DEEP FOUNDATION (Autosaved)
DEEP FOUNDATION (Autosaved)
PILE FOUNDATION
Pile Foundations
• Deep foundations, D/B>1-pile foundations
• Piles are relatively long and slender members used to transmit
foundation loads through soil strata of low bearing capacity to deeper
soil or rock having a higher bearing capacity.
2. Character of structure
3. Availability of materials
4. Type of loading
The bearing capacity depends primarily on the method of installation and the
type of soil encountered. The bearing capacity of a single pile increases with an
increase in the size and length. The position of the water table also affects the
bearing capacity.
VERTICAL LOAD BEARING CAPACITY OF A
SINGLE VERTICAL PILE
In order to be able to design a safe and economical pile foundation, we
have to analyze the interactions between the pile and the soil,
establish the modes of failure and estimate the settlements from soil
deformation under dead load, service load etc. The design should
comply with the following requirements.
The load transmitted to the soil along the length of the pile is called the ultimate
friction load or skin load Qf and that transmitted to the base is called the base or
point load Qb
where Qu = ultimate load applied on the top of the pile
qb = ultimate unit bearing capacity of the pile at the base
Ab = bearing area of the base of the pile
As = total surface area of pile embedded below ground surface
fs - unit skin friction (ultimate)
• Consider the pile shown in Fig. 15.4(b) is loaded to failure by gradually
increasing the load on the top
• If settlement of the top of the pile is measured at every stage of loading after
an equilibrium condition is attained, a load settlement curve as shown in Fig.
15.4(c) can be obtained.
• If the pile is instrumented, the load distribution along the pile can be
determined at different stages of loading and plotted as shown in Fig. 15.4(b).
• When a load Q1 acts on the pile head, the axial load at ground level is also Q1
but at level A1(Fig. 15.4(b)), the axial load is zero.
• The total load Q1 is distributed as friction load within a length of pile L1. The
lower section A1B of pile will not be affected by this load. As the load at the
top is increased to Q2, the axial load at the bottom of the pile is just zero
• The total load Q2 is distributed as friction load along the whole length of pile L.
• The friction load distribution curves along the pile shaft may be as shown in the
figure. If the load put on the pile is greater than Q2, a part of this load is transferred
to the soil at the base as point load and the rest is transferred to the soil
surrounding the pile.
• With the increase of load Q on the top, both the friction and point loads continue to
increase.
• The friction load attains an ultimate value Qf, at a particular load level, say Qm, at
the top, and any further increment of load added to Qm will not increase the value
of Qf. However, the point load, Qp , still goes on increasing till the soil fails by
punching shear failure.
• Generally the vertical movement of the pile which is required to mobilize full end
resistance is much greater than that required to mobilize full skin friction.
• Experience indicates that in bored cast-in-situ piles full frictional load is normally
mobilized at a settlement equal to 0.5 to 1 percent of pile diameter and the full base load
Qb at 10 to 20 percent of the diameter. If applied in clay, it can be excessive
Definition of Failure Load
• The methods of determining failure loads based on load-settlement curves are
described in subsequent sections.
• The least of the allowable loads given by the above Equations is taken as the
design working load.
METHODS OF DETERMINING ULTIMATE LOAD BEARING
CAPACITY OF A SINGLE VERTICAL PILE
The ultimate bearing capacity, Qu, of a single vertical pile may be
determined by any of the following methods.
1. By the use of static bearing capacity equations.
2. By the use of SPT and CPT values.
3. By field load tests.
4. By dynamic method
GENERAL THEORY FOR ULTIMATE BEARING CAPACITY
• According to Vesic (1967), only punching shear failure occurs in deep
foundations irrespective of the density of the soil so long as the depth-width
ratio L/d is greater than 4 where L = length of pile and d = diameter (or width of
pile).
• The types of failure surfaces assumed by different investigators are shown in Fig.
15.6 for the general shear failure condition.
• The detailed experimental study of Vesic indicates that the failure surfaces do
not revert back to the shaft as shown in Fig. 15.6(c).
