Syllabus Module I Innovation Intellectual Property Protection
Syllabus Module I Innovation Intellectual Property Protection
Module I
Innovation and Intellectual Property
Protection: Foundations and
Challenges
Root number: 446638
ECTS: 3
Lecturers: Thomas Cottier, Jayashree Watal, Matthias Käch, Kamran Houshang Pour,
Erik Thevenod-Mottet, Martin Girsberger, Julie Poupinet and Kathrin Rüegsegger.
Audience:
Government officials; Embassy staff; people working for international
organisations and NGOs, industry and in legal practice
Joint LL.M. / Diploma of Advanced Studies Trade and Investment Law (TRAIL+)
Students - World Trade Institute / Faculty of Law, Unibe
Course Description:
Intellectual property rights play an increasing role in international trade and the process
of globalization and regionalization. Global value chains and division of labour strongly
depends upon intellectual property protection which in turn also influences trade flows.
The module expounds the fundamental principles of IP protection in the multilateral
trading system of the WTO and preferential trade agreements. It offers and introduction
to different forms of rights, scope of rights, and students are exposed to leading WTO
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case law. The module particularly focuses in a case study on the implications of patents
on public health and pharmaceuticals in the developing world. The module offers an
introduction into trademarks and geographical indications and explains the different
modes of registration of intellectual property rights and research tools for patent and
trademark landscaping. The introduction is taught by academics, former trade
negotiators and experienced practioners.
Schedule
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Thomas Cottier
Prof.em. Thomas Cottier, former Managing Director of the World Trade Institute, is
Professor Emeritus of European and International Economic Law at the University of Bern.
He published widely in the field of international economic law, with a particular focus on
constitutional theory and intellectual property. He directed the national research
programme on trade law and policy (NCCR International Trade Regulation: From
Fragmentation to Coherence) located at the WTI from 2006-2014. He is an associate
editor of several journals. He was a visiting professor at the Graduate Institute, Geneva,
the Paris I Sorbonne, University of Barcelona, and regularly teaches at the Europa Institut
Saarbrücken, Germany, at Wuhan University, China, at the University of Torino and more
recently at the University of Ottawa, Canada. He was a member of the Swiss National
Research Council from 1997-2004 and served on the board of the International Plant
Genetic Resources Institute (IPGRI) Rome during the same period. He served the Baker &
McKenzie law firm as Of Counsel from 1998 to 2005. He held several positions in the Swiss
External Economic Affairs Department and was the Deputy-Director General of the Swiss
Intellectual Property Office. Prof. Cottier has a long-standing involvement in GATT / WTO
activities. He served on the Swiss negotiating team of the Uruguay Round from 1986 to
1993, first as Chief negotiator on dispute settlement and subsidies for Switzerland and
subsequently as Chief negotiator on TRIPs. He has served as a member or chair of several
GATT and WTO panels and served on a high level panel reviewing the International
Health Regulations of the World Health Organization.
Jayashree Watal
Ms. Watal is Adjunct Professor at Georgetown Law and Honorary Professor at the
National Law University, Delhi. She was Counsellor in the Intellectual Property Division of
the World Trade Organization from February 2001 to July 2019, where she has dealt with
negotiations on TRIPS and public health. She has more than twenty two years of
experience in government in India, of which ten years was devoted to policy,
diplomacy, research and administration on intellectual property rights, including
representing India in the TRIPS negotiations. She has researched and published on issues
related to intellectual property rights, including a book Intellectual Property Rights in the
WTO and Developing Countries (Oxford University Press, India and Kluwer Law
International, 2001). She was a Visiting Scholar at the Center for International
Development at Harvard University (2000) and at the Institute for International
Economics, Washington DC (Oct. 1998-August 2000) and at the George Washington
University Law School, Washington, D.C. (1997- 2000). She worked in the Government of
India, Ministry of Commerce as Director, Trade Policy Division, New Delhi (1995-1998). She
has a post-master's degree in trade law (DESS) from the University of Paris-V; M.A. in
Economics from Gokhale Institute for Politics and Economics, Pune, India; and a B.A. from
Fergusson College, Pune, India.
