Compaction and Compression
Compaction and Compression
All along the history of pharmacy, oral route has been the most preferred way of drug
administration and oral solid dosage forms have been widely used mainly because of their
convenience of administration, ease of manufacturing, accurate dosing, and patient
compliance.
Out of powders, granules, pellets, tablets, and capsules, tablets have been the dosage form of
first choice in the development of new drug entities and account for nearly 80% of all
pharmaceutical preparations.
Thus, great interest has been focused on the design of tablet dosage forms with optimal
therapeutic properties.
Tablets of various types and biopharmaceutical properties, from conventional immediate
release tablets to advance modified release systems exist, but their common denominator
is the way in which they are formed, that is, powder compaction.
Over the years, literature has been confused about tableting terminology. Different terms such as
compressibility, compactibility, and tabletability, have been used to describe the same type of
relationship.
Although these terms are used interchangeably these terms differ from each other on basis of three
variables: pressure, tensile strength, and porosity.
Compressibility is defined as ability of a material to undergo a reduction in
volume as a result of an applied pressure.
Compactibility is defined as ability of a material to produce tablets with
sufficient tensile strength under the effect of densification
Tabletability is defined as capacity of a powdered material to be transformed
into a tablet of specified strength under the effect of compaction pressure.
Compaction
can be described as the process whereby a loose powder or granules is converted into a
coherent mass, usually by confining between die and punches.
The first step in the formation of a compact is the densification or reduction of the
porosity of the powder bed followed by the formation of inter particulate bonds that form a
stable and durable adhesive junction to produce a tough and rigid compact.
represents one of the most important unit operations in the pharmaceutical industry because
the physical and mechanical properties of the tablets are determined during this process.
Further, dosage form integrity and bioavailability are also related to the tablet compression
process.
The development of compressed tablets is a complex process involving many variables and
engineering principles and a complete understanding of the physics of compaction.
Understanding the compaction process requires knowledge of the flow behavior of powder,
the densification mechanism, the formation of bonds, and the response of porous compact
during unloading and the ejection operation.
Physical and bulk properties of drugs and excipients such as porosity, flow,
particle size, size distribution, crystal habit, polymorphism, and crystal
moisture affect the compression properties.
Simple compression of bulk material into a robust tablet is also influenced
by process variables such as compression force, rate of force transfer,
particle deformation behavior and the adhesive forces between the
particles.
The use of physical data to predict the tableting behavior of particles such
as compressibility and compactibility is limited and tablet formulation is
still based on empirical knowledge rather than on scientific theory.
Thus, an improved theoretical understanding of the compaction process
will enable a more rational approach to the formulation of tablets.
Compression
The ability of powder bed to cohere into or to form a compact or it is the ability of
powder material to be compressed into a tablet of specified tensile strength.
is a reduction in the bulk volume of material as a result of the displacement of gas.
in pharmaceutical tableting an appropriate volume of granules in a die cavity is
compressed between an upper and lower punch to consolidate the material into a
single solid dosage form and which is subsequently ejected from the die cavity as
an intact tablet.
Consolidation:
is an increase in the mechanical strength of material resulting from particle-
particle interaction.
Compaction, as described earlier, is a mechanical process where the state of
material is changed from loose powder to coherent mass or compact of given
porosity. The compaction process is composed of the following stages:
(1) Compression and consolidation of the powder mass,
(2) Decompression of the compact, and
(3) Subsequent ejection of tablet from the die.
Before each or these simultaneous processes is discussed in more
detail, brief consideration is given to certain inherent properties of
all powdered solids, which contribute to the characteristics of
interest.
DERIVED PROPERTIES OF POWDERS OR GRANULES
FLOW PROPERTIES
COMPRESSION PROPERTIES
This involves compressibility and compactability .
Compressibility can be defined as the ability of a powder to decrease
in volume under pressure. Powders are normally compressed into
tablets using a pressure of about 5.0kg/cm2. The process is called
compaction & compression.
Droplet formation:
Capillary Particles are held
State: maximum together but without
strength intragranular forces
so weaker
COMPRESSION AND CONSOLIDATION
UNDER HIGH LOADS
Die wall
tablet
punch
λ = ΔD/ΔH
The Poisson ratio is characteristic constant for each solid and may
influence tableting process. .
