Agronomy 12 02267 v2
Agronomy 12 02267 v2
Article
Ground Hyper-Spectral Remote-Sensing Monitoring of Wheat
Water Stress during Different Growing Stages
Qiang Li, Maofang Gao * and Zhao-Liang Li
Key Laboratory of Agricultural Remote Sensing, Ministry of Agriculture and Rural Affairs/Institute of
Agricultural Resources and Regional Planning, Chinese Academy of Agricultural Sciences,
Ministry of Agriculture and Rural Affairs, Beijing 100081, China
* Correspondence: [email protected]
Abstract: Monitoring agricultural drought via ground hyper-spectral remote sensing has always
been a hot topic in the fields of agriculture and meteorology. In this study, a greenhouse experiment
was conducted on wheat subjected to water stress during its different growth stages, namely tillering,
jointing, and milk maturity. An instrument (HOBO ware PRO) used to continuously measure soil
moisture was employed to measure the soil water content (SWC). An analytical spectral device (ASD)
was utilized to obtain the spectral curve of wheat subject to different water treatment methods. The
canopy temperature was obtained using thermal infrared sensors (METER SI-400). The relationships
between the SWC, wheat drought stage, canopy temperature, and spectral response characteristics
were elucidated. The results showed that the significant differences in spectral characteristics were
due to water stress during the different growth stages of wheat. Red-edge parameters of red-valley
position (RVP) and red-edge position (REP) both changed by 21 nm for the tillering-stage drought
and the jointing-stage drought; however, the RVP and REP values for the milk maturity stage drought
and the treatment under no water stress changed by 2 nm. Further, it was proved that the red-edge
blue-shift phenomenon was affected not only by the different wheat growth processes, but also by
Citation: Li, Q.; Gao, M.; Li, Z.-L.
the water stress at different growth stages. Red-edge reflectance clearly reflects wheat water stress
Ground Hyper-Spectral
at different growth stages. From SWC and canopy temperature analysis results, SWC and canopy
Remote-Sensing Monitoring of
Wheat Water Stress during Different
temperature had a significant difference between wheat drought at different growth stages, and
Growing Stages. Agronomy 2022, 12, the canopy temperature at the jointing stage drought had the strongest change. The water index
2267. https://doi.org/10.3390/ (WI) based on eleven vegetation water indexes exhibited a good performance for distinguishing
agronomy12102267 wheat water stress at different growth stages. In conclusion, ground-based hyperspectral remote
sensing can provide a large amount of high temporal and spectral resolution data on vegetation and
Academic Editor: Enrico Corrado
its surrounding environment, making it an important technical tool for wheat drought monitoring,
Borgogno
which has a great significance on the monitoring and early warning of wheat drought, reducing
Received: 6 August 2022 drought-related yield losses, and ensuring food security.
Accepted: 19 September 2022
Published: 22 September 2022 Keywords: hyper-spectral; greenhouse experiment; water stress; red edge; blue shift
Publisher’s Note: MDPI stays neutral
with regard to jurisdictional claims in
published maps and institutional affil-
iations. 1. Introduction
Crop canopy hyper-spectral analysis is a remote-sensing technology used for non-
destructive testing, which is effective for monitoring the growth, yield, and stress of
crops [1–3]. Using hyper-spectral imaging to estimate wheat water stress is significantly
Copyright: © 2022 by the authors.
important for large-scale wheat drought monitoring [4]. A massive information source
Licensee MDPI, Basel, Switzerland.
for spectral curves can be obtained from the reflectivity, reflection peak, and absorption
This article is an open access article
distributed under the terms and
valley positions; the absorption width and depth; the spectral derivative; the absorption
conditions of the Creative Commons
area; and the symmetry, slope, and characteristic index [5–7]. The hyper-spectral character-
Attribution (CC BY) license (https:// istics for wheat water stress mainly focus on the perspective of the spectrum, the selection
creativecommons.org/licenses/by/ of characteristic bands using the differential or ratio method, red-edge information, and
4.0/). parameter extraction from spectral characteristic [8,9]. The red edge of the crop is defined
by the sharp change in the canopy reflectance of the leaves between 680 and 750 nm. The
red edge is formed because of the multiple scattering of the near-infrared band inside the
leaves and the absorption of visible light by chlorophyll [10,11]. The position of the red
edge is considered to be closely related to the moisture and nitrogen contents in the leaf,
the leaf area index (LAI), and the chlorophyll content in the vegetation [12–14]. Liu et al.
indicated that the amount of red and blue shifts from the red edge can be used to monitor
crop water stress and phenological characteristics [8]. He et al. proved that the red edge of
a crop is an indicator of crops suffering from water stress [13].