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Matthias Käch
Matthias Käch served as Head of Training at the Swiss Federal Institute of Intellectual
Property (IGE) for seven years. He started working for the Trade Mark Division of the IGE
twenty-two years ago as trade mark examiner. After receiving a DAS in Intellectual
Property Rights at the University of Bern in 2004 he worked as a member of the trade mark
opposition section as well. In 2009 he started lecturing as an IP-Trainer regarding all fields
of intellectual property with the main emphasis on trade mark law. In 2010 he received
a MAS in Brand- and Marketing Management at the University of Applied Science in
Luzern. Since 2011 he was Head of Training and offers today lectures as Senior IP-Trainer.
Erik Thévenod-Mottet
Erik Thévenod-Mottet is advisor at the Swiss Institute of Intellectual Property for national
and international affairs on geographical indications (GIs) and indications of source,
since 20009. He previously worked as a researcher within European scientific projects, as
well as in a certification body or for interprofessional organisations, always in relation to
GIs.
Martin Girsberger
Martin Girsberger is Head of the unit ‘Sustainable Development & International
Cooperation’ at the Swiss Federal Institute of Intellectual Property (IPI), where he has
been working since 1998. He is responsible for the intellectual property-related aspects
of sustainable development, including biodiversity, environment, and food and
agriculture. He has been a member of the Swiss delegations to the Intergovernmental
Committee on Intellectual Property and Genetic Resources, Traditional Knowledge and
Folklore of the World Intellectual Property Organization; the TRIPS Council; and the
Convention on Biological Diversity. Additionally, he is responsible for the international
cooperation activities of the IPI, which aim at improving the economic situation in
countries through reforms in the field of intellectual property. Martin Girsberger holds an
Attorney at Law, a Dr. iur. (University of Berne), and an LL.M.–degree (Duke Law School).
He is the author of several publications covering the issues of traditional knowledge,
Farmers’ Rights, access and benefit sharing, and intellectual property.
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Julie Poupinet
Julie Poupinet is head of an examination team and of the trademark search team at the
Swiss Institute of Intellectual Property (IPI) and responsible for the implementation of the
Madrid System at IPI as a designated country. In this capacity she represents Switzerland
at the Working Group on the legal development of the Madrid System at WIPO.
Previously she occupied several positions in the trademark division giving her a broad
overview of the practices at IPI.
Kathrin Rüegsegger
Kathrin works as an advisor on innovation, intellectual property and public health at IPI.
She holds a master’s degree in International and European Law from the University of
Bern and a bachelor’s degree in International Relations from the University of Geneva.
She grew up bilingually in Zurich with German and English and is fluent in Spanish and
French is well. Kathrin is very passionate about the field of international negotiations.
Together with Prof. Felix Addor, she is responsible for organizing the Model United
Nations’s Seminar at the University of Bern as well as teaching the students basic skills in
negotiations.
Learning Objectives:
To understand the rationale and motivation, sources, basic underlying principles,
rights and obligations of different forms of the international intellectual property
protection, with particular focus on the TRIPs Agreement and its operation within
the WTO and PTAs.
To appreciate the key economic trade-offs associated with the protection and
enforcement of intellectual property rights.
To understand the interpretation of the TRIPs Agreement and familiarise with
main TRIPs-related jurisprudence of the WTO on national treatment in IPRs and
interpretation of the TRIPs Agreement in the context of the WTO.
To understand to role of Preferential Trade Agreements in the field of IPRs.
To understand the main forms of intellectual property rights (IPRs), in particular
the protection of inventions, how to get and how to enforce or invalidate them.
To understand the role of protection against unfair competition and its potential
in the multilateral trading system
To discuss the main interconnection between intellectual property rights,
innovation and global health.
To deepen knowledge and assess the linkages of trademark protection, unfair
competition, technical barriers to trade and health in a WTO case study
To understand the interface of – and to differentiate between – the legal,
economic and policy dimension of international disputes.
To get to know some of IPI’s tasks and services.
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Optional Materials
Abbott, Fred / Cottier Thomas / Gurry Francis: Intellectual Property in an Integrated
World Economy 4th edition (New York: Wolter Kluwer 2019)
Thomas Cottier, Krista Nadakvularen Schefer (eds), Elgar Encyclopaedia of Public
International Law, Cheltenham, Northampton 2017, pp. 516-537.
