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Lynn S Adelman Financial Disclosure Report For 2009

This document is a financial disclosure report for Lynn S. Adelman, a judge in the Eastern District of Wisconsin, covering the period from January 1, 2009 to December 31, 2009. The report lists various positions, income sources, reimbursements, gifts, liabilities, investments, and additional explanations. It certifies that the information provided is accurate and in compliance with applicable laws.
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© Attribution Non-Commercial (BY-NC)
We take content rights seriously. If you suspect this is your content, claim it here.
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0% found this document useful (0 votes)
90 views9 pages

Lynn S Adelman Financial Disclosure Report For 2009

This document is a financial disclosure report for Lynn S. Adelman, a judge in the Eastern District of Wisconsin, covering the period from January 1, 2009 to December 31, 2009. The report lists various positions, income sources, reimbursements, gifts, liabilities, investments, and additional explanations. It certifies that the information provided is accurate and in compliance with applicable laws.
Copyright
© Attribution Non-Commercial (BY-NC)
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
You are on page 1/ 9

1. Person Reporting (last name, first, middle i~itia0 Adelman, Lynn S. 4.

Title (Arlicle II1 judges indicate active or semor s~alus; magistrale judg~-~ indicate ~11- or part-time)

2. Court or Organization Eastern District of Wisconsin 5a. Report Type (check appropriate type)

3. Date of Rcporl 5/10/2010 6. Reporting Period 01i01/2009 12/31 ,2009

Nominaion,

Dat~

~b. ~ Amended R~pon 7. Chambers or Office Address 517 E. Wisconsin Ave. ~n. 36~ Milwaukee. WI 53202 8. On lh basis of Ihe inform~lion contained In ~his Reporl ~nd ~ny modifications perlainlng lherelo, it is, in my opinion, in compliance with applicable laws and regulations. R~viewing O~cer

I31POR TANT NOTES: The instructions accompanying this form must be follo~,ed. Complete all parts. checking the NONE box for each part wbere you have no reportable information. Sign on la~t page.

l. POSITIONS. (Reporting individual o~(r; see pp. 9-13 of filing i ....... ions.)
[] NONE (No reportable positions.) POSIT1ON
I.

NAME OF ORGANIZAT|ON/ENTITY

3.

NONE (No reportable agrccments.) DATE pARTIE~ AND TERMS

-.-

0 ~

Adelman, Lynn S.

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Date of

Page 2 of 9
I Adelman, LynnS.

5,;10/2010

A. Filers Non-Investment Income NON E OVo reportable non-investment income.) DATE 1. 2009 2. 2009 3. 4. S~OURCE AND TYPE State of Wisconsin - Pensioa:Retirement State of Wisconsin - Deferred Compensation INCOME (yours, not spouses) $19,383.00 $81.82

(Dollar or~wunt not requ red except for honoraria.)

NONE (No reportable non-invdstment income.) DATE SOURCE ANI~ TYPE

2. 3. 4.

IV. REIMBURSEMENTS [_~ NONE (JVo reportable reimbursements.) .SOURCE


i. Northwestern University Law School

DATES
4/20-2112009

LOCATION
Chicago, IL

PURPOSE
Particlpaled m seminar

ITEMS pAID OR PROVIDED


l lot!! room for two nights

3. 4. 5

FINANCIAL DISCLOSURE REPORT Page 3 of 9

Adelman, Lynn S.

5/102010

V. GIFTS. ~t,,,t,,a,.~ a,,,~e t,, ,p ...... a dependent children; see pp. 2g-31 of filing instru,tion.r.)
NONE 6~ repotable

~URCE
I. 2.

DESCRIPTION

VALUE

3.
4. 5.

[~

NONE (No reportable liabililies.) Ct~EDITOR DES(~RIPTION VALU1F~

I. 2. 3.
4.

5.

FINANCIAL DISCLOSURE REPORT

,~ .... fP ..... Reporting Adelman, Lynn S. I 5!10/2010 aateofRtport

Page 4 of 9

NONE (No reportable income, ~setx, or transactions.)