The vegetation water index (VWI) is an effective method used for the parameter
extraction of spectral characteristics for describing the level of vegetation drought; it is not
only widely used in leaf-scale measurements and field-scale experiments, but also in long-
term large-scale crop water monitoring combined with remote-sensing technology [15,16].
These indexes are usually calculated using the spectral values of the vegetation water
absorption band, such as the visible light and near-infrared bands with different scales [17].
VWIs for field-scale and leaf-scale experiments can be measured with a spectrometer, and
VWIs for satellite-scale experiments can be calculated via satellite imaging. Some related
VWIs have been proposed since the 1990s. For example, field-scale VWIs include the
WI [18], WI/NDVI [19], and RDI1450 [20]; leaf-scale VWIs include the MSI [21], R975 [22],
and RDI [23]; and satellite-scale VWIs include the NDWI [19], SRWI [24], NDII [25], and
GVMI [26]. These indexes differ with regard to the data obtained, equipment used, and
the resulting wave widths; their accuracy, sensitivity, and uncertainty should be analyzed
according to different application scenarios.
Drought is a natural disaster caused by short-term climatic anomalies and is character-
ized by its high frequency, impact, duration, and damage compared to other agricultural
disasters [27]. Agricultural droughts are considered to be the most complex natural hazards,
affecting the largest number of people but with little understanding of the mechanisms [28].
Many scholars suggest that the main drivers affecting drought are meteorology, physical
properties of the soil, and agricultural management, etc. The development of ground-based
hyperspectral sensors has become an effective means of acquiring parameters of crops and
their surroundings, and is important for monitoring crop drought. Judging from existing
research, the jointing, booting, and heading stages are the key growth stages of wheat,
and these three growth stages afford the most significant differences with regard to wheat
phenology characteristics [29–31]. This study is novel as we designed a greenhouse exper-
iment for these three growth stages of the wheat exposed to drought and subsequently
obtained useful crop/environment information using the ground-based hyperspectral
monitor method, aiming to reveal the mechanism of drought in different wheat growth
stages. The primary objectives of this study were: (1) designing the jointing, booting, and
heading stages of the wheat exposed to drought, which was followed by collecting and
analyzing related data; (2) comparing the spectral characteristics (water absorption bands
and red-edge parameters), soil moisture, and canopy temperatures for each treatment,
which were collected using ground-based remote-sensing sensors; and (3) calculating and
comparing the eleven VWIs and finding the best VWIs to characterize wheat drought based
on wheat canopy hyper-spectral. The great significance of this study is to reveal the re-
sponses of the wheat exposed to drought in different wheat growth stages, and accumulate
technical experience to advancing the development of ground-based hyperspectral remote
sensing on wheat drought monitoring.
total nitrogen content was 0.45 ± 0.07 g/kg, the initial ammonium nitrogen content was
1.44 ± 0.18 mg/L, and the initial soil pH was 7.4. The wheat variety was Jimai No. 38.
Four controlled trials were set up, including the jointing, booting, and heading stages under
water stress, along with a trial with no water stress for comparison. Subsequently, 30 kg/ha
of nitrogen fertilizer was applied on each group; however, no top dressing was applied to
ensure that the wheat growth was affected by nitrogen stress. Insecticides and herbicides
were sprayed evenly on Nov 30. Each set followed different water management strategies
and irrigation details, as listed in Table 1. Information on the wheat phenology of this
trial is as follows. The wheat was planted on 15 October 2019; the wheat germinated on
6 November and in the tillering phase from 6 to 24 November 2019; the jointing stage lasted
from 25 November 2019 to 30 January 2020; and the wheat flowered and filled in the last
days of the jointing stage, and in milk maturity stage from 30 January to 20 March 2020.