Thomas Cottier, Matthias Oesch, International Trade Regulation: Law and Policy
in the WTO, The European Union and Switzerland, Bern London 2005 p. 924-928
Thomas Cottier, The World Intellectual Property Organization, Max Planck
Encyclopedia of Public International Law (update Oxford University Press 2018).
Agreement on Trade-Related Aspects of Intellectual Property Rights (included in
the WTO Legal Texts)
Paris Convention for the Protection of Industrial Property,
Berne Convention for the Protection of Literary and Artistic Works
WIPO, Intellectual Property Handbook: Policy, Law and Use, Geneva: WIPO
Publications, 2004.
Available at: http://www.wipo.int/about-ip/en/iprm/index.html
WIPO, Intellectual Property Handbook: Policy, Law and Use, Geneva: WIPO
Publications, 2004. Chapter 5: International Treaties and Conventions on
Intellectual Property,
Available at: http://www.wipo.int/about-ip/en/iprm/index.html
Additional WIPO Intellectual Property Agreements,
Available at: https://www.wipo.int/treaties/en/
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Topics
Geographical Indications:
Nature and protection of GIs
International debates
GIs and innovation
Traditional Knowledge:
Notions of “genetic resources,” “traditional knowledge” and “biopiracy.”
International fora involved.
Measures available to protect traditional knowledge.
Reading Materials:
You need to have with you for the exercise in class:
Agreement on Trade-Related Aspects of Intellectual Property Rights (included in
the WTO Legal Texts), in particular Art. 17 & 22 to 24;
The Paris Convention for the Protection of Industrial Property, Articles 10, 10bis and
10ter.
Compulsory Reading
Geographical Indications:
TRIPS: Geographical Indications. Background and the current situation
What is a Geographical Indications? (WIPO)
Traditional Knowledge:
WIPO, Background Brief No. 1, Traditional Knowledge and Intellectual Property.
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Traditional Knowledge:
WIPO, Glossary of Key Terms Related to IP and Genetic Resources, Traditional
Knowledge and Traditional Cultural Expressions.
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Topics
A. The access issue: interplay between patent protection and access to medicines
B. The international policy debate and initiatives at the multilateral level; way forward
C. Case Study on the TRIPS waiver proposal; discussion
Background Documents:
You don’t have to read the following documents, but you have to bring them with you
to class
WTO (1994) TRIPS Agreement, Articles 27-34, 39, 63, 65-66:
http://www.wto.org/english/docs_e/legal_e/27-trips_01_e.htm
WTO Website, WTO Ministerial Declaration on the TRIPS Agreement and Public
Health, 14 November 2001:
https://www.wto.org/english/thewto_e/minist_e/min01_e/mindecl_trips_e.htm
WTO Website, WTO GC Decision on Paragraph 6 of the Doha Declaration on the
TRIPS Agreement and Public Health, 30 August 2003:
http://www.wto.org/english/tratop_e/trips_e/implem_para6_e.htm
WTO Website, WTO General Council’s Decision on the Amendment of the TRIPS
Agreement, 6 December 2005:
http://www.wto.org/english/news_e/pres05_e/pr426_e.htm
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WTO, Fact Sheet: The Paragraph 6 System: Special Export Licenses for Medicines,
2013, pp. 1-6: https://www.wto.org/english/tratop_e/trips_e/tripsfacsheet_e.htm
WTO, News release: WTO IP rules amended to ease poor countries’ access to
affordable medicines, 23 January 2017:
https://www.wto.org/english/news_e/news17_e/trip_23jan17_e.htm
WTO, Fact Sheet TRIPS and pharmaceutical patents, September 2006,
https://www.wto.org/english/tratop_e/trips_e/factsheet_pharm00_e.htm
The Economist, The drugs industry – Battling borderless bugs, 7 January 2012 (2pp.):
http://www.economist.com/node/21542410
Abbott, F. M., The LDC Medicines Extension Question: Contemplating Next Steps
(September 24, 2014). Bridges Africa: Trade and Sustainable Development News
