651-Article Text-2976-1-10-20200405
651-Article Text-2976-1-10-20200405
Chang-Ho Ji
School of Education, La Sierra University, U.S.A.
Heidi Weiss-Krumm
Office of International Students, La Sierra University, U.S.A.
Geng Wang
School of Education, University of Glasgow, U.K.
Yunfei Ma
College of Humanities, Tianjin Agricultural University, China
Keywords: Phonetic transfer; language transfer; second language learning; Chinese; English;
ESL
Introduction
ISSN 2308-6262
http://caes.hku.hk/ajal
The Asian Journal of Applied Linguistics 19
Gárate, 2005). This determines whether transfer results are correct or incorrect. A
distinction that is commonly made in the literature in connection with L2 learning is one
between positive transfer (facilitation) and negative transfer (interference). Transfer can
have either beneficial or negative consequences, depending on the distance between L1
and L2 (VanPatten & Williams, 2015).
Positive transfer is the facilitating influence of similarities between L1 and L2, which
indicates that the extent of L1 to L2 transfer could be substantial when the languages are
categorized into the same language family or different language families with a common
ancestor (Weinreich, 2010). The effects of positive transfer are determinable through
comparisons of success, and such comparisons often show that cross-linguistic
similarities can produce positive transfers in several ways (Odlin, 2012). The production
of speech sounds involves the formation of automatic motor skills, and this will result in
ingrained L1 speech habits that are hard to avoid in the L2 (Rogerson-Revell, 2011). L1
rules tend to transfer, with those rules that simplify pronunciation transferring more easily
than morphologically restricted rules (Hansen, 2006). As an example, it is common sense
to assume that the phonetic system of Italian would be facilitated by a previous knowledge
of Spanish and vice versa because the two languages are derived from a common source
(Angelis & Selinker, 2001; Gass & Selinker, 2001).
On the contrary, when something previously learned hinders performance or learning
of a new language, a negative transfer occurs. Negative interlanguage influence might be
possible if the language learner is fluent in a language typologically distant from the target
language (Angelis & Selinker, 2001), i.e., a negative transfer between two languages with
different sounds and structures is predicted resulting in learning difficulty and error. Since
a negative transfer involves divergences from norms in a target language, it will lead to
phonetic underproduction, overproduction, production errors, or misinterpretation (Odlin,
2012). If L1 and L2 belong to different language families and are geographically distant,
they are considered likely to produce more incorrect transfer results than correct ones.
For example, a common assumption is that if L1 and L2 are proximate (e.g., Dutch and
English) leaning will be easier and more rapid than if they are distant (e.g., Chinese and
English) (Ellis, 2015). Moreover, lack of a similar L1 sound and lack of equivalent
articulatory motor skills can make it hard to acquire an L2 sound and to remove
incorrectly transferred sounds (Rogerson-Revell, 2011).
into Roman letters. The Pinyin system is called a “pseudo-transcription”; that is, the
Pinyin system is not a “real” phonetic transcription system or a “real” orthographic
system, but it performs these functions in a partial sense (Heselwood, 2013).
A positive role of the Pinyin system is often indicated and emphasized in Chinese
ESL learning (Bialystok, Luk, & Kwan, 2005). The Pinyin symbols are regarded as useful
for encoding Chinese characters to improve the independent study of phonological
awareness, tone awareness, phonemic awareness, and onset-rhyme skills. Also, the Pinyin
system can greatly enhance English reading in a cross-language transfer (Mau, 2006). For
advanced English learners, Chinese Pinyin’s phonological processing skills are reportedly
a unique predictor of English reading performance (Gu, 2004). The Pinyin naming and
English reading skills may help each other when children learn Chinese characters with
the Pinyin symbols (X. Chen, Xu, Nguyen, Hong, & Wang, 2010).
Research questions
There is a lack of empirical studies on the effect of phonetic transfer that is measured by
speech recognition technology, especially among Chinese ESL students. This study takes
Chinese university ESL students as research participants to investigate the phenomenon
of L1 to L2 phonetic transfer. To be specific, it examines whether L1 (Chinese)
pronunciation affects L2 (English) pronunciation and the extent to which L1 to L2 transfer
occurs. In this context, this study explores two questions:
1. Does the L1 pronunciation of Chinese university ESL students correlate with their
L2 pronunciation performance?
