Certificate of Conformity

Certificate Number: CN-PV-220044

On the basis of the tests undertaken, the samples of the below product have been found to comply with the
requirements of the referenced specification/standard at the time the tests were carried out. It does not imply that
Intertek has performed any surveillance or control of the manufacture. The manufacturer shall ensure that the
manufacturing process assures compliance of the production units with the examined products mentioned in this
certificate.

Applicant Name & Address: Shenzhen Growatt New Energy Co., Ltd
4-13/F,Building A,Sino-German(Europe) Industrial Park,Hangcheng
Ave,Bao’an District,Shenzhen,China
Product Description: Energy Storage system

Ratings & Principle See appendix for more parameter details.

Characteristics:
Models/Type References: Inverter conversion device:
SPH 4000TL3 BH-UP, SPH 5000TL3 BH-UP, SPH 6000TL3 BH-UP,
SPH 7000TL3 BH-UP, SPH 8000TL3 BH-UP, SPH 10000TL3 BH-UP
SPA 4000TL3 BH-UP, SPA 5000TL3 BH-UP, SPA 6000TL3 BH-UP,
SPA 7000TL3 BH-UP, SPA 8000TL3 BH-UP, SPA 10000TL3 BH-UP
Batteries and BMS - Battery Management System
Battery model: ARK 7.6H-A1, ARK 10.2H-A1, ARK 12.8H-A1, ARK 15.3H-A1,
ARK 17.9H-A1, ARK 20.4H-A1, ARK 23.0H-A1, ARK 25.6H-A1
Control model: HVC 60050-A1
Brand Name: GROWATT
Tested according to: CEI 0-16: 2019-04 + V1:2020: Reference technical rules for the connection of
active and passive consumers to the HV and MV electrical networks of
distribution Company
Certificate Issuing Office Intertek Testing Services Ltd. Shanghai
Name & Address: West Area, 2nd Floor, No. 707, Zhangyang Road
China (Shanghai) Pilot Free Trade Zone, Shanghai, P. R. China
Accredited by ACCREDIA in accordance with ISO/IEC 17065:2012
Test Report Number: 201230069GZU-002
Additional information in Appendix
澳

Signature

Certification Manager: Grady Ye

Date: March !1, 2022
THis Certificate is for the exclusive use of Intertek's client and is provided pursuant to the agreement between Intertek and its Client. Intertek's responsibility and liability are limited to the terms and
conditions of the agreement. Intertek assumes no liability to any party, other than to the Client in accordance with the agreement, for any loss, expense or damage occasioned by the use of this
Certificate. Only the Client is authorized to permit copying or distribution of this Certificate. Any use of the Intertek name or one of its marks for the sale or advertisement of the tested material,
product or service must first be approved in writing by Intertek.

Intertek Page 1 of 5 SFT-PV-OP-23a (16-December-2021)

 APPENDIX: Certificate of Conformity
This is an Appendix to Certificate of Conformity Number: CN-PV-220044

Model/Type reference .....................: Inverter conversion device:

SPH 4000TL3 BH-UP, SPH 5000TL3 BH-UP, SPH 6000TL3 BH-UP, SPH
7000TL3 BH-UP, SPH 8000TL3 BH-UP, SPH 10000TL3 BH-UP
SPA 4000TL3 BH-UP, SPA 5000TL3 BH-UP, SPA 6000TL3 BH-UP,
SPA 7000TL3 BH-UP, SPA 8000TL3 BH-UP, SPA 10000TL3 BH-UP
Brands: GROWATT
Batteries and BMS - Battery Management System
Battery model:
ARK 7.6H-A1, ARK 10.2H-A1, ARK 12.8H-A1, ARK 15.3H-A1,
ARK 17.9H-A1, ARK 20.4H-A1, ARK 23.0H-A1, ARK 25.6H-A1
Control model: HVC 60050-A1
Brands: GROWATT
Inverter Firmware Version ...............: YA1.0
Number of phases ............................: Three-phase
Nominal Power .................................: 4000W (SPH 4000TL3 BH-UP, SPA 4000TL3 BH-UP)
5000W (SPH 5000TL3 BH-UP, SPA 5000TL3 BH-UP)
6000W (SPH 6000TL3 BH-UP, SPA 6000TL3 BH-UP)
7000W (SPH 7000TL3 BH-UP, SPA 7000TL3 BH-UP)
8000W (SPH 8000TL3 BH-UP, SPA 8000TL3 BH-UP)
10000W (SPH 10000TL3 BH-UP, SPA 10000TL3 BH-UP)

