CLIENT ID UCC FORM NUMBER

SEBI Single Reg. No: INZ000243934

DP Reg. No: IN-DP-310-2017

DEMAT & TRADING ACCOUNT OPENING FORM | INDIVIDUALS

INDEX OF DOCUMENTS
MANDATORY DOCUMENTS AS PRESCRIBED BY SEBI & EXCHANGES
S.No Name of Document Brief Significance of the Document Page No
Part I - KYC Form: Document captures basic information
2
about the constituent.
1 Account Opening Form.
Part II - Document capturing additional information about
3-4
the constituent relevant to client Trading/Demat Account.
Document stating brief instructions for filling KYC Form &
2 Instructions/Checklist. Client Copy
documents required.
Document stating the Rights & Obligations of the
beneficiary owner & DP, Stock Broker / Trading Member,
3 Rights and Obligations. Sub-Broker & Client for trading on exchanges (including Client Copy
additional rights & obligations in case of Internet/Wireless
technology based trading).
Document detailing risks associated with dealing in the
4 Risk Disclosure Document (RDD). Client Copy
securities market.

Document detailing Do’s & Don’ts for trading on exchange,

5 Guidance Note. Client Copy
for the education of investors.

Document describing significant Policies & Procedures of

6 Policies and Procedures. Client Copy
the Stock Broker.

Document detailing the Rate/Amount of brokerage and the

7 Tariff Sheet. charges levied on the client for trading on the Stock 5
Exchange(s).
VOLUNTARY DOCUMENTS AS PROVIDED BY THE STOCK BROKER
Document contains voluntary undertakings by the client
1 Undertaking / Authorisation. with respect to JKBFSL internal operations during the 6
course of the relationship with JKBFSL.
Letter of Authorisation for maintaining account with
2 Running Account Authorisation. 6
JKBFSL
Nomination form for appointing nominee to the clients’
3 Nomination Form. 7
account.
Document confirming the rights of JKBFSL to Debit/Credit
4 Power of Attorney (POA). Block/Unblock Funds/Securities in the linked Bank/Demat 8-10
Account.

Managing Director: Mr. Avnish Gulati Compliance Officer: Mr. Mudassir Ah Padder
T: +91 194 231 1512 E: [email protected] T: +91 194 231 1512 E: [email protected]
Grievance Redressal
For any grievance or dispute, kindly contact JKB Financial Services at above addresses or email us on
[email protected] | [email protected] and Call Us On 91 (0) 194 248 3866
In case not satisfied with the response, please contact the concerned exchange at:
1. NSE: [email protected] | 91 (0) 22 26598100 2. BSE: [email protected] | 91 (0) 22 22728097

REGISTERED / CORPORATE OFFICE:

Main Road, Jawahar Nagar, Srinagar (J&K) 190008.
T: 91 (0) 194 231 1512 www.jkbfsl.com E: [email protected]
 PART I | KNOW YOUR CUSTOMER (KYC) ACCOUNT OPENING FORM
Application Type √ New KYC Number (if already existing)
Account Type Normal Minor

1. PERSONAL DETAILS

Prefix First Name Middle Name Last Name

Name (As per PAN)
Father/Spouse Name
Mothers Name
Date of Birth Marital Status: Single Married
Gender Male Female PAN
Nationality Indian Others (Please Specify: ______________________________) PHOTO
Residential Status: Resident Non Resident
Occupation Government Service Private Sector Business Agriculturist
Retired Public Sector Professional Housewife Student
Others (___________________)
Sign Across the Photo
S1

2. PROOF OF IDENTITY AND ADDRESS (Please tick any of the below OVDs and mention the corresponding ID Number)
1.
Aadhaar Voter ID Card Driving Licence Passport NPR Letter MG-NREGA Card
ID Number

3. ADDRESS DETAILS
2.
Permanent Address

District State/UT Country PIN

Correspondence Address (Specify the proof of address submitted for correspondence address) If same as permanent address: Yes No

Correspondence Address

District State/UT Country PIN

4. CONTACT DETAILS (All communications will be sent to Mobile number/ Email ID provided)
3.
Mobile Number Email ID

5. DECLARATION

I hereby declare that the details furnished above are true and correct to the best of my knowledge and belief and I undertake to inform you of any changes
therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am aware that I may be held
liable for it. Further I hereby consent for receiving information from Central KYC Registry through SMS/Email on the above registered number/email address.

DATE S2
PLACE [Signature of the Applicant]

FOR OFFICE USE ONLY

IN PERSON VERIFICATION [IPV] BY J&K BANK/JKBFSL OFFICIAL

Name of the person who has done the IPV

Designation Date of IPV
Emp Code
Originals verified and self-attested documents received.