2. To what extent does the L1 pronunciation of the participants influence their L2
pronunciation performance?
Methods
Participants
The data collection for this study took place at a four-year public university in northern
China. This university provides undergraduate and graduate instruction in the areas of
Humanities, Social Sciences, and Management, particularly specializing in the field of
language and culture education. In 2016, the researchers contacted about 30 teachers at
the research site who were teaching non-English-specialization courses during the fall
semester asking for their assistance to contact potential participants for the study. Seven
teachers agreed, and all the students (N = 676) in their classes agreed to participate in the
research. Of the sample, 57.5% were female and 42.5% male. The participants were all
Year-2 students taking a four-hour compulsory university-level English course every
week for 18 weeks per semester. The time they spent on after-class English learning
depended on personal interests and goals. They were requested to fill out a personal
information sheet that asked their gender, age, the number of years they had learned
English, and the number of hours they practiced English per week.
Instruments
All participants took three measurement tests: an L1 (Chinese) pronunciation test, an L2
(English) oral proficiency test, and an L2 pronunciation test. The first test used a Chinese
pronunciation word list to evaluate the level and extent of the participants’ L1
pronunciation. This word list was the Pinyin table in the Xinhua Dictionary’s index
including all the Chinese Pinyin syllables (Xinhua dictionary, 2015). This test was used
The Asian Journal of Applied Linguistics 21
Data classification
Contrastive Analysis was used to classify L1 to L2 phonetic transfer into three difficulty
levels: easy, somewhat difficult, and difficult. We designed a Chinese-to-English transfer
classification based on the assumption that English pronunciation difficulty represented
Chinese-to-English phonetic transfer difficulty. First, our classification identified 208
words from the English word list as easy, representing the low level of transfer difficulty.
For these syllables, the participants were assumed to be able to easily convert Chinese
syllables into English as many phonemes of Chinese and English are pronounced the same
or similarly. Table 1 shows the intersection of 21 phonemes belonging to this category:
14 consonants and seven vowels (Shei, 2014). They share some syllables made up of the
IPA symbols (e.g., the English word way and the Pinyin wei are marked as /weɪ/).
22 Zheng Fu, Chang-Ho Ji, Heidi Weiss-Krumm, Geng Wang, Yunfei Ma
Table 1. Intersections between English and Chinese phonemes (after Shei, 2014)
/b/ /d/ /g/ /h/ /ʤ/ /p/ /t/ /f/ /k/ /l/ /tsh/ /ts/ /tʂh/ /tʂ/ /x/
/r/ /z/ /ʒ/ /ʃ/ /ʧ/ /m/ /n/ /ŋ/ /s/ /w/ /j/ /ʐ/ /ʂ/ /tɕ/ /tɕh/ /ɕ//ɥ/
/v/ /θ/ /ð/ (/kh/ /ph/ /th/)
/ɪ/ /ʌ/ /æ/ /ɒ/ /ɜ/ /i/ /u/ /ʊ/ /ɛ/ /ə/ /y/ /ɨ/ /ɣ/
/ɔ/ /a/
Moreover, some phonemes of the two languages sound similar, and the syllables
made up of these phonemes also sound similar. The participants might find it easy to
make a minor adjustment to pronounce the English sounds. In addition, some English
short vowels and Chinese long vowels also sound similar. The participants could shorten
long Chinese vowels to produce short English vowels. For example, the English word can
/kæn/ and the Pinyin kan /kan/ sound so similar that a speech recognition tool considers
them the same. Table 2 presents the pairs of English and Chinese phonemes that sound
similar.
