Nutrition Screening for Seniors
Nutrition Screening for Seniors
18
Nutrition Monitoring and Research Studies: Nutrition
Screening Initiative
Ronni Chernoff
Developing a Tool
Keeping these criteria in mind, and looking for a way to make both professional and
volunteer care providers more attentive to the malnutrition risks encountered by older
adults, the Nutrition Screening Initiative (NSI) was established in 1990 as a public aware-
ness tool for use by community and health care workers who have regular contact with
older adults. The tools were developed as a joint venture of the American Dietetic Asso-
ciation, the American Academy of Family Physicians, and the National Council on the
Aging. The premise of the Nutrition Screening Initiative is that if factors associated with
malnutrition risk are identified early, interventions can be instituted that may delay or
avoid the progression of the risk factors towards overt malnutrition.10
The NSI was developed as a nested set of tools that identify risk factors for poor
nutritional status and then diagnose malnutrition. There are three tiers: a checklist, level
II, and level III screens.11 The items on the tools were developed by reviewing the
literature and developing consensus by a technical advisory committee of experts. The
checklist was tested using a follow-up sample from a previous study of nutritional status
in older people.12
The Checklist
The checklist was created as a public awareness screening tool for use by health care and
social services personnel and other providers who work in community-based programs
in which older adults participate. It was conceived and designed to bring awareness to
nutritional issues that may impact on the health status of elderly clients. The checklist is
widely available for reproduction and information collection, and permission to use it in
non-profit settings is not required.11
The checklist was titled “Determine Your Nutritional Health” based on a mnemonic that
contains the risk factors for malnutrition listed on the reverse side of the checklist. (Figures
18.1a and b). The checklist is a one-page questionnaire that can be used in community, long
term care, or acute health settings by volunteers, health aides, or health professionals. The
objective of awareness of potential nutritional problems in older people was easily achieved;
those who have been critical have built their criticisms on the basis of assumptions that
have gone farther than the original intent of the tool or the NSI campaign.13
The items on the checklist were developed using reference literature, expert opinion,
existing databases, and pilot testing.12 Using biochemical or laboratory parameters to
define nutritional status may be misleading because the most commonly used measures,
such as serum proteins, are affected by so many different factors independent of diet or
nutritional status.9
Implementation Strategies
Screening can be conducted in many settings, and by health professionals as well as health
care workers or lay volunteers. Involving interested participants (nurses, aides, admission
clerks, etc.) will increase the likelihood that data collection (weights, heights, completion
of screening instruments) will be more complete.
Modifications that allow the screening tools to be used in different settings and for
unique purposes make this approach and this instrument user friendly, applicable, and
relevant. A tool that is flexible, valid, and reliable and allows different applications in
diverse settings is very valuable. The easier and less time consuming it is to collect data
that give insights into an individual’s nutrition and health status, the more valuable the
YES
I have an illness or condition that made me change the kind and/or amount of food I eat. 2
Without wanting to, I have lost or gained 10 pounds in the last 6 months. 2
TOTAL
Total Your Nutritional Score. If it's - These materials developed and distributed by
the Nutrition Screening Initiative, a project of:
FIGURE 18.1
Determine your nutritional health.
EATING POORLY
Eating too little and eating too much both lead to poor health. Eating the same foods day after day or not
eating fruit, vegetables, and milk products daily will also cause poor nutritional health. One in five adults
skips meals daily. Only 13% of adults eat the minimum amount of fruit and vegetables needed. One in four
older adults drinks too much alcohol. Many health problems become worse if you drink more than one or
two alcoholic beverages per day.
ECONOMIC HARDSHIP
As many as 40% of older Americans have incomes of less that $6000 per year. Having less - or choosing to
spend less - than $25 to 30 per week for food makes it very hard to get the foods you need to stay healthy.
MULTIPLE MEDICINES
Many older Americans must take medicines for health problems. Almost half of older Americans take multi-
ple medicines daily. Growing old may change the way we respond to drugs. The more medicines you take,
the greater the chance for side effects such as increased or decreased appetite, change in taste, constipation,
weakness, drowsiness, diarrhea, nausea, and others. Vitamins or minerals when taken in large doses act like
drugs and can cause harm. Alert your doctor to everything you take.
The Nutrition Screening Initiative, 1010 Wisconsin Avenue, NW, Suite 800, Washington, D.C. 20007
The Nutrition Screening Initiative is funded in part by a grant from Ross Laboratories, a division of Abbott Laboratories.