[J&K Bank/JKBFSL Branch Stamp & Signature]

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 PART II ACCOUNT OPENING FORM | Individuals
J&K Bank Branch SOL ID

DEMAT ACCOUNT RELATED DETAILS

Name of Depository Participant: JKB FINANCIAL SERVICES LIMITED DP-ID: IN302349
Address: Main Road, Jawahar Nagar, Srinagar (J&K) 190008 Date
I/We request you to open an ordinary resident depository account in my/our name as per the following details
(Please fill all the details in CAPITAL LETTERS only) Account Category GENERAL BSDA MF01

1. ACCOUNT HOLDER DETAILS

FIRST HOLDER
SECOND HOLDER
THIRD HOLDER
Family Flag First Holder Second Holder Third Holder
for Email Self Spouse Self Spouse Self Spouse

Dependent Child Dependent Parent Dependent Child Dependent Parent Dependent Child Dependent Parent

2. PLEASE TICK IF APPLICABLE Politically Exposed Person (PEP) Related to Politically Exposed Person (PEP)
3. STANDING INSTRUCTIONS
a) Authorisation to transfer credits automatically into account. YES NO
b) Account to be operated through Power of Attorney (POA). (If yes, submit POA later) YES NO
c) Receive Annual Report, AGM Notices and Other Communications from issuer & RTA in Electronic Form YES NO
d) Mode of receiving Statement of Account electronically. YES NO
e) SMS Alert Facility. Sole/First Holder Second Holder Third Holder
f) Receive DIS Booklet (DIS Booklet is chargeable). NO YES
4. GUARDIAN DETAILS [Where Sole/First Holder is Minor]
Name
PAN Relationship with Minor

5. NOMINATION OPTION:
I wish to make a nomination. YES [Fill form 10] NO [Give Declaration]

DECLARATION FOR OPTING OUT OF NOMINATION

I / We hereby confirm that I / We do not wish to appoint any nominee(s) in my / our Trading / Demat account and understand the issues involved
in non-appointment of nominee(s) and further are aware that in case of death of all the account holder(s), my / our legal heirs would need to submit all the
requisite documents / information for claiming of assets held in my / our Trading / Demat account, which may also include documents issued by Court or
other such competent authority, based on the value of assets held in the Trading / Demat account.
[Signature of witness along with name & address are required if the account holder affixes Thumb Impression instead of signature]

Name of Witness
Address Signature of Witness

7. DECLARATION
The rules and regulations of the Depository and Depository Participants/stock broker pertaining to an account which are in force now have been read by
me/us and I/we have understood the same and agree to abide by and to be bound by the rules as are in force from time to time for such accounts. I/we hereby declare
that the details furnished above are true and correct to the best of my/our knowledge and belief and I/we undertake to inform you of any changes therein, immediately.
In case any of the above information is found to be false or untrue or misleading or misrepresenting. I am/we are aware that I/we may be held liable for it. In case non-
resident account, I/we have complied and will continue to comply with FEMA regulations. I/we have also been informed that the standard set of documents has been
displayed for information on DP/stockbroker's designated website www.jkbfsl.com. I /we hereby acknowledge the receipt of following documents/information as
per index: 1) Account Opening Form 2) Instruction/Checklist for filing KYC Form. 3) Rights and obligations of BO and DP/Stockbroker. 4) Risk Disclosure Document
5) Guidance Note 6) Policies and Procedures. 7) Tariff Sheet. 8) Undertaking/Authorisation 9) Running Account Authorisation.
Further I authorise J&K Bank to share my KYC details with JKBFSL for availing demat/trading / mutual fund services.

S3
Sole / First Holder Second Holder Third Holder

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 DETAILS COMMON FOR BOTH DEMAT & TRADING ACCOUNTS
1. DECLARATION FOR NAME MISMATCH
This is to bring into your kind notice that my name is spelt differently in my Identity Proof, Address Proof & Bank Proof. Kindly find the
names mentioned below as spelt in different proofs:
Name as per PAN
Name as per KYC
Name as per Bank Proof
I hereby confirm that all the said names belong to me & whatever information is stated above is true and correct. I agree to
indemnify and keep you indemnified at all times from and against all costs, charges, penalties (including reasonable attorney fees) suffered
and/or incurred by you for any act done or omitted to be done on the above declaration.
S4
Date Place [Signature of the Applicant]

2. BANK ACCOUNT DETAILS

Bank A/C Number Type of A/C SAVINGS CURRENT Bank Name: J&K Bank
Branch Address MICR IFSC
City State/UT Country: INDIA PIN
TRADING ACCOUNT RELATED DETAILS
1. DEPOSITORY ACCOUNT DETAILS
Depository Name √ NSDL CDSL Name of Depository Participant: JKB FINANCIAL SERVICES LIMITED
Beneficiary Name DP ID: IN302349
BO-ID (To be allotted by DP)
2. TRADING PREFERENCES [Please tick the box where you wish to trade. The segment not opted should be struck off by the client]
NSE CASH NSE F&O BSE CASH BSE StAR MUTUAL FUND

[Signature of the Applicant] S5 a [Signature of the Applicant] S5 b [Signature of the Applicant] S5 c [Signature of the Applicant] S5 d
3. OTHER DETAILS
Net Worth [not older than 1 year]. Amount Rs. As on date

Income Range per annum [Please tick any one]

Below 1 Lac 1 – 5 Lacs 5 – 10 Lacs
10 – 25 Lacs More than 25 Lacs
Investment/Trading Experience (in years)
4. ADDITIONAL DETAILS
a) Mode of receiving Contract Note Electronic Physical
b) Wish to avail Internet /Wireless Technology Based Trading Facility YES NO
c) Do you wish to avail Margin Trading Facility (MTF) YES NO
[I confirm that I/We have received, read and understood, acknowledged and agreed to the rights and obligations of MTF as provided at the website www.jkbfsl.com]

