Acs Est 8b05041
Acs Est 8b05041
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Department of Environmental Engineering and Earth Sciences, Clemson University, 342 Computer Court, Anderson, South
Carolina 29625, United States
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Division of Environmental Science and Engineering, Pohang University of Science and Technology, Pohang 37673, Korea
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Brook Byers Institute for Sustainable Systems, School of Civil and Environmental Engineering, Georgia Institute of Technology,
Atlanta, Georgia 30332, United States
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Environmental Engineering and Science Program, Department of Chemical and Environmental Engineering, 705 Engineering
Research Center, University of Cincinnati, Cincinnati, Ohio 45221-0012, United States
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Environmental Nanocatalysis & Photoreaction Engineering, Department of Chemical Engineering, Loughborough University,
Loughborough, LE11 3TU, United Kingdom
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Key Laboratory of Industrial Ecology and Environmental Engineering (Ministry of Education), School of Environmental Science
and Technology, Dalian University of Technology, Dalian 116024, China
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Department of Civil & Environmental Engineering and Engineering Research Center for Reinventing the Nation’s Urban Water
Infrastructure (ReNUWIt), University of California, Berkeley, California 94720, United States
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School of Civil and Environmental Engineering, University of New South Wales, Sydney New South Wales 2052, Australia
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School of Sustainable Engineering and The Built Environment, Arizona State University, Box 3005, Tempe, Arizona 85287,
United States
■ INTRODUCTION
Imagine a still image of the sun hanging low in the horizonis
it rising or setting? Only by examining subsequent time lapse
images can we predict its future direction. The development of
a new technology follows a similar path but of unknown length,
rising from its initial conception to reach a zenith of popularity
before arcing back toward the horizon. Photocatalytic
advanced oxidation processes (AOPs) for water treatment
have traveled a long path of technological development, having
been the subject of extensive research over the past 35 years.
Conventional AOPs employ precursor chemical oxidants, such
as O3 and H2O2, in combination or with an input of energy
(e.g., ultraviolet (UV) irradiation), to produce reactive oxygen
species (ROS) for the oxidative destruction of contaminants in
water. Heterogeneous semiconductor photocatalysis enables
advanced oxidation via a fundamentally different mechanism:
photons with energy equal to or greater than the material’s
band gap are absorbed by a particulate catalyst resulting in the
formation of a conduction band electron (e−cb) and valence
band hole (h+vb) pair. Although both e−cb and h+vb can participate
in a suite of redox reactions relevant to water treatment,
hydroxyl radicals (•OH), both surface-bound and in bulk
phase, are considered the dominant oxidant.1 Historically
adapted from the discovery of photoelectrochemical water-
splitting at the surface of a TiO2 electrode,2 photocatalysis was Figure 1. Publications trends in photocatalytic water treatment
quickly recognized for its potential in water treatment.3,4 research. Web of Science results for the number of yearly publications
The advantages of photocatalytic water treatment over on photocatalytic water treatment from 1999 to 2017. Inset shows
homogeneous-phase AOPs are well documented. The bench- detailed results from the most recent complete reporting year (2017),
mark commercial semiconductor material, TiO2, is inexpensive with each search keyword (i.e., “TiO2”, “visible”, “reactor”, and
(∼$1/kg),5 physically robust, and relatively nontoxic. It “pilot”) modifier added to “photocatal* water treatment” individually.
Results indicate that only a small fraction of publications consider
requires low-energy ultraviolet light (UV-A) for excitation, reactor design or pilot scale investigations.
allowing for potential solar applications. As a heterogeneous
catalytic process, it obviates the need to continuously supply
precursor chemicals, which is a striking benefit for some (booming) academic research and (modest) industrial
applications particularly those in remote or resource-limited application. Consequently, skepticism has grown, leading
locations. A recent surge in scientific literatureover 8000 some to question whether photocatalysis will become a
articles since 2000on the topic of photocatalytic water mainstream water treatment technology within the next two
treatment reflects this optimism (Figure 1). Despite substantial decades.