Type ..................................................: Bidirectional

CUS (useful capacity of the storage
system) ............................................: 6.912KWh ~ 23.04KWh
Psn (nominal discharge power) .......: Refer to page 4-5
Pcn (nominal charge power) ...........: Refer to page 4-5
Psmax (maximum discharge power) : Refer to page 4-5
Pcmax (maximum charge power) ....: Refer to page 4-5
BMS Firmware Version .....................: QBAA1.0
Battery Firmware Version……………….: --

THis Certificate is for the exclusive use of Intertek's client and is provided pursuant to the agreement between Intertek and its Client. Intertek's responsibility and liability are limited to the terms and
conditions of the agreement. Intertek assumes no liability to any party, other than to the Client in accordance with the agreement, for any loss, expense or damage occasioned by the use of this
Certificate. Only the Client is authorized to permit copying or distribution of this Certificate. Any use of the Intertek name or one of its marks for the sale or advertisement of the tested material,
product or service must first be approved in writing by Intertek.

Intertek Page 2 of 5 SFT-PV-OP-23a (16-December-2021)

 APPENDIX: Certificate of Conformity
This is an Appendix to Certificate of Conformity Number: CN-PV-220044

Battery CUS (useful capacity of the storage system)

Model Manufacturer Capacity of per battery Number of Max modules

module (kWh) recommended by the
manufacturer
ARK 7.6H-A1 6.912 3

ARK 10.2H-A1 9.216 4

ARK 12.8H-A1 11.52 5

ARK 15.3H-A1 Shenzhen Growatt New 13.82 6

Energy Co., Ltd.
ARK 17.9H-A1 16.13 7

ARK 20.4H-A1 18.43 8

ARK 23.0H-A1 20.74 9

ARK 25.6H-A1 23.04 10

Note: batteries are not integrated within the inverter, and shall be installed according to local regulation.

THis Certificate is for the exclusive use of Intertek's client and is provided pursuant to the agreement between Intertek and its Client. Intertek's responsibility and liability are limited to the terms and
conditions of the agreement. Intertek assumes no liability to any party, other than to the Client in accordance with the agreement, for any loss, expense or damage occasioned by the use of this
Certificate. Only the Client is authorized to permit copying or distribution of this Certificate. Any use of the Intertek name or one of its marks for the sale or advertisement of the tested material,
product or service must first be approved in writing by Intertek.

Intertek Page 3 of 5 SFT-PV-OP-23a (16-December-2021)

 APPENDIX: Certificate of Conformity
This is an Appendix to Certificate of Conformity Number: CN-PV-220044