Table 1. The amount of irrigation once a week per time for different sets (unit: mL). Date format
(yyyy.mm.dd).
An ASD FieldSpec Pro spectrometer (Analytical Spectral Devices, Inc., Boulder, CO,
USA) was used to measure the wheat canopy spectral. The spectrometer had a spectral
range of 350~2500 nm, with a 3 nm sample footprint size in the 350~1000 nm region and a
10 nm sample footprint size in the 1000~2500 nm region. The spectrometer automatically
interpolated the final result to 1 nm. Wheat spectra were measured twice for each group
during the experimental period, namely on Jan 9 and Mar 9. Furthermore, spectral data
for different periods of drought were obtained. We measured wheat spectrums on sunny
days, preferably between 10:00 and 14:00 a.m. when the light conditions were the best
before irrigation [32]. When we measured the spectral, the distance between the sensor and
the wheat canopy was kept at about 15 cm. Whenever one spectral acquisition operation
was performed, the ASD acquired five continuous spectral profiles for one sample. Five
sets of acquisition operation were obtained for one sample, and 25 spectrum profiles were
averaged as the final spectrum of the canopy. Then, the average spectra of the two groups
were used as the spectrum observation data of one group. A continuous observation
instrument (HOBO ware PRO) was used to obtain soil water content, and the sampling
interval was set to 5 min. The canopy temperature was obtained using the thermal infrared
sensors (METER SI-400), which can continuously record the canopy temperature and
ambient temperature every 1 min. Observations of soil moisture and canopy temperature
were taken after the wheat entered the tillering stage (November 6, 2019). To facilitate
analysis and mapping, we averaged the soil moisture and canopy temperature observations
to 1 day. The data quality and instrument error of the above instruments have been verified
in a previous experiment [32].
1st derivative of reflectance is commonly used to describe the red-edge parameters and
estimate the position of the red edge (Equation (1)).
R ( λ i ) − R ( λ i −1 )
R 0 ( λi ) = (1)
λ i − λ i −1
where R represents the reflectance, R0 represents the 1st derivative for reflectance, λ repre-
sents the wavelength, and i represents the spectral channel.
Six red-edge parameters were used in this study to study the response of spectral
characteristics of wheat during the different growing stages of drought. The seven red-
edge parameters included the red-valley position (RVP), the red-valley reflectance (RVR),
the red-edge position (REP), the red-edge reflectance (RER), the red-edge width (REW),
and the red-edge amplitude (REA) [35]. The definitions and equations for the 6 red-edge
parameters are listed in Table 2.
3. Results
3.1. Wheat Spectral Characteristics
The spectrum curve and the first derivative for the reflectance curve for different growth
stages of drought are shown in Figures 1 and 2. The oscillations centered at 1350, 1850, and
2400 nm were due to the influence of the water vapor in air, which were related to the moisture
content of the air on the day of the spectral measurement. Owing to the varying moisture
content in the air for different spectrum measurement periods, noise intensities were also
observed to be different. As shown in Figure 1a, the curve representing the milk maturity
stage drought and the treatment under no water stress was almost overlaid because the wheat
had not reached the milk maturity stage by Jan 9, and the watering gradient was the same as
that of the control group without water stress. The spectrum characteristics for the tillering
stage drought and jointing stage drought were quite different, as shown in Figure 1a. The
reflectance of the tillering stage drought was smaller than the reflectance values of the jointing
stage drought in the blue band of 350–450 nm and in the near-infrared band of 800–2300 nm.
The reflectance under no water stress was observed to be the smallest of the three groups. The
differences in spectrum characteristics for the four comparison groups are shown in Figure 1b.
In the near-infrared band, the decreasing order of reflectivity for different stages was the
tillering stage drought, the jointing stage drought, the milk maturity stage drought, and no
water stress. As these results indicate that crop reflectance in the near-infrared band was
closely related to the structure of chloroplasts, the upper limit of the water content of wheat
leaves may be proportional to the time of drought. However, in the blue and green bands, the
reflectivity of the four control groups had no obvious regularity.
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Figure1.