research over the past few decades, the application of Among the foremost roadblocks identified, low photo-
photocatalysis in practical water treatment systems has been conversion efficiency remains a major challenge. Each step of
very limited compared to conventional AOPs. Considering the photoconversion process has an associated loss of
these trends, how should the research community view the efficiency, as detailed in Figure 2. Consistently, quantum
technology horizon of photocatalytic water treatment? In this yields (Φ) reported in the literature, while varying widely
Feature, we examine the current status of heterogeneous depending on the photocatalysts and experimental conditions,
semiconductor photocatalytic water treatment, emphasizing are a few percent at most, even when measured using a probe
barriers to technology transfer, examining the feasibility of substrate with monochromatic irradiation near the band gap
practical applications, and identifying key research needs for (Table 1 inset in Figure 2). Compared to other AOPs, such
overcoming obstacles, in search of answers to this question. low Φ for •OH production is considered the most critical
Figure 2. Detailing the low-energy conversion efficiencies in typical TiO2 photocatalytic water treatment processes. Photons are generated either by
electrical conversion or directly harnessing solar energy. (1a) Although low-pressure mercury lamps are typical, blue/UVA LEDs are being
increasingly studied, with wall plug efficiencies nearing 30%.6 (1b) Electrical conversion losses are obviated when harnessing solar energy; however,
< 5% of solar photons are absorbed as the wide band gap (Eg = 3.0−3.2 eV; 390−410 nm) of TiO2 is poorly matched to the solar spectrum.7 (2)
Photons entering the reactor can be lost through intrinsic scattering by the particulate and inefficient light management leading to catalytic
absorption of 30−70% of the photons emitted into a typical slurry reactor.8 (3) Photons absorbed by the catalyst can then produce e−cb and h+vb,
which further perform redox reactions at the catalyst surface to generate ROS. Regardless of the source of light, a majority (>90%) of
photogenerated e−cb/h+vb pairs recombine rapidly (within subμs),4,9 leading to quantum yields (Φ) of less than 10% for most materials. The inset
table shows a list of experimentally reported bench-scale material Φ for •OH production from various TiO2 photocatalysts.10−16 (4) The
availability of generated ROS for pollutant destruction is greatly decreased through scavenging. As an illustration, a representative estimate of
natural water containing 3 mg-C/L (k(•OH) = 108 L/mol-C·s) and 50 mg/L of bicarbonate alkalinity as CaCO3 (k(•OH-HCO3−) = 8.5 × 107 /M·
s) suggests that <5% of •OH would be available compared to distilled water (i.e., in the absence of scavengers) at the same pH.
other treatment systems. However, the presence of natural photocatalytic activity.23 Indeed, TiO2 has retained a central
organic matter (NOM), carbonate species, and other back- locus in photocatalytic materials science research, which
ground constituents can greatly limit the effectiveness of continues to concentrate on two major limitations of TiO2
photocatalytic processes by scavenging ROS and absorbing as avenues for improving catalyst performance: limited
light (Figure 2).20,21 Studies conducted at pilot and full-scale absorption and the high recombination rate of photogenerated
have indeed observed these effects to be exacerbated by the primary species e−cb and h+vb.
presence of multiple interfering compounds coexisting at Many notable augmentations to TiO2 have been achieved.
variable concentrations.22 Although engineering and materials Extending the photoactivity to lower energy wavelengths was
science are poised to make significant efficiency improvements, first realized by the incorporation of transition metals (e.g., Fe,
inherent constraints of the technology cannot be neglected Cr, and V),24,25 and later by introducing nonmetal dopants
when translating new research advances to industrial (e.g., N, C, F, and S)26 to create oxygen vacancies or low lying
applications. interband states at the localized energy levels of the dopant. In
Figure 3. Select reactor designs for semiconductor photocatalytic water treatment: (a) A typical slurry reactor system consisting of a reactor
containing suspended TiO2 photocatalysts with a quartz encased LP Hg UV light source and membrane filtration for catalyst recovery. (b−d) More
recently developed reactor designs incorporating immobilized catalyst particles obviating the need for post-treatment membrane separation.
