10.1201 9781315139265 Previewpdf
10.1201 9781315139265 Previewpdf
OF
WATER
TREATMENT
2ND EDITION
SAMUEL D. FAUST
OSMAN M. ALY
C R C Press
Taylor & Francis Group
Boca Raion Lorv:L3tì NeA'York
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Publisher’s Note
The publisher has gone to great lengths to ensure the quality of this reprint
but points out that some imperfections in the original may be apparent.
In memory o f Dr. Samuel D. Faust
It is with great sorrow, and pride, that this project is brought to fruition. Dr. Samuel D. Faust,
who passed away on February 7, 1997, gave a vote of confidence when he decided that the
second edition of Chemistry of Water Treatment would be published by our company.
His book, written with co-author Dr. Osman Aly, became an important addition to our company.
I regret that Sam never saw the printed book. I have tried to publish it in a manner becoming
of his dedication to the manuscript, and his commitment to the field.
The senior author dedicates this text to the hundreds of undergraduates and graduate environ
mental science students with whom he has been associated at Cook College, Rutgers, The State
University of New Jersey for over forty years. Their dedication to their studies contributed to an
academic career that was beyond gratification.
VII
ABOUT THE AUTHORS
Samuel D. Faust
Dr. Faust was Professor of Environmental Sciences at Rutgers University. He received his Ph.D.
in Environmental Sciences and Chemistry from Rutgers University and was a Research Fellow in
Applied Chemistry at Harvard University during the term 1966-67.
Dr. Faust has written three previous books in the water and wastewater treatment areas and
edited several books on the chemistry of aquatic environments. He has published over 100 papers in
research journals, served on the Governor’s Panel on Acid Deposition in New Jersey in 1984, and
was the recipient of Lifetime Achievement Award in 1996 from the Department of Environmental
Sciences of Rutgers University.
Osman M. Aly
Dr. Aly is currently the Director of Environmental Affairs for Campbell Soup Company respon
sible for directing worldwide environmental policies and programs and acting as Spokesman for
Campbell on environmental matters. Dr. Aly has extensive experience in the water treatment field
and is responsible for the construction of treatment systems in Europe (France, U.K., Germany,
Belgium, Italy), Latin America, Mexico, Australia, and the Far East.
Dr. Aly earned his Ph.D. in Environmental Sciences from Rutgers University, New Brunswick,
New Jersey. He held different teaching and research positions in the environmental field before
joining Campbell.
Dr. Aly is the author of over 50 publications in the environmental field covering the areas of
water and wastewater treatment, and fate of organics in the aquatic environment. He is also co
author of other textbooks on water quality and treatment and applications of adsorption technology
in water purification.
IX
PREFACE
The qualities of natural and treated water are areas of immense concern in our environment. One
of the highest priority uses of water is, of course, its ingestion to sustaiti life. It is well established
that water is a medium for transmission of enteric diseases and, in recent years, for transmission of
alleged carcinogenic compounds. Consequently, we demand our water to be absolutely “safe” to
drink, i.e., potable. On the other hand, the potability of water is not the only concern since water has
other uses in the home and industry. As water is drawn from many ground and surface sources, it
has diverse qualities which, in turn, dictate the types of treatment, the degree of treatment, and, to
a large extent, the quality of the finished product.
In these days of widespread concern about environmental pollution, we are even more conscious
of our drinking water quality. We expect it to be free form pathogenic organisms, free from scale
forming substances free from toxic chemicals, free from corrosion and corrosion products, and free
from aesthetically offensive substances. Thus, we speak of the six freedoms of water quality. This
book intends to serve as a reference for professionals and others concerned with water quality and
treatment.
The chemical and, to a lesser extent, microbiological aspects of water quality and treatment are
emphasized. It is an application of these two sciences to these two interrelated parts of our immediate
environment. This volume does not and is not intended to discuss the design of water treatment, per
se. Rather it is intended to demonstrate how chemistry influences the design of water treatment plant,
or, mor appropriately, how it should influence the design. Historically, water treatment plants have
been designed from hydraulic considerations with little regard to chemical aspects. The many chemi
cal reactions used for removal of pollutants from water simply cannot be forced to occur within
present designs. This traditional approach must be reexamined in view of today’s water quality and
treatment.
These three paragraphs appeared in the first edition of “Chemistry of Water Treatment” that was
published in 1983. These comments are still valid in the 1990s as we approach the twenty first cen
tury. The Safe Drinking Water Act of 1986 and its subsequent amendments have had profound ef
fects on the treatment of drinking water and its finished product. The six freedoms of water quality
are still appropriate. In the future, more contaminants will be regulated and more treatments will be
needed of which some will be physical and chemical in nature. Current water treatment processes are
being challenged for their abilities to meet the current drinking water standards. Will they be suffi
cient to meet future demands or will new processes have to be devised? This second edition attempts
to assess the chemical and physical efficacies of current processes to meet the demands of the Safe
Drinking Water Act. Hopefully, this edition will provide the information to those persons respon
sible, whatever level of the involvement may be, for production of potable water in the 1990s. All
chapters from the first edition have been revised significantly and a new chapter. Aeration Technol
ogy, has been added. Treatment processes of the future are discussed where appropriate.
Samuel D. Faust
Osman M. Aly
CONTENTS
Index............................................................. ;...............................................................................571
Xlli
ACRONYMS
AA activated alumina
ADI accepted daily intake
ANPRM Advanced Notice for Proposed Rule Making
ASTM American Society for Testing and Materials
BAC biological activated carbon
BAT best available technology
BOM background organic matter
BP 3,4-benzpyrene
CERCLA Comprehensive Environmental Response, Compensation and Liability Act
CRW Colorado River water
CUR carbon usage rate
DBP disinfectants/disinfection by-product
DDW distilled-deionized water
DE diatomaceous earth
DOC dissolved organic carbon
DOM dissolved organic matter
DWEL drinking water equivalent level
EBCT empty bed contact time
EDB ethylenedibromide
EEC European Economic Community
EPA Environmental Protection Agency
EPM electrophoretic mobility
ES effective size
ESWTR enhanced surface water treatment rule
FA fulvic acid
FIFRA Federal Insecticide, Fungicide, and Rodenticide Act
FTN flavor threshold number
GWSS Ground Water Supply Survey
GAC granular activated carbon
GS-MS gas-liquid chromatography/mass spectrometry
HA Health Advisory
HAAs haloacetic acids
HC hydrocarbon
HF hollow fiber
HMW high molecular weight
lARC International Agency for Research on Cancer
ICR Information Collection Rule
iep isoelectric point
LHH light halogenated hydrocarbons
LMM linearized multistate dose-response model
LOAEL lowest observed adverse effect level
MCL maximum contaminant level
MCLGs maximum contaminant level goals
MWDSC Metropolitan Water District of Southern California
MF membrane filter
mgad million gallons per acre per day
MIB 2-methylisobomeol
MTF multiple tube fermentation
NAS National Academy of Sciences
NDWR National Drinking Water Regulations
NOAEL no observed adverse effect level
XV
NORS National Organics Reconnaissance Survey
NSF National Sanitation Foundation
ntu nephelometric turbidity units
ODW Office of Drinking Water
0MB Office of Management and Budget
PAC powdered activated carbon
PAH polynuclear aromatic hydrocarbons
PCBs polychlorinated biphenyls
PD pore diffusion
PGAC pulverized granular activated carbon
PTA packed tower aeration
PVMPI poly-r-vinyl-N-methyl pyridonium iodide
PWS public water system
RfD reference dose
RSSCT rapid small-scale column test
SCSRC solids contact slurry recirculating clarifier
SDS simulated distribution system
SDWA Safe Drinking Water Act
SMCLs secondary maximum contaminant levels
SOC synthetic organic chemicals
SPW [California] State Project water
SWTR Surface Water Treatment Rule
TFP trihalomethane formation potential
THM trihalomethane
THMFP trihalomethane formation potential
TOC total organic carbon
TOX total organic halide
TTHM total trihalomethanes
UC uniformity coefficient
UF ultrafiltration
USPHS United States Public Health Service
VOC volatile organic chemical
WHO World Health Organization
XVI
CHEMISTRY OF
WATER
TREATMENT
Second Edition
Chapter 1
HISTORY OF DRINKING WATER Bacterium coli as an indicator organism.^ There was, how
STANDARDS ever, previous concern about the levels of contaminants in
drinking water with the 1899 publication^ of the precursor
Man’s quest for pure water is neither a recent nor a mod to the present version of Standard Methods for the Exami
em development. A compilation of medical lore in Sanskrit nation o f Water and Wastewater. Quality criteria and stan
(circa 2000 bc) reads: “Impure water should be purified by dards initially were confined to drinking water. Recently,
being boiled over a fire, or being heated in the sun, or by however, attempts have been made to apply these concepts
dipping a heated iron into it, or it may be purified by filtra to other uses of water such as its recreational and esthetic
tion through sand and coarse gravel and then allowed to uses, its use as a medium for fish and other aquatic life, its
cool.” ^ This statement included the essentials of modem agricultural uses, and its value as an industrial resource.
water treatment; namely, disinfection and sand filtration. It These additional water quality criteria were reported first
also implies that water is a vector for transmission of impu in 1968 in the so-called “Green Book” entitled Water Qual
rities and diseases. Hippocrates, the father o f medicine ity Criteria.^
(460-377 Bc), expressed concern about water quality when
he said that “water contributed much to health,” and as
serted that rainwater should be boiled and strained, for oth EVOLUTION OF FEDERAL STANDARDS
erwise it would have a bad smell and cause hoarseness. In 1893, the U.S. Congress enacted the Interstate Quar
Herodotus, an early Greek historian, reports that when war antine Act, which authorized the United States Public Health
ring, Cyms the Great, King of Persia, took boiled water in Service (USPHS) Director^ “to make and enforce such regu
silver flagons loaded on four-wheeled carts drawn by mules. ^ lations as in his judgment are necessary to prevent the intro
This too implies the ancients’ concern for water quality, duction, transmission, or spread of communicable disease
and suggests that the silver flagons were used for their from foreign countries into the states or possessions, or from
disinfective property. one state or possession to any other state or possession.”