FIGURE 18.1
Determine your nutritional health. (Continued.)
information. One example is the slight modifications made to the Nutrition Screening
Initiative Checklist for use in a dental office14,15 (Figure 18.2). Dental professionals are in
a unique position to monitor their patients’ nutritional status since many of the conse-
quences of poor nutrition manifest themselves in the oral cavity (bleeding or swollen
gums; pain in mouth, teeth, gums; angular cheilosis; alterations in the surface of the
tongue). Additionally, oral health problems may contribute to the development of inade-
quate nutritional status due to lesions, loose or missing teeth, poorly fitting dentures, dry
mouth, tooth decay or disease, and difficulty in chewing or swallowing.
The warning signs of poor nutritional health are often overlooked. A checklist can help determine
if someone is a nutritional risk:
Read the statements below. Circle the number in the yes column for those that apply to you. For each yes answer,
score the number in the box. Total your nutritional score.
YES
An illness or condition makes me change the kind and/or amount of food I eat. 2
I avoid eating a food group, i.e., meat, dairy, vegetables, and/or fruit. 2
I have two or more drinks of beer, liquor, or wine almost every day 2
I have tooth pain or mouth sores that make it hard to eat or make me avoid certain foods. 2
I snack or drink sweetened beverages two or more times per day between meals. 2
I have a dry mouth, which makes me drink or use gum, hard candy, cough drops, or mints to moisten 1
my mouth two or more times per day.
Without wanting to, I have lost or gained 10 pounds in the last six months. 2
TOTAL
FIGURE 18.2
Determine your nutritional health checklist, modified for use in a dental office.
The checklist can also be modified for use in specialized community or clinical settings.
One example is use in a rural community setting as reported by Jensen et al.16 They found
that the checklist items indicating poor appetite, eating problems, low income, eating
alone, and depression were associated with functional limitation.
Implementation Partners
Nurses are essential partners and participants in nutrition screening. They are the best
individuals to gather anthropometric data and health history information. They are well-
positioned to evaluate individuals’ functional status by assessing ability to engage in
activities of daily living (self care) and instrumental activities of daily living (managing
independence). Clinical nurse specialists (CNS) are uniquely positioned to conduct health
and nutrition screenings in clinic settings, particularly to identify risk factors that are
modifiable before nutritional status begins a slippery slope downward. The advantage of
implementing health promotion programs before or concurrently with the emergence of
risk-associated conditions should be apparent.17
Other health practitioners (dentists, social workers, physical therapists, speech pathol-
ogists, etc.) may also use the screening tool for clients who may have risk factors for the
development of malnutrition. Community workers who run senior centers, senior meal
programs, home health agencies, etc. can also use the checklist to help identify clients
who may require more attention to their dietary intake, social circumstance, and chronic
disease management.
(Select appropriate category with a checkmark, or enter numerical value where indicated by “#.”)
A. History
1. Weight change
Overall loss in past 6 months: amount = # ____________ kg; % loss = # ____________
Change in past 2 weeks: ____________ increase
____________ no change
____________ decrease
2. Dietary intake change (relative to normal)
____________ No change
____________ Change Duration = # ____________ weeks
Type: ____________ suboptimal solid diet ____________ full liquid diet
____________ hypocaloric liquids ____________ anorexia
3. Gastrointestinal symptoms (that persisted for >2 weeks)
__________ none __________ nausea __________ vomiting __________ diarrhea __________ anorexia
4. Functional capacity
____________ No dysfunction (e.g., full capacity)
____________ Dysfunction Duration = # ____________ weeks
Type: ____________ working suboptimally
____________ ambulatory
____________ bedridden
5. Disease and its relation to nutritional requirements __________________________________________
Primary diagnosis (specify) ____________
Metabolic demand (stress): ____________ no stress ____________ low stress
____________ moderate stress ____________ high stress
B. Physical (for each trait specify: 0 = normal, 1+ = mild, 2+ = moderate, 3+ = severe)
# ____________ loss of subcutaneous fat (triceps, chest)
# ____________ muscle wasting (quadriceps, deltoids)
# ____________ ankle edema
# ____________ sacral edema
# ____________ ascites
C. SGA rating (select one)
____________ A = Well nourished
____________ B = Moderately (or suspected of being) malnourished
____________ C = Severely malnourished
FIGURE 18.3
Features of Subjective Global Assessment (SGA).
ent muscle wasting.8,18 This tool has been successfully adopted and used by physicians
and nurses in clinical settings. It has been tested in the clinical setting with different
assessors, with a high degree of interrater reliability (0.91).19,20 Most of validity reports of
the SGA were conducted on hospitalized subjects with mean ages of 50 years or older,
which may contribute to some questions about its general applicability. However, the
addition of laboratory values to the SGA did not improve its validity.19
Although the SGA is a short tool that can be used successfully by health practitioners,
there are limitations to its use as a screening tool. It requires a trained clinician to admin-
ister, since there is some clinical judgment involved that would not be expected in someone
who is not a health professional. It requires that the individual being assessed is undressed
and able to be turned, which does not lend itself to community-based assessment pro-
grams. Also, its validation has been demonstrated on middle-aged, rather than elderly,
subjects.8
• Be a reliable instrument
• Define thresholds
• Be used with minimal training
• Be free of rater bias
• Be minimally intrusive to patients
• Be inexpensive
The tool was designed to collect 18 items that combine objective and subjective data. These
data include simple anthropometric measures (height, weight, arm and calf circumfer-
ences, and weight loss), general geriatric assessment items, a brief general dietary assess-
ment, and self-assessment of health and nutrition perception (Figure 18.4).