and Analysis on Africa, Vol. 3, No. 8, pp. 15-17, 2014; Available at SSRN:
http://ssrn.com/abstract=2503692
Krattiger, A., Promoting Access to Medical Innovation, WIPO Magazine,
September 2013 (4pp.):
https://www.wipo.int/wipo_magazine/en/2013/05/article_0002.html
Saez, C., LDC Pharma IP Waiver Until 2033 Approved By WTO TRIPS Council,
Intellectual Property Watch, 6 November 2015 (2pp.): http://www.ip-
watch.org/2015/11/06/ldc-pharma-ip-waiver-until-2033-approved-by-wto-trips-
council/
Suggested readings:
http://documents.epo.org/projects/babylon/eponet.nsf/0/4E8744EB66E8F944C1257
7D600598EEF/$File/espacenet_brochure_en.pdf
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https://www.wipo.int/edocs/pubdocs/en/global_challenges/628/wipo_pub_628
.pdf
WTO Website, TRIPS and Health: Frequently Asked Questions on compulsory
licensing of pharmaceuticals and TRIPS:
http://www.wto.org/english/tratop_e/trips_e/public_health_faq_e.htm
WTO Website, Pharmaceutical Patents and the TRIPS Agreement:
http://www.wto.org/english/tratop_e/trips_e/pharma_ato186_e.htm
Abbott, F.M., Intellectual Property and Public Health: Meeting the Challenge of
Sustainability, Global Health Programme Working Paper No. 7/2011, November
15, 2011, http://papers.ssrn.com/sol3/papers.cfm?abstract_id=1965458
Abbott, Frederick M., The WTO Medicines Decision: World Pharmaceutical Trade
and the Protection of Public Health. American Journal of International Law, Vol.
99, pp. 317-58, 2005. Available at SSRN: http://ssrn.com/abstract=763224
Addor, F., Swiss Initiative Seeks To Dispel « Black-And-White » View of Patents,
Intellectual Property Watch, 19 December 2006:
https://www.ige.ch/fileadmin/user_upload/recht/national/e/2006_12_19_IP_Wat
ch_Swiss_initiative.pdf
Holman C., Minssen T., Solovy E., Patentability Standards for Follow-On
Pharmaceutical Innovation, 1 June 2018:
https://www.liebertpub.com/doi/full/10.1089/blr.2018.29073.cmh
Swiss Federal Institute of Intellectual Property, Swiss health foreign policy and
access to therapeutic products: https://www.ige.ch/en/intellectual-property/ip-
and-society/swiss-health-foreign-policy-and-access-to-therapeutic-
products.html
Topics:
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o Trademarks
o Geographical Indications
o Copyright
Maskus, Keith. E: ‘IPRs and Global Policy Challenges’, Chapter 5 in Private Rights
and Public Problems: The Global Economics of Intellectual Property in the 21st
Century, Peterson Institute for International Economics, 2012, full text available at
https://www.piie.com/publications/chapters_preview/5072/05iie5072.pdf
Penrose, Edith T: The Economics of the International Patent System, The Johns
Hopkins Press, 1951.
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Topics
Absolute grounds of refusal
o Descriptive terms
o Misleading signs
o Signs contrary to public order or morality
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Topics
The Madrid System
EUIPO trade mark
European Patent Application system at EPO
PCT Application
Compulsory Reading
WIPO: http://www.wipo.int/pct/en/faqs/faqs.html
http://www.wipo.int/classifications/ipc/en/faq
WIPO: The International Trademark Registration Process
www.wipo.int/madrid/en/how_madrid_works.html
WIPO: About the Nice Classification:
www.wipo.int/classifications/nice/en/preface.html
WIPO: http://www.wipo.int/pct/en/faqs/faqs.html
http://www.wipo.int/classifications/ipc/en/faq/
https://www.epo.org/service-support/faq/own-file.html
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http://documents.epo.org/projects/babylon/eponet.nsf/0/8C12F50E07515DBEC125
81B00050BFDA/$File/espacenet-pocket-guide_en.pdf
Patent Searches
Statistical Patent Analysis
Patent Landscaping based on Statistical Analysis
Trademark landscaping:
- The importance of searching
- Do-it-yourself search vs. professional search
Compulsory Reading
Trademark landscaping
No additional reading required
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