Description of Assets (including Imst assets) Place "(X)" after each a~sel from prior disclosure Income during reporting p~-riod T~e (c g, di~.. rent, or ink) ~ Gross value al cnd of rcpomng period Vzlue Code 2 t J-P) Value [ Method Code 3 I ; t~ T)~e .e g., buy, sell, redcmptioe) Transactions during reposing period

~Amount Code I t] (A-H) I

Value Gain i Da~e [mmtd&/Ey Code 2 C~e I (I-P) ~ ~ (A-H)

ldeelity of buyer/seller (if pit,ale transacBon)

i. 2.

Exxon

Dividend

1 T

Nike Pfizer, Inc. Royal Dutch Pet. Co.

A B

Dividend Dividend

K K

3.

T T

4. 5.

A E

Dividend Rent

J N

Recital Property - Milwaukee, Wl

~ 6. ! 7. I 8~ 19. 10.
I I. !2.

Citizens Bank of Mukwonago Citizens Bank of Munkowago Mutual Savings Baok Citizens Bank of Mukownago Citizens Bank of Mukownago
Mutual Savings Bank A

None A A A Interest Interest Interest None


Imerest None

K K K 3 J
K J

T T T T T
T W

Business - planl nursery at residence

13
14 15.

Wells Fargo Mun. Fund


Puerto Rico 5.0% Eaton Vance Tax MGD

B
A C

Interest
Imcrcst Dividend

K
J M

IT T

16. 17.

Eaton Vance Mat. FDTR Guam Power Auth

C C

Dividend Interest

N K

T T

FINANCIAL DISCLOSURE REPORT Page 5 of 9 VII. IN V ESTMENTS an d TRUSTS .- i ........


[-{ A ....... Descrtptton of A~ts (including t~st assc~s) P~ace "(X)" after each asset exempt Iron prior d~sctosurc [ t ~, B, Income during rcpo~ing period

.~ .... f P ......Reporting ade~.,~n, Lynn S.

Dale of Report

I
NONE (No reportable income, assets, or transactions.)
-] q C. Gross value at end i of repoaing period Value . Code 2 (J-P) Value Method Code 3 (Q-W) Type t* g., buy. sell, ~ redcmpnon) t D Transaclioas during repo~ing period

5t10/2010

to,,, ....... ~o., (Includes those of sp ........ d depend .... hildren; Seepp. 34-60 of filit,g instructions,)
" .........

~Amount I T~c (eg. Code I i div., tent, I (A-H) or int.)

Date I Value rant ddt~ Code 2 (J-P)

Gam Code I (A-H)

ldent,ty of buyer/seller (if pri~at transaction)

18. 19.

Midcap SPDR

Dividend

T T

Energizer Holdings

None A Dividend

20 21.

Alliance Bemstein Small Cap Value IRA Fidelity New lnsight 1RA

K K

T T

A A

Dividend Dividend

22. t23.

Fidetity New nsigtu Sop IR..~, Mutual Discovery Sop IRA Henderson European Focus Fund HFEBX ( fom~erly }!FEDX) (IRA) Saviem Pharma

K K L

T T T

A B

Dividend Dividend None

24.

25. ] 26.

Sold (par*) Sold

06.,24,09 07.~29/09

.1 J

[
27. 28. Alliance InIl Growth AWPAX ~tbnnedy AWPBX) Montana State Brd Hsg Puerao Rict~ G/O Comwlth Orange Count). Ft, IIsg Fin Auth.

(par*)
Donated A A 13 Dividend J

T T T Redeemed (part) Redeemed (par*) Redeemed ~,part) 1!04/09 J

29. 30 31 32.

Interest Interest Interest

K K K

A A

02/03/09 08/04/09

3 J

33.

Sar~ l"atricio TX Mun. Water D~st.

13 B

Interest

T T

NY State Tw), Auth Hwv

Interest

FINANCIAL DIS CLOSURE REPORT

[ ~ .... f ~ ..... r~epo,~,,~

o.. of R~pon

Page 6 of 9
VI I. INVESTMENTS and TRUSTS - i ........

[I nae~,.~., Ly,,n S.
,~,,,, t ....... ions lnch des hose o]sp ...... d dependent children; seepp. 34-60 of filing

5/~0~0~ 0

NONE (No reportable income, assets, or transactions.) Description of Assets (including trust asset~) Place "|X)" after each asset exempt |rom prior disclosure Income during reporting period Amount I Type ~e g, Code I div.. rein, (A-H) : er inL) Gross value at end of repotling period Value Code 2
(J-P)

Transactions dining reporting period

Value "f~pe (e g. Method i buy, sell, Code 3 ] tcdemplion)

Date Value ~ romidd.yy i Code 2


(JP)

Gain l Code I [ IA-|l)

ldcnmy of buyer:seller 0fpri,.ale

35. 36. 37. : 38. I 39. 140. 41. 42. 43. 44. 45. 46. 47. 48. 49 50. 51.

