Alba - The Twilight of Ethnicity Among Americans of European Ancestry The Case of Italians
Alba - The Twilight of Ethnicity Among Americans of European Ancestry The Case of Italians
Richard D. Alba
To cite this article: Richard D. Alba (1985) The twilight of ethnicity among Americans of
European ancestry: The case of Italians , Ethnic and Racial Studies, 8:1, 134-158, DOI:
10.1080/01419870.1985.9993478
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The twilight of ethnicity among Americans
of European ancestry: the case of Italians*
Richard D. Alba
State University of New Yorkat Albany
For a long time, assimilation appeared as one of the most successful and
important concepts for the study of ethnicity; this status is reflected in its
classic treatment at the hands of Milton Gordon (1964). But much recent
writing on ethnicity rejects or avoids assimilation as a focus of major concern.
At least part of the reason appears to lie in an implicit model of assimilation,
which is ahistorical, individualistic and incrementalist — which, in other
words, does not connect assimilatory processes to macrostructural dynamics,
Then a lot of times in the show you see Mussolini on the screen and they
all start to razz him. Then I feel, 'How the hell do I stand?' (Child, 1943:
88)
A frequent response on the part of the ethnics was a push toward further
assimilation. Ethnics had high rates of enlistment in the military, and there
was massive adoption of American citizenship by the foreign-born — more
than 1,750,000 became citizens in the period 1940-45 (Polenberg, 1980:
57). Movement toward acculturation is evident in the waning of the foreign
language press that occurred during the war. The number of radio stations
broadcasting in immigrant languages dropped by 40 percent between 1942
and 1948 (Polenberg, 1980: 55).
An ultimate impact of the war was to render the perceptions of the
ethnics more fluid and thus open to the possibility of change. One realm
in which this influence is visible is in the novels about the war, published
during it and afterwards. Norman Mailer's The Naked and the Dead, James
Jones's From Here to Eternity, Harry Brown's A Walk in the Sun, and John
Hersey''s A Bell for Adano, which were all popular novels made into successful
films, presented a very different version of American society from that
which prevailed before the war. like many wartime films, these novels
depicted military groups that contained American ethnic diversity, or more
precisely the part of European ancestry, in microcosm, and showed ethnics as
the moral equals of those of 'old stock' origins (Blum, 1976). The novels,
which served to interpret the war experience for many Americans, signaled
a shift in attitudes towards ethnics.
Thus, World War II stands as a watershed for European ethnics, partly
because it lies at a fortuitous conjunction of forces — structural transformation
of the labor force, demographic transition from the immigrant to the second
generation among the ethnics of recent European origins, and a cultural
relaxation of the attitudes towards ethnics — that served to fluidify the
boundaries separating ethnics from old stock groups. It remains still to
confirm that these massive forces actually had an effect on the life chances
of ethnics. Relevant evidence is supplied by Lieberson's recent study (1980),
which reveals a prodigious socioeconomic leap for the 1925—35 cohort of
second-generation South-Central-Eastern European ethnics, which came to
maturity during and shortly after the war (Lieberson, 1980: 200-6, 328-32).
The boundary fluidity associated with the large-scale mobility in the after-
math of the war was further advanced by the enormous residential movements
of the 1950s and 1960s. In the single decade from 1950 to 1960, the
population in the suburbs increased by nearly 50 percent, from 41 to 60
144 Richard D. Alba
million (Polenberg, 1980: 128). For ethnics and others, the suburban exodus
was often directly connected with occupational chances — and not merely
the result of increasing affluence — since the bulk of newly created jobs were
to be found in the suburban fringes, not central-city areas (Berry and Kasarda,
1977: ch. 12). But the exodus was full of portent for ethnic groups because
it disrupted urban ethnic communities and brought many mobile families into
an ethnically heterogeneous milieu, a shift with obvious ramifications for the
next generation. The residential changes of Italians are exemplified by the
group's distribution in the metropolitan region centered around New York
City and Newark, which contained nearly a third of the Italian Americans the
Census counted in 1970. By then, the second generation had significantly
dispersed to the suburbs. According to Census figures, 47 percent were living
in the area's smaller places, those with fewer than 100,000 residents; and 41
percent were living in places with fewer than 50,000. These figures are
only slightly lower than those for whites generally (50 percent and 45 percent,
respectively). However, first-generation Italians remained distinctly more
concentrated in the region's larger cities. Only 35 percent were in places
smaller than 100,000 in population, and 29 percent in places smaller than
50.000.4
Obviously, the changes of the post-war period did not mean a complete
dissolution of ethnic communities and subcultures. Gans's (1962) study of
Boston's West End in the late 1950s establishes that many, particularly in
the urban working class, remained firmly in the grip of ethnic worlds. But a
process had been initiated, one that spelled a gradual lowering of ethnic
boundaries among European ancestry groups and an upward shift in the life
chances of their younger members.