FOR OFFICE USE ONLY

UCC Code allotted to Client
Documents Verified with originals by Client Interviewed by IPV Done by
Name of Employee

Employee Code

Designation

Date

[Signature] [Signature] [Signature]

I/We undertake that I/We have made the client aware of “Policies and Procedures”, Tariff Sheets and all the Non-Mandatory Documents. I/We have also
made the client aware of “Rights and Obligations” document(s), RDD and Guidance Note. I/We have given/sent him a copy of all the KYC Documents. I/We
undertake that any change in the “Policies and Procedures”, Tariff Sheets and all the Non-Mandatory Documents would be duly intimated to the clients.
I/We undertake that any change in the “Rights and Obligations” document(s), RDD and Guidance Note would be made available on our website:
www.jkbfsl.com for the information of the clients.

Branch Name Date [Signature of Authorised Person

Seal/Stamp of Branch]

Page | 4
 DEMAT TARIFF CHART
S. NO SERVICE NORMAL BSDA CORPORATE
1 A/C Opening NIL NIL NIL
Advance/Deposit [For Non JK Bank Clients] ₹2500 NIL ₹5000
2 Subject to Value of Holding
Up to ₹50,000 NIL ₹2,500 P.A
A/C Maintenance Charges ₹600 P.A
₹50,001 to ₹2,00,000 ₹100 P.A
Above ₹2,00,001 ₹600 P.A
3 A/C Modification ₹50 per modification in Client Master
4 Market/OFF Market Transaction
Buy NIL
Sell 0.05% of Market Value (Min ₹25 and Max ₹500 per 0.04% of Market Value (Min ₹25 and Max
instruction) ₹500 per instruction)
5 Pledge Creation / Creation Confirmation 0.02% of Market Value (Min ₹25 and Max ₹500 per instruction)
Closure / Closure Confirmation / Invocation
6 Dematerialisation ₹100 per certificate plus courier charges.
7 Rematerialisation ₹100 up to first hundred securities and after first hundred, ₹50 for every hundred securities or part there of
or a flat fee of ₹25 per certificate whichever is higher plus courier charges.
8 Demat Rejection Charges/Failed ₹100 per Instruction/Transaction.
9 Non Periodic A/C Statement Charges ₹15 plus postage.
Belated Instruction/SPEEDe Charges ₹50 per Transaction / 0.02% per Transaction (Min ₹19 and Max ₹50)
Demat Mail Charges/Remat Mail Charges ₹90 / ₹25
Redemption Charges ₹100 per Transaction plus ₹90 courier charges
Account Statement Charges ₹25
10 Book Issuance Charges ₹100 per book plus courier charges ₹150 per book plus courier charges
Charges for Non Payment of Dues
Penalty and Interest Charges A penalty of 2% Per Month shall be levied on the outstanding amount after one month from the due date
The Depository Servicers shall be withdrawn (temporarily) from the payment due date.
Non Payment of Bill after 30 days
The charge for resuming the services shall be ₹100 per account.
Notes: 1) GST as applicable. 2) The DP Service Charges are payable upfront. 3) Bills can be deposited either in Cash/Cheque (payable anywhere) or through NEFT. 4) Charges are
subject to revision of DP’s sole discretion by giving 30 days’ notice prior to the date of applicability. 5) Staff Accounts shall be charged A/C maintenance @ ₹300 P.A plus taxes
applicable.
In case the value of holding exceeds ₹2,00,000, the BSDA will automatically get converted into normal Demat Account and normal charges as per the prevailing scheme
shall apply.

TRADING TARIFF CHART

SEGMENT TRANSACTION TYPE TURNOVER BROKERAGE APPLICABLE
Equity Delivery (Each Leg) RI’s: 0.50% NRI’s: 0.75%
(Cash Market)
Up to ₹25 Lacs | ₹25 Lacs to ₹50 Lacs 0.10% | 0.07%
Intraday (Each Leg)
₹50 Lacs to ₹1 Crore | Above ₹1 Crore 0.05% | 0.03%
Futures Carry Forward/ Intraday 0.10% | 0.05% of trade value or ₹25 (Whichever is higher)
Settlement Expiry NIL
Options Carry Forward/Intraday/Settlement Expiry ₹60 Per Lot [Each Leg]
VARIABLE MULTI TIER BROKERAGE PLAN [F&O (OPTION CONTRACT)]
SEGMENT TURNOVER/DAY (NO. OF LOTS) INTRADAY TARIFF CARRY FORWARD TARIFF
F&O (NSE)
Above 1000 lots/day | 500-900 lots/day ₹20/Lot/Leg | ₹30/Lot/Leg ₹40/Lot | ₹50/Lot
Option
(Call/Put) 100-499 lots/day | Below 99 lots/day ₹40/Lot/Leg | ₹50/Lot/Leg ₹60/Lot | ₹60/Lot
TERMS APPLICABLE TO BROKERAGE PLANS
Statutory charges shall be levied separately e.g. GST, STT<Stamp Duty, Exchange Transaction Charges, SEBI Turnover Charges etc. as per the rates applicable from time
to time. Cash/Delivery transactions squared off on the same day will be charged brokerage at rates applicable for Intra-Day trades. Brokerage in equity segment is
computed on per share basis and is rounded off to the nearest paisa, subject to a minimum brokerage of 5 paisa per share. Option Expiry Charges: Option Final Expiry
Charges (comprising of stamp duty, STT etc.) are levied on the settlement value of the option. Exchange Transaction Charges on Options trades will be computed on the
premium amount.
OTHER TERMS AND CONDITIONS
1) System abuse charges, if any, as levied by Exchange(s) will be recovered from the respective clients. 2) All Intra-day transactions that are converted to delivery will be
charged brokerages as applicable to Cash/Delivery trades. 3) The rates provided in this schedule are subject to change with 30 (Thirty) days prior intimation. 4) In case
of non-receipt of full payment against Margin/Settlement obligation, an interest will be charged @ 18% P.A on daily outstanding balance till the date of actual realisation
of the outstanding amount. 5) Any penalty levied by Exchange(s) on the client’s positions shall be recovered from the client’s account. 6) JKB Financial Services is also
authorised to debit the charges related to my DP Account to my Trading Account. 7) I/We hereby authorize you to use my/our bank account details (already provided)
for dividend purpose, recovery of demat related charges. 8) Any other charges/penalties paid on behalf of the client shall be recovered from the clients trading A/C on
actual basis. 9) The minimum brokerage amount per executed order of ₹25 (subject to ceiling of 2.5% of the traded value) will be charged for transactions in Equities and
Futures segment.