History also records some early epidemics of waterborne This act provided the basis for interstate quarantine regu
diseases; then, the infamous 1854 cholera outbreak in Lon lations in 1894. However, the first water-related regulation
don, England, and later, typhoid epidemics in the United was not adopted until 1912, when use of the common drink
States reported at Butler, Plymouth, New Haven, Nanticoke, ing cup was prohibited on interstate carriers. This led later
and Reading, that involved 39,029 cases with 361 deaths.^ to a consideration of the quality of drinking water on inter
By the early 1900s, it was fairly obvious that drinking wa state carriers.
ter contained physical, chemical, and biological impurities
that impaired its quality. “Modem” water treatment prob
ably started with the filtration of municipal supplies in Scot Early Standards
land in 1804 and in England in 1829 for the Chelsea Water 1914
Company of London.^ By 1900, there were approximately On October 14, 1914, the Department of the Treasury
10 slow sand water filtration plants in the United States.* It promulgated a basis for federal, state, and local monitor
was not until 1914 that any expression of water quality ing of drinking water on interstate carriers. Two bacterial
standards was noted, with the introduction of testing for standards were established: (a) a total bacterial count on
Chemistry of Water Treatment
agar plate was not to exceed 100/mL; and (b) not more than Administration, U.S. Geological Survey, and 12 national
one of five 10-mL portions shall show the presence of B. transportation, technical, professional, and trade associa
coll The latter was less than 2.2/100 mL by the dilution tions. The 1962 standards recommended maximum limiting
technique. Thus, the concept of a maximum contaminant concentrations for alkyl benzene sulfonates (synthetic de
level (MCL) was bom. tergents), barium, cadmium, carbon-chloroform extract (an
approximate organic content), cyanide, nitrate, and silver.
1925 Radioactivity standards were added (Table 1.1). The 1962
standards were very important precursors for the interim
In order to reflect those water treatment systems with
drinking water standards of the 1974 Safe Drinking Water
excellent records of preventing waterborne diseases, the
Act (SDWA) (Public Law 93-523).
coliform standard was revised to: (a) not more than 10% of
all 10-mL portions shall show the presence of B. coli (i.e.,
less than 1/100 mL) and (b) not more than 5% of all samples Safe Drinking Water Act
shall show the presence of B. coli in three or more of the This act regulating drinking water quality was estab
five 10-mL portions. The latter did not specify the total num lished in a three-step process. First, the U.S. Environmen
ber of samples, and the fi*equency of sampling within a given tal P rotection A gency (EPA) prom ulgated interim
system (Table 1.1) was established also in 1925 with rec regulations based on the 1962 Public Health Service stan
ommended and tolerance limits. It is interesting to note that dards.^“*®Also included were MCL and minimum monitor
the 0.3 mg/L standard for iron is still in effect in the 1900s! ing frequencies. These regulations became effective on June
24, 1977,** and included limits for 10 inorganic and 6 or
1942 ganic chemicals, turbidity, coliform bacteria and radionu
The USPHS established an advisory committee in 1941 clides. The second step consisted o f a two-year study
to revise the 1925 standards. Deliberations of this group led conducted by the National Academy of Sciences (NAS)
to several significant revisions in the bacteriological and intended to gather basic information on all contaminants in
chemical standards. First, bacteriological samples were to drinking water that may have an adverse impact on man
be obtained from several locations within a distribution sys kind.** In the third step, the EPA promulgated more com
tem, and the frequency of sampling was to be specified by prehensive regulations, and, in addition, revised primary
the “certifying authority,” i.e., a minimum number, depen drinking water regulations following the results of the NAS
dent on population served, to be examined per month. The study and other research activities.
coliform count remained at 1/100 mL. Second, tolerance lim
its (MCL in the 1900s) were established for arsenic, fluo Definitions
ride, lead, and selenium (Table 1.1). The health hazards of
Public Law 93-523 provided some relevant definitions,
metals were recognized, with the expressed omission of
some of which are:^ *®
barium and hexavalent chromium fi*om distribution systems.
Third, recommended limits were established for chloride,
1. “Contaminant” means any physical, chemical, bio
copper, iron plus manganese, magnesium, phenols, sulfate,
logical, or radiological substances or matter in water.
zinc and total solids. These limits should not be exceeded
2. “Maximum contaminant level” means the maxi
“when more suitable water supplies are available.” mum permissible level of a contaminant in water
that is delivered to the free-flowing outlet of the
1946 ultimate user of a public water system, except in
Drinking water standards published in 1946 were essen the case of turbidity, where the maximum permis
tially the same as the 1942 standards, with the exception sible level is measured at the point of entry to the
that a tolerance limit was added for hexavalent chromium. distribution system. Contaminants added to the
Also, utilization of salts of barium, C r^, heavy metal glu- water under circumstances controlled by the user,
cosides, and other substances were prohibited in water treat except those resulting from corrosion of piping and
plumbing caused by water quality, are excluded
ment processes. Later, use of the membrane filter procedure
from this definition.
for the bacteriological examination of water samples was
3. “Person” means an individual, corporation, com
authorized by an amendment of the 1946 standards (Fed
pany, association, partnership, state, municipal, or
eral Register, March 1, 1957).
federal agency.
4. “Public water system” means a system for the pro
1962 vision to the public of piped water for human con
An advisory committee was appointed in the early 1960s sumption, if such system has at least 15 service
that included persons from the USPHS, Food and Drug connections or regularly serves an average of at
Table 1.1. Development of the U.S. Public Health Service Drinking Water Standards.
A. Bacteriological Constituents
Criterion 1914 1925 1942 1946 1962
Frequency of sampling Not specified Not specified Specified by Regulated jointly by Same as 1946
certifying authority reporting agency and
certifying authority
Minimum number of Not specified Not specified A minimum number. Same as 1942 Same as 1942 except
samples to be dependent on for an Increased
examined In specified population served. number per population
period shall be examined served
each month
Laboratory procedures 1912 Standard 1923 Standard 1936 Standard Current edition of Current edition of
Methods Methods Methods Standard Methods Standard Methods I
Inspection of Not specified Not specified Subject to inspection Subject to Inspection Same as 1946 §
laboratories by certifying authority by certifying and Q.
reporting agencies
B. Physical Constituents II
Recommended Limit Tolerance Limit
(Concentration which should not be exceeded (Concentration in excess of those listed shall
when more suitable water supplies can be made available) constitute grounds for rejection of the supply)
Criterion 1914 1925 1942 1946 1962 1914 1925 1942 1946 1962 I
Color, units — 20, preferably — 20 15 — — 20 20® —
10 i
Odor, threshold Generally — — — Not ___ ___
Not 3, inoffensive
number acceptable objectionable objectionable
Residue: f
Filterable, mg/L — — — — 500 — — — ------ ------
of samples to be
examined in
specified period
CJl
Table 1.1. Development of the U.S. Public Health Service Drinking Water Standards (Continued).
C. Chemical Constituents
Recommended limit, mg/L Tolerance limit, mg/L
(Concentration which should not be exceeded (Concentration in excess of those listed shall
when more suitable water supplies are available) constitute grounds for rejection of the supply)
Substance 1914 1925 1942 1946 1962 1914 1925 1942 1946 1962
Alkyl benzene sulfonate (ABS) — — — — 0.5 — — — — —
Arsenic (AS) — — — — 0.01 — — 0.05 0.05 0.05
— — — — — — b b
Barium (Ba) 1.0
Cadmium (Cd) — — — — — — — — — 0.01
Carbon chloroform extract (CCE) — — — — 0.2 -- — — — —
Chloride (Cl) — 250 250 250 250 — — — — —
Chromium, hexavalent (Cr^^) — — — — — — — b 0.05 0.05
Copper (Cu) — — 3.0 3.0 1.0 — 0.2 — — —
Cyanide (CN) — — — — 0.01 — — — — 0.2
Fluoride (F)'^ — — — — 0.8-1.7" — — 1.0 1.5 1.4-2.4"
e e
?