[the child] obeys his parents well.' Just a quarter of the Italian-American
respondents prize obedience as one of the most desirable traits in children,
a figure not statistically different from that for WASPs (28 percent). The
exception to this general similarity concerns whether young people should
be taught 'by their elders to do what is right' or 'to think for themselves
even though they may do something their elders disapprove of.' About half
of Italians agree with the position consistent with the family-centered ethos —
namely, that young people should be taught by their elders — compared
to 38 percent of WASPs. Nonetheless, the Italian percentage is not far from
the one for all Americans, 45 percent of whom favor the traditional option.
Despite their conservative image, Italians are more liberal than WASPs in
certain respects, apparently because of their location in the metropolitan
northeast, where cosmopolitan outlooks are frequent. They are less likely to
condemn adultery, premarital sex, and homosexuality as 'always wrong.'
They are also less likely to feel that divorce laws should be tightened to make
divorce more difficult to obtain. (The proportion who have ever been divorced
or separated is also, incidentally, not statistically different from that found
among British Americans.) But in all these cases, the differences disappear
after statistical controls are introduced, and an inspection of the regressions
indicates that the reduction is chiefly brought about by the controls for
place.
148 Richard D. Alba
Broadly speaking, then, there is little support for the image of a distinctive
Italian conservatism on family matters. Where there does appear to be greater
evidence for an Italian-American ethos is in terms of loyalty to the family
group, but at best its remaining strength seems no more than moderate. This
loyalty can be examined through two items in Table 2.
One tests the idea that Italians remain rooted in one place because of their
reluctance to move away from family. Indeed, an impressive 53 percent
reside in the same place where they grew up; however, the percentage of
WASPs who do so also is high, 40 percent. Moreoever, the Italian percentage
could be expected to be higher on the grounds that Italians have more
frequently grown up in the cosmopolitan magnets that attract others from
their hometowns (New York City is the prototype) and also have lower
overall educational and occupational attainment, factors associated with
less residential mobility. When controls are applied, the difference between
the two groups is only modest, 7 percentage points.12
Finally, the Italian pattern of socializing with relatives, emphasized by
Gans (1962) in his depiction of the 'peer group society,' still persists to some
degree. Nearly half of Italians socialize with family members weekly or more
frequently, compared to only a third of WASPs. This difference is not explained
very much by the background variables, as the tendency to socialize within
the family is not much affected by socioeconomic variables, and this is
counterbalanced for WASPs by the fact that it is somewhat higher among
those who live in smaller places. After controls, Italians are still 10 percent
more likely to socialize on a weekly basis with relatives.
Thus, what remains of the family-centered ethos is a slightly greater
tendency to remain in the same place, greatly diluted from ancestral peasant
rootedness, and a moderately greater willingness to keep company with
relatives. The evidence of cultural convergence seems substantial,13 but there
is still more imposing evidence of convergence and assimilation: in inter-
marriage rates. Intermarriage stands as the cardinal indicator of boundary
shift for several reasons (cf. Merton, 1941). To begin with the obvious, because
marriage is an enduring and intimate relation, intermarriage provides a stringent
test of group perceptions, of the social distance between Italians and others.
Moreover, an intermarriage is not simply an isolated crossing of ethnic boun-
daries but carries far wider ramifications, including most importantly those
for the next generation, which will be raised in an ethnically heterogeneous
milieu. Finally, the occurrence of intermarriage implies the occurrence of
other relations that penetrate ethnic boundaries.
The intermarriage rates of Italians, calculated from the 1979 Current
Population Survey, are presented in Table 3. In the case of marriage, it makes
little sense to combine individuals of part Italian ancestry with those of
wholly Italian parentage, because the social contexts in which the two types
are raised are so different that their intermarriage rates are likely to be as
well; and consequently, they are shown separately in the table. The marriage
rates are also decomposed by generations and birth cohort, and presented
separately for men and women.