• The total failure load may be written as follows
• The net ultimate load in excess of the overburden pressure load qoAb is
• If we assume, for all practical purposes, W and q'0Ab are roughly equal for
straight side or moderately tapered piles, Eq. (15.8) reduces to
where As = surface area of the embedded length of the pile
= average effective overburden pressure over the embedded depth of the pile
Ks = average lateral earth pressure coefficient
δ = angle of wall friction.
Cohesive Soils
For cohesive soils such as saturated clays (normally consolidated), we have for ɸ = 0, Nq =1 and Nγ= 0. The ultimate base load
from Eq. (15.5) is
where α = adhesion factor
cu = average undrained shear strength of clay along the shaft
cb = undrained shear strength of clay at the base level
NC = bearing capacity factor
Equations (15.9) and (15.12) are used for analyzing the net ultimate load
capacity of piles in cohesionless and cohesive soils respectively. In each case the
following types of piles are considered.
1 . Driven piles
2. Driven and cast-in-situ piles
3. Bored piles
ULTIMATE BEARING CAPACITY IN COHESIONLESS SOILS
Effect of Pile Installation on the Value of the Angle of Friction
• When a pile is driven into loose sand its density is increased (Meyerhof, 1959), and the
horizontal extent of the compacted zone has a width of about 6 to 8 times the pile diameter.
• However, in dense sand, pile driving decreases the relative density because of the dilatancy of
the sand (expand in volume) and the loosened sand along the shaft has a width of about 5
times the pile diameter (Kerisel, 1961)
• Kishida (1967) proposed that the angle of internal friction decreases linearly from a maximum
value of ɸ2 at the pile tip to a low value of ɸ1 at a distance of 3.5dfrom the tip where d is the
diameter of the pile, ɸ1 is the angle of friction before the installation of the pile and ɸ2 after
the installation as shown.
• With regard to bored and cast-in-situ piles, the soil gets loosened during
boring. Tomlinson (1986) suggests that the ɸ value for calculating both the
base and skin resistance should represent the loose state. However, Poulos
et al., (1980) suggests that for bored piles, the value of ɸ be taken as
• Eq. (15.16b) implies that both the point resistance qb and the skin resistance fs are functions
of the effective overburden pressure qo in cohesionless soils and increase linearly with the
depth of embedment, L, of the pile.
• According to Vesic (1967) the base and frictional resistances remain almost constant beyond
a certain depth Lc of embedment which is a function of ɸ.
• The L/d ratio as a function of ɸ may be expressed as follows (Poulos and Davis, 1980)
TOMLINSON'S SOLUTION FOR Qb IN SAND
• The theoretical Nq factor in Eq. (15.9) is a function of ɸ. The values of Nq derived Tomlinson are
shown in Fig. 15.9.
Bored and Cast-in-situ Piles in Cohesionless Soils
• In all the cases the sides and bottom if the hole will be loosened as a result of the
boring operations, even though it may be initially be in a dense or medium dense
state.
• Tomlinson suggests that the values of the parameters in Eq. (15.9) must be calculated
by assuming that the ɸ value will represent the loose condition.
• However, when piles are installed by rotary drilling under a bentonite slurry for
stabilizing the sides, it may be assumed that the ɸ value used to calculate both the skin
friction and base resistance will correspond to the undisturbed soil condition
(Tomlinson, 1986).
• As per De Beer (1965), the base resistance qb of a bored and cast-in-situ pile is about
one third of that of a driven pile.
• The frictional parameter may be calculated by assuming a value of ɸ equal to 28° which represents the
loose condition of the soil. The same Eq. (15.9) may be used to compute Qu based on the
modifications explained above.
MEYERHOF'S METHOD OF DETERMINING Qb
FOR PILES IN SAND
• Meyerhof (1976) takes into account the critical depth ratio (LJd) for
estimating the value of Qb,
• Fig. 15.10 shows the variation of Lc/d for both the bearing capacity factors Nc
and Nq as a function of ɸ.
