Tip 2014 A TV Rollover Video Analysis
Tip 2014 A TV Rollover Video Analysis
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To cite this article: C. A. Van Ee, D. E. Toomey, B. A. Moroski-Browne, M. Vander Roest & A. Wilson (2014) ATV Rollover, Rider
Response, and Determinants of Injury: In-depth Analysis of Video-documented ATV Rollover Events, Traffic Injury Prevention,
15:sup1, S190-S196, DOI: 10.1080/15389588.2014.935940
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Traffic Injury Prevention (2014) 15, S190–S196
Copyright C Taylor & Francis Group, LLC
Objective: All-terrain vehicle (ATV) rollover events can lead to serious and fatal injuries. Crush protection devices (CPDs) are
intended to reduce injury by reducing the frequency of significant contact between an inverted ATV and rider. Currently, field data
on real-world ATV rollovers are primarily limited to injury causing events and lack ATV and rider dynamics necessary to evaluate
injury mitigation effectiveness and possible unintended consequences of CPDs. Unlike restrained automobile occupants, ATV rider
posture and positioning are highly variable and scant data are available to define the dynamically changing rider position in a roll
scenario. Additional data on the complex real-world dynamics and interactions of riders and vehicles are needed to further develop
and evaluate the effectiveness of rollover injury prevention strategies.
Methods: Using YouTube videos of real-world rollover events, vehicle, environment, and rider factors were categorized with a focus
on vehicle dynamics and rider responses, including dismount kinematics.
Results: One hundred twenty-nine ATV rollover events were coded, with side rolls representing 47%, rear 44%, and forward rolls
9%. The speed at onset of roll was relatively low, with 86% of the rolls occurring at speeds of 10 mph or less and 53% occurring
at less than 3 mph. No injury was identified for 79% of the events; 16% resulted in injury due to ATV contact and 5% resulted in
injury unrelated to ATV contact. Active dismount of the ATV was a commonly employed strategy, with 63% of the riders attempting
active dismount, resulting in successful separation from the ATV in 72% of the attempts. The overall injury rate for riders attempting
active dismount was 15% and the injury rate for riders not attempting active dismount was 32%. This investigation confirmed the
importance of active rider movements, including active dismount and subsequent separation in determining the outcome of ATV roll
events.
Conclusions: Rider active dynamics need to be considered when introducing new injury prevention strategies that may obstruct,
impede, or otherwise contact riders during an attempted separation. To the authors’ knowledge, this is the first systematic use of
real-world video-documented ATV rollover events to quantify and analyze ATV rollover dynamics and rider responses. These data
and techniques can guide effective design and implementation of injury mitigation strategies.
Keywords: ATV, all-terrain vehicle, CPD, crush protection device, roll, YouTube, quadbike
Introduction ATVs in use in the United States increased from 1.8 million
to 10.6 million from 1990 to 2010. Similar to other forms
All-terrain vehicles (ATVs) continue to be popular for both of transportation, as the prevalence of ATVs has increased,
work and recreational applications. An ATV is defined by associated injuries and fatalities have become an increasing
the Consumer Product Safety Commission (CPSC) as an off- concern both within the United States and internationally. In
road, motorized vehicle having 3 or 4 low-pressure tires, a the United States during 2011, the CPSC estimated that there
straddle seat for the rider, and handlebars for steering con- were 107,500 ATV-related emergency department–treated in-
trol. The CPSC has estimated that the number of 4-wheel juries (27% were children younger than 16 years of age) and
327 reported ATV-related fatalities (57 were children younger
than 16 years of age). Coinciding with recent efforts by gov-
Associate Editor Joel Stitzel oversaw the review of this article ernment, industry, and public interest groups to address ATV
Address correspondence to C. A. Van Ee, Design Research safety through rider education and training, the CPSC also
Engineering, 46475 DeSoto Ct., Novi, MI 48377. E-mail: reported significant decreases in both injury and fatality risk
[email protected] since 2007 (CPSC 2013).