Ethnicity among Americans of European ancestry 149
The table indicates a rapid rise in the intermarriage rate, which has reached
the point that, of Italians marrying recently, generally two-thirds to three-
quarters, depending on the category of the group, have intermarried. Revealing
of the changes is the trend by birth cohort for persons with unmixed Italian
ancestry, especially in the second generation. Among those born before 1920,
i.e., during the era of mass immigration, about 60 percent of this second
generation chose spouses of wholly Italian percentage. But this strict endogamy
falls off with each new cohort. Among men, a sharp drop occurs with the
cohort born during the 1930s; for women, such a drop occurs with the cohort
born in the next decade. This rapid change has, among men, closed the gap
between the second and third generations. For both, only about 20 percent
of men born since 1950 have chosen wives with all Italian parentage, while
another 10 to 15 percent have chosen wives with part Italian ancestry. The
gap between the generations is not quite closed among women; second-
generation women have the highest rate of endogamy in the youngest cohort,
although this may be a statistical aberration, since a small number of cases
is involved. In any event, the great majority of Italian Americans in this
Men
Second generation Third generation
Cohort Ancestry of spouse i s . . . Ancestry of spouse i s . . .
wholly wholly wholly wholly
Ancestry type Italian % non-Italian % Italian % non-Italian %
1950-
wholly Ital. 20.3 64.1 20.0 70.5
partly Ital. —a —a 5.4 78.9
1940-49
wholly Ital. 30.0 60.0 24.4 69.2
partly Ital. 0.0 82.7 10.7 76.8
1930-39
wholly Ital. 29.8 62.9 24.1 63.3
partly Ital. 17.8 81.5 6.9 80.1
1920-29
wholly Ital. 44.6 51.7 38.8 60.9
partly Ital. 15.7 83.7 4.8 90.0
Before 1920
wholly Ital. 56.7 41.7 42.7 57.3
partly Ital. —a —a 15.8 78.6
150 Richard D. Alba
Table 3. Continued
Women
Second generation Third generation
Cohort Ancestry of spouse i s . . . Ancestry of spouse i s . . .
wholly wholly wholly wholly
Ancestry type Italian % non-Italian % Italian % non-Italian %
1950-
wholly Ital. 38.7 53.2 23.8 72.7
partly Ital. —a —a 10.3 79.1
1940-49
wholly Ital. 25.7 71.3 31.7 58.4
partly Ital. 20.7 72.1 11.7 77.8
1930-39
wholly Ital. 38.8 61.0 49.4 46.6
partly Ital. 17.0 83.0 17.2 75.6
1920-29
wholly Ital. 54.9 44.6 34.6 61.7
partly Ital. 10.3 89.7 18.6 69.3
Before 1920
wholly Ital. 59.5 37.6 40.8 60.2
partly Ital. —a —a 11.5 78.5
% with mixed
Italian ancestry
all ages 48.0
65 and over 5.9
55 to 64 11.4
45 to 54 18.5
35 to 44 36.1
25 to 34 48.1
18 to 24 60.5
14 to 17 71.3
5 to 13 . 77.8
under 5 81.5
Conclusion
Italian Americans are on the verge of the twilight of their ethnicity. 'Twilight'
appears an accurate metaphor for a stage when ethnic differences will remain
visible, but only faintly so. The metaphor acknowledges the claims of many
(e.g., Glazer and Moynihan, 1970; Greeley, 1977) that indeed ethnicity has
not speedily disappeared and, therefore, the optimism of the melting-pot
portrayal of American society seems to have been ill-founded. At the same
time, it also captures the reality that ethnicity, at least among whites, seems
to be steadily receding.
The approach of this twilight may seem deceiving, for when Italians and
some other white ethnic groups are observed in the aggregate, their ethnic
features still appear prominent. But in the case of the Italians, this happens
because earlier generations and older cohorts are quite different from old-
stock Americans on such factors as educational and occupational attainment.
Hence, it is only when the group is analytically decomposed by generation or
birth cohort that the leading edge of change can be discerned.
Properly analyzed, the evidence on behalf of the looming ethnic twilight
among Italians appears overwhelming. Despite the widely accepted image of
an intense, family-centered Italian-American culture, the group's cultural
distinctiveness has paled to a feeble version of its former self. Paralleling this
change, the social boundary between Italians and other Americans has become
easily permeable; intermarriage, an irrevocable indicator of boundary shifts,
takes place quite freely between Italians and those of other European ancestries.