Under the condition like compression the material is not free to
expand in horizontal plane bcoz its confined to die. Consequently, a
radial die-wall force FR develops perpendicular to die wall surface.
Material with high Poisson ratio give higher FR value.
As shown in figure, the material is not
free to expand in the horizontal plane
cause it is confined in the die.
Consequently, a radial die-wall force FR
develops perpendicular to the die-wall
surface, materials with larger poisson
ratios giving rise to higher values of FR.
Classical friction theory can be applied to obtain a relationship b/w axial
frictional force FD and radial force FR as;
FD =µw.FR
where, µw is coeff. of die wall friction.
Frictional effect represented by, µw arises from shearing of
adhesions that occurs as the particles slide along the die wall. Its
magnitude is related to shear strength S and effective area of contact Ae b/w
two surfaces.
Force transmission is maximum when FD is minimum which is achieved by
adequate lubrication of die wall(lower S) and maintaining min tablet
ht.(reducing Ae ).
Degree of lubrication is compared to measure FA &FD and determine ratio of
FL/FA. This is called the coeff. of lubrication efficeincy or R value.
It approaches1 for perfect lubrication, and in practice as high as
0.98 may be achieved.Values below0.8 indicate poor lubrication.
Lubricants are added to reduce friction at the die wall.
Die-wall lubricants function by interposing a film of low shear
strength at the interface between the tableting mass and the die
wall.
Die-wall lubricant function by interposing a film of low shear
strength at the interface between the tableting mass and the die
wall.
There is some chemical bonding between this boundary lubricant
and the surface of the die wall as well as the edge of the tablet.
The best lubricants are those with low shear strength but strong
cohesive tendencies in directions at right angles to the plane of
shear.
EJECTION FORCES
Radial die forces & die wall friction also affect the ease with which the compressed
tablet can be removed from the die.
The force necessary to eject a finished tablet follows a distintictive pattern of three
stages.
The first stage involves distinctive peak force required to initiate ejection, by breaking
of tablet/die wall adhesions.
A smaller force usually follows, that is required push the tablet up the die wall.
The final stage is marked by a decline in force of ejection as the tablet emerges from
the die.
Variation on this pattern are sometimes found when lubrication is
inadequate and/or “slip-stick” conditions occur b/w tablet an die
wall.
Worn dies, which cause the bore to become barrel shaped gives rise abnormal
ejection force and may lead to failure of tablet structure.
A direct connection exists b/w die wall frictional forces and force required to eject
tablet from die, FE.
E.g. well lubricated system(large R value) have been shown to have smaller FE values.
The end of the compressional process may be recognized as
being the point at which all air spaces have been eliminated. i.e.
Vb=Vt and therefore E=0.
A small residual porosity is desirable, however, so there is
particular interest in the relationship between applied force FA
and remaining porosity E.
Originally, it was suggested that decreasing porosity resulted from
a two-step process: (1) the filling of large spaces by
interparticulate slippage and (2) the filling of small voids by
deformation or fragmentation at higher loads.
This process can be expressed mathematically:
Where w is the weight of the tableting mass, ρt is its true density, and H is
the thickness of the tablet at that point.
The particular value of Heckel plots arises from their ability to
identify the predominant form of deformation in a given sample.
Materials that are comparatively soft and that readily undergo
plastic deformation retain different degrees of porosity,
depending upon the initial packing in the die.
This is in turn is influenced by the size distribution, shape, etc. of
the original particles.
Heckel pots for such materials are
shown in figure type a, NaCl is a
typical example.
Conversely, harder materials with
higher yield pressure values usually
undergo compression by
fragmentation first, to provide a
denser packing.
Label b shows Heckel plots for
different size fractions of the same
material that are typical of this
behaviour. Lactose is one such
material.
Type a Heckel plots usually exhibit a higher final slope than type
b, which implies that the former materials have as expected, a
lower yield stress.
Hard, brittle materials are, in general, more difficult to compress
than soft, yielding ones because fragmentation with subsequent
percolation of fragments is less efficient than void filling by plastic
deformation.