• According to Meyerhof, the bearing capacity factors increase with Lb/d and
reach a maximum value at Lb/d equal to about 0.5 (Lc/d), where Lb is the
actual thickness of the bearing stratum.
• For example, in a homogeneous soil (15.6c) Lb is equal to L, the actual
embedded length of pile; whereas in Fig. 15.6b, Lb is less than L.
Eq. (15.20) is applicable only for driven piles in sand. For
bored cast-in-situ piles the value of
qb is to be reduced by one third to one-half.
Clay Soil (0 = 0)
• The base resistance Qb for piles in saturated clay soil may be
expressed as
• As per Vesic, the base resistance is not governed by the vertical ground pressure
q’o but by the mean effective normal ground stress σm expressed as
• in which Ko = coefficient of earth pressure for the at rest condition = 1 - sin ɸ. Now the bearing
capacity in Eq. (15.22) may be expressed as
• An equation for Nσ* can be obtained from Eqs. (15.22), (15.24) and (15.25) as
• Vesic has developed an expression for N*σ based on the ultimate pressure
needed to expand a spherical cavity in an infinite soil mass as
Where
Irr = reduced rigidity index for the soil
Δ = average volumetric strain in the plastic zone below the pile point
Es = modulus of elasticity of soil
G = shear modulus of soil
μ= Poisson's ratio of soil
• Figures 15.1 1 (a) and 15.1 l(b) give plots of N*σversus ɸ, and N*c versus ɸ for various values
of Irr respectively.
• The values of rigidity index can be computed knowing the values of shear modulus Go and the
shear strength s (= c + q'o tan ɸ).
• When an undrained condition exists in the saturated clay soil or the soil is cohesionless and is
in a dense state we have Δ = 0 and in such a case Ir = Irr.
• For ɸ = 0 (undrained condition), we have
• The value of lr depends upon the soil state, (a) for sand, loose or dense
and (b) for clay low, medium or high plasticity. For preliminary estimates
the following values of lr may be used.
JANBU'S METHOD OF DETERMINING Qb
• The bearing capacity equation of Janbu (1976) is the same as Eq. (15.22) and is expressed as
• The shape of the failure surface as assumed by Janbu is similar to that given in Fig.
15.6(b).Janbu's equation for Nq* is
where Ψ=angle as shown in Fig. 15.6(b). This angle varies from 60° in soft compressible soil to
105° in dense sand. The values for N*c used by Janbu are the same as those given by Vesic (Eq.
15.23). Table 15.1 gives the bearing capacity factors of Janbu. Since Janbu's bearing capacity
factor N* depends on the angle Ψ, there are two uncertainties involved in this procedure. They
are
1. The difficulty in determining the values of Ψ for different situations at base level.
2. The settlement required at the base level of the pile for the full development of a plastic
zone.
• For full base load Qb to develop, at least a settlement of about 10 to 20 percent
of the pile diameter is required which is considerable for larger diameter piles.
THE ULTIMATE SKIN RESISTANCE OF A SINGLE PILE IN
COHESIONLESS SOIL
Skin Resistance (Straight Shaft)
The ultimate skin resistance in a homogeneous soil as per Eq. (15.9) is expressed as
• In a layered system of soil and δ vary with respect to depth. Equation (15.34a) may
then be expressed as
• As explained in Section 15.10 the effective overburden pressure does not increase linearly
with depth and reaches a constant value beyond a particular depth Lc, called the critical
depth which is a function of ɸ. It is therefore natural to expect the skin resistance fs also to
remain constant beyond depth Lc . The magnitude of LC may be taken as equal to 20d.
• Eq. (15.17) can be used for determining the critical length Lc for any given set of
values of ɸ and d. Q f can be calculated from Eq. (15.34) if and δ are known.
• The values of and δ vary not only with the relative density and pile material
but also with the method of installation of the pile.
• As per the present state of knowledge, the maximum skin friction is limited to
110 kN/m2 (Tomlinson, 1986).
SKIN RESISTANCE Qf BY COYLE AND CASTELLO METHOD (1981)
STATIC BEARING CAPACITY OF PILES IN CLAY SOIL
• The static ultimate bearing capacity of piles in clay as per Eq. (15.12) is
• For layered clay soils where the cohesive strength varies along the shaft, Eq.