This tool has been validated in several studies by comparing the scores to the judgments
of trained nutrition clinicians and to a comprehensive nutritional assessment that collected
in-depth data about the nutritional status of the subjects.22 These studies found that the
threshold for well-nourished on this instrument with a 30-point scale was 22 to 24 points;
the threshold for malnutrition was 16 to 18 points on this scale.
The MNA meets its objectives of being a practical, non-invasive tool that contributes to
the rapid evaluation of an elderly subject’s nutritional status, contributing early interven-
tion to correct nutritional deficits. This tool is easily used in a variety of settings including
hospitals, nursing homes, physician offices, or clinics.
Complete the form by writing the numbers in the boxes. Add the numbers in the boxes and compare the total assessment to the
Malnutrition Indicator Score.
ANTHROPOMETRIC ASSESSMENT
1. Body Mass Index (BMI) (weight in kg) / (height in m)2 Points 12. Selected consumption markers for protein intake Points
a. BMI < 19 = 0 points . At least one serving of dairy products (milk,
b. BMI 19 to < 21 = 1 points cheese, yogurt) per day? yes no
c. BMI 21 to < 23 = 2 points
d. BMI >
_ 23 = 3 points
. Two or more servings of legumes or eggs per week?
yes no
2. Mid-arm circumference (MAC) in cm . Meat, fish, or poultry every day? yes no
a. MAC < 21 = 0.0 points a. if 0 or 1 yes = 0.0 points
b. MAC 21 <_ 22 = 0.5 points b. if 2 yes = 0.5 points
c. MAC > 22 = 1.0 points c. if 3 yes = 1.0 points
3. Calf circumference (CC) in cm 13. Consumes two or more servings of fruits or
a.CC < 31 = 0 points b. CC >
_ 31 = 1 point vegetables per day?
a. no = 0 points b. yes = 1 point
4. Weight loss during last 3 months
a. weight loss greater than 3kg (6.6 lbs) = 0 points 14. Has food intake declined over the past three
b. does not know = 1 point months due to loss of appetite, digestive problems,
c. weight loss between 1and 3 kg chewing or swallowing difficulties?
(2.2 and 6.6 lbs) = 2 points a. severe loss of appetite = 0 points
d. no weight loss = 3 points b. moderate loss of appetite = 1 point
c. no loss of appetite = 2 points
GENERAL ASSESSMENT
15. How much fluid (water, juice, coffee, tea, milk,...)
5. Lives independently (not in a nursing home or hospital)
is consumed per day? (1 cup = 8 oz.)
a. no = 0 points b. yes = 1 point
a. less than 3 cups = 0.0 points
6. Takes more than 3 prescription drugs per day b. 3 to 5 cups = 0.5 points
a. yes = 0 points b. no = 1 point c. more than 5 cups = 1.0 points
FIGURE 18.4
The Mini Nutritional Assessment form.
Anthropometric Measures
Anthropometric measures, including height, weight, and skinfold measures, are usually
important components of a nutritional assessment. These parameters are the ones most
affected by the aging process.24 The most apparent age-related change occurs in height.
Height decreases as people get older due to changes in skeletal integrity, most noticeably
affecting the spinal column. Loss of height may be due to thinning of the vertebrae,
compression of the vertebral discs, development of kyphosis, and the effects of osteoma-
lacia and osteoporosis.25 Loss of height occurs in both males and females, although it may
happen more rapidly to elderly women with osteoporosis. Therefore, stature changes and
body appearance may be altered and, as older people lose their ability to stand erect, the
organs in the thoracic cavity will become displaced and breathing and gastrointestinal
problems may ensue.26,27
Height is difficult to measure in individuals who are unable to stand erect, cannot stand
unaided, cannot stand at all due to neuromuscular disorders, paralysis, or loss of lower
limbs, or are bedbound due to other medical problems. One estimate of stature in these
individuals is to measure their recumbent height or the bone lengths of extremities.23,28
This estimate of stature may not be very reliable, but it provides some estimate of height
to help determine whether body weight is appropriate for height.
