联合国 A/CN.4/752/Add.

1
大 会 Distr.: General
14 June 2022
Chinese
Original: English

国际法委员会
第七十三届会议
2022 年 4 月 18 日至 6 月 3 日和
7 月 4 日至 8 月 5 日，日内瓦

与国际法有关的海平面上升

与国际法有关的海平面上升问题研究组共同主席帕特里夏·加尔旺·特
莱斯和胡安·何塞·鲁达·桑托拉里亚编写的第二次问题文件

增编

关于㈠ 国家地位问题和㈡ 保护受海平面上升影响的人员有关问题的参考文献

选编*

“与国际法有关的海平面上升”专题属于新兴领域。许多著述将陆续问世。
本文件附件所载文献目录不求做到详尽无遗(见附件)。** 某些参考资料既涉及到
与国家地位有关的部分，也涉及到与保护受海平面上升影响的人员有关的部分。

* 本文献目录以“与国际法有关的海平面上升”专题提纲后附的参考文献(见国际法委员会第七
十届会议工作报告(2018 年)， 《大会正式记录，第七十三届会议，补编第 10 号》(A/73/10)，附
件 B，第 331-334 页)，以及海洋法中海平面上升问题有关的选编文献目录(A/CN.4/740/Add.1)
为基础进行了扩充。
** 仅以来件所用语文分发。

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附件
㈠ 国家地位问题

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㈡ 保护受海平面上升影响的人员有关问题

书籍和文章
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pp. 59-77

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Borges, Isabel M. Environmental Change, Forced Displacement and International Law:

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Journal of International Law, Vol. 22, No.1 (2009): pp. 1-25.

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---. L’appréhension Juridique Des Risques Sanitaires Liés Au Changement Climatique.

Revue juridique de l’environnement (2020): pp. 171-188.
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and Fanny Thornton. Transformative Mobilities in the Pacific: Promoting Adaptation and
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Identity of Their People. Potchefstroom Electronic Law Journal. vol. 24, No. 1 (2021):
pp.1–32.

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Feria-Tinta, Monica. Climate Change as a Human Rights Issue: Litigating Climate Change
in the Inter-American System of Human Rights and the United Nations Human Rights
Committee” In Climate Change Litigation: Global Perspectives. Leiden: Brill Nijhoff, 2021,
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Ferris, Elizabeth, and Jane McAdam. Planned Relocations in the Context of Climate Change:
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Halstead, E. Citizens of Sinking Islands: Early Victims of Climate Change. Indiana Journal
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文书
United Nations Charter (1945)
Universal Declaration of Human Rights (1948)
International Covenant on Civil and Political Rights (1966)
International Covenant on Economic, Social and Cultural Rights (1966)
Convention on the Elimination of All Forms of Discrimination against Women (1979)
Convention on the Rights of the Child (1989)
Convention for the Protection of Human Rights and Fundamental Freedoms (1950)
American Convention on Human Rights (1969)
African Charter on Human and Peoples’ Rights (1981)
Convention relating to the Status of Refugees (1951)
Protocol relating to the Status of Refugees (1967)
Convention Governing the Specific Aspects of Refugee Problems in Africa (1969)
Cartagena Declaration on Refugees (1984)
Brasil Declaration - A Framework for Cooperation and Regional Solidarity to Strengthen
the International Protection of Refugees, Displaced and Stateless Persons in Latin America
and the Caribbean (2014)
Guiding Principles on Internal Displacement (1998)
African Union Convention for the Protection and Assistance of Internally Displaced Persons
in Africa (2009)
United Nations Declaration on the Rights of Indigenous Peoples (General Assembly
resolution 61/295, annex)
International Convention on the Protection of the Rights of All Migrant Workers and
Members of Their Families, adopted by the General Assembly on 18 December 1990
Convention relating to the Status of Stateless Persons (1954)
Convention on the Reduction of Statelessness (1961)
Geneva Conventions for the protection of war victims (1949)
Protocols Additional to the Geneva Conventions of 12 August 1949 (1977)
United Nations Framework Convention on Climate Change (1992)
Paris Agreement (2015)
Convention on Access to Information, Public Participation in Decision-making and Access
to Justice in Environmental Matters (Aarhus, Denmark, 25 June 1998)
Regional Agreement on Access to Information, Public Participation and Justice in
Environmental Matters in Latin America and the Caribbean (Escazú, Costa Rica, 4 March
2018)