(15.37) may be written as
• Generally, the spacing for point bearing piles, such as piles founded on rock,
can be much less than for friction piles since the high-point-bearing stresses
and the superposition effect of overlap of the point stresses will most likely not
overstress the underlying material nor cause excessive settlements.
PILE GROUP EFFICIENCY
• The spacing of piles is usually predetermined by practical and economical
considerations. The design of a pile foundation subjected to vertical loads
consists of
1. The determination of the ultimate load bearing capacity of the group Q u.
2. Determination of the settlement of the group, Sg , under an allowable load
Qga .
• The ultimate load of the group is generally different from the sum of the
ultimate loads of individual piles Qu
The factor
Where
m = number of columns of piles in a group,
n = number of rows,
d =diameter of pile,
s = spacing of piles center to center.
VERTICAL BEARING CAPACITY OF PILE GROUPS
EMBEDDED IN SANDS AND GRAVELS
• Driven piles. If piles are driven into loose sands and gravel, the soil around the
piles to a radius of at least three times the pile diameter is compacted.
• When piles are driven in a group at close spacing, the soil around and between
them becomes highly compacted. When the group is loaded, the piles and the
soil between them move together as a unit.
• Thus, the pile group acts as a pier foundation having a base area equal to the
gross plan area contained by the piles. The efficiency of the pile group will be
greater than unity as explained earlier.
• it is conservative to assume an efficiency factor of unity for all practical
purposes. We may, therefore, write
• The procedure explained above is not applicable if the pile tips rest on compressible
soil such as silts or clays (where carrying capacity is governed by shear strength &
compressibility)
Bored Pile Groups In Sand And Gravel
Bored piles are cast-in-situ concrete piles. The method of installation involves
1 . Boring a hole of the required diameter and depth,
2. Pouring in concrete.
• There will always be a general loosening of the soil during boring and then
too when the boring has to be done below the water table. Though bentonite
slurry (sometimes called as drilling mud) is used for stabilizing the sides and
bottom of the bores, loosening of the soil cannot be avoided.
• Cleaning of the bottom of the bore hole prior to concreting is always a
problem which will never be achieved quite satisfactorily. Since bored piles
do not compact the soil between the piles,
• The efficiency factor will never be greater than unity. However, for all
practical purposes, the efficiency may be taken as unity.
Pile Groups In Cohesive Soils
• When piles are driven into clay soils, particularly when the soil is soft and
sensitive, there will be considerable remolding of the soil.
• Besides there will be heaving of the soil between the piles since compaction
during driving cannot be achieved in soils of such low permeability.
• There is every possibility of lifting of the pile during this process of heaving of
• the soil.
• Bored piles are, therefore, preferred to driven piles in cohesive soils. In case
driven piles are to be used, the following steps should be favored:
1. Piles should be spaced at greater distances apart.
2. Piles should be driven from the center of the group towards the edges, and
3. The rate of driving of each pile should be adjusted as to minimize the
development of porewater pressure.
• Experimental results have indicated that when a pile group installed in cohesive
soils is loaded, it may fail by any one of the following ways:
1. May fail as a block (called block failure).
2. Individual piles in the group may fail.
• When piles are spaced at closer intervals, the soil contained between the piles
move downward with the piles and at failure, piles and soil move together to
give the typical 'block failure’.
• Normally this type of failure occurs when piles are placed within 2 to 3 pile
diameters.
• For wider spacings, the piles fail individually. The efficiency ratio is less than
unity at closer spacings and may reach unity at a spacing of about 8 diameters.
• The equation for block failure may be written as (Fig. 15.27).
where
c = cohesive strength of clay beneath the pile group,
= average cohesive strength of clay around the group,
L = length of pile,
Pg = perimeter of pile group,
Ag = sectional area of group,
• Nc = bearing capacity factor which may be assumed as 9 for deep foundations.
• The bearing capacity of a pile group on the basis of individual pile failure may
be written as
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