Model SPH 4000 SPH 5000 SPH 6000 SPH 7000 SPH 8000 SPH 10000
TL3 BH-UP TL3 BH-UP TL3 BH-UP TL3 BH-UP TL3 BH-UP TL3 BH-UP
Input data (DC)
Max. recommended PV 6000W 7500W 9000W 10500W 12000W 15000W
power (for module STC)
Max. DC voltage 1000V 1000V 1000V 1000V 1000V 1000V
Start voltage 120V 120V 120V 120V 120V 120V
Nominal voltage 600V 600V 600V 600V 600V 600V
MPP voltage range 120~1000V 120~1000V 120~1000V 120~1000V 120~1000V 120~1000V
No. of MPP trackers 2 2 2 2 2 2
No. of PV strings per MPP
trackers 1 1 1 1 1 1
Max. input current per 13.5A/13.5A 13.5A/13.5A 13.5A/13.5A 13.5A/13.5A 13.5A/13.5A 13.5A/13.5A
MPP trackers
Max. short-circuit current 16.9A/16.9A 16.9A/16.9A 16.9A/16.9A 16.9A/16.9A 16.9A/16.9A 16.9A/16.9A
per MPP trackers
Output data/Input (AC)
AC nominal power 4000W 5000W 6000W 7000W 8000W 10000W
Max. AC apparent power 4000VA 5000VA 6000VA 7000VA 8000VA 10000VA
Nominal AC voltage 3W+N+PE, 230V/400V;
AC grid frequency 50Hz;
Max. output current 6.1A 7.6A 9.1A 10.6A 12.1A 15.2A
Power factor 0.8leading ~ 0.8lagging
Stand-alone (AC power)
AC nominal output power 4000W 5000W 6000W 7000W 8000W 10000W
Max. AC apparent power 4000VA 5000 VA 6000 VA 7000 VA 8000 VA 10000 VA
Nominal AC voltage 3W+N+PE, 230V/400V;
Nominal AC frequency 50Hz
Max. output current 6.1A 7.6A 9.1A 10.6A 12.1A 15.2A
Battery data (DC˅
Battery voltage range 100~550V
Max. charging / discharging
25A
current
Continuous charging /
4000W 5000W 6000W 7000W 8000W 10000W
discharging power
Type of battery lithium battery / Lead-acid battery
Capacity of battery 7.68~76.8kWh
Others
Technology Transformerless
Protection degree IP 65
Operating temperature –25 °C ~ +60 °C
range With derating above 45 °C
Pollution degree III
Protective Class Class I
Software Version YA1.0

THis Certificate is for the exclusive use of Intertek's client and is provided pursuant to the agreement between Intertek and its Client. Intertek's responsibility and liability are limited to the terms and
conditions of the agreement. Intertek assumes no liability to any party, other than to the Client in accordance with the agreement, for any loss, expense or damage occasioned by the use of this
Certificate. Only the Client is authorized to permit copying or distribution of this Certificate. Any use of the Intertek name or one of its marks for the sale or advertisement of the tested material,
product or service must first be approved in writing by Intertek.

Intertek Page 4 of 5 SFT-PV-OP-23a (16-December-2021)

 APPENDIX: Certificate of Conformity
This is an Appendix to Certificate of Conformity Number: CN-PV-220044
Model SPA 4000 SPA 5000 SPA 6000 SPA 7000 SPA 8000 SPA 10000
TL3 BH-UP TL3 BH-UP TL3 BH-UP TL3 BH-UP TL3 BH-UP TL3 BH-UP
Output data(AC)
AC nominal power 4000W 5000W 6000W 7000W 8000W 10000W
Max. AC apparent power 4000VA 5000VA 6000VA 7000VA 8000VA 10000VA
Nominal AC voltage 3W+N+PE, 230V/400V;
AC grid frequency 50Hz;
Max. output current 6.1A 7.6A 9.1A 10.6A 12.1A 15.2A
Power factor 0.8leading ~ 0.8lagging
Stand alone(AC power)
AC nominal output power 4000W 5000W 6000W 7000W 8000W 10000W
Max. AC apparent power 4000VA 5000 VA 6000 VA 7000 VA 8000 VA 10000 VA
Nominal AC voltage 3W+N+PE , 230V/400V;
Nominal AC frequency 50Hz
Max. output current 6.1A 7.6A 9.1A 10.6A 12.1A 15.2A
Battery data˄DC˅
Battery voltage range 100~550V
Max. charging / discharging
current 25A
Type of battery lithium battery / Lead-acid battery
Capacity of battery 7.68~76.8kWh
Others
Technology Transformerless
Protection degree IP 65
Operating temperature –25 °C ~ +60 °C
range With derating above 45 °C
Pollution degree III
Protective Class Class I
Software Version YA1.0

THis Certificate is for the exclusive use of Intertek's client and is provided pursuant to the agreement between Intertek and its Client. Intertek's responsibility and liability are limited to the terms and
conditions of the agreement. Intertek assumes no liability to any party, other than to the Client in accordance with the agreement, for any loss, expense or damage occasioned by the use of this
Certificate. Only the Client is authorized to permit copying or distribution of this Certificate. Any use of the Intertek name or one of its marks for the sale or advertisement of the tested material,
product or service must first be approved in writing by Intertek.