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Agreement between Mexico and United States of America on cooperation in cases of natural
disasters (Mexico City, 15 January 1980)
Tripartite Agreement for the voluntary repatriation of the Surinamese refugees, between
France, Suriname and UNHCR (Paramaribo, 25 August 1998)
Agreement concerning migration and settlement, between Japan and Brazil (Rio de Janeiro,
14 November 1960)
Convention (with Final Protocol) concerning the reciprocal grant of assistance to distressed
persons, between Sweden, Denmark, Finland, Iceland and Norway (Stockholm, 9 January
1951)
Fourth Convention between the European Economic Community and the African, Caribbean
and Pacific States (with protocols, final act, exchange of letters, minutes of signature,
declaration of signature dated 19 December 1990 and memorandum of rectification dated
22 November 1990) (Lomé, 15 December 1989)
联合国机关的文件
General Assembly Resolutions
https://pacific.un.org/en/136721-un-resident-coordinator-statement-fiji-national-
consultation-climate-mobilityDeclaration on Principles of International Law concerning
Friendly Relations and Co-operation among States in accordance with the Charter of the
United Nations, General Assembly resolution 2625 (XXV), annex
General Assembly resolution 44/206 of 22 December 1989
General Assembly resolution 45/100 of 14 December 1990
General Assembly resolution 46/182 of 19 December 1991
General Assembly resolution 64/292 of 28 July 2010
General Assembly resolution 66/288 of 11 September 2012
General Assembly resolution 69/283 (Sendai Framework for Disaster Risk Reduction 2015–
2030)
General Assembly resolution 70/1 of 21 October 2015
General Assembly resolution 71/1 of 19 September 2016 (New York Declaration for
Refugees and Migrants)
General Assembly resolution 71/127 of 8 December 2016
General Assembly resolution 73/151 of 17 December 2018
General Assembly resolution 73/195 of 11 January 2019 (Global Compact for Safe, Orderly
and Regular Migration)
General Assembly resolution 76/72 of 20 December 2021

Human Rights Council Resolutions

Resolution 10/4 of 25 March 2009

Resolution 18/22 of 30 September 2011
Resolution 26/27 of 27 June 2014
Resolution 29/15 of 2 July 2015
Resolution 32/33 of 1 July 2016

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Resolution 35/20 of 22 June 2017

Resolution 38/4 of 5 July 2018
Resolution 41/21 of 12 July 2019
Resolution 44/7 of 16 July 2020
Resolution 47/24 of 14 July 2021
Resolution 48/14 of 8 October 2021

United Nations High Commissioner for Refugees (UNHCR)

Handbook and Guidelines on Procedures and Criteria for Determining Refugee Status under
the 1951 Convention and the 1967 Protocol relating to the Status of Refugees (2011)
Planned Relocations, Disasters and Climate Change: Consolidating Good Practices and
Preparing for the Future (2014)
Guidance on Protecting People from Disasters and Environmental Change through Planned
Relocation (2015)
Key concepts on climate change and disaster displacement (2017)
Climate change and disaster displacement: An Overview of UNHCR’s Role (2017)
Climate change, disaster and displacement in the Global Compacts: UNHCR’s perspectives
(2017)
Climate change and disaster displacement in the Global Compact on Refugees (2019)
Handbook on Procedures and Criteria for Determining Refugee Status and Guidelines on
International Protection Under the 1951 Convention and the 1967 Protocol Relating to the
Status of Refugees (2019) HCR/1P/4/ENG/REV. 4
Legal considerations regarding claims for international protection made in the context of the
adverse effects of climate change and disasters (2020)
Displaced on the front lines of the climate emergency (2021)
Statelessness and Climate Change (2021)

Office of the High Commissioner for Human Rights (OHCHR)

OHCHR’s key messages on human rights, climate change and migration

The slow onset effects of climate change and human rights protection for cross-border
migrants (2018) A/HRC/37/CRP.4.
Addressing human rights protection gaps in the context of migration and displacement of
persons across international borders resulting from the adverse effects of climate change and
supporting the adaptation and mitigation plans of developing countries to bridge the
protection gaps (2018)
联合国相关组织的文件
International Organization for Migration (IOM)
Atlas of Environmental Migration (2018)
World Migration Report (since 2000)

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Internal Displacement in the context of slow-onset adverse effects of climate change –

Submission by the International Organization for Migration to the Special Rapporteur on the
Human Rights of Internally Displaced Persons (2020)
Institutional Strategy on Migration, Environment and Climate Change 2021–2030: For a
Comprehensive, Evidence- and Rights-Based Approach to Migration in the Context of
Environmental Degradation, Climate Change and Disasters, for the Benefit of Migrants and
Societies (2021)

World Bank

Groundswell: Preparing for Internal Climate Migration (2018)