— — — CD
Iron (Fe) 0.3 0.3 — — —
—
§
Lead (Pb) — — — — — 0.1 0.1 0.1 0.05 Co'
— — e e 0.05 ~ — — — —
Manganese (Mn)
—
Magnesium (Mg) — 100 125 125 — — — — — o
Nitrate (NO3) — — — — 45^ — — — — —
Phenols — — 0.001 0.001 0.001 — — — — —
Selenium (Se) — — — — — — — 0.05 0.05 0.01
Silver (Ag) — — — — — — — — — 0.05
Sulfate (SO4) — 250 250 250 250 — — — — —
Zinc (Zn) — — 15 15 5 — 5.0 — — —
least 25 individuals daily at least 60 days out of the also established by the USEPA under the 1974 SDWA.^^
year. Such term includes (1) any collection, treat These standards are seen in Table 1.3, they represent rea
ment, storage, and distribution facilities under con sonable goals for drinking water quality. States were en
trol of the operator of such system and used primarily couraged to establish regulations based on these guidelines.
in connection with such system; and (2) any collec
tion or pretreatment storage facilities not under
such control that are used primarily in connection Safe Drinking Water Act Amendments of 1986
with such system. A public water system is either General Comments
a community water system or a noncommunity The SDWA of 1974 and the major amendments of 1986'^
water system.
required the USEPA to establish primary drinking water
The statement, “a system for the provision...
regulations that: (a) apply to public water systems (defined
regularly serves an average of at least 25 individu
above); (b) “specify contaminants which, in the judgment
als daily at least 60 days out of the year” was used
of the administrator, may have any adverse effect on the
in the definition of a public water system to include
campgrounds, service areas, and other public ac health of persons;” and (c) specify maximum contaminant
commodations that are open for slightly less than levels for each substance and treatment techniques for their
three months each year. removal and control. In addition, the 1986 amendments
5. “Community water system” means a public water added six new sections to the SDWA and mandated the
system that serves at least 15 service connections establishment of a variety of new drinking water regula
used by year-round residents or regularly serves at tions according to specific timetables.
least 25 year-round residents. Significant revisions were made to the National Drink
6. “Noncommunity water system” means a public ing Water Regulations (NDWR) (Section 1412 of PL 99-
water system that is not a community water system. 339). M aximum contam inant level goals (MCLGs—
nonenforceable health goals) and MCLs must be established
Public water systems were subdivided into community for 83 contaminants (Table 1.4). In addition, MCLGs and
and noncommunity systems in order to relax the require MCLs must be established for 25 contaminants selected
ments of noncommunity systems in meeting the regulations. from a priority list to be prepared by the USEPA and up
The possible health effects of a contaminant in drinking water dated every 3 years (Table 1.5a). Criteria must be estab
consumed regularly over a long period of time are often quite lished under which filtration is required for public systems
different from those in water that is consumed occasionally. using surface water sources. Also, disinfection is required
Thus, it is not imperative that the water consumed by tran of all public water supplies.
sients from noncommunity systems be of the same quality
as the water consumed by residents; that is, precautions
should be taken to prevent the occurrence of contaminants
Drinking Water Priority List (DWPL)
(e.g., nitrate) which may pose a potential health hazard from Under Section 1412(b)(3), the USEPA is required to de
short-term exposure. velop a list of contaminants that are known or anticipated
Noncommunity systems include: hotels, motels, schools, to occur in public water systems. Hazardous substances
service stations, highway rest areas, campgrounds, and other are defined in the Comprehensive Environmental Response,
public accommodations that have their own water systems Compensation and Liability Act (CERCLA), and pesticides
with at least 15 service connections, or that serve water to a registered under the Federal Insecticide, Fungicide, and Ro-
daily average of at least 25 people. There are an estimated denticide Act (FIFRA) must be considered. Also, the
200,000 noncommunity systems in the United States, but DWPL must include any contaminant removed from the
they are not the principal source of drinking water for their original list of 83 (Table 1.4). The 1991 DWPL is seen in
customers. Table 1.5a from which MCLGs and MCLs must be pro
mulgated by January 22, 1993 for a minimum of 25 con
Interim Primary Standards taminants. Table 1.5b gives an updated (1995) list of this
1993 mandate for these 25 contaminants.^^^
Interim standards (Table 1.2) were established in 1975^®
and amended in 1976,^^ 1979,^^ and 1980.^'* These interim
standards were essentially identical to the 1962 USPHS stan MCLGs and MCLs
dards, for which the USEPA was criticized severely. Section 1412(b)(3) authorized the USEPA administrator
to publish MCLGs and promulgated MCLs for each con
Secondary Standards taminant that “may have any adverse effect on human health
Nonenforceable guidelines for contaminants that may and that is known or anticipated to occur in public water
adversely affect the aesthetic quality of drinking water were systems.” The adverse health effect of a contaminant does
Chemistry of Water Treatment
not have to be proven conclusively prior to regulation. Table 1.3. National Secondary Drinking Water Regulations.
MCLGs are nonenforceable, health-based goals. They must Contaminant SMCL (nonenforceable)
be set at a level at which there is no known or anticipated
Chloride 250 mg/L
adverse effect on human health, and that allows for an ad Color 15 color units
equate margin of safety regardless of cost to reach these Copper 1 mg/L
goals. On the other hand, MCLs are enforceable standards Corrosivity Noncorrosive
and must be set as close to the MCLGs as feasible. Cost of Fluoride 2 mg/L
treatment techniques is a consideration in setting MCLs. Foaming agent 0.5 mg/L
Iron 0.3 mg/L
Manganese 0.05 mg/L
Regulatory Basis of MCLGs Odor 3 (threshold odor number)
Noncarcinogens pH 6.5-8.5
Sulfate 250 mg/L
The process of setting MCLGs for noncarcinogenic com Total dissolved solids 500 mg/L
pounds differs from the process employed for carcinogens. Zinc 5 mg/L
For noncarcinogens, MCLGs are based on “no effect” lev
els for chronic lifetime periods of exposure. A safety factor
is included. For noncarcinogenic toxicity, an organism is
assumed to tolerate and detoxify some amount of a toxic Threshold is defined as that dose of a contaminant required
agent without an ill effect up to a certain threshold amount. to elicit a measurable biologic response. As the threshold is
Criteria and Standards for Drinking Water Quality
tert-Butylbenzene
1.2.3- Trichlorobenzene
1.2.4- Trichlorobenzene
1.2.4- Trimethylbenzene
1.3.5-Trimethylbenzene
Fluoride Fluoride® MCLG and MCL have been revised.
Surface Water Turbidity® Treatment technique requirements have been
Treatment Rule Heterotrophic plate count® established for surface waters and ground-
Viruses® waters determined to be under the direct
Giardia iamblia^ influence of surface water.
Legioneila^
Total Coliform Rule Total coliform bacteria® Total coliform MCL revised based on
Fecal coliform bacteria presence-absence test.
E. coli
Lead and Copper Lead® Treatment technique requirements have been
Copper® set In place of MCLs.
SOCs and lOCs Inorganics MCLGs and MCLs have been set for 36
(Phase II) Asbestos® contaminants.
Barium®
Cadmium®
Chromium®
Mercury®
Nitrate®
Nitrite®
Selenium®
Volatiles
c/s-1,2-Dichloroethylene®
1,2“Dichloropropane®
Ethylbenzene
Monochlorobenzene®
o-Dichlorobenzene®
Styrene®
Tetrachloroethylene®
Toluene®
trans-^ ,2-Dichloroethylene®
Xylenes (total)®
Pesticides, herbicides, PCBs
Alachlor®
Aldicarb®
Aldicarb sulfone®
Aldicarb sulfoxide®
Atrazine®
Carbofuran®
Chlordane®
DIbromochloropropane (DBCP)®
2,4-D
Ethylene dibromide (EDB)®
Heptachlor®
Heptachlor epoxide®
Lindane®
Methoxychlor®
PCBs®
Pentachlorophenol®
Toxaphene®
2.4.5- TP (Silvex)®
Treatment chemicals Treatment technique has been set in lieu
Acrylamide® of MCLs.
Epichlorophydrin®
Monitoring Only
Organics All systems must monitor unless a vulnerability
Aldrin assessment determines the system Is not
vulnerable.
Criteria and Standards for Drinking Water Quality 11
Benzo(a)pyrene
Butachlor
Carbaryl
Dalapon
Di“2(ethylhexyl) adipate
Di-2{ethylhexyl) phthalates
Dicamba
Dieldrin
Dinoseb
Diquat
Endothal
Glyphosate
Hexachlorobenzene
Hexachlorocyclopentadiene
3-Hydroxycarbofuran
Methomyl
Metolachlor
Metribuzin
Oxamyl (vydate)
Picloram
Propachlor
Simazine
2.3.7.8- TCDD (dioxin)
Inorganics
Antimony^
Beryllium®
Cyanide®
Nickel®
Sulfate®
Thallium®
SOCs and IOC Inorganics MCLGs and MCLs have been set for 23
(Phase V) Antimony® contaminants.
Beryllium®
Cyanide®
Nickel®
Thallium®
Organics
Benzo(a)pyrene®
Dalapon®
Di-2(ethylhexyl) adipate®
Di-2(ethylhexyl) phthalate®
Dichloromethane (methylene chloride)®
Dinoseb®
Diquat®
Endothal®
Endrin®
Glyphosate®
Hexachlorobenzene
Hexachlorocyclopentadiene®
Oxamyl (vydate)®
Picloram®
Simazine®
1,2,4-Trichlorobenzene®
1,1,2-Trichloroethane®
2.3.7.8- TCDD (Dioxin)®
Radionuclides Radon®
Radium-226®
Radium-228®
Uranium®
Alpha emitters®
Beta and photon emitters®
12 Chemistry of Water Treatment
exceeded, the extent of the response will be a function of These uncertainty factors are used to account for differences
the dose applied and the length of time exposed. in toxicity response within humans and between humans and
For noncarcinogenic contaminants, the “no effect” level animals. Compensation is made for such factors as intra-
is known as the reference dose (RfD) (previously referred and interspecies variability, the existence of weak or insuf
to as acceptable daily intakes (ADIs). The RfD represents ficient data, possible synergistic effects, and other factors.
the exposure level that is thought to have no significant The NAS guidelines'^ for the uncertainty factors are:
risk to humans when a contaminant is ingested daily over
a lifetime. Available human and animal toxicity data are • An uncertainty factor of 10 should be used when
revised for a given substance that identifies the highest good acute or chronic human exposure data are
no-observed-adverse-effect level (NOAEL) or the lowest- available and supported by acute or chronic data in
observed-adverse-effect level (LOAEL). In turn, the RfD other species.
is calculated from: • An uncertainty factor of 100 should be used when
good acute or chronic data are available for one
NOEL or LOAEL species but not for humans.