Pue~o Rico Elec Power Auth. Peoria AZ Impt Dis[ Bay County FL Sch. Bd. FL Hsg Fin. Coq~.

C B B B

Interest Interest Interest Interest

L L K K

T T T T Redeemed 01/02/09 (pa,t) Redeemed (part) 04/01109 3 1 A A

Pirnco Total Return Trartsamerica Metropolitan Wash DC Elan Corp. Henderson European Fund RBCMoney Market RBC Money Market Gilead Scinece (GILD) Kirby W.P. Carny Herderson (HFEBX) Genessee C%, MI

Dividend None

K J

T T Matured 1001!09 K A

Interest None J T

A A B

Dividend Interest Interest None None None J L J .! K J K "F T T T T T T Buy Buy Buy Buy Buy 619/09 I I/!9/09 1/19/09 07/24/09 I/I 8/09 J J K J K

Dividend None

FINANCIAL DISCLOSURE REPORT Page 7 of 9

I~ ....

f Person Reporting

Dal, of Repo~t 5/10/2010

]1 Adelman, Lynn S.

VII. INVESTMENTS and TRUSTS - i ......... ~ ............ io,, a,c~,,~,, ,~o,~ o/~p ........ ~ ~,~,.~,., ~,,~,,.;.,~, p;. ~.~o ot~i,g i ....
NONE (No reportable income, assets, or tranvactions.)
[~scription of Assets (includtng lm~t assds) Pl~c "(X)" ~ftcr each asse~ cxen)pt from prior d)sdosure

~ ......

~~ Amount Code 1 (A-H)

~. Income during reporting period

--~ ....... c. ...............


t : Gross value at end of reposing period Value Code 2 (J-P) Value Method ] Code 3 Type (e g, bu~, :;ell. redcmp~io)0

t~
Transactions durl~g reporfng pc~od Date [ Val,Je Gain ,mmid~yy Code 2 Code I ~ ~ (I-P) ~ (A-H)

~ .....

T~e (c g., di~, renl, or int}

Idcnt) y of buyer.%cller (ifpri*a~

52.

Pica Cry AZ Go Bonds

None

T T

Bt~y Buy

I I/I 8,;09

~3.

Pueao Rico Pub Bldg Auth

None

I 1il809 1

I Inc~me Gain Codes

A -$1,ra)O o{ less

B =$1.DOI - $2,.~00

C =$2,501 . ~,5,{)00

D =$5,001 . $15,000

FINANCIAL DISCLOSURE REPORT Page 8 of 9

Nam~ of Person Reporting

Dae of Repo~

s/~o/2o~o

[ adelm~n, Lynn S.

VIII. ~DITIONAL INFO~ATION OR EXPLANATIONS. o,,a~


Section VII, line 9, rental property, is located in and assessed by the City of Milwaukee, Wisconsin at $433 600 with a fair market value of $467,600. Section VII, line !2, plant nursur-y at residence, had no income during the reporting pctfiod Section VII, lines 75 and 46, are accounts with broker where divider, ds, p~oceeds of investments that malured, were redeemed or sold (as disclosed in the ir, dividual investment listings in this report) were deposited during the reporting period.

FINANCIAL DISCLOSURE REPORT ! N ....

fP ..... Reporting Adclman, Lynn

Page 9 of 9
IX. CERTIFICATION.

S.

l Da~, of Report

5110,2010

I certify that al information given above (incloding information pertaining In my spouse and minor or dependen! children, if ~ny) is accurate, true, and complete to the best of my know edge and belief, and thai any Information not reported was withheld because II met applicable provisions permitling non-disclosure. I furlhcr certify thai earned income from outside cmploymenl and honoraria and the acceptance of gif/s which have been reported arc in compliance wi~h the provision~ of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Jndicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE Tills REPORT MA~ BE SUBJECT TO CIVIL AND CRIMINAL SANCI-IONS (5 U.S.C. app. 104) "

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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