Color versions of one or more of the figures in the article can be One area of continued focus has been injuries and fatali-
found online at www.tandfonline.com/gcpi. ties occurring as a result of ATV rollovers (Helmkamp et al.
ATV Rollover Events 191
2011; Lower et al. 2012; Rechnitzer et al. 2013; Williams et al. rollover scenarios where ATV dynamics and rider active and
2014). Though injuries in ATV rollover scenarios may oc- passive responses are video documented. This allows for anal-
cur through a wide variety of mechanisms, crush protection ysis of the complex interaction between ATVs and active riders
devices (CPDs) are proposed to mitigate injuries that occur in rollover events.
specifically due to static or dynamic ATV–rider contact when
the rider is between the inverted ATV and the ground. CPDs
are roll bar–like structures that typically attach to the rear of Methods
the vehicle but, unlikeroll over protective structures, or ROPS,
CPDs do not incorporate occupant restraints such as a lap belt YouTube (www.YouTube.com), an open video-sharing service
or 3-point belt. The effectiveness of a CPD is predicated upon with more than 100 million videos, was searched for ATV
2 factors: First, the CPD must mitigate injury in the identified rollover events. For this study, an ATV rollover event was
inverted ATV injury mode, and second, the CPD must not in- defined as an incident where a moving 4-wheel ATV rotates
troduce new injury modes or exacerbate current injury modes at least one quarter turn rearward, forward, or to the side.
across the full range of ATV use and accident scenarios (unin- This study focused on live action videos that appeared to
tended consequences). If the unintended consequences are not be recordings of real-life events. The search terms used were
adequately evaluated prior to implementation of a CPD, the a combination of “ATV” or “quad” combined with one of
addition of the device may have an overall deleterious effect the following: “roll,” “rolls,” “rollover,” “accident,” “crash,”
on the ATV user community, resulting in increased frequency “end over end,” “hill wrecks,” “hill crash,” “flip,” “forward
and/or severity of injury as opposed to overall mitigation of flip,” or “wreck.” Videos containing rollover events were
harm. Accurate evaluation of a CPD must be grounded in real- downloaded to a local storage device using Real Player
world ATV and rider dynamics across the range of accident (http://www.real.com/). For each set of search terms, con-
scenarios that commonly occur. Injury and fatality databases secutive hits were examined until 75 consecutive hits yielded
of ATV accidents contain little information on the ATV and no new videos, and then a new search using a different set of
rider dynamics necessary to evaluate CPD performance. Fur- search terms was performed. If the video coverage was not
ther, by their design, injury and fatality databases, such as the sufficient to determine the primary rider and vehicle dynamics
CPSC’s in-depth investigations of ATV events, contain little, in the preroll and roll phases it was excluded from further anal-
if any, information on minor injury and noninjury rollover ysis and not included in the final categorized video database.
scenarios necessary to evaluate the possible unintended con- Two hundred and twelve ATV rollover videos were down-
sequences of the introduction of a CPD. loaded between May and July 2012. Of these, 129 videos con-
One of the largest challenges in the evaluation of CPD tained sufficient viewable information to be systematically an-
effectiveness is defining the position and movement of the alyzed and coded to form the rollover event database. Each
rider(s) during an accident sequence. ATVs, which incorpo- video was analyzed numerous times, in standard playback,
rate a saddle seat design and no occupant restraints, allow slow motion, and frame-by-frame mode to code the environ-
for a wide range of actively changing rider positions, a unique mental conditions and the rider and vehicle movements before,
and characteristic feature that adds to the utility, function, and during, and after the rollover event. The video researchers sys-
performance of ATVs. The relative freedom of an ATV rider tematically coded the videos into 50 data fields across 5 gen-
also allows the rider to perform a voluntary dismount of the eral topics of interest: (1) rider and vehicle characteristics, (2)
ATV at the onset of a rollover scenario. This greatly increases pre-rollover operating environment and driving behavior, (3)
the challenge in identifying the injury risk to an ATV rider in kinematics of the dynamic rollover event, (4) rider response
a given rollover scenario and in determining whether a CPD to rollover event and outcome positions, (5) and rider injury
would be a net benefit. For example, in a simple rearward outcome (Table 1).