RfD = mg / kg body weight / day • An uncertainty factor of 1000 should be used when
Uncertainty Factors' acute or chronic data in all species are limited or
Criteria and Standards for Drinking Water Quality 13
incomplete. Other uncertainty factors can be used to When an MCLG for a noncarcinogen is determined, con
account for other variations in the available data. tributions from other sources of exposure, including air and
food, are considered also. When sufficient data are avail
A drinking water equivalent level (DWEL) is calculated able from other sources, the MCLG is calculated from:
using the RfD. A DWEL represents a lifetime exposure at
which adverse health effects are not anticipated to occur. MCLG = RfD - food contribution - air contribution
This assumes 100% exposure from drinking water:
In cases where exposure data are not readily available from
DWEL _ RfD, mg / kg day x body weight (70 kg) other sources, the MCLG is determined from:
mg / L UF X 2 L / day (daily consumption of water)
MCLG =
DWEL X percentage drinking water contribution
14 Chemistry of Water Treatment
A conservative value of 20% is usually used in these situa zero-effect exposure dose has been demonstrated for car
tions. This provides an additional safety factor of 5 that cov cinogens. Consequently, the exposure of humans to any
ers most of the regulated contaminants. amount of a potential carcinogen represents some finite level
of risk. However, such a risk could be extremely small at
Carcinogens very low doses.
Since human epidemiology data usually cannot define
A two-phase process determines the MCLG no-effect cause and effect relationships and human health effects data
levels for contaminants that may have cancer-causing po are not known for many contaminants, the potential risk to
tential (carginogenicity). First, the toxicological database humans is estimated from the response of laboratory ani
for noncarcinogenic toxicity is assessed for factors that af mals to the contaminant.^® The underlying assumption is that
fect absorption o f the contam inant w hen ingested effects observed in animals may also occur in humans. Need
(pharamacokinetics-metabolic changes), mutagenicity (ca less to say, this is extremely controversial. Nonetheless, the
pacity to cause or induce permanent changes in genetic ma USEPA has been guided by the following principles recom
terial), and reproductive and developm ental effects. mended in 1977 by the NAS:^®
Secondly, the carcinogenic potential is assessed directly by
either long-term bioassay studies with animals (e.g., rodents) Principle 1: Effects in animals, properly qualified,
or indirectly by mutagenicity and other short-term tests. The are applicable to humans.
onset of cancer in humans is difficult to evaluate because it Principle 2: Methods do not now exist to establish a
is a multistage event. Consequently, a threshold effect for threshold for long-term effects of toxic
carcinogens has not been demonstrated experimentally, ac agents.
cording to the 1977 report of the NAS Safe Drinking Water Principle 3: The exposure of experimental animals to
Committee. This led to a policy assumption that, indeed, a toxic agents in high doses is a necessary
Criteria and Standards for Drinking Water Quality 15
and valid method of discovering pos fice of Drinking Water considers results of carcinogenicity
sible carcinogenic hazards in humans. evaluations by its own researchers as well as those from the
Principle 4: Material should be assessed in terms of International Agency for Research on Cancer (lARC) and
human risk, rather than “safe” or “un the NAS. All of this unnecessarily confuses the issue.
safe.” Nonetheless, MCLGs must be established for those con
taminants with a potential human health risk. For Category I
These principles serve as a basis for an assessment of (group A or B) substances, the MCLG is set at zero (zero is
such irreversible human health effects as carcinogenicity, not a number, but a concept, as in “none”). This MCLG is
for regulatory purposes. based upon strong evidence of carcinogenicity from the dc(h
In 1986, the USEPA established guidelines for classifi propriate toxicological database and upon the scientific con
cation of contaminants based on the w^eight of evidence of sensus that safe threshold levels for carcinogens have not been
carcinogenicity:^’ demonstrated. Interestingly, this initiative comes from congres
sional guidance and not from any language in the SDWA.^®
Group A: Human carcinogen (sufficient from epide
Category II contaminants, possible human carcinogens,
miological studies)
are not regulated as human carcinogens, but are treated more
Group B: Probable human carcinogen
conservatively than Category III noncarcinogens. Two op
Group Bl: At least limited evidence of carcinogenic
ity to humans tions are available for Category II substances because the
Group B2: Usually a combination of sufficient evi method of establishing MCLGs is much more complex than
dence in animals and inadequate data in the other two categories. These options are: first the MCLG
humans is based on the RfD plus an additional uncertainty factor of
Group C: Possible human carcinogen (limited evi 1 to 10 to account for evidence o f possible carcinogenicity:
dence of carcinogenicity in animals in the 1-10; other considerations (such as significance o f the ad
absence of human data) verse health effect, pharmacokinetic factors, or quality of
Group D: Not classified (inadequate animal evidence available data) may necessitate use of an additional uncer
of carcinogenicity) tainty factor.
Group E: No evidence of carcinogenicity for humans The second option for calculation of an MCLG is based
(no evidence of carcinogenicity in at least on a lifetime risk from 10“^ (1 in 10^ persons) to 10“^ (1 in
two adequate animal tests in different spe 10^ persons) that an individual would get cancer.
cies or in both epidemiological and animal When sufficient chronic toxicity data are available, the
studies) first option is used. An MCLG is based on an RfD and
DWEL following the method described above for Category
These guidelines are used internally by the USEPA to III contaminants. An additional uncertainty factor is added.
classify contaminants of regulatory concern. In turn, a If there are insufficient data to use option 1, then the MCLG
contaminant’s carcinogenicity determines how the USEPA is based on a risk calculation, provided sufficient data are
establishes an MCLG for that compound. A three-category available from lifetime exposure studies in animals that are,
approach is used to set MCLGs based on the weight of in turn, manipulated using a linearized multistate dose-re
evidence of carcinogenicity via consumption of drinking sponse model (LMM).^^^^ This model uses dose-response
water. These three categories are:
data to calculate a human carcinogenic potency factor (Qi *),
which is used to determine the drinking water concentration
Evidence of
Carcinogenicity associated with theoretical upperbound excess cancer risks
Category via Ingestion Setting MCLG of 10^, 10“^, and 10“^. The equation is:
1 Strong Set at zero
II Limited or Calculate based on Drinking water concentration ^ (10~^)(70kg)
equivocal RfD plus added m g /L (q i* )(2 L /D ) ( 1)
safety margin or
set within cancer
risk range of 10“^ where 10“’' = risk level (x = 4, 5, or 6); 70 kg = assumed
to 10"^ adult body weight; qj * = (pg/kg/day)“’; and 2L/D = assumed
III Inadequate or Calculate RfD adult water consumption rate. It should be noted that there
none
are a large number of uncertainties in establishing MCLGs
for Category II contaminants, the possible human carcino
The cancer classification listed above does not necessarily gens. For example, the potency factors (q,*) have limited
determine the regulatory category, since the USEPA’s Of availability.
16 Chemistry of Water Treatment
Regulatory Basis of MCLs gins on January 1, 1993 and ends on December 31, 2001.
MCLs are enforceable standards by the USEPA and the Within the first cycle, the first compliance period begins Janu
appropriate state regulatory agencies. Section 1412(b)(4) ary 1,1993 and ends December 31,1995; the second begins
and (5) of the SDWA requires the establishment of MCLs January 1, 1996 and ends December 31, 1988; the third be
“as close to the MCLGs as feasible, with the use of the best gins January 1, 1999 and ends December 31, 2001.^^ Each
available technology (BAT) treatment techniques, and other state may establish its own monitoring plan and priorities ac
means that are available, taking cost into consideration.”^^ cording to its own criteria, subject, of course, to USEPA ap
Also, Section 1412(a)(3) mandates that an MCLG be pro proval. Details of these considerations are found in References
posed and promulgated simultaneously with the correspond 25,26, and 27. Compliance monitoring requirements for con
ing MCL. The USEPA accom plishes this for each taminants regulated on January 1, 1993 are summarized in
contaminant by preparing separate support documents on Figure 1.1.^^ Whenever a new regulation is established, the
the occurrence and human exposure, health effects and toxi USEPA will require the initial round of monitoring to begin
cology, analytical methods and monitoring, and treatment the first full three-year compliance period 18 months after the
technologies and costs. effective date of promulgation.
An example of this process is the volatile organic chemi Monitoring requirements may be reduced and even
cals (VOC) rule that became effective on January 9, 1989 waived in certain situations and for specific contaminants.