In fact, as the porosity approaches zero, plastic deformation may
be the predominant mechanism for all materials.
The two regions of the Heckel plot are thought to represent the
initial repacking stage and the subsequent deformation process,
the point of intersection corresponding to the lowest force at which
a coherent tablet is formed.
In addition, the crushing strength of tablets can be correlated with
the value of Ky of the heckel plot; larger values of Ky usually
indicate harder tablets. Such information can be used as a means
of binder selection when designing tablet formulations.
Heckel plots can be influenced by the overall time of compression,
the degree of lubrication, and even the size of the die, so that the
effect of these variables can also be studied.
Another important factor in the use of all force-porosity
relationships is that for many formulations, there is a relatively
narrow optimum residual porosity range that provides adequate
mechanical strength, rapid water uptake and hence good
disintegration characteristics.
Note also that the initial porosity can affect the course of the entire
compressional sequence, and that in general, slow force
application leads to a low porosity for a given applied load.
APPLICATION OF HECKEL PLOT:
Used to check lubricant efficacy.
For interpretation of consolidation mechanisms.
Duberg & nystom distinguish between plastic and elastic
deformation characteristics of a material.
In operations such as tableting, the compressional
process is followed by decompression stage, as the
applied force is removed. This leads to a new set of
stresses within the tablet as result of elastic recovery,
which is augmented by the forces necessary to eject the
tablet from the die.
Irrespective of the consolidation mechanism, the tablets
must be mechanically strong enough to accommodate
these stresses; otherwise structural failure will occur.
If the stress relaxation process involves plastic flow, it may continue after
all compressional force has been removed and the residual radial pressure
will decay with time.
The plastic flow can be interpreted in terms of a viscous and elastic
parameter. This interpretation leads to a relationship of the form:
Where Ft is the force left in the viscoelastic region at a time t, and Fm is the
total magnitude of this force at time t=0. K is the viscoelastic slope and a
measure of the degree of plastic flow. Materials with higher K values
undergo more plastic flow; such materials often form strong tablets at
relatively low compaction forces.
Alternatively, the changing thickness of the tableting mass due to the
compactional force, and subsequently due to elastic recovery during
uploading, can be used to obtain a measure of plastoelasticity у.
Where H0, Hm and Hr are the thickness of the tablet mass at the onset of
loading, at the point of maximum applied force and on ejection from the
die, respectively.
A linear relationship between у and log reciprocal of the tensile strength
of the tablets has been demonstrated.
In general, values of у above 9 tend to produce tablets that are laminated
or capped.
COMPACTION PROFILES
• Many attempts have been made to minimize the amount of applied force transmitted
radially to the die walls. All such investigations lead to characteristic hysteresis curves
called as compaction profiles. Radial pressure is developed due to the attempt of
material to expand horizontally. The plot of radial pressure against axial pressure leads
to hysteresis curve called as compaction profile.
• The radial die-wall force arises as a result of the tableting mass attempting to expand in
the horizontal plane in response to the vertical compression.
• The ratio of these two dimensional changes, the Poisson ratio, is an important material
dependent property affecting the compressional process.
• When the elastic limit of the material is high, elastic deformation may make the major
contribution, and on removal of the applied load, the extent of the elastic relaxation
depends on the value of the material’s modules of elasticity (young’s modulus).
• Lower the modulus higher will be the elastic relaxation. Then there will be the danger of
structural failure. Higher the modulus value results in low decompression hence lesser
risk of structural failure.
The area of hysteresis loop (OABC’) indicates the extent of
departure from ideal elastic behavior, since for a perfectly
elastic body, line BC’ would coincide with AB.
In many tableting operations, the applied force exceeds the
elastic limit (point B) and brittle fracture and/or plastic
deformation is then a major mechanism.
For example, if the material readily undergoes plastic
deformation with a constant yield stress as the material is
sheared, then the region B to C should obey the equation:
A common method for assessment of the compaction behavior of materials is the use of
compression force versus punch displacement profiles, from which the work involved during
tablet compaction can be calculated.
A typical Force-displacement profiles is shown in figure:
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