rollover, the rider could successfully dismount and separate Injury outcome was categorized, broadly, as minimal or no
from the vehicle at the loss of control or could maintain the injury or possible or confirmed injury based on the observed
riding position and could be injured when the ATV becomes rider response during and after the rollover event, words spo-
inverted and the rider is between the ATV and ground. CPDs ken by persons in the video, and review of the video captions
and other rollover protective structures have been evaluated and participant comments which in some cases also indicated
using both physical testing and computer simulations (Pizialli the presence or absence of injury. Table 2 lists the injury out-
et al. 1993; Richardson et al. 2013; Snook 2009; Zellner et al. come coding descriptions. The estimated maximum vehicle
2008, 2013). These analyses either do not incorporate any rider travel speed in the seconds preceding the rollover and at the
or rely upon a passive crash dummy or a computer-simulated onset of roll were categorized as less than 3 mph, 3–10 mph,
passive crash dummy to evaluate potentially injurious con- or greater than 10 mph, based on the vehicle movement rel-
tact between the ATV and the rider. Clearly, a more complete ative to the operating environment. For reference, the coder
understanding of the active rider’s positioning and range of considered that 3 mph is an average person’s walking speed
movement is important in predicting the mechanisms and fre- and 10 mph is a moderate to fast running speed.
quency of injury in ATV rollover scenarios and the possible Past studies have shown that the vast majority of accidents
effectiveness of CPD designs. involve unsafe warned-against driving conditions and rider be-
In an effort to address the current lack of definition of ATV haviors. Unsafe ATV operating environments and operator be-
and associated rider dynamics, we have collected, systemati- haviors are defined as behaviors that the ATV Safety Institute
cally categorized, and analyzed a diverse group of real-world warn against (Specialty Vehicle Institute of America 2007).
192 Van Ee et al.
This includes driving an ATV on a steep hill, driving on a videos. While collecting observational data on a single video,
public road, driving too fast on rough slippery terrain, turning researchers had instant access to previously coded videos and
an ATV at high speeds, rolling backwards on a hill, or a rider data coding. This helped insure uniform and comprehensive
or passenger not wearing a helmet and other protective safety coding within and between the selected videos. In addition,
gear (e.g., gloves, goggles, boots). Observed warned-against the research team collaborated regularly for multiple reviews
behaviors were coded into the database. Operating an ATV of the videos, as needed, for iterative adjustments to the coded
while under the influence of alcohol or other drugs is another fields. These quality controls, built into the data collection
significant warned-against behavior. However, this research, process, were supplemented with rigorous post–data collec-
reliant primarily on video, could not determine whether the tion validation of the logic and consistency between the ATV
rider was operating the ATV while under the influence of al- rollover video data fields. Using this process, most videos were
cohol or other drugs. viewed multiple times, often by more than one researcher, to
One of the primary objectives of this research was analyzing refine and edit each video’s coded values. Finally, application
the ATV rider’s response and positioning prior to, at the onset, of the database is demonstrated by evaluation of the possible
and throughout the rollover sequence. The ATV rider’s physi- influence of a CPD on injury and noninjury scenarios.