Figure
Figure 1. Wheatspectral
1.Wheat
Wheat spectralcharacteristics
spectral characteristicsfor
characteristics fordifferent
for differentgrowing
different growing stages.
growing stages. (a)
stages. (a)Spectra
(a) Spectrafor
Spectra forwheat
for wheatmeasured
wheat measured
measured
on
on Jan 9 and (b) Mar 5. (c) The 1st derivative curve for (a). (d) The 1st derivative curve
on Jan 9 and (b) Mar 5. (c) The 1st derivative curve for (a). (d) The 1st derivative curve for (b).
Jan 9 and (b) Mar 5. (c) The 1st derivative curve for (a). (d) The 1st derivative curve for
for (b).
(b).
Figure
Figure 2.
Figure Soilwater
2. Soil
2. Soil watercontent
water content variation
content variation for
variation for continuous
for continuous observation
continuous observation (Date
observation (Date format:
(Date format: yyyymmdd).
format: yyyymmdd).
yyyymmdd).
The first
The
The first derivative
first derivative of
derivative of reflectivity
of reflectivity was
reflectivity was of
was of great
of great significance
great significancefor
significance forconfirming
for confirmingthe
confirming thered-
the red-
red-
edge
edge position,
edge position, reflecting
position, reflecting the
reflecting the wheat
the wheat spectral
wheat spectral characteristics
spectral characteristics and
characteristics and red-edge
and red-edge parameters.
red-edge parameters.
parameters. As As
As
shown
shown in Figure 1c,d, the first derivative of the spectrum fluctuated in the following ranges:
shown in in Figure
Figure 1c,d,
1c,d, the
the first
first derivative
derivative ofof the
the spectrum
spectrum fluctuated
fluctuated in in the
the following
following
450–750450–750
ranges: nm, 950–1150 nm, 1350–1550 nm, 1850–1950 nm, and 2300–2350 nm. The shape
ranges: 450–750 nm, 950–1150 nm, 1350–1550 nm, 1850–1950 nm, and 2300–2350 nm.
nm, 950–1150 nm, 1350–1550 nm, 1850–1950 nm, and 2300–2350 nm. The
The
of the
shape first derivative was mainly determined by the spectral characteristics of the vege-
shape of
of the
the first
first derivative
derivative waswas mainly
mainly determined
determined by by the
the spectral
spectral characteristics
characteristics of
of the
the
tation reflectance and and
vegetation observation conditions. When the first derivative waswas positive in a
vegetation reflectance
reflectance and observation
observation conditions.
conditions. When
When thethe first
first derivative
derivative was positive
positive
Agronomy 2022, 12, 2267 7 of 15
certain band, the reflectivity gradually increased in this band; otherwise, the reflectance
gradually decreased.
3. Red-edge
Figurespectra
Figure 3. Red-edge spectrawheat
for different for different
growing wheat growing
stages. stages. the
(S represents (S represents the tillering stage
tillering stage
drought; JS represents the jointing stage drought; MS represents the milk maturity stage drought; stage drought;
drought; JS represents the jointing stage drought; MS represents the milk maturity
and no
and NS represents NSwater
represents
stress.no water stress.0109
Furthermore, Furthermore,
represents0109 represents
the spectra the spectra
obtained on Janobtained
9, whileon Jan 9, while
0305 represents0305
the represents
spectra obtained on Mar 5.
the spectra obtained on Mar 5.
in the no-water-stress experimental group. During the wheat jointing stage, the DCTAT
value ranged between −9.92 and 0.76 ◦ C (Figure 4b), and the canopy temperature in the
water-stress experimental group (blue line) was, on average, 1.36 ± 0.44 ◦ C higher than in
the no-water-stress experimental group. During the wheat milk and maturity stage, the
DCTAT value ranged between −13.49 and 0.80 ◦ C (Figure 4c), and the canopy temperature
in the water-stress experimental group (grey line) was, on average, 0.67 ± 0.78 ◦ C higher
than in the no-water-stress experimental group. A higher DCTAT represents a higher
canopy temperature, a higher canopy temperature indicates weaker transpiration in wheat,
and weaker transpiration reflects a higher intensity of water stress on wheat. Comparing
water stress treatment DCTAT results with those of no-water-stress treatment during wheat
different growth periods above, we found that the largest changes in canopy temperature
of wheat under water stress occurred at the jointing stage.