S6
[Signature of the Applicant]

ACKNOWLEDGEMENT
Date

Received the Application from Mr. / Mrs. / M/S _____________________________________________________________ as the Sole/First Holder along with

____________________________________________ & __________________________________________ as Second & Third Holders respectively for opening of
Demat & Trading Account. Please quote that the Client ID & UCC will be communicated to you for all future correspondence.

Authorized Signatory
Page | 5
 TERMS & CONDITIONS [This Document Is Voluntary]
1. The Client shall maintain such Margin as may be stipulated by JKBFSL from time to time. In case the Client does not provide the required Margin within the time
frame stipulated by JKBFSL, then JKBFSL shall take such other action as it may think fit and proper. JKBFSL may require the Client to pay additional Margin
immediately in case of high volatility. 2. The Client undertakes to monitor the adequacy of the collateral and the market value of such collateral on a continuous basis.
3. JKBFSL as risk containment measure shall have the discretion to square off/sell all or some of the client positions/collaterals/securities, without any notice to the
client. 4. The Client is responsible for all orders, including any orders that may be executed without the required Margin in the Client’s account. 5. JKBFSL shall have
the discretion to allow or disallow trading by the client in certain scrips / contracts / products / services. 6. No transaction request shall be assumed to be executed /
modified until a confirmation from JKBFSL is received by the Client. 7. The client authorizes JKBFSL to close out the transactions in case the Client fails to make full
payment to JKBFSL or if there is debit in client’s account with JKBFSL. Also, JKBFSL may square off open client’s margin/leveraged positions in case the scrip price
is nearing its daily price band or due to any adverse development concerning the client’s position or scrip. 8. The client agrees that JKBFSL shall not be liable for non-
execution or delay in the execution of any order due to system/network issue or due to any reason beyond the control of JKBFSL. 9. The client shall pay to JKBFSL
outstanding debit balance if any in his/her account from time to time without any delay. In case of delay, interest on delayed payment @ 18 % per annum shall be
charged on outstanding amount including on interest amount already charged.10. The losses incurred on client’s account will be to the account of the client only.
Neither JKBFSL nor any of its employees/agents shall in any circumstances be liable for any loss, lost profits, cost, liability, expense or damage occurred to the client.
11. The client authorizes JKBFSL to obtain details in relation to the transactions and balances in respect of the securities held in his/her demat account for the purpose
of collating and displaying details in the personalized portfolio watch page. The client acknowledges that the services under ‘Portfolio Watch’ being provided are as an
add on facility and for client convenience only and JKBFSL shall not be liable for any inaccurate display of data due to any unintended error etc. 12. The client authorizes
JKBFSL to deposit from time to time client’s collateral and deposits with the Exchanges/Clearing Corporation for meeting client’s margin requirements and other
obligations.13. The client authorizes JKBFSL to provide the communications through SMS and/or telephone calls on the registered mobile number(s), even if the clients
contact number is registered with the National Do Not Call Registry etc. The client confirms that he/she shall not make any complaint to the TRAI/Service provider in
relation to any call/communications received from JKBFSL and shall not hold JKBFSL liable. 14. The client authorizes JKBFSL to place Mutual Fund transactions as
per the instructions provided. 15. The client authorize JKBFSL to set off outstanding in any of the account of the client against credits available or arising in any other
accounts/segments/exchanges maintained with JKBFSL. 16. The client authorizes JKBFSL to use the client account details/KYC details/Bank Debit card
details/registered telephone numbers/TPIN etc. as method of verification of the client’s identity as the caller and then take orders, instructions from the caller over
the phone. All such orders, instructions etc. shall be deemed to have been placed by the client and biding on the client. 17. The Client acknowledges that he/it is fully
aware of and understands the risks associated with availing of the services for routing orders over the telephone including the risk of misuse and unauthorized use of
his/its details and/or username and/or TPIN and/or Bank Debit card details by a third party. The Client agrees that he/it shall be fully liable and responsible for any
and all unauthorized transactions and unauthorized use of the above. 18. The client shall not have recourse to dispute redressal mechanism/arbitration
mechanism/investor protection schemes of the Stock Exchanges/SEBI, in case the client avails services under any schemes/leagues/competitions etc. offered by any
third party/group company/associate of JKBFSL, and concerning such services.19. The client agrees that non-receipt of bounced mail notification by JKBFSL shall
amount to delivery of the contract note at the email ID of the client. 20. The Trading Member may keep the unutilized margin deposits of the client in bank deposits.
However, no interest shall be passed on to the client earned for such deposits. 21. I have opted to receive Part B comprising of Rights & Obligations (Trading and Demat
separately), Uniform Risk Disclosure document and Guidance Note etc. in the form of Physical Electronic (If the applicant does not select the check box,
default option is physical for forms received in Physical and Electronic for others). 22. I hereby expressly consent to and authorize JKBFSL (whether acting by itself or
whether in an automated manner or otherwise), to share my personal information and sensitive personal information including demat account balance details in relation
of the securities held in my name in my demat account with JKBFSL for the purposes of displaying such details on JKBFSL mobile app/website and for the sake of my
convenience and better viewing experience of my account balances on one platform.
BSE StAR MUTUAL FUND FACILITY
I am interested in availing the StAR Mutual Fund facility of the Exchange for the purpose of dealing in the units of Mutual Funds Schemes permitted to be dealt with on
the StAR platform of the Exchange. For the purpose of availing the StAR Mutual Fund facility, I state that “Know Your Client” details as submitted by me for the opening
of Trading Account may be considered for the purpose of StAR and I/we further confirm that the details contained in same remain unchanged as on date. I am willing
to abide by the terms and conditions as has been specified and as may be specified by the Exchange from time to time in this regard. I shall ensure also compliance
with the requirements as may be specified from time to time by Securities and Exchange Board of India and Association of Mutual Funds of India (AMFI). I shall read
and understand the contents of the Scheme Information Document and Key Information Memorandum, addenda issued regarding each Mutual Fund Schemes with
respect to which I choose to subscribe/redeem. I further agree to abide by the terms and conditions, rules and regulations of the respective Mutual Fund Schemes
subscribed by me.