nanoparticles can inject electrons into the photocatalyst WO3) is able to produce •OH under visible light through
conduction band.31 multielectron reduction by the in situ generation and
Junctions with metals have also been extensively employed subsequent decomposition of H2O2.40 A newly emerging
to reduce recombination, acting as electron withdrawing alternative, BiPO4 has a more positive valence band maximum
centers through the formation of a rectifying Schottky potential than TiO2 resulting in increased oxidation power,
barrier.32 However, high loadings of cocatalysts can limit the higher photoactivity, and greater efficiency of mineralization at
surface area, complicate the synthesis procedure, and result in a the expense of requiring higher energy UV excitation.41
physically fragile composite material. This same composite Creative and yet-to-be-devised solutions are required to
architecture can be achieved by replacing metals with translate these promising materials into practical water
semimetallic carbonaceous materials such as graphene,33 but treatment applications. These fundamental research efforts,
the intrinsic instability of these materials in an oxidative which have been further detailed in a number of
environment remains an unresolved challenge. Nanoscale comprehensive reviews,42−44 continue to result in better
control over structural hierarchy and porosity present addi- materials while deepening our knowledge of semiconductor
tional opportunities to improve the efficiency of TiO2 by
photocatalytic treatment.
promoting charge migration and increasing surface area.34−36
Considering the depth of high-quality research conducted to
Many researchers continue to focus on improving the
advance photocatalysis materials science, it is prudent to
performance and stability of these augmented TiO2 materials.
scrutinize why TiO2 has yet to be superseded by a next-
Beyond modifications to TiO2, other semiconductor
materials have been investigated as substitutes for TiO2. CdS generation material. A primary challenge in the field is
and WO3 are relatively effective visible light photocatalysts, but identifying a threshold requirement for replacement; what
toxic components such as Cd are clearly incongruent with safe determines whether a breakthrough material is “better” than
and sustainable water treatment practices. Graphitic carbon TiO 2 ? Beyond bench-scale evaluation, many practical
nitride (C3N4) is a metal-free visible light photocatalyst with a challenges have been overlooked in research that focuses on
tunable electronic structure,37,38 though it exhibits poor novel materials development. Our review of the literature
chemical stability. Hybrid organic−inorganic perovskite reveals a proliferation of scientifically interesting, yet
materials offer a structural platform for highly tailored impractical materials that are fragile, chemically unstable, or
absorption/charge transport properties using low cost, earth- have expensive, rare, or inherently toxic components.
abundant materials.39 Increasingly popular in the solar cell Evaluation conditions that more completely reflect industrial
literature, a major limitation of perovskites in environmental application by expanding performance criteria beyond
applications has been instability in wet conditionsclearly a absorption (i.e., greater spectral match and less scattering)
drawback for water treatment. Some materials have emerged as and quantum yield (i.e., reduced recombination) to include
viable alternatives to TiO2: platinized tungsten oxide (Pt/ cost of production, long-term stability, robustness, ease of
2940 DOI: 10.1021/acs.est.8b05041
Environ. Sci. Technol. 2019, 53, 2937−2947
Environmental Science & Technology Feature
separation, and other application specific conditions, would aid performance of new materials and reactor designs. Photo-
in technology transfer. catalytic water treatment represents a highly variable parameter
■
allowing for the derivation of dimensionless parameters useful
in slurry reactor design.47,56,57 Ray-tracing, which involves STRATEGIES FOR IMPROVING RESEARCH
analyzing the path of individual rays from an emission source OUTCOMES
based on the optical properties of the incident environment,
has previously been applied to determine local radiation fields When recent advances in materials science and reactor
in UV disinfection reactors.58 This technique could be adapted engineering are combined, opportunities to improve the
to determine LVRPA in immobilized photocatalyst reactors performance of photocatalytic water treatment may emerge.