(originally published on July 8, \9%1)}^ MCLs were estab This is accomplished through each of the states monitoring
lished for eight VOCs that included designation of GAC plans, and with the approval of the USEPA. Details of these
adsorption and packed-tower stripping as BATs for seven of exceptions may be found in References 25 to 28.
the compounds. Packed-tower stripping was selected as the
BAT for vinyl chloride. These determinations were based USEPA Process for Establishing Standards
upon the demonstrated cost and efficiency of the treatment
A flow diagram for the bureaucratic development of regu
methods. VOCs are regulated as known or probable car
lations established by the USEPA is seen in Figure 1.2. All
cinogens (Category I) for which the MCLGs are zero. MCLs
of this involves interpretation of the various mandates and
for these compounds, are, of course, not zero, but are based
directives of the SDWA, technical and scientific assessments
upon a “reference risk range” of 10"^ to 10“^. The USEPA
to meet the SDWA requirements, preparation of regulations
considers that MCLs set within this range are “safe” levels
that blend the technical and scientific aspects with policy
and protective of human health. “Safe” generally means that
considerations, review of draft regulations within the agency,
adverse effects on human health are unlikely.
and review by the public draft and proposed regulations.
Technical and scientific assessments (Figure 1.2) re
Compliance Monitoring Requirements quire support documents for each contaminant that, in turn,
Drinking water utilities are required to monitor raw and is prepared on: occurrence and human exposure, health
finished water supplies for each contaminant regulated by effects and toxicology, analytical methods and monitor
the USEPA under the SDWA for compliance to their MCLs. ing, and treatment technologies and costs. Also, a regula
Monitoring requirements vary according to type of contami tory impact assessment is prepared for each assessment.
nant, system size, vulnerability to contamination, and other The USEPA has conducted several national surveys of
factors. Consequently, the USEPA standardized monitoring public water systems, of which several have been completed:
in the promulgated Phase II (SOCs and lOCs) regulations.^^
In turn, this was synchronized with the Phase I VOCs re Community Water Supply Survey (1969 USPHS)^^
quirements, which are known as the standardized monitor National Organics Reconnaissance Survey (1975)^®
National Organics Monitoring Survey (1976-1977)^^
ing f r a m e w o r k .T h is framework was developed for
National Screening Program for Organics ( 1977-1981
source-related contaminants associated with chronic human
Community Water Supply Survey (1978)^^
health effects: VOCs, pesticides, radionuclides, and most
National Rural Water Survey (1978)^^
inorganic chemicals. Nitrate, nitrite, and microbial contami
Ground Water Supply Survey (1980-1981)^^
nants are not included because they are associated with acute National Inorganics and Radionuclides Survey (1986)^"^
health effects. Also, monitoring for contaminants that are National Pesticides Survey (initiated in 1987)^^
regulated by a treatment technique instead of by an MCL
(lead, copper, turbidity, acrylamide, and epichlorohydrin), These surveys provide the national, statistically based
disinfectants, and disinfection by-products is not included. evaluation of the various contaminants found in raw and
All public water systems are subject to a nine-year com finished drinking waters. Unfortunately, some are outdated
pliance cycle, which is, in turn, divided into three three-year and in “unpublished” reports. Nonetheless, these data are
compliance periods. The first nine-year compliance cycle be employed as part of the decision process on which contami-
Criteria and Standards for Drinking Water Quality 17
Asbestos
One sample at each sampling point No requirements No requirements
Base requirement
Inorganics
Surface water base One sample at each sampling point each year One sample at each sampling point each year One sample at each sampling point each year
requirement
VOCs
Base requirement Four quarterly samples at each sampling point
Reduced ntonitoring*^ One sample at each sampling point each year One sample at each sampling point each yeart Or>e sample at each samplir>g point each yearf
Waiver**
State discretion State discretion State discretion
Surface water
One sample at each sampling point Orw sample at each sampling point
Pesticides
Base requirenwnt Four quarterly samples at each sampling point Four quarterly samples at each sampling point Four quarterly samples at each sampling point
Reduced monitoring^
Systems >3,300 Not applicable Two samples at each sampling point two samples at each sampling point
Systems <3,300 Not applicable One sample at each sampling point One sample at each sampling point
Unregulated contaminants Four quarterly samples at each samplir>g point Not applicable Not applicabte
Organics
inorganics One sample at each sampling point Not applicable Not applicable
Figure 1.1. Compliance monitoring requirements for contaminants regulated as of January 1, 1993. Waivers from asbestos
monitoring are available for all systems based on vulnerability assessment. ^ For all systems, states may waive the base
monitoring requirements after three samples lower than the MCL are taken. For all systems, reduced monitoring is allowed,
provided initial monitoring is completed by December 31, 1992, and no contamination was detected. ^ Groundwater systems may
be allowed to reduce monitoring to one sample at each sampling point per three-year compliance period after no detection in three
years of annual monitoring. ® Waivers are allowed, provided initial monitoring is completed by December 31, 1992, and no
contamination was detected. ^ Reduced monitoring is allowed for systems in which contamination has not been detected.^^)
nants should be regulated, and on the potential impact of in the series “Drinking Water and Health.” '^ Data from
their regulation. Obviously, monitoring requirements for human epidemiology studies, animal studies, and some
these contaminants can be determined by the states, for those times human clinical studies were evaluated. The health
systems that may be affected. The occurrence documents effects assessment attempts to determine toxicology end
include estimates of human exposure to various substances points. The following subjects are considered: carcinoge
by such exposures from air and food. nicity, m utagenicity, teratology, pharm acokinetics,
The health effects documents provide a comprehensive absorption factors, and metabolism. Hopefully, all of these
review of available literature on the potential adverse hu evaluations lead to cancer risk estimates for carcinogens,
man health effects of the various contaminants in drinking and RflDs for noncarcinogens.
water. Some of these documents were published by the NAS Analytical methods and monitoring techniques are espe
cially important in the regulation of contaminants in raw and
18 Chemistry of Water Treatment
Organics
Acrylamide Phase Final Zero n PAP
Alachlor Phase Final Zero 0.002 GAC
Aldicarb Phase Delayed 0.001 0.003 GAC
Aldicarb sulfone Phase Delayed 0.001 0.002 GAC
Aldicarb sulfoxide Phase Delayed 0.001 0.004 GAC
Atrazine Phase Final 0.003 0.003 GAC
Benzene Phase Final Zero 0.005 GAC, PTA
Benzo(a)pyrene Phase V Final Zero 0.0002 GAC
Bromodichloromethane D/DBP Proposed Zero NA EC
Bromoform 0/DBP Proposed Zero NA EC
Carbofuran Phase 11 Final 0.04 0.04 GAC
Carbon tetrachloride Phase I Final Zero 0.005 GAC, PTA
Chloral hydrate 0/DBP Proposed 0.04 n EC
Phase 11 Final Zero 0.002 GAC Q
Chlordane (I)
because of the SWTR. Turbidity of filtered water must, at 2. Turbidity limits—^to avoid filtration, the turbidity
no time, exceed 5 ntu (nephelometric turbidity units) and level prior to disinfection must not exceed 5 ntu,
must meet the following turbidity limits in 95% of the mea based on measurements taken every 4 hours. A
surements from: conventional treatment or direct treatment, system may occasionally exceed 5 ntu and still
0.5 ntu; slow sand filtration, 1 ntu; diatomaceous earth fil avoid filtration if the state determines that this
tration, 1 ntu; and other state approved technologies, 1 ntu. turbidity level occurred because of unusual circum
Turbidity measurements must be made every 4 hours by grab stances, and not more than two such violations have
sampling or continuous monitoring. occurred in the past 12-month period or more than
A residual disinfectant, usually chlorine, in finished wa five violations in the past 120 months.
ter entering the distribution system cannot be less than 0.2 3. Disinfection—^toavoid filtration, a system must prac
tice disinfection and achieve 99.9 and 99.99% inac
mg/L for more than four hours; furthermore, the residual
tivation of Giardia cysts and viruses, respectively.
disinfectant in the finished water anywhere in the distribu
This must be demonstrated by the system each day
tion system cannot be undetectable in more than 5% taken
it delivers water to consumers by meeting minimum
in a month and for any two consecutive months. HPC may
CT values in the rule. CT is the product of disinfec
be measured instead of a disinfectant residual. If the HPC tant residual C (mg/L) times contact time T (min
measurement is less than 500 colonies/mL, then the site has utes), measured at peak hourly flow determined at
a “detectable” residual for compliance purposes. or prior to the first customer tap. As stated previ
ously, the disinfectant residual in water entering the
Requirements to Avoid Filtration (SWTR) distribution system must not be less than 0.2 mg/L.
The disinfectant residual in the distribution system
All public water systems are required to filter their sur
cannot be undetectable in more than 5% of the
face and groundwaters (under the influence of surface wa
samples in a month, for any two consecutive months.
ter) unless they can meet certain criteria related to source A system may measure for HPC in lieu of disinfec
water quality and site-specific conditions. These criteria are tant residual in the distribution system. See Chapter
divided into eight areas 11 for additional information and details about dis
infection and calculation of CT values.