cal behaviors were observed and coded into 2 active response
categories: active dismount attempt or active stay-in-position
attempt. An active attempt to dismount was coded if, for ex- Results
ample, the rider tried to dismount from ATV by releasing
handlebars, swinging leg over the seat, or pushing off of the All 129 rollover videos involved a 4-wheel ATV, with most
ATV. An active attempt to stay in position was coded if, for designed as utility or sport ATVs; 2 ATVs were small, designed
example, the rider was intentionally gripping the handlebars for youth. Thirty-one ATVs carried a payload, most on a
tightly, hunching onto the ATV, or actively keeping feet in po- rear rack. None of the ATVs were equipped with a CPD. A
sition. Other riders were coded as having a passive response majority of riders wore a helmet (73%), with about half of
when, for example, the onset of the rollover occurred quickly those 94 riders also wearing other safety gear (e.g., boots,
and the operator did not have time to react or there were none gloves, goggles). Almost all of the riders appeared to be males
of the observed response characteristics of the active rider (97%) riding without a passenger (98%). Four riders (3%) were
responses. youth, 15 years old or younger, and 2 of these riders were on
ATV rollover video analyses and data collection were con- a youth-sized ATV, one on a utility ATV and one on a sport-
ducted using a structured set of observational and coding pro- styled ATV.
tocols. Four researchers were involved in the video data col- Based on the initial roll direction at the onset of vehicle roll,
lection: a supervisory coder, 2 primary coders, and a database 47% of the roll events were classified as side rolls, 44% were
design and check coder. After the videos were viewed and se- classified as rear, and 9% were classified as forward rolls. Over
lected, the initial data collection protocol was tested on about 80% of all rolls occurred on sloped terrain. In rear rolls, the
20 videos. These videos were analyzed by 2 coders, individually ATV rider was traveling uphill at the onset of roll for 95% of the
and collaboratively. Based on this initial work, the data col- events. In forward rolls, the direction of travel at the onset of
lection instrument and protocols, including a data dictionary, roll was equally split between downhill (50%) or level ground
were refined and implemented on the analysis of the remaining (50%). Side rolls occurred in many travel directions—uphill
Table 3. Warned-against unsafe driving conditions and rider behaviors (n = 129 events)a
Events Percentage Observations Percentage
operation or behavior, with an average of 2 to 3 per roll event. As such, numbers and percentages within each category do not sum to 129 total events or 100%.
bSafety gear: helmet or gloves, protective clothing, boots, and goggles.
194 Van Ee et al.
unwitnessed events, collected after the fact, and often with self- investigate potential unintended consequences. Relying only
reported information. The videos provide information that is on injury and fatality databases severely limits the reliability of
not compromised by, for example, ATV rider perception and any analysis of a device’s overall effectiveness. These adverse
recall accuracy or the tendency to not disclose high-risk behav- outcome databases generally do not have sufficient rider and
iors. Video events offer an objective and accurate time history ATV kinematic data to determine whether a particular device
of rider and vehicle dynamics. Generalization of this study’s may have made a difference in any given case. Additionally,
results and the application of individual case studies reported even if there were sufficient data, consideration of only serious
herein would be further strengthened by quantitative data on injury and fatality data may lead to an overestimate of the
the total number of ATV rolls that occur worldwide, the rel- benefits of a strategy and an underestimate of the unintended
ative frequency of roll types, and the frequency of injury and consequences because almost any significant change will
relative severity of injury for roll events. Unlike for automo- either make no difference or likely improve outcomes for
bile accidents for which the National Automotive Sampling the seriously injured or fatal groups. Prior to the responsible
System is available (http://www.nhtsa.gov/NAS), there is not implementation of a safety device on an existing product, a
currently a statistically based representative sample of rollover comprehensive approach should demonstrate overall benefits,
events to refer to when trying to determine how representative documenting unintended consequences across the broad
the current sample is with reference to accident conditions and spectrum of rollover events, variations in vehicle design, rider
injury outcome. The rollover events included in this database responses, and terrain conditions. These new and relevant
do represent a wide range of real-world conditions with rolls data and analysis techniques should be used to develop and
occurring on varied slope, terrain, and speed with a variety guide effective implementation of injury mitigation strategies.
of ATV models and riders of varied skill resulting in a broad
range of roll dynamics that have never previously been sys-
tematically collected and reported. References
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