Acculturation and social assimilation have been fed by a surge in the edu-
cational attainment of Italians, which has brought cohorts born since World
War II to the brink of parity with British Americans, the quintessential
American group. Moreover, this profound transformation of the Italian
Ethnicity among Americans of European ancestry 153
group has taken place at a time when the fourth generation, the first genera-
tion without direct contact with the immigrant experience, is small (Steinberg,
1982; Alba, 1985). But this generation will grow substantially in size during
the rest of this century, and simultaneously, the first and second generations,
which presently constitute the majority of the group, will shrink.
In a number of respects, events among the Italians seem to parallel those
among other groups descended from European immigrants, although because
of differences in their times of arrivals, the specific situations that greeted
them, and their occupational and cultural heritages, no two groups are
following exactly the same pathways to the twilight stage. Yet among virtually
all white ethnic groups, one can observe a progressive, if gradual, dampening
of cultural distinctiveness. Core values have been overwhelmed by a common
American culture so that even though cultural uniformity has not been the
end result, the remaining differences among groups are so mild as to constitute
neither a basis for group solidarity nor a barrier to intergroup contact.
Additionally, among almost all groups, one can see a spreading pattern of
intermarriage, testimony to the minor nature of remaining group differences
and guarantee of additional assimilation (e.g., Alba, 1976). The strength of
this pattern is confirmed by events among Jewish Americans, who provide the
acid test of pervasive intermarriage. Historically, the rate of Jewish-Gentile
intermarriage rate has been quite low, but recent studies have confirmed a
sharp rise in this rate, starting in the 1960s (Cohen, 1983).
Such pervasive intermarriage suggests the emergence of a new ethnic
group, one defined by ancestry from anywhere on the European continent.
This need not mean that ethnic differences within this group will disappear
altogether, but rather that their character is being fundamentally altered.
This appears to be increasingly the case with ethnic identity. As Herbert
Gans (1979) has observed, many mobile ethnics attempt to maintain some
psychological connection with their origins, but in such a way that this
attachment does not prevent them from mixing freely with others of diverse
backgrounds. This contemporary form of ethnicity is private and voluntary,
intermittent and undemanding; it focuses on symbols of ethnic cultures,
rather than the cultures themselves, and tends to be confined to leisure-
time activities. There is a wide latitude available for this 'symbolic ethnicity' —
for Italians, it can range from a liking for pasta to a repudiation of criminal
stereotypes — but the crucial point is that it is the individual who decides
on the appropriate form. Such an ethnic identity is, in other words, a personal
style, and not the manifestation of membership in an ethnic group.
The impending twilight of ethnicity among those of European ancestry is
not matched by equal changes among most of America's non-European
minorities. Black Americans stand as the extreme case. Though their socio-
economic progress in recent years has been debated, no informed observer
claims that they are even close to parity with whites (Farley, 1985). It hardly
needs saying, then, that racial boundaries remain salient. Residentially, blacks
are still extremely segregated from whites, and the incidence of black-white
intermarriage is very small (Heer, 1980).
154 Richard D. Alba
Notes
*A preliminary version of this paper was presented at the 1983 meetings of the American
Sociological Association. I am grateful to Robert K. Merton for his comments and to
Prentice-Hall for permission to use materials from my book.
1. This, of course, coincides with the importance that Gordon (1964) attributes to
'structural assimilation,' that is, large-scale primary relations across ethnic boundaries.
2. Although American immigration authoiities began to keep statistics on 'southern'
and 'northern' Italians in 1899, the racial intent of the distinction distorted the definition
of a 'southern' Italian to include anyone from the 'peninsula proper' (as well as the islands
of Sicily and Sardinia). According to the Bureau of Immigration's definition, 'even
Genoa is South Italian'(U.S. Senate, 1911: 81)! While American statistics were, weakened
in this way, Italian statistics depend largely on applications for the nulla osta, or exit
permit, which required a destination to be stated. But many applicants either did not
subsequently leave or went somewhere other than where they stated (Caroli, 1973:
30; Sori, 1979).
Nonetheless, both sources, though imprecise, are broadly consistent.
3. Jerre Mangione's (1981) memoir of Italian-American life in Rochester paints a very
clear portrait of the sojourner's mentality among his Sicilian relatives.