1. Coliform limits—to avoid filtration, the fecal 4. Watershed control—^to avoid filtration, systems must
coliform level prior to disinfection must be less than establish and maintain an effective watershed con
or equal to 20/100 mL in at least 90% of samples trol program.
taken, or the total coliform level prior to disinfec 5. On-site inspection requirements—to avoid fil
tion must be less than or equal to 100/100 mL in at tration, a system must have an annual on-site
least 90% of samples taken. Sampling frequency is inspection conducted by the state (or third party
based on system size. The calculation is based on approved by the state) to demonstrate that the
the previous 6 months of monitoring results. system is maintaining an adequate watershed
26 Chemistry of Water Treatment
control program and reliable disinfection treat No variances from the filtration and disinfection require
ment. ments of the SWTR are allowed. However, exemptions are
6. Absence of waterborne disease outbreaks—to avoid allowed for all requirements except disinfection residual
filtration, a system cannot have been identified as a requirements at the point of entry to the distribution system.
source of waterborne disease outbreak, or, if it has The reader is directed to References 23, 35, 38, 39 and
been, the system must have been modified suffi the appropriate Federal Register Reference 37 for detailed
ciently to prevent another outbreak. information on the extremely complex SWTR.
7. Compliance with the total colifonn MCL—^to avoid
filtration, a system must comply with the total
coliform rule requirements. Information Collection Rule (ICR)
8. Compliance with the total trihalomethane (TTHM) Circa September 1992, a “Reg Neg” committee was es
MCL—^to avoid filtration, a system must comply tablished by the USEPA to develop, through the process of
with the TTHM regulation. negotiation, a revised standard for trihalomethanes (TTHMs)
(see below), as well as possible standards for additional dis
infection by-products (DBFs) (see below). It was the intent
Compliance Requirements for the SWTR of this committee to develop regulations that would balance
Surface Water Systems. Unfiltered systems must meet the risks fi'om DBFs with microbial risks. Subsequently, three
monitoring requirements beginning 18 months (December draft rules were developed: information collection rule, dis-
29, 1990) following promulgation (June 29, 1989), unless infectants/disinfection by-products (D/DBP) rule, and en
the state has determined that filtration is required. Also, hanced surface water treatment rule (ESWTR). The ICR
unfiltered systems must meet the criteria to avoid filtration (Information Collection Rule) is designed to gather the data
beginning 30 months after promulgation (December 29, needed to help establish the requirements for Stage 2 of the
1991), unless the state has determined that filtration is re D/DBP rule (see below) and the “interim” ESWTR. The D/
quired or that they are in violation of a required treatment DBF rule essentially addresses the DBF concerns for both
technique. Unfiltered systems must install filtration within surface and groundwaters, whereas the ESWTR addresses
18 months following the failure to meet any one of the crite the microbial concerns for surface water only.
ria (cited above) to avoid filtration, or within 48 months The initial draft of the ICR (July 2,1993) is presented in
(June 29,1993) following promulgation. great detail in Reference 39a. Originally, the ICR was sched
The interim turbidity monitoring and MCL requirements uled for promulgation in December 1993, but there have
have remained in effect for unfiltered systems until 30 months been several delays in this process (see below). In any event,
(December 30, 1991) and for filtered systems (June 29, the ICR has three major components: (a) microbial moni
1993) until 48 months following promulgation. If a state toring requirements, (b) DBF monitoring requirements, and
determined before December 30, 1991, that an unfiltered (c) testing requirements at bench-scale, pilot-scale, or both.
system must filter, the systems must comply with the in The major purpose of microbial monitoring is to provide
terim standard for turbidity (Table 1.2) by June 29, 1993, data that can be used to:
or until filtration is installed, whichever is later.
Groundwater Systems. All systems that use groundwa • assess pathogen occurrence (Giardia, Crypto
ter under direct influence of surface water must meet the sporidium, E. coli or fecal coliform, and enterovi
treatment techniques under the surface water treatment rule. ruses)
States must determine which community and noncommu • improve understanding of microbial health risks and
the effectiveness of treatment for pathogen removal
nity groundwater systems are under the direct influence of
• evaluate the adequacy of the Surface Water Treat
surface water within 5 years (1994) and 10 years (1999),
ment Rule for microbial removal
respectively, following promulgation. Unfiltered systems
• evaluate the adequacy of the Total Coliform Rule for
under the direct influence of surface water must begin moni
ensuring microbial quality
toring within 6 months following the determination of di • determine whether relationships exist between the
rect influence unless the state has determined that filtration occurrence, removal, or both of protozoan pathogens
is required. Another provision is that systems under direct and viruses
influence of surface water must begin meeting the criteria • evaluate whether different levels of treatment should
to avoid filtration 18 months after determination of direct be required, based on source-water quality^^^
influence, unless the state has determined that filtration is
required. Unfiltered systems must install filtration within Systems that utilize surface water or groundwater under
18 months following the failure to meet any of the criteria to the direct influence of surface water and serve 10,000 to
avoid filtration. 100,000 persons will conduct microbial monitoring (total
Criteria and Standards for Drinking Water Quality 27
coliform s, E. coli or fecal coliform s, Giardia, and The deadlines described in the previous paragraph were
Cryptosporidium). Systems that serve >100,000 must moni not met, and the promulgation was anticipated in June 199S,
tor for viruses in addition to the aforementioned list. Small with monitoring scheduled in October 199S.^^^ This refer
systems (<10,000 persons) will not be required to monitor ence describes the preparatory work needed for the ICR.
because of resource limitations. Data from medium and large Another delay in the promulgation of the ICR was an
systems will be extrapolated to estimate pathogen occur nounced in August, 199S.^^^ Several technical and devel
rence in small systems. Large systems will be required to opmental issues have not been resolved fully. Some o f the
monitor finished water if Giardia, Cryptosporidium, or vi key issues are: (a) which FWS (public water system) will
ruses are detected in the source water. monitor?, (b) data flow and computer software are under
The major DBF monitoring requirements are designed to: development and testing, (c) the adequacy of some micro
bial monitoring methods is still questionable (this is espe
• determine source water characteristics that influence cially true o f the analytical methods for Giardia and
DBF formation Cryptosporidium), and (d) implementation and enforce
• determine the concentrations of DBFs in drinking ment questions remain. ICR was promulgated in May 1996.
water Monitoring began in July 1997 for 18 months and data are
• refine existing methods for predicting DBF forma expected in mid 1999.
tion based on treatment and water quality
• help define cost-effective monitoring requirements
that protect public health. Enhanced Surface Water Treatment Rule
The proposed ESWTR was published in the Federal Reg
The reader is directed to Reference 39a for the myriad ister on July 29, 1994 as an “interim” rule.^^^ The “final”
basic monitoring requirements for DBFs (five tables!) that rule will be developed at a later date. The “interim” ESWTR
are based upon CI2 as the primary disinfectant. Systems applies to all public water systems using surface water or
that utilize such alternative disinfectants as hypochlorite groundwater under the direct influence of surface water that
solutions, chloramines, ozone, and CIO2 must monitor for serve over 10,000 persons. This proposed ESWTR was de
DBFs of concern for the particular disinfectant. veloped by the USEFA and the Reg-Neg Committee, with
The third component of the ICR requires bench- or pilot- the conviction that the current SWTR needs revision to pro
scale testing, or both, with the intent to control DBF precur vide additional protection from pathogenic organisms. This
sors. Total organic carbon (TOC) will be utilized as a is essentially applicable to Cryptosporidium, which was not
surrogate for these precursors. TOC removal requirements addressed by the SWTR.
will be on enhanced coagulation (see Chapter 6) or soften Some of the significant provisions of the ESWTR are:
ing (see Chapter 8) in Stage 1 of the D/DBF rule. Large
systems (>100,000) may be required to evaluate granular • All systems would be required to conduct a sanitary
activated carbon (GAC) (see Chapter 4) or membranes (see survey of the entire system within 5 years of promul
Chapter 7) as part of the ICR if “low” TOC limits are es gation and to conduct this survey every 5 years
tablished. thereafter. This applies to those systems who wish to
Here again, the reader is directed to Reference 39a for avoid filtration.
details of the testing requirements, which are based on type • An MCLG of zero is proposed for Cryptosporidium.
of disinfectant, TTHM content, haloacetic acid (HAAS) con • A watershed protection program must be maintained
tent, and the TOC content of the source water. For example, to minimize the levels of Cryptosporidium.
if CI2 is used, TTHMs >40 mg/L, HAAS >30 mg/L, and • It amends the SWTR definition of groundwater un
TOC >40 mg/L, then bench- and/or pilot-scale testing will der the direct influence of surface water to include
be required, the extent of which is dependent upon popula Cryptosporidium.
tion (>S0,000 or >100,000).
The proposed ICR was published in the Federal Reg The proposed “interim” ESWTR may include treatment
ister on February 10, 1994.^^^^ The Reg-Neg committee requirements for viruses, Giardia, and Cryptosporidium. As
had agreed, initially, to propose the ICR in December microbial data from the ICR become available, the USEFA
1993 and to promulgate it in June 1994 so that monitor intends to develop risk reduction and cost estimates for the
ing could begin in October 1994.^^^^ However, the USEFA various treatment alternatives listed below in tabular form.
decided in May 1994 to delay promulgation o f the final Alternative A: Enhanced Treatment fo r Giardia. This
ICR until September 1994, and to delay implementation is based on source levels of Giardia. Utilities that serve
to allow more time for training. This delay affected the more than 10,000 persons would be required to achieve
initiation of microbial and DBF monitoring and precur greater reductions than the 3-log Giardia reduction cur
sor removal studies. rently required.
28 Chemistry of Water Treatment
be required. Other requirements are summarized in Refer month. Details of repeat sampling requirements are found
ence 39h. in References 23, 35, and 40.
