal arrangement might also determine the kind of conflict
management strategy we seek to adopt.
4(1) Mizan Law Rev. LEARNING TO LIVE WITH CONFLICTS 101