Weight is another important anthropometric measure that is altered with advancing age.
Weight changes occur at different rates among elderly people. Use of most standard height
and weight tables is not valid in older people since most reference tables do not include
elderly people in their subject pool, and most are not age-adjusted.
Body mass index (BMI) is a commonly-used measure to evaluate relative weight for
height using a mathematical ratio of weight (in kilograms) divided by height (in square
meters).
Wt (Kg)/Ht (M)2
This formula yields a whole number that should be greater than 21 and less than
approximately 35.10 Nomograms and tables are available that minimize the need for
calculation. There is some controversy among experts regarding the range of acceptable
BMI measures in elderly people.4,29
Skinfold measurements (triceps, biceps, subscapular, suprailiac, thigh) are often
included in a thorough nutritional assessment. However, loss of muscle mass, shifts in
body fat compartments, changes in skin compressibility and elasticity, and lack of
age-adjusted references serve to decrease the reliability of skinfold measures in the assess-
ment of nutritional status in elderly people.30
Biochemical Measures
Biochemical assessment parameters are also affected by advancing age.23 Laboratory mea-
sures may reflect an age-related decline in renal function, fluid imbalances or hydration
status, or the effects of long-term chronic illnesses. Among the commonly used biochemical
markers of nutritional status, serum transferrin is one that is markedly affected by advanc-
ing age. Since tissue iron stores increase with age, circulating serum transferrin levels are
reduced. A lower than normal serum transferrin should be evaluated in relation to other
biochemical measures and serum iron levels, if obtainable.31
The most reliable predictor of nutritional status in elderly people is serum albumin. A
serum albumin below 4.0 g/dl (depending on local laboratory normal ranges) is not usual
in an older person unless the subject is overhydrated, has cancer, renal or hepatic disease,
or is taking medications that may interfere with hepatic function. Recent evidence suggests
that serum albumin is a prognostic indicator of potential infectious complications and
other nosocomial problems in hospitalized, frail, or dependent elderly individuals.32 A
depressed serum albumin seems to be a primary prognostic indicator of rehospitalization,
extended lengths of stay, and other complications associated with protein energy malnu-
trition in elderly people.33,34 Unless there are medical reasons, most biochemical measures
should remain within normal limits.
Serum cholesterol has been considered in the risk for coronary heart disease, but a
depressed serum cholesterol is also associated with poor health status in older people.35
It may be predictive of impending mortality36 and should be evaluated carefully within
the context of other health measures.
Immunologic Assessment
Tests for immunocompetence are often included as part of a nutritional assessment because
malnutrition results in compromised host-defense mechanisms. However, the incidence
of anergy is reported to increase with advanced age, and the response to skin test antigens
appears to peak after longer intervals in older people.37 The value of these tests is limited
in elderly people.
Socioeconomic Status
Social history, economic status, drug history, oral health condition, family and living
situations, and alcohol use should be evaluated along with the physical and physiologic
measures usually assessed.23 It is also useful to assess elderly individuals using instru-
ments that evaluate how well they perform activities of daily living. Available tools assess
the capability of an individual in managing the activities necessary for independence;
these tools add another valuable dimension to the assessment of elderly people.38,39 (See
Tables 18.1 and 18.2.)
Summary
Nutrition monitoring, screening, and assessment in the older adult population pose chal-
lenges to health care professionals due to the heterogeneity of this group. It has been said
that the older we become, the more unique we are. The difficulty in using the tools
TABLE 18.1
Activities of Daily Living
Toileting
Feeding
Dressing
Grooming
Ambulation
Totally independent
Ambulates in limited geographical area
Ambulates with assistance (cane, wheelchair, walker, railing)
Sits unsupported in chair or wheelchair but needs help with motion
Bedridden
Bathing
Bathes independently
Bathes self with help getting into bath or shower
Washes hands and face but needs help with bathing
Can be bathed with cooperation
Does not bathe and is combative with those trying to help
Adapted from M.P. Lawton, The functional assessment of elderly
people, Journal of the American Geriatrics Society 19: 4465, 1971.
TABLE 18.2
Instrumental Activities of Daily Living
Ability to use telephone
Shopping
Food preparation
Housekeeping
Laundry
Mode of transportation
Responsibility for own medications
Ability to handle finances
Adapted from M.P. Lawton, The functional
assessment of elderly people, Journal of the
American Geriatrics Society 19: 4465, 1971.
discussed here is that people age at different rates and in different ways related to their
health status, their lifestyle, and their genetic inheritance. Although a variety of reasonable
approaches to nutrition assessment and monitoring in the older population exist, it is wise
for the clinician to understand that the definitive tool or definition of malnutrition in older
people has yet to be reported and that there are vast opportunities for research in this area.
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