Table 1.9. Routine Sampling Requirements Under the Total Coliform Rule.^
Minimum Number Minimum Number
of Routine of Routine
Population Samples Population Samples
Served per Month Served per Month
25-1,000^ 1 59,001-70,000 70
1,001-2,500 2 70,000-83,000 80
2,501-3,300 3 83,001-96,000 90
3,301-4,100 4 96,001-130,000 100
4,101-^,900 5 130,001-220,000 120
4,901-5,800 6 220,001-320,000 150
5,801-6,700 7 320,001-450,000 180
6,701-7,600 8 450,001-600,000 210
7,601-8,500 9 600,001-780,000 240
8,501-12,900 10 780,001-970,000 270
12,901-17,200 15 970,001-1,230,000 300
17,201-21,500 20 1,230,001-1,520,000 330
21,501-25,000 25 1,520,001-1,850,000 360
25,001-33,000 30 1,850,001-2,270,000 390
33,001-41,000 40 2,270,001-3,020,000 420
41,001-50,000 50 3,020,001-3,960,000 450
50,001-59,000 60 3,960,001 or more 480
Includes public water systems that have at least 15 service connections but serve fewer than 25
people.
foxide, and aldicarb sulfone) were reproposed^^ and final seven organic chemicals under the Phase II rule."^^ How
ized, also in 1991 MCLGs and MCLs are found in Table ever, they deferred to the odor SMCL of TON 3, rather
1.7 for these 38 SOCs and lOCs. MCLs for all Phase II than set individual SMCLs over and above their MCLs for
contaminants took effect on July 30, 1992, except the five health reasons.
compounds that became effective on January 1, 1993."^^
Monitoring requirements are established according to the
standardized framework seen in Figure 1.1.
Synthetic Organic and inorganic Chemicais
Secondary MCLs, related to aesthetic effects, were set
Ruie--Phase V
for two substances under Phase II (Table 1.8). An SMCL The Phase V rule will set regulations for 6 lOCs and 18
was established for aluminum at 0.05 to 0.2 mg/L to pre SOCs (Table 1.4). A proposed rule was published in 1990"^^
vent post-precipitation of Al(OH )3 and discoloration of and finalized in 1992 {FR, 57, 31776, July 17, 1992), with
drinking water in distribution systems. An SMCL of 0.1 implementation in early 1994. The MCLGs, MCLs, and an
mg/L for silver was set for prevention of skin discoloration SMCL are seen in Tables 1.7 and 1.8. The standardized
(argyria). Also, the USEPA considered setting SMCLs for monitoring ifamework^^ will be used for the Phase V com-
Criteria and Standards for Drinking Water Quality 31
pounds, whose effective date is anticipated to be January agulation or enhanced softening for TOC removal that can
1993 to December 1995. be avoided if certain criteria are met); and (g) compliance
monitoring for DBPP removal will be calculated quarterly.
Disinfectants/Disinfection By-Products The reader is directed to References 39f and 50a for details
(D/DBP)—Phase Via of these and other provisions of the revised D/DBP rule.
An extremely significant portion of the revised lead and exceed the lead action level must deliver the USEPA-devel-
copper rule is the monitoring requirement of every 6 months. oped public education program (Table 1.15) to their cus
Two 6-month monitoring periods are required per calendar tomers within 60 days. The public education program informs
year (Table 1.11),^^ organized according to system size (Table the public about adverse health effects of lead and explains
1.12).^^ Samples of tap water are required at high risk loca the procedures people can adopt to reduce exposure to lead
tions, that is, homes in which lead solder has been installed in their drinking water. This includes flushing the tap, cook
since 1982, or that have lead pipes or lead service lines. Samples ing with cold water rather than hot, checking for lead solder
(1 L) of first-drawn tap water must be taken (usually by resi in new plumbing, and having their water tested for lead.
dents) fi*om a cold water tap in the kitchen or the bathroom. This program must remain in effect by the water system for
Water must have been allowed to lie motionless in the distri as long as the lead action level is exceeded.
bution pipes for at least six hours before collection. The reader is directed to References 53 to 55 for details
Treatment technique requirements are initiated when ac of the new lead and copper rule. Chapter 8 documents the
tion levels for lead (0.015 mg/L) or copper (1.3 mg/L) are treatment techniques for optimal corrosion control.
exceeded and measured in the 90th percentile at the
customer’s tap. Treatment consists of optimal corrosion con
trol, source water treatment, public education, and lead ser
Arsenic
vice line replacement. An action level is not an MCL, but Currently, arsenic has an interim primary drinking water
represents a concentration above which the utilities must quality standard of 0.05 mg/L. The promulgation of an
reduce lead and copper and inform consumers about actions MCLG and an MCL has been delayed because the USEPA
they can take to lower exposure to these metals in water. sought additional technical information about adverse hu
Additional water quality monitoring is required for man health effects.^^^’^^ Subsequently, the USEPA is under
those water systems that exceed the lead or copper action a court-ordered deadline to propose revised regulations for
levels. The constituents are given in Table 1.13 that are arsenic no later than November 30,1995, with the final rule
used to identify optimal treatment, and, if treatment is due two years later (Table 1.6).
installed, to determine whether or not a system remains The USEPA, however, has completed its human health
in compliance. This water quality monitoring is, of course, assessment for noncancer effects and has determined a ref
related to system size and population (Table 1.14), and erence dose (RfD) of 0.0003 mg/kg/d.^^ The drinking wa
is implemented in accordance with the schedule in Table ter equivalent level (DWEL) is calculated to be 10.5 mg/L
1.11. States must specify the levels of these water qual (see above). If based on noncancer effects, the anticipated
ity constituents that reflect optimal corrosion control and, MCLG would be 0.002 mg/L (assuming a 20% exposure
if maintained for three consecutive years, the monitoring from drinking water).
schedule may be modified. The carcinogenicity of arsenic is under review by the
There is a significant public education requirement in the USEPA. Initial indications are that arsenic will be classi
revised lead and copper rule. All public water systems that fied as a group A human carcinogen (see above), with an
Criteria and Standards for Drinking Water Quality 33
Table 1.13. Water Quality Monitoring Schedule (Other than Lead and Copper).^
Monitoring Period Constituents Location Frequency
Initial monitoring pH, alkalinity, orthophosphate or silica,^ Taps and at entry point(s) Every six months
calcium, conductivity, temperature to the distribution system
After installation of pH, alkalinity, orthophosphate or silica,^ Taps Every six months
corrosion control calcium^
pH, alkalinity dosage rate and concentration Entry point(s) to the Biweekly
(if alkalinity is adjusted as part of distribution system
corrosion control). Inhibitor dosage rate
and inhibitor residual
After state specifies pH, alkalinity, orthophosphate or silica,^ Taps Every six months
water quality limits and calcium‘s
for optimal corrosion pH, alkalinity, dosage rate and concentration Entry point(s) to the Biweekly
control (If alkalinity Is adjusted as part of distribution system
corrosion control), inhibitor dosage rate
and inhibitor residual^
Reduced monitoring pH, alkalinity, orthophosphate or silica,^ Taps®’^ Every six months
and calcium
pH, alkalinity dosage rate and concentration Entry polnt(s) to the
(if alkalinity Is adjusted as part of distribution system
corrosion control), inhibitor dosage rate
and inhibitor residual‘s
Small and medium-size systems have to monitor water quality only during monitoring periods in which the system exceeds the
lead or copper action level. Large systems must monitor water quality during each monitoring period.
Orthophosphate must be measured only when an inhibitor containing a phosphate compound is used. Silica must be measured
only when an inhibitor containing silicate compound is used.
Calcium must be measured only when calcium carbonate stabilization Is used as part of corrosion control.
Inhibitor dosage rates and inhibitor residual concentrations (orthophosphate or silica) must be measured only when an inhibitor
is used.
Systems maintaining optimal corrosion control treatment specified by the state for two consecutive six-month monitoring periods
may reduce tap water quality monitoring to once a year and collect the reduced number of samples Indicated in Table 1.14.
Systems maintaining optimal corrosion control treatment specified by the state for three consecutive years may reduce tap water
quality monitoring to once every three years and collect the reduced number of samples indicated In Table 1.14.
Table 1.14. Tap Sampling Requirements for Water Quality (Other than Lead and Copper). 55
• pediatricians g
Co'
• family planning clinics
• local welfare agencies 0
4. Submit the mandatory public service Every six months as long as
announcement to at least five of the radio and lead action level is exceeded 1
television stations that reach the largest
audiences in the community served. s'
Meets the lead action level during No actions required No actions required 0)
the most recent six-month CD
monitoring period :3
Nontransient, Fails to meet lead action level® Deliver educational materials containing At least once each calendar
noncommunity the mandatory written language on background year that the system exceeds
systems information, health effects of lead, and steps the action level
that can be taken in the home to reduce
exposure to lead in drinking water by:
• placing informational posters in a public
place or common area in each of the
buildings served by the system
• distributing Informational pamphlets and/or
brochures on lead in drinking water to each
person served by the system
Meets the lead action level during No actions required No actions required
the most recent six-month
monitoring period
A water system failing to meet the lead action level must offer to sample the tap water of any customer who requests it. The system is not required to pay for
collecting or analyzing the sample, nor Is the system required to collect and analyze the sample Itself.