Groundswell Part II: Acting on Internal Climate Migration (2021)
Groundswell Africa: Internal Climate Migration in the Lake Victoria Basin Countries (2021)
Groundswell Africa: Internal Climate Migration in West African Countries (2021)
International Law Association
Interim report of the Committee on International Law and Sea-Level Rise, in International
Law Association, Report of the Seventy-seventh Conference, Held in Johannesburg, August
2016, vol. 77 (2017)
Final report of the Committee on International Law and Sea-Level Rise, in International Law
Association, Report of the Seventy-eighth Conference, Held in Sydney, 19–24 August 2018,
vol. 78 (2019)
Resolution 6/2018, in International Law Association, Report of the Seventy-eighth
Conference, Held in Sydney, 19–24 August 2018, vol. 78 (2019) (Sydney Declaration of
Principles on the Protection of Persons Displaced in the Context of Sea-level Rise)

联合国会议宣言
Declaration of the United Nations Conference on the Human Environment (Stockholm, 16
June 1972)
Rio Declaration on Environment and Development (A/CONF.151/26/Rev.l (Vol. l))

《联合国气候变化框架公约》——缔约方会议报告和其他文件
Report of the Conference of the Parties to the United Nations Framework Convention on
Climate Change on its sixteenth session, held in Cancun from 29 November to 10 December
2010, addendum: decisions adopted by the Conference of the Parties, decision 1/CP.16
(FCCC/CP/2010/7/Add.1)
Report of the Conference of the Parties to the United Nations Framework Convention on
Climate Change on its eighteenth session, held in Doha from 26 November to 8 December
2012, addendum: decisions adopted by the Conference of the Parties, decision 3/CP.18 (see
FCCC/CP/2012/8/Add.1)
Report of the Conference of the Parties to the United Nations Framework Convention on
Climate Change on its twenty-first session, held in Paris from 30 November to 13 December
2015, addendum: decisions adopted by the Conference of the Parties, decision 1/CP.21
(FCCC/CP/2015/10/Add.1)
Executive Committee of the Warsaw International Mechanism for Loss and Damage:
“Enhanced cooperation and facilitation in relation to human mobility, including migration,
displacement and planned relocation” (FCCC/SB/2017/1/Add.1, annex)

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Glasgow Climate Pact, see

https://unfccc.int/sites/default/files/resource/cop26_auv_2f_cover_decision.pdf

联合国条约机构的一般性意见
Human Rights Committee, general comment No. 12 (1984), report of the Human Rights
Committee, Official Records of the General Assembly, Thirty-ninth Session, Supplement
No. 40 (A/39/40 and Corr.1 and Corr.2), annex VI
Human Rights Committee, general comment No. 17 (1989), report of the Human Rights
Committee, Official Records of the General Assembly, Forty-fourth Session, Supplement
No. 40 (A/44/40), annex VI
Human Rights Committee, general comment No. 25 (1996), report of the Human Rights
Committee, Official Records of the General Assembly, Fifty-first Session, Supplement No.
40 (A/51/40), vol. I, annex V
Human Rights Committee, general comment No. 36 (2018)
Committee on Economic, Social and Cultural Rights, general comment No. 2 (1990),
Official Records of the Economic and Social Council, 1990, Supplement No. 3 (E/1990/23-
E/C.12/1990/3 and Corr.1 and Corr.2), annex III
Committee on Economic, Social and Cultural Rights, general comment No. 3 (1990), ibid.,
1991, Supplement No. 3 (E/1991/23-E/C.12/1990/8 and Corr.1), annex III;
Committee on Economic, Social and Cultural Rights, general comment No. 4 (1991),
Official Records of the Economic and Social Council, 1991, Supplement No. 3 (E/1992/23-
E/C.12/1991/4), annex III
Committee on Economic, Social and Cultural Rights, general comment No. 7 (1997), ibid.,
1998, Supplement No. 2 (E/1998/22-E/C.12/1997/10 and Corr.1), annex IV;
Committee on Economic, Social and Cultural Rights, general comment No. 12 (1999),
Official Records of the Economic and Social Council, 2000, Supplement No. 2 (E/2000/22-
E/C.12/1999/11 and Corr.1), annex V
Committee on Economic, Social and Cultural Rights, general comment No. 14 (2000), ibid.,
2001, Supplement No. 2 (E/2001/22-E/C.12/2000/21), annex IV
Committee on Economic, Social and Cultural Rights, general comment No. 15 (2002)
Official Records of the Economic and Social Council, 2003, Supplement No. 2 (E/2003/22-
E/C.12/2002/13), annex IV
Committee on Economic, Social and Cultural Rights, general comment No. 21 (2009),
Official Records of the Economic and Social Council, 2003, Supplement No. 2 (E/2010/22-
E/C.12/2009/3), annex VII
Committee on the Elimination of Discrimination against Women, general recommendation
No. 37 (2018)

国际法委员会
Draft articles on the protection of persons in the event of disasters, and commentary thereto,
Yearbook of the International Law Commission, 2016, vol. II (Part Two), paras. 48–49.