Table 6. Cont.
Figure 4. Difference
Figure between
4. Difference canopy
between temperature
canopy andand
temperature ambient temperature
ambient (DCTAT).
temperature (a–c)(a–c)
(DCTAT). repre-
represent
sent the tillering stage, jointing stage, and milk maturity stage, respectively. No data were attributed
the tillering stage, jointing stage, and milk maturity stage, respectively. No data were attributed to
to sensor damage or equipment overhaul.(Date format: yyyymmdd).
sensor damage or equipment overhaul.(Date format: yyyymmdd).
Except for WI/NDVI and R5/R7, the other five leaf/field-scale VWIs (WI, R975, MSI,
RDI, and RDI1450) can better distinguish wheat water stress and the absence of it via slope
variability. For RDI1450 and the WI, when the slope was greater than 0, it represented that
the wheat had not suffered water stress during the growth period, and when the slope
was less than 0, it represented that the wheat had suffered water stress. For R975 and MSI,
when the slope was less than 0, it represented that the wheat had not suffered water stress
during the growth period, and when the slope was greater than 0, it represented that the
wheat had suffered water stress. For RDI, the increase in slope decreased, indicating that
the wheat suffered water stress.
However, WI/NDVI and R5/R7, which were both leaf/field-scale VWIs, showed
no significant differences between the water-stress groups and the no-water-stress group.
All the satellite-scale VWIs (including NDWI, SRWI, NDII, and GVMI) did not exhibit
Agronomy 2022, 12, 2267 12 of 15
4. Discussion
4.1. Advantages of Ground-Based Hyperspectral Monitor Wheat Drought
With the development of ground-based remote-sensing sensors, higher temporal and
spectral resolution sensors emerged, covering various wavelength bands, such as visible
light, near-infrared, mid-infrared, far-infrared, and microwave [37]. A variety of vegetation
parameters monitored tends to diversify, such as the leaf area index, chlorophyll, chloro-
phyll fluorescence, plant water content, etc. A wide range of environmental parameters can
be monitored to assist in drought monitoring, such as temperature, canopy temperature,
soil moisture, water vapor pressure, wind speed, air pressure, etc. [38,39]. With this large
number of precise multi-parameter observations, we can better clarify the mechanisms of
drought in winter wheat by analyzing the interrelationships between the various vegetation
and environmental parameters [40]. In this study, for example, by designing comparative
experiments in the greenhouse with wheat subjected to drought at different growth stages,
we collected a large amount of raw data on canopy temperature, soil moisture, and canopy
spectra. We observed differences in soil moisture and canopy temperature in different
comparison samples, and observed the interrelationship between different irrigation quan-
tities, canopy temperature, and soil moisture. The spectral measurements of the wheat
canopy were used to observe the differences in spectra between the different samples,
and the changes in the red-edge parameters. Vegetation moisture indexes were calculated
from the vegetation hyper spectrum to select the most suitable index for evaluating the
wheat drought at different growth stages. These results demonstrate the importance of
ground-based hyperspectral remote sensing in the study of drought mechanisms in wheat.
This refined access to data and the ability to analyze qualitatively and quantitatively is
irreplaceable to other research methods.
5. Conclusions
In this study, we designed a greenhouse experiment with three different growth stages
(tillering, jointing, and milk maturity stage) to study drought in wheat for mechanisms
Agronomy 2022, 12, 2267 13 of 15
Author Contributions: Conceptualization, Q.L.; methodology, Q.L.; software, Q.L.; validation, M.G.
and Z.-L.L.; formal analysis, Q.L., M.G. and Z.-L.L.; resources, Q.L.; data curation, Q.L.; writing—
original draft preparation, Q.L.; writing—review and editing, Q.L., M.G. and Z.-L.L.; visualization,
Q.L.; project administration, M.G.; funding acquisition, M.G. All authors have read and agreed to the
published version of the manuscript.
Funding: Funding for this research was provided by the National Natural Science Foundation of
China (grant number 41921001, 41871282).
Data Availability Statement: Not applicable.
Conflicts of Interest: The authors declare no conflict of interest.
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