Criteria and Standards for Drinking Water Quality 35
MCLG of zero.^^ Epidemiologic studies indicate a signifi World Health Organization (WHO) Guidelines
cant health risk of 10^ cancer risk at about 0.002 mg/L.^^ The WHO’s Guidelines for Drinking Water Quality is
In any event, the MCL must be set as close to the MCLG as concerned mostly with the protection of public health
feasible, using best available technology and taking cost into throughout the world.^^ Hopefully, this will eliminate or
consideration. Several scenarios for setting the MCL are reduce to a minimum those constituents in drinking water
possible. If DATs can lower arsenic contents (see Chapter that are known to be hazardous to the health and well-be
9) to below the practical quantitation level (PQL), then the ing of a community and/or country. Tables 1.17 to 1.21
MCL will be set at the PQL of 0.002 mg/L.^^ However, if present a summary of these guideline values. WHO’s intent
the individual cancer risk greatly exceeds 1 in 10,000 at the is that individual values should not be used directly from
PQL, then the USEPA would have to specify a treatment these tables. Rather, these values should be used and inter
technique to lower concentration to be within the agency’s preted from the information contained in Chapters 2 to 5 in
range of acceptable risk. The SDWA amendment mandates Reference 59 and, of course, within national policies and
the proposal of arsenic MCL by January 1, 2000, which authorities of the various countries.
must be promulgated by January 1, 2001.
Table 1.17. World Health Organization Guidelines for Microbiological and Biological Quality.^
Guideline
Organism Unit Value Remarks
I. Microbiological Quality
A. Piped Water Supplies
A.1. Treated water entering
the distribution system
Fecal conforms number/100 mL 0 Turbidity <1 ntu; for disinfection with chlorine,
Coliform organisms number/100 mL 0 pH preferably <8.0; free chlorine residual
0.2-0.5 mg/L following 30 min (minimum)
contact
A.2. Untreated water entering
the distribution system
Fecal conforms number/100 mL 0
Conform organisms number/100 mL 0 In 98% of samples examined throughout the
year—in the case of large supplies when
sufficient samples are examined
Conform organisms number/100 mL 3 In an occasional sample, but not in consecutive
samples
A.3. Water in the distribution1 system
Fecal conforms number/100 mL 0
Conform organisms number/100 mL 0 In 95% of samples examined throughout the
year—in the case of large supplies when
sufficient samples are examined
Conform organisms number/100 mL 3 In an occasional sample, but not In consecutive
samples
B. UnpIped Water Supplies
Fecal conforms number/100 mL 0
Conform organisms number/100 mL 10 Should not occur repeatedly; if occurrence is
frequent and If sanitary protection cannot be
improved, an alternative source must be
found if possible
C. Bottled Drinking Water
Fecal conforms number/100 mL 0 Source should be free from fecal contamination
Conform organisms number/100 mL 0
D. Emergency Water Supplies
Fecal conforms number/100 mL 0 Advise public to boil water In case of failure to
meet guideline value
Conform organisms number/100 mL 0
Enteroviruses NGV"
Biological Quality
A. Protozoa (pathogenic) NGV"
B. Helminths (pathogenic) NGV"
C. Free-living organisms (algae, others) NGV"
NGV = no guideline value set.
Criteria and Standards for Drinking Water Quality 39
Table 1.18. World Health Organization Guidelines for Inorganic Constituents of Health Significance.^^
Constituent Guideline Value^ Remarks
Arsenic 0.05
Asbestos NGV'’
Barium NGV
Beryllium NGV
Cadmium 0.005
Chromium 0.05
Cyanide 0.1
Fluoride 1.5 Includes both natural fluoride and deliberately added fluoride.
Local or climatic conditions may necessitate adaptation.
Hardness NGV
Lead 0.05
Mercury 0.001
Nickel NGV
Nitrate 10
Nitrite NGV
Selenium 0.01
Silver NGV
Sodium NGV
® All values are in mg/L.
^ NGV = No guideline value set.
Table 1.19. World Health Organization Guideiines for Organic Constituents of Health Significance.^^
Constituent Guideiine Value^ Remarks
Aldrin and dieldhn 0.03
Benzene 10'’
Benzo(a)pyrene O.OI”
Carbon tetrachloride 3^^ Tentative guideline value®
Chlordane 0.3
Chlorobenzenes NGV" Odor threshold concentration between 0.1 and 3 pg/L
Chloroform 30'’ Disinfection efficiency must not be compromised when
controlling chloroform content
Chlorophenols NGV Odor threshold concentration 0.1 pg/L
2,4-D 100®
DDT 1
1,2-Dichloroethane 10'’
1,1-Dlchloroethene 0.3'’
Heptachlor and 0.1
heptachlor epoxide
Hexachlorobenzene 0.01'’
Gamma-HCH (lindane) 3
Methoxychlor 30
Pentachlorophenol 10
Tetrachloroethane^ 10'’ Tentative guideline value®
Trichloroethane^ 30'’ Tentative guideline value®
2,4,6-Trlchlorophenol 10'’ ® Odor threshold concentration, 0.1 pg/L
Trihalomethanes NGV
^ All values are in pg/L.
^ These guideline values were computed from a conservative hypothetical mathematical model which cannot be experimentally
verified, and values should therefore be interpreted differently. Uncertainties involved may amount to two orders of magnitude
(i.e., from 0.1 to 10 times the number).
When the available carcinogenicity data did not support a guideline value, but the compounds were judged to be of importance
in drinking water and guidance was considered essential, a tentative guideline value was set on the basis of the available health-
related data.
NGV = No guideline value set.
May be detectable by taste and odor at lower concentrations.
These compounds were previously known as 1,1-dichloroethylene, tetrachloroethylene, and trichloroethylene, respectively.
40 Chemistry of Water Treatment
Ca5
Table 1.23. General Effectiveness of Water Treatment Processes for Contaminant Removal.®
Ion Exchange Membrane Processes Adsorption
Coagulation
Aeration Processes, Chemical
Contamination and Sedimentation, Lime Reverse Ultra Electro- Oxidation Activated
Categories Stripping Filtration Softening Anion Cation Osmosis Filtration dialysis Disinfection GAC PAC Alumina
A. Primary contaminants
Total conforms P G-E G-E P P E E — E F P P-F
Giardia lamblia P G-E G-E P P E E — E F P P-F
Viruses P G-E G-E P P E E — E F P P-F
Legionella P G-E G-E P P E E — E P P P-F
Turbidity P E G F F E E — P F P P-F Q
2. Inorganics CD
Arsenic (+3) P F-G F-G G-E P F-G __ F-G P F-G P-F G-E 3
C/}*
Arsenic (+5) P G-E G-E G-E P G-E — G-E P F-G P-F E
Asbestos P G-E — — — — — — P — — — o
Barium P P-F G-E P E E — G-E P P P P
Cadmium P G-E E P E E — E P P-F P P
Chromium (+3) P G-E G-E P E E — E F F-G F P cB“
Chromium (+6) P P P E P G-E — G-E P F-G F P
Cyanide P — — — — G — G E — — — s'
91
Fluoride P F-G P-F P-F P E — E P G-E P E S
CD
Lead P E E P F-G E — E P F-G P-F P
Mercury (inorganic) P F-G F-G P F-G F-G — F-G P F-G F P
Nickel P F-G E P E E — E P F-G P-F P
Nitrate P P P G-E P G — G P P P P
Nitrite F P P G-E P G — G G-E P P P
Radium (226 and 228) P P-F G-E P E E — G-E P P-F P P-F
Selenium (+6) P P P G-E P E — E P P P G-E
Selenium (+4) P F-G F G-E P E — E P P P G-E
3. Organics
VOCs G-E P P-F P P F-E F-E F-E P-G F-E P-G P
SOCs P-F P-G P-F P P F-E F-E F-E P-G F-E P-E P-G
Pesticides P-F P-G P-F P P F-E F-E F-E P-G G-E G-E P-G
THMs G-E P P P P F-G F-G F-G P-G F-E P-F P
THM precursors P F-G P-F F-G — G-E F-E G-E F-G F-E P-F P-F
Table 1.23. General Effectiveness of Water Treatment Processes for Contaminant Removal^^ (Continued).
Ion Exchange Membrane Processes Adsorption
Coagulation
Aeration Processes, Chemical
Contamination and Sedimentation, Lime Reverse Ultra Electro- Oxidation Activated
Categories Stripping Fiitration Softening Anion Cation Osmosis Filtration diaiysis Disinfection GAC PAC Alumina
B. Secondary contaminants
Hardness P P E P E E G-E E P P P P O
Iron F-G F-E E P G-E G-E G G-E G-E P P P S'
03"
Manganese P-F F-E E P G-E G-E G G-E F-E P P P Q)
Color P F-G F-G P-G — — — — F-E E G-E G :3
Q.
Taste and odor F-E P-F P-F P-G — — — — F-E G-E G-E P-F CO
Total dissolved solids P P P-F P P G-E P-F G-E P P P P S'
Chloride P P P F-G P G-E P G-E P P P —
§-
Copper P G G-E P F-G E — E P-F F-G P —
P—poor (0 to 20% removal); F—fair (20 to 60% removal); G—good (60 to 90% removal); E—excellent (90 to 100% removal); “— -not applicable/insufficient data.
Note: Costs and local conditions may alter a process’s applicability.
46 Chemistry of Water Treatment
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