4. These figures are for the New Yoik, N.Y. Northeastern New Jersey Standard Con-
solidated Area, which in 1970 contained 1.4 million foreign-stock Italian Americans.
The figures are my calculations from Tables 17, 23, and 81 of the Characteristics of the
Population, Parts 32 and 34 (Bureau of the Census, 1973).
5. This survey included the same ethnic ancestry question that appeared in the long
form of the 1980 Census. This question, 'What is . . .'s ancestry?' is superior to questions
asked in previous Current Population Surveys and decennial Censuses, because it does
not constrain answers by a predefined list of responses and hence does not eliminate
the many individuals with mixed ancestry. However, by the same token, it offers a too
inclusive definition of the Italian-American group, since it forces the inclusion of
individuals with any reported degree of Italian ancestry, regardless of its magnitude and
Ethnicity among Americans of European ancestry 155
of the extent of their identification with the Italian group (for a more detailed discussion,
see Alba, 1985).
A virtue of this survey for the study of socioeconomic change is that its large sample
size allows for refined breakdowns.
6. The focus here must be on this ethos, rather than the outward forms of culture,
since these tend to wither away within the first two generations. This is true, for example,
of the everyday-use of Italian. According to the Current Population Survey, over 4 million
claim Italian as a mother tongue, a language spoken in their childhood home, but only
1.4 million (about 12 percent of the group) claim to speak it in their current home
(U.S. Bureau of the Census, 1982: 14). Since the total size of the ancestry group is
around 12 million and that of the first generation, whose members are very likely to
continue to speak their native tongue at home, is 800 thousand, it is clear that only a
small part of the second and third generations continues to use the language on an
everyday basis. For further analysis of external culture, see Crispino (1980).
7. The General Social Surveys offer a narrower definition of the Italian-American
group than does the November, 1979, Current Population Survey. The GSS ask individuals
with mixed ethnic ancestry to identify, if they can, the group to which they feel closer.
This is then reported as their ethnic category.
8. The adjusted difference between the groups reported in the table is the coefficient
for the Italian dummy variable taken from a regression analysis. To achieve stable
estimates of the effects of the control variables, the regression analysis includes all whites;
the comparison to WASPs is effected by making them the omitted category.
9. The value of the anti-abortion scale is the number of times the respondent would
deny a legal abortion in three situations where a prc sumably healthy pregnancy has
resulted from voluntary sexual activity (Davis et al., 1980: 143-4). Such situations are
the litmus test for abortion attitudes, as most Americans would allow an abortion for
such circumstances as a life-endangering pregnancy, or one resulting from rape.
10. The anti-feminism scale is a summative scale compo sed of responses to four questions
such as 'Do you approve or disapprove of a married woman earning money in business
or industry if she has a husband capable of supporting her?' For the wordings of the
other three, see Davis et al (1980: 142).
11. These items are derived from the well-known ones developed by Melvin Kohn and
his colleagues. But there is no pretense here of replicating Kohn's work, since he has
explicitly confined the validity of his scale to parents with children in a certain age
range (Kohn, 1976). Such a limitation is not feasible here.
The scale I report is calculated by counting a +1 for each time a respondent rated
as desirable a trait associated with self-direction and also each time he or she rated as
undesirable a trait associated with conformity, and counting a - 1 when the reverses
occurred. Positive numbers on the scale thus indicate- a valence toward self-direction.
12. Since simultaneous controls for both current and original location amount to
controls for mobility itself, one has to be removed from the list of independent variables
for this analysis; current location (both region and size of place) has been deleted.
13. This does not imply that Italians and WASPs are similar in all ways. For one, they
differ in their political party allegiances, with Italians notably more tied to the Demo-
cratic Party. But the crucial point is that they are similar on many traits bearing on the
family-centered ethos. (For more details and discussion, see Alba, 1985).
14. The 1980 Census yields a somewhat lower estimate of the percentage of Italians with
mixed ancestry, 43.5 (versus 48.0), and presumably will show lower rates of mixed
ancestry in younger cohorts when tables of ancestry byage become available. Nevertheless,
there appears to be good reason to give greater credence to the CPS rather than the
decennial census in this case. The markedly lower estimates of mixed ancestry in general
in the census suggest that ancestry responses were more cursory to the census's mail
survey than to the face-to-face interviewing of the CPS (for further discussion of the
differences between the two, see Bureau of the Census, 1983: 4-5).
156 Richard D. Alba
References