RUNNING ACCOUNT AUTHORIZATION

I/We hereby authorize JKBFSL as follows, in respect of my/our trading account with JKBFSL:
To maintain my account, on a running account basis, i.e. instead of paying to me/us any amounts or securities representing payouts,
settlement dues, marked to market profits on the settlement date, to retain, withhold, set-off and / or appropriate for such purposes and
in such manner as JKBFSL may deem fit, including towards settling outstanding obligations on a settlement date. I/We understand and
agree that no interest will be payable to me/us on the deposits or amounts or securities lying to my/our credit with JKBFSL. This
authorization may be revoked by me/us at any time by giving JKBFSL written intimation.
I/We request you to settle my/our account on a Monthly Quarterly basis (If the client does not select the checkbox, default
option is Quarterly).

S7
[Signature of the Applicant]

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 Registered / Corporate Office: Main Road, Jawahar Nagar
Srinagar, JK-190008
T: +91 194 231 1512 E: [email protected]
W: www.jkbfsl.com
FORM 10
FORM FOR NOMINATION / CANCELLATION OF NOMINATION
(To be filled in by individual applying singly or jointly)
Date DP ID IN302349
I/We wish to make a nomination. [As per details given below] Client ID
I/We wish to cancel the nomination made by me/us earlier and consequently all rights and liabilities in respect of beneficiary ownership in the
securities held by me/us in the said account shall vest in me/us. [Strike off the nomination details below.]

NOMINATION DETAILS
I/We wish to make a nomination and do hereby nominate the following person(s) who shall receive all securities held in the Depository by me/us in the
said beneficiary owner account in the event of my/our death.

Nominee Details Nominee 1 Nominee 2 Nominee 3

NAME

Equal
Share of % % %
each (If not equally,
please specify
Nominee Any odd lot after division shall be transferred to the first nominee mentioned in the form.
%age)

Relationship with Applicant

Address
PIN PIN PIN

Mobile/Telephone Number

Email ID

Nominee Identification
Details [Please tick anyone and
provide the details of same]

Photo & Sign PAN

Aadhaar SB A/C No
PoI Demat ID

Details mentioned below are to be filled only if nominee(s) is a minor

Date Of Birth

Guardian Name

Guardian Address
PIN PIN PIN

Guardian Phone Number

Guardian Email ID
Guardian Relationship with
Nominee
Guardian Identification
Details [Please tick anyone and
provide the details of same]