b/b/ b /p/
d /d/ d /t/
g /g/ g /k/
h /h/ h /x/
r /r/ r /ʐ/
z /z/ z /ts/
ch/ʧ/ ch/tʂh/
sh/ʃ/ sh/ʂ/
j /ʤ/ zh/tʂ/
s /ʒ/ (e.g., vision) re /ʐə/
o /ɒ/ o /ɔ/
i/ɪ/ i/i/
u /ʊ/ u /u/
u /ʌ/ a /a/
or /ə/ e /ɣ/
The Asian Journal of Applied Linguistics 23
Results
Descriptive analysis
Table 3 summarizes the demographic information of the participants. Their average age
was 20.06 years old. On average, they reported to have studied English for 9.15 years and
to spend 6.58 hours per week on English learning. Concerning proficiency and
pronunciation, the mean score of L1 pronunciation was 384.98 of the total 411 Chinese
Pinyin words. Their average performance was 93.44% of the maximum possible level,
which indicates that they were competent in pronouncing Chinese words. Second, the
mean score of L2 oral proficiency was 7.51 out of 30 points (25.03%), showing that their
oral English level was significantly low. Considering they reported having studied
English for over nine years on average, it is surprising to see their poor performance in
oral English. Third, the mean score of L2 pronunciation as a whole was 367.04 out of the
total 417 English words (88.02%). Viewed separately by transfer level, the mean of the
low-level transfer difficulty was 191.00 of 208 words (91.83%); the mean of the
moderate-level transfer difficulty was 144.25 of 168 words (85.86%); the mean of high-
level transfer difficulty was 31.80 of 41 words (77.56%). These results show that the
average accuracy rates of L2 pronunciation as a whole and at different levels were above
75%.
24 Zheng Fu, Chang-Ho Ji, Heidi Weiss-Krumm, Geng Wang, Yunfei Ma
Gender -.57 .69 -.01 -.37 .42 -.02 .02 .46 .00 -.22 .20 -.02
Age -.63 .39 -.32 -.32 .24 -.04 .24 .26 .03 -.54** .11 -.17
Years of L2 (English) learning .78* .30 .05 .17 .19 .02 .41* .20 .06 .20* .09 .08
Hours of practicing L2 per week -.15 .20 -.01 -.01 .12 -.00 -.01 .13 -.00 -.12* .06 -.07
L1 (Chinese) pronunciation 1.25** .02 .95 .56** .01 .91 .51** .01 .87 .18** .01 .83
L2 oral proficiency .04 .15 .00 -.01 .09 -.00 .03 .10 .01 .02 .04 .01
Multivariate analysis
Multiple regression analysis was conducted to estimate the importance of independent
variables to the prediction of overall L2 pronunciation, which was followed by three
parallel analyses using low-level, moderate-level, and high-level transfer scores as the
dependent variables. Four multiple linear regression models were respectively established
to discuss the influence of the predictors on the dependent variables.
As given in the first column of Table 5, the model of L2 pronunciation had an adjusted
R-squared value of .90, F (6,669) = 1025.55, p <.01. When it was divided into three levels
of difficulty, the model of the low-level transfer had an adjusted R-squared value of .83,
F (6,669) = 548.37, p <.01; the moderate-level transfer had an adjusted R-squared value
of .78, F (6,669) = 393.01, p <.01; the high-level transfer had an adjusted R-squared value
of .69, F (6,669) = 253.79, p <.01. The results are displayed in the second, third, and last
columns of Table 5. That is, all the models were significant and explained the substantial
amounts of the variance of the dependent variables.
It is clear that the participants’ L1 pronunciation had a strong and positive influence
on their L2 pronunciation. Across the three different transfer levels, the strong and
positive effects of L1 pronunciation were also found to be significant. The size of beta
coefficients affirmed that the level of L1 pronunciation influence was much larger than
the other predictors (i.e., age, years of L2 learning, hours of practicing L2 per week, and
L1 pronunciation). In addition, the length of L2 learning was positively associated with
L2 pronunciation except for the lower-level transferability scores. Age and hours of
practicing L2 per week were related to transferability scores of the high level, yet they
were not significant at the low or moderate levels.