Intertek Page 5 of 5 SFT-PV-OP-23a (16-December-2021)

Verification of certificate with test report: 201230069GZU-002

TYPE OF APPARATUS:
漏Power greater than 11.08 kW and less than or equal to 6 MW 漐
DISCONNECTION INTERFACE PROTECTION DEVICE FOR ROTATING GENERATOR
DEVICE DEVICE CONVERSION DEVICE

Manufacturer: Shenzhen Growatt New Energy Co., Ltd

Apparatus type: Energy Storage system
Model: Inverter conversion device:
SPH 4000TL3 BH-UP, SPH 5000TL3 BH-UP, SPH 6000TL3 BH-UP, SPH 7000TL3 BH-UP,
SPH 8000TL3 BH-UP, SPH 10000TL3 BH-UP, SPA 4000TL3 BH-UP, SPA 5000TL3 BH-UP,
SPA 6000TL3 BH-UP, SPA 7000TL3 BH-UP, SPA 8000TL3 BH-UP, SPA 10000TL3 BH-UP
Brands: GROWATT
Batteries and BMS - Battery Management System
Battery model: ARK 7.6H-A1, ARK 10.2H-A1, ARK 12.8H-A1, ARK 15.3H-A1, ARK 17.9H-A1, ARK 20.4H-A1,
ARK 23.0H-A1, ARK 25.6H-A1
Control model: HVC 60050-A1
Brands: GROWATT
Inverter Firmware Version: YA1.0
BMS Firmware Version: QBAA1.0
Number of phases: Three-phase
Nominal power: See certificate for each model
Type: Bidirectional
CUS (useful capacity of the storage system): 6.912KWh ~ 23.04KWh
Nominal power: See Certificate for each model
Maximum power of the destination plant: <400KW
Having assessed the test report 201230069GZU-002 Issued by laboratory:
Intertek Testing Services Shenzhen Ltd. Guangzhou Branch
Room 02, & 101/E201/E301/E401/E501/E601/E701/E801 of Room 01 1-8/F., No. 7-2. Caipin Road, Science
City, GETDD, Guangzhou, Guangdong, China
In compliant with ISO/IEC 17025:2017
Accreditation number: TL-395

Having examined the ISO 9001 certificate of the manufacturer No: 02421Q32012223R0M issued by:
UNIVERSAL CERTIFICATION CENTRE CO., LTD.
The indicated products above comply with CEI 0-16:2019 + V1:2020: Reference technical rules for the
connection of active and passive consumers to the HV and MV electrical networks of distribution Company
澳

Signature
Name: Grady Ye
Date: March 01, 2022

This Verification is for the exclusive use of Intertek's client and is provided pursuant to the agreement between Intertek and its Client. Intertek's responsibility and liability are limited to the terms
and conditions of the agreement. Intertek assumes no liability to any party, other than to the Client in accordance with the agreement, for any loss, expense or damage occasioned by the use of this
Verification. Only the Client is authorized to permit copying or distribution of this Verification. Any use of the Intertek name or one of its marks for the sale or advertisement of the tested material,
product or service must first be approved in writing by Intertek. The observations and test/inspection results referenced in this Verification are relevant only to the sample tested/inspected. This
Verification by itself does not imply that the material, product, or service is or has ever been under an Intertek certification program

Intertek Page 1 of 1 GFT-OP-11a (22-February-2018)