Photo & Sign PAN

Aadhaar SB A/C No
PoI Demat ID

First Holder Second Holder Third Holder Witness

Name
Witness Address

S8
Sole / First Holder Second Holder Third Holder Signature of Witness

Page | 7
 Registered / Corporate Office: Main Road, Jawahar Nagar
Srinagar, JK-190008
T: +91 194 231 1512 E: [email protected]
W: www.jkbfsl.com
POWER OF ATTORNEY [Voluntary Document]
To all to whom these presents shall come whereas:
The person(s) specified in the Schedule [1] hereinafter referred to as the "Bank Account Holder(s)"
The person(s) specified in the Schedule [2] here in after referred to as the "Demat Account Holder(s)"
The Client (the person set out in Schedule [5] has read and understood the SEBI prescribed Rights and Obligations and desirous of entering into a broking
relationship with JKB Financial Services Limited, a company, incorporated under the provisions of the Companies Act, 1956, being a Member of Bombay
Stock Exchange Ltd. & National Stock Exchange of India Ltd., having its registered office at, Main Market, Jawahar Nagar, Srinagar, J&K,-190008 (here in
after called the "Stock Broker'') for dealing in Securities, Broking Services and other services as may be availed by the Client from time to time; The Bank
Account Holders hold bank accounts with the bank (the "Bank"), and bearing bank account number/s as mentioned in the Schedule [3] here under title
"Bank Account Details" (hereinafter referred to as the "Bank Account”); The Demat Account Holders hold Demat account(s) with JKB Financial Services
Limited, also a depository participant (the "DP") registered with SEBI, details whereof are mentioned in the Schedule [4] hereunder the title "Demat
Account Details" (hereinafter referred to as the "Demat Account'‘); The Client is also the first holder/sole holder of the Bank Account, and the Demat
Account; The Bank Account Holder(s) and the Demat Account Holder(s) are collectively referred to as the "Joint Account Holder"; To facilitate proper
execution of the Client's transactions under the broking relationship and for availing services, the Joint Account Holder(s) are granting this power of
attorney in favour of the Stock Broker for the purpose of executing instructions, orders or requests and/or handling obligations in respect of transactions
made with the Stock Broker.
I. DEFINITIONS:
"Rights & Obligations" means the Rights and Obligations document as prescribed by SEBI.
"Client” means the person set out in Schedule [5] hereto.
"Securities" includes: -"Securities" as defined under the Securities Contracts (Regulation) Act.,1956; Shares, scrip’s, stocks, bonds, warrants, convertible
and non-convertible debentures, fixed return investments, equity linked instruments, money market instruments, commercial paper, treasury bills, units
issued by the Unit Trust of India and/or by any mutual funds, mortgage backed or other asset backed securities, derivatives, derivative instruments, options,
futures, foreign currency contracts, hedges, swaps and any other securities issued by any company or other body corporate, any trust, any entity, the
Central Government, any State Government or any local or statutory authority and all money rights or property that may at any time be offered or accrue
(whether by rights, bonus, redemption, preference, option or otherwise) and whether in physical or dematerialised form in respect of any of the foregoing or
evidencing or representing rights or interest therein; and any other instruments as may be permitted by applicable law from time to time.
II. POWER OFATTORNEY:
I/We, the Joint Account Holder do hereby authorize/nominate/appoint the Stock Broker and/or the DP for the purpose hereof, acting through any of its
officers or employees or any sub-agents or delegates, to be my/our true and lawful agent and attorney for me/us and on my/our behalf (the “Attorney”)
and in my/our name from time to time to do and exercise or cause to be done and exercised all or any of the following acts, powers and authorities: To
operate and debit the Demat Account(s) in my/our name for facilitating transactions in Securities through the Stock Broker to meet all margin/ settlement
obligations due from me/us to the Stock Broker in terms of the SEBI prescribed Rights and Obligations for transactions executed between me/us and the
Stock Broker, and in relation to any of the products/facilities/ services offered by the Stock Broker and to do the following for the above purpose: To
transfer Securities from the Demat Account for the purpose of delivering the same in respect. of Securities sold by me/us or to the Pool/Beneficiary
Account(s) of the Stock Broker specified in Schedule [6] forming the part of present POA, to effect. delivery of the Securities or for margin purposes and to
meet margin obligations for transactions done on any of the Exchange{s) for me/us;
To block and/or hold all or any of the Securities lying in the Demat Account(s) including in Stock Broker's/DP's internal systems, without any further
instructions {this writing constituting my/our instructions to do so) to transfer all the said Securities to the Demat Account(s)of the Stock Broker or in
accordance with the instructions of the Stock Broker for the above purpose; Subject to permitted laws, to create/mark a lien, charge on all or any of the
Securities lying in the Demat Account(s) including in DP's internal systems, belonging to me/us or in such other manner as the Stock Broker may determine,
without any further instructions (this writing constituting my/our instructions to do so) to transfer all the said Securities to the Demat Account(s) of the
Stock Broker or in accordance with the instructions of the Stock Broker; To transfer Securities from my/our Demat Account to the Pool/Beneficiary
Account(s} account(s) of the Stock Broker to effect delivery of the Securities sold through the Stock Broker on my/our behalf against issuance of contract.
Notes by the Stock Broker; To sign, deliver, endorse and/or acknowledge all instructions, forms, transfer deeds, depository forms and instruments, slips,
receipts and other instruments and writings which are required, necessary or advisable for performing all or any of the powers or authorities hereby
conferred; To submit information to any government, regulatory or statutory authorities and complete, sign and submit any applications or documents for
any approvals or for any other reason whatsoever that may be necessary or desirable to perform any of the acts listed in this Power of Attorney. To operate
the Bank Account in my/our name, for facilitating transactions in Securities by the Stock Broker, for meeting my/our settlement obligations/ margin
requirements and for recovering any outstanding amounts due from me/us to the Stock Broker arising out of my/our trading activities on the stock
exchanges, towards any monies/ fees/ charges outstanding or payable by virtue of me/us using I availing I subscribing to any of the
products/facilities/services offered by the Stock Broker and including to do the following for the above purpose: To block and/or hold and/or create lien all
or any of the monies lying in the Bank Account(s) including in the internal systems of the Bank, where such Bank Account has been opened belonging to
me/us, or in such other manner as the Stock Broker may deem fit, without any further instructions (this writing constituting my/our instructions to do so)
and to transfer all the said monies to the Bank account(s) of the Stock Broker or in accordance with the instructions of the Stock Broker; To draw, endorse
and sign cheques/ demand drafts, withdraw, transfer or deposit monies and issue necessary instructions including electronic instructions or otherwise
operate my/our Bank Account standing in my/our sole name or in the joint names of myself/ourselves in such manner as the Stock Broker may deem fit; To
apply for various products like mutual funds, public issues (shares as well as debt instruments), rights, offer of shares, tender in shares in open offers or the
like pursuant to the instructions of the Client including applying for redemptions and for meeting the obligations arising out of such products like mutual
funds, public issues, rights, offer of shares, tendering shares in open offers or the like. Transfer funds from the Bank account towards monies/fees/charges
etc. due to the DP/ Principal payable by virtue of, I/We using/subscribing to any of the facilities/services availed by me/us at my/our instance. Provide that
no securities shall be transferred for any off market trades. AND GENERALLY to do, perform and execute all such other acts, deeds, instruments, matters
and things on my/our behalf as the attorney may think fit in accordance with this Power of Attorney and about this premises as fully and effectually and to
all intents and purposes as I/we myself/ourselves could do if I/we were personally present AND for the further, better and more effectually doing, effecting,
executing and performing the several matters and things aforesaid AND I/we hereby ratify and confirm and agree and undertake to ratify and confirm