其他文件
Nansen Initiative
Agenda for the Protection of Cross-Border Displaced Persons in the Context of Disasters
and Climate Change (2015)

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Fleeing floods, earthquakes, droughts and rising sea levels: 12 lessons learned about
protecting people displaced by disasters and the effects of climate change (2015)

各实体、工作组或专家组的报告
Global Migration Group, International Migration and Human Rights: Challenges and
Opportunities on the Threshold of the 60th Anniversary of the Universal Declaration of
Human Rights (2008)
Displacement Solutions, The Peninsula Principles on Climate Displacement Within States
(2013)
Advisory Group on Climate Change and Human Mobility, Human mobility in the context of
climate change: elements for the UNFCCC Paris Agreement (2015)
International Committee of the Red Cross, The relationship between climate change and
conflict (2016)
Organisation for Economic Co-operation and Development, Responding to Rising Seas:
OECD Country Approaches to Tackling Climate Risks (2019)
Intergovernmental Panel on Climate Change, The Ocean and Cryosphere in a Changing
Climate: A Special Report of the Intergovernmental Panel on Climate Change (2019)
Internal Monitoring Displacement Centre, Global Report on Internal Displacement 2020
(2020)
International Committee of the Red Cross, When Rains Turns to Dust: Understanding and
Responding to the Combined Impact of Armed Conflicts and the Climate and Environment
Crisis on People´s Lives (2020)
International Federation of Red Cross and Red Crescent Societies, World Disasters Report
2020: Come Heat or High Water – Tackling the Humanitarian Impacts of the Climate Crisis
Together (2020).
International Federation of Red Cross and Red Crescent Societies, Displacement in a
Changing Climate: Localized Humanitarian Action at the Forefront of the Climate Crisis
(2021).
Intergovernmental Panel on Climate Change, Climate Change 2022: Impacts, Adaptation
and Vulnerability. Contribution of Working Group II to the Sixth Assessment Report of the
Intergovernmental Panel on Climate Change (2022)

国家和区域政策文件
Fiji, Planned relocation guidelines: a framework to undertake climate change related
relocation (2018)
Bangladesh, National strategy on the management of internal displacement in the context of
disasters and climate change (2020)
United States, White House Report on the impact of climate change on migration (2021)
Small Islands Conference on Sea Level Rise, Malé Declaration on Global Warming and Sea-
level Rise (1989)
Pacific Islands Forum, Our Sea of Islands, Our Livelihoods, Our Oceania: Framework for a
Pacific Oceanscape – A Catalyst for Implementation of Ocean Policy (2010)
Polynesian Leaders Group, Taputapuātea Declaration on Climate Change (2015)
Communiqué of the fiftieth Pacific Islands Forum Leaders meeting (2019)

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国际性和区域性法院和法庭、人权条约机构、国家法院的裁判
International Courts and Tribunals
Legal Consequences of the Construction of a Wall in the Occupied Palestinian Territory
(I.C.J. Reports 2004, p. 136)
Regional Courts
European Court of Human Rights, Budayeva v Russia (Applications Nos 15339/02,
21166/02, 20058/02, 11673/02 and 15343/02) (2008)
Inter-American Court of Human Rights, Advisory Opinion OC-23/17, on “The environment
and human rights” (requested by Colombia) (2017)
Human Rights Treaty Bodies
Joint statement on human rights and climate change by the Committee on the Elimination of
Discrimination against Women, the Committee on Economic, Social and Cultural Rights,
the Committee on the Protection of the Rights of All Migrant Workers and Members of Their
Families, the Committee on the Rights of the Child and the Committee on the Rights of
Persons with Disabilities, issued on 14 May 2020
Teitiota v. New Zealand, Views adopted by the Human Rights Committee under article 5(4)
of the Optional Protocol, concerning communication No. 2728/2016. Date of adoption 24
October 2019. CCPR/C/127/D/2728/2016
Torres Straits Islanders, Communication No. 3624/2019, currently pending before the
Human Rights Committee, Sacchi et al. v. Argentina (CRC/C/88/D/104/2019), Sacchi et al.
v. Brazil (CRC/C/88/D/105/2019), Sacchi et al. v. France (CRC/C/88/D/106/2019), Sacchi
et al. v. Germany (CRC/C/88/D/107/2019) and Sacchi et al. v. Turkey
(CRC/C/88/D/108/2019).
National Courts
(2013). AF (Kiribati) [2013] NZIPT 800413 (Immigration and Protection Tribunal).