with relative ease, although incorporating an absorbing and On the basis of our collective experience, we propose the
scattering mobile particulate slurry into a ray tracing analysis following strategies for researchers aiming to advance photo-
presents a nontrivial challenge. catalytic water treatment processes without succumbing to the
Other difficulties result from the lack of a universally pitfalls that have stunted progress during the past three
accepted method to quantitatively evaluate and compare the decades:
2941 DOI: 10.1021/acs.est.8b05041
Environ. Sci. Technol. 2019, 53, 2937−2947
Environmental Science & Technology Feature
(1) Expand the criteria for assessing the performance of scale, reports show the EE/O of UV/H2O2 tends to be
photocatalytic water treatment systems. To create tech- significantly lower than UV/TiO2.22,64 Aside from energy
nologies that have a higher likelihood of attracting efficiency, homogeneous AOPs are easier to engineer, are not
commercial interest, researchers should expand perform- surface area limited, have fewer mass transfer problems, and do
ance criteria to include factors such as material cost and not experience catalyst surface fouling. For large scale
availability, the feasibility of large-scale production, municipal applications, it is the agreement among industry
tendency to foul in the proposed water matrix, and practitioners, as well as these authors, that current photo-
long-term stability and performance under likely catalytic water treatment systems are impractical because they
operating conditions. are less efficient and have higher costs than existing UV/H2O2,
(2) Evaluate the performance of photocatalysts under well- O 3 /H2 O 2, and UV/O3 technologies. 65,66 However, an
defined conditions. The use of established approaches for unfavorable prospect for large scale application does not
quantifying photon fluence and absorption (e.g., radio- preclude the potential of photocatalysis for water treatment in
metry, actinometry, or computational evaluation of select niche applications; the technology still retains sub-
LVRPA) is essential, as is the use of probe compounds stantive and unique benefits. Tangible short-term outputs
that do not affect light absorption or otherwise alter the based on a valid business model and a clear pathway for
catalyst.59 As candidate photocatalysts advance toward technology transfer to industry are overdue, considering the
practical application, testing should be done under maturity of basic science and, indeed, are critical to shrink the
standardized conditions, using well-characterized probe increasingly wider gap between industrial needs and academic
compounds, and solution conditions (e.g., pH, ionic research.
composition, concentration of ROS scavengers) that Reappraising the unique benefits of photocatalysis over
approximate those encountered in actual treatment other AOPs may pave the road toward these niches. For
systems. An appropriate figure of merit, such as EE/ example, photocatalysis enables not only oxidation but also
O,60 should be reported when comparing the efficiency reduction, presenting relatively untapped opportunities to
of different AOPs. reductively remove oxyanions, such as nitrate,67 chromate,68
(3) Consider creative approaches and seek break-through and redox-active metal ions, such as Ag+.69 For several metals,
photocatalysts without neglecting the challenges of adapting reduction can lead to irreversible fouling through the
materials f rom other disciplines. While repurposing formation of crystallites on the surface of the catalyst.69 In
emerging materials from related fields can be an effective contrast, Cr(VI) can be reduced to less toxic Cr(III) which is
strategy to develop innovative water treatment photo- easily precipitated out of solution.70 This process can be made
catalysts, a blind pursuit can lead to the promotion of more favorable by the presence of abundant efficient h+
materials not suitable for practical AOP application. For scavengers.71 Innovative approaches to improve the reductive
example, materials developed for water-splitting or use of photocatalysis continue to emerge,72 albeit still in
photovoltaics also operate under photoinduced charge embryonic phase. The ability to reduce oxygen to form H2O2
transfer processes; however, they differ in the nature of by select photocatalysts, such as C3N4,73 may also become a
their energy conversion processes and are designed with useful approach to produce AOP precursors on site.