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 Registered / Corporate Office: Main Road, Jawahar Nagar
Srinagar, JK-190008
T: +91 194 231 1512 E: [email protected]
W: www.jkbfsl.com

whatsoever the said attorney shall lawfully do or cause to be done by virtue of these presents. PROVIDED that the Attorney shall exercise the powers and
authorities confirmed under the above power of attorney only pursuant to instructions in that behalf given by me/us to the Attorney, which instructions may
be given orally, over the telephone, through the internet, through a kiosk, electronically or in any other manner acceptable to the Attorney, and such
instructions given by me/us shall be deemed to have been given by all the Bank Account Holder(s) and Demat Account Holder(s), and any other record of
such transactions by the Stock Broker shall be admissible in evidence and shall not be questioned by me/us and shall be conclusive and binding against
me/us. The Attorney is authorized to send to me/us consolidated summary of scrip wise buy and sell positions taken by me/us with average rates by way of
short messaging services or e-mails on a daily basis. The Bank/DP accordingly is authorized and has consented to follow the instructions of my/our said
Attorney with respect to the powers set forth with respect to my/our Bank Account/Demat Account and I/we hereby ratify and confirm any and all
transactions, or dealings effected in and for my/our above mentioned account(s) by my/our Attorney in accordance with this Power of Attorney. Instructions
given by the Attorney to the Bank/DP to block funds or securities or to debit or transfer from a Bank Account and/or Demat Account respectively m
connection with a transaction entered into or to be entered into by the Client with or through the Attorney shall be given first priority over any prior or
subsequent instructions or cheques given or issued by the Client or an authorized representative of the Client. The funds or securities once blocked on the
instructions of the Client or the Attorney in connection with a transaction entered into or to be entered into byte Client with or through the Attorney shall be
released only with the express written consent of the Attorney to the concerned Bank or the DP. I/we understand that the Attorney has the power to
add/delete names of authorized employees. The Attorney may appoint and remove at its discretion any authorized signatories for or under the Attorney in
respect of all or any of the matters contained herein upon such terms and conditions as the Attorney may think fit. The Stock Broker shall return to me/us
the Securities or funds that may have been received by it erroneously or that it was not entitled to receive or the funds that it was not entitled to receive.
This Power of Attorney and authorization shall not be affected by lapse of time. It shall continue in full force and effect until the Attorney shall receive
intimation of such revocation, or in the event of the termination thereof by my/our death until the Attorney shall have received actual intimation thereof,
and such revocation or termination shall in no way affect the validity of this Power of Attorney, with reference to any transaction initiated by me/us or
my/our Attorney pursuance to this Power of Attorney, prior to the actual receipt by the Attorney of intimation of such revocation or termination, as above
provided. The Attorney shall not act on any instructions received subsequent to the intimation of such revocation. However, such revocation shall not be
applicable for any outstanding settlement obligation arising out of the transactions carried out prior to receiving request for revocation of Power of
Attorney. This Power of Attorney does not intend to give any exclusive rights to Stock Broker on the Bank Account and /or the Demat Account of the client.
Stock Broker as my/our constituted Attorney may seek from the DP/Bank information regarding my/our funds/Securities balances for the transactions
effected/to be effected by me/us or on behalf of me/us through the Stock Broker and the Stock Broker may also provide transaction information to
DP/Bank, from time to time, in order to complete settlement of transactions. I/We understand that in case of merger/demerger of Stock Broker/Depository
Participant with another entity, the scheme of merger/ demerger should be approved by High Court and one-month prior given to the client about the
corporate restructuring to facilitate the investor /client to continue or discontinue with the broker. The Stock Broker's Account details for the above purpose