Discussion
is overlooked (Y. Zhang & Wang, 2011). The root of the problem results from English
tests in China which prompt ESL learners to focus on mechanical multiple-choice skills
but fail to direct attention to communicative competence (Lo Bianco, Orton, & Gao,
2009). The College English Test and the National College Entrance Examination that
purportedly measure students’ cumulative memorized knowledge about English language
are the bane of English teaching in China (Liao & Wolff, 2010). These English
examinations usually include listening, reading, translation, and short-letter writing but
exclude speaking and essay writing. They are designed to test students’ knowledge of
grammar, reading skills, and vocabulary, but ignore the practical ability of spoken and
written English. As China’s English education is examination-oriented but not ability-
oriented, students spend most time acquiring input (reading and listening) rather than
output (speaking and writing) skills. This would explain the finding that the time the
participants spent on English learning was not related to their oral English proficiency.
Conclusion
This study explored the impact of Chinese university ESL students’ L1 (Chinese) on their
L2 (English) pronunciation. The results of this empirical research answered two research
questions. First, this study demonstrated a strong correlation between L1 pronunciation
and L2 pronunciation. Second, the extent to which L1 pronunciation influences L2
pronunciation performance is large and that contrasts with popular perception which is
based on the great discrepancy between the sound systems of Chinese and English.
The reasons why Chinese university ESL students’ L1 pronunciation has strongly
influenced their L2 pronunciation are probably because L1 to L2 phonetic transfer is
related to the way they have acquired English. Chinese children learn English
pronunciation mainly by spelling through phonics as they use English IPA symbols to
spell English words and correct English pronunciation. Moreover, they obtain L2
pronunciation by speech acquisition, and “L1 use does affect L2 accent regardless of
The Asian Journal of Applied Linguistics 29
whether the L2 was acquired as a child or an adult” (Edwards & Zampini, 2008, p. 257).
Because the participants have taken standardized Chinese pronunciation examinations
throughout their education, their Chinese pronunciation level might be rather high, which
leads to a high L1 to L2 phonetic conversion.
Although the results show that participants presented high levels of English
pronunciation, their oral English proficiency was poor. It is important to note that ESL
teaching in China is problematic. Examination-oriented ESL teaching may contribute to
mute English or dumb English for most Chinese university students. So long as the
College English Test is the gatekeeper for university graduation, advanced studies, and
post-graduation employment, China will continue to produce functional illiterates (Liao
& Wolff, 2010). Measures are needed to cope with the problem, one of which is the use
of speech technology tools and technology development in the areas of: automatic speech
recognition technology, speech synthesis, spoken interaction, natural language
understanding, speech recognition, emotion in spoken dialogue systems, expressive
speech synthesis, affective computing, multimodal communication, interaction
technologies, and animated agents (F. Chen & Jokinen, 2010), which can be introduced
to ESL teaching and learning for improving learners’ oral English proficiency. For
instance, one-on-one individualized teaching effects can distinguish automatic speech
assessment technology, an intelligent tutoring system based on speech assessment for
English (Liang & Xu, 2013).
Acknowledgment
This research was supported by Scientific Research Projects of Tianjin Municipal Education Commission:
“Research on the Training Strategy of Talents Internationalization in Agricultural Universities under the
Context of Modern Urban Agriculture” (2018SK116).
Chang-Ho Ji is chair and professor of the Department of School Psychology & Counselling in the School
of Education at La Sierra University. He received his Ph.D. in education from Andrews University and a
Ph.D. in political science from the University of California, Riverside. His research interests are
psychometric testing, moral development, and educational politics and policy.
Heidi Weiss-Krumm is a principal designated school official of the Office of International Students at La
Sierra University. She is a doctoral student in the School of Education at La Sierra University. Her interests
are international education and administration.
Geng Wang received a Ph.D. in educational sociology from the School of Education, University of
Glasgow, UK. Her research interests are vocational education, skill formation, youth transition, the youth
labour market, and educational skills and policy.
Yunfei Ma is a lecturer at the College of Humanities at Tianjin Agricultural University. She holds a master’s
degree in English language and literature from Tianjin Foreign Studies University. Her research interests
are in English language and literature and English education.
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