different ideal characteristics in mind. As such, even the Through the oxidation pathway, the generation of highly
most successful of these materials may be ineffective at oxidative h+vb in addition to ROS can contribute to degradation
generating ROS for water treatment. of recalcitrant organics and even mineralization for niche
(4) Design and test materials for specif ic applications. Many applications.74 Photocatalysis has been proposed as a pretreat-
past reports on photocatalyst performance fail to identify ment for particularly challenging waters, especially those that
the most appealing application for the material. The occur in smaller volumes compared to municipal waste
performance of a photocatalyst depends upon the streams; for example, effluents loaded with lignin (in the
properties of the contaminant being treated,63 as well pulp and paper mill industry),75 dyes (textile industry),76 poly/
as the relative concentrations of other interfering perfluoroalkyl substances (chemical industry),77,78 and pesti-
components. As a result, researchers may develop cides (pharmaceutical industry).79−81 While reducing toxicity
photocatalysts for applications that are impractical or is often the goal, complete mineralization is unrealistic for the
for which industry lacks interest. To overcome this vast majority of applications.1,82 The resulting incomplete
challenge, researchers need either to overcome the major degradation of hazardous pollutants requires careful assess-
barriers facing traditional applications such as drinking ment of the ecotoxicity83,84 or human toxicity85,86 of the
water and municipal wastewater treatment, or to identify byproducts. The ability of photocatalysis to increase
niche areas, where photocatalytic water treatment can be biodegradability requires further attention with emphasis on
competitive with existing AOPs. the development of methods to enable the rapid assessment of
■
contaminant biodegradability. The higher mineralization
potential of photocatalysis when applied as a polishing step
MOVING AHEAD: DESIGN FOR NICHE for pretreated water can also be advantageous in niche
APPLICATIONS applications where cost and time are less restricted, such as
The need for energy-efficient AOPs will persist, as advances in the treatment of highly turbid waters containing recalcitrant
analytical techniques and increasingly stringent legislation contaminants, space-station water treatment systems,87,88 or
continue to drive lower contaminant minimum concentration the production of ultrapure water for the semiconductor
targets for potable use and environmental discharge. For industry.89
photocatalysis to carve out a place in this growing market, it As a catalytic process, not requiring consumable chemicals is
must be competitive with other AOP technologies, particularly another key benefit of photocatalytic treatment systems. This
UV/H2O2, which is more widely adopted by industry. At pilot- leads to opportunities in applications where transportation of
2942 DOI: 10.1021/acs.est.8b05041
Environ. Sci. Technol. 2019, 53, 2937−2947
Environmental Science & Technology Feature
Figure 4. Future Trajectory of Photocatalytic Water Treatment. The development of a new technology can be visualized as following the trace of
the sun on the horizon, rising from its initial conception, then reaching a zenith of popularity before arcing back toward the horizon. Photocatalytic
water treatment has undeniably experienced a peak of academic hype, leading many detractors to espouse the failure of the technology to live up to
its predicted potential. However, it is the opinion of these authors that this need not lead to the sun setting on industrial applications for
photocatalytic water treatment, but that real near-term applications can be achieved considering the maturity of basic science. The practical plateau
of technical performance will likely fall below peak expectations, as with many new innovations; however, valid business models and a clear pathway
for technology transfer to industry can help engineers finally harness the startling benefits of these unique materials.
chemicals is cumbersome (i.e., geographically isolated regions) ability to disinfect and decontaminate water faster than SODIS
or in biological systems that may be sensitive to the addition of alone.93−95 Solar powered applications are intrinsically limited
chemicals. The performance and costs associated with small- by the low-energy density of sunlight (<1000 W/m2); yet
scale groundwater pump and treat systems employing when land area is not restricted and an effective light-
photocatalysis can be comparable to conventional treatment harvesting strategy such as a compound parabolic collector is
technologies,90 while negating the need for a continual supply employed, photocatalysis can be an efficient method for the
of chemicals. Other emerging opportunities include treatment low-energy treatment of small-scale industrial waste
of waste streams from aquaculture and hydroponics, as both streams.96−98 Other solar-based applications have emerged
are often practiced in small scale. Aquaculture waters consist of for industrial off-grid treatment, including floating photo-
a unique set of contaminants including pathogens, taste and catalyst structures in oil sands tailing ponds, which are large in
odor compounds, and antibiotics91 that are not easily treated area and already operate over very long-time scales.99,100 The
with conventional systems. Similarly, photocatalytic treatment use of solar-driven photocatalysis has been suggested as a
of recycled hydroponics water can facilitate the breakdown of possible means of detoxifying treated drinking waters
phytotoxic compounds, leading to increased crop yields containing residual algal toxins, but concerns remain regarding
without leaving a harmful residual.92 cost effectiveness and generation of toxic byproducts.101 At
Perhaps its most greatly espoused attribute is that photo- best, such technology might be utilized for this purpose in
catalysis can be solar powered, making photocatalytic treat- small, remote communities where piped supply is intermittent
and volumes to be treated are small.