are mentioned more particularly in Schedule [6] and I/We understand that any change to the same shall be communicated to me/us by way of written
communication /electronic mail/displaying on website and as decided byte Stock Broker from time to time. I/We have read carefully the provisions of this
Power of Attorney and understand that it authorizes my/our Attorney, to exercise all rights and powers set forth with respect to my/our Bank Account and
Demat Account. I/We understand that anything my/our Attorney may do in the exercise of such rights and powers shall be fully binding upon me/us. The
powers hereby given to the Attorney shall be given the widest interpretation. This Power of Attorney shall come into force upon its acceptance by the Stock
Broker.
Ill. INSTRUCTIONS TO THE DP:
The Joint Account Holder(s} authorize the Depot honour all instructions received from the Stock Broker pursuant to this power of attorney.
In case of death, disability, insolvency, winding up or liquidation of any Joint Account Holder, the surviving Joint Account Holder/sand/or the heirs, nominees,
executors, administrators, liquidator, successors and legal representatives of the Joint Account Holder who has died or been disabled, dissolved, wound up or
liquidated shall forthwith inform the Stock Broker of the same in writing. This power of attorney shall not be revoked as regards such Joint Account Holder on
account thereof for all pending obligations and dues of the Client towards the Stock Broker until the same have been fulfilled to the satisfaction of the Stock
Broker and shall continue to subsist and bind (and shall be deemed to have been given by) the heirs, executors, administrators, liquidator, successors or legal
representatives of such Joint Account Holder, and the Stock Broker in the capacity of a broker shall be entitled to continue to act on the basis hereof. In the
event of any change in the number, nature of securities and or the ISIN number of the securities (during any period in which any securities are blocked /pledged
pursuant to the aforesaid power of attorney) as a consequence of any corporate who has been disabled, dissolved, wound up or liquidated shall forthwith
inform the Stock Broker of the same in writing. Action of the concerned company implemented by the Depository, the Stock Broker, as an Attorney shall be
entitled to accordingly modify the block/pledge created to accommodate the changes in the ISIN number, the number/ nature/ quantity of securities
maintaining the block/pledge at the same percentage of the share capital of the company as originally blocked.
IN WITNESS THEREOF I/WE, Individual/Joint Account holders hereunto have set and subscribe my/our respective hand(s) hereto
Place Date
SCHEDULE 1 - BANK ACCOUNT HOLDER
First Holder
Second Holder
Third Holder

SCHEDULE 2 - DEMAT ACCOUNT HOLDER

First Holder
Second Holder
Third Holder

S9
Sole / First Holder Second Holder Third Holder

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 SCHEDULE 3 - BANK ACCOUNT DETAILS
Bank Name: J&K Bank Branch Location A/C Number

SCHEDULE 4 - DEMAT ACCOUNT DETAILS

Name of DP: JKB FINANCIAL SERVICES LIMITED NSDL DP-ID: IN-302349 Client ID

SCHEDULE 5 - DEMAT ACCOUNT HOLDERS

Name of Client Trading ID
Address
Name of Witness 1 Signature ___________________________

Name of Witness 2 Signature ___________________________

SCHEDULE 6 - BANK ACCOUNT DETAILS

Name of Bank Name of A/C Account No.

HDFC Bank Limited NSE CM Client A/C 04150340000123
HDFC Bank Limited NSE F&O Client A/C 04150340000106
HDFC Bank Limited BSE CM Client A/C 04150340000140
HDFC Bank Limited BSE F&O Client A/C 04150340000133

J&K Bank Limited JKBFSL Client A/C 1111010100000102

MARGIN/BENEFICIARY ACCOUNT DETAILS
Account Type DP-ID DP Name Account No.
TM/CM Client Securities Margin
IN-302349 JKB FINANCIAL SERVICES LIMITED 10433369
Pledge A/C
TM/CM Client Securities Margin
IN-302349 JKB FINANCIAL SERVICES LIMITED 10439044
Pledge A/C - For MTF
DEMAT ACCOUNT DETAILS
A/C
Name of DP Depository ID DP-ID Client ID
Category
JKBFSL NSE CM CDSL CMID M51835 13028000 00010388
BSE CM
JKBFSL CDSL CMID 6460 13028000 00010392
Principal

JKBFSL BSE CM
CDSL CMID 6460 13028000 00010409
Pool
JKBFSL NSE CM NSDL CC CM ID M51835 CM BP ID IN518354 IN302349 10353176
JKBFSL BSE CM NSDL CC CM ID 6460 CM BP ID IN664608 IN302349 10353615

ACCEPTED BY JKBFSL

Name of Official

Employee Code Authorised Signatory

[Document to be notarised by Notary Public with Seal and Signature]

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