■
ment ideal for highly cost-sensitive or energy-restrictive
applications. Regions that lack access to clean water often
lack energy infrastructure, justifying the need for solar- FUTURE OF PHOTOCATALYSIS: SUNRISE OR
powered, household-based, water treatment interventions in SUNSET?
developing regions.7 Several researchers have proposed using Although longer time frames for acceptance of new
TiO2 to enhance solar disinfection (SODIS), demonstrating its technologies in risk-averse industries, such as water treatment,
2943 DOI: 10.1021/acs.est.8b05041
Environ. Sci. Technol. 2019, 53, 2937−2947
Environmental Science & Technology Feature
can be expected,102 the more than three decades-long delay in (9) Serpone, N. Relative photonic efficiencies and quantum yields in
technology transfer clearly suggests that photocatalysis for heterogeneous photocatalysis. J. Photochem. Photobiol., A 1997, 104
water treatment is not in the sunrise phase of research and (1), 1−12.
development. However, we do not view it as a sunset, either; (10) Zhang, J.; Nosaka, Y. Quantitative detection of OH radicals for
rather, we see the field overcoming an inflated expectation investigating the reaction mechanism of various visible-light TiO2
photocatalysts in aqueous suspension. J. Phys. Chem. C 2013, 117 (3),
(a.k.a. academic hype),103 exacerbated by its connection to
1383−1391.
concurrent hypes in the fields of materials science and (11) Sun, L.; Bolton, J. R. Determination of the quantum yield for
nanotechnology (Figure 4). While we should not limit our the photochemical generation of hydroxyl radicals in TiO 2
imagination or the boundary of science, it is time for us to suspensions. J. Phys. Chem. 1996, 100 (10), 4127−4134.
reevaluate critically the necessary components of successful (12) Zhang, J.; Nosaka, Y. Mechanism of the OH radical generation
research to move the field of photocatalytic water treatment in photocatalysis with TiO2 of different crystalline types. J. Phys.
forward. Chem. C 2014, 118 (20), 10824−10832.
■
(13) Stafford, U.; Gray, K. A.; Kamat, P. V. Photocatalytic
AUTHOR INFORMATION degradation of 4-chlorophenol: The effects of varying TiO 2
concentration and light wavelength. J. Catal. 1997, 167 (1), 25−32.
Corresponding Author (14) Mills, A.; Morris, S. Photomineralization of 4-chlorophenol
E-mail: [email protected]. Tel: +1-203-432-4386. sensitized by titanium dioxide: a study of the initial kinetics of carbon
ORCID dioxide photogeneration. J. Photochem. Photobiol., A 1993, 71 (1),
75−83.
Pedro J. J. Alvarez: 0000-0002-6725-7199 (15) Lepore, G. P.; Langford, C. H.; Víchová, J.; Vlček, A.
Ezra L. Cates: 0000-0003-0793-0246 Photochemistry and picosecond absorption spectra of aqueous
Wonyong Choi: 0000-0003-1801-9386 suspensions of a polycrystalline titanium dioxide optically transparent
John Crittenden: 0000-0002-9048-7208 in the visible spectrum. J. Photochem. Photobiol., A 1993, 75 (1), 67−
Qilin Li: 0000-0001-5756-3873 75.
(16) Cornu, C. J. G.; Colussi, A. J.; Hoffmann, M. R. Quantum
Xie Quan: 0000-0003-3085-0789 Yields of the photocatalytic oxidation of formate in aqueous TiO2
T. David Waite: 0000-0002-5411-3233 suspensions under continuous and periodic illumination. J. Phys.
Paul Westerhoff: 0000-0002-9241-8759 Chem. B 2001, 105 (7), 1351−1354.
Jae-Hong Kim: 0000-0003-2224-3516 (17) Mierzwa, J. C.; Rodrigues, R.; Teixeira, A. C. S. C., Chapter 2:
Notes UV-hydrogen peroxide processes. In Advanced Oxidation Processes for
Waste Water Treatment; Ameta, R., Ed.; Academic Press, 2018; pp
The authors declare no competing financial interest.
■
13−48.
(18) Liao, C. H.; Gurol, M. D. Chemical oxidation by photolytic
ACKNOWLEDGMENTS decomposition of hydrogen peroxide. Environ. Sci. Technol. 1995, 29
This work was supported by the NSF Nanosystems Engineer- (12), 3007−3014.
(19) Haag, W. R.; Yao, C. C. D. Rate constants for reaction of
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was supported by the Engineering Research Center for (20) Brame, J.; Long, M.; Li, Q.; Alvarez, P. Inhibitory effect of
Reinventing the Nation’s Urban Water Infrastructure (Re- natural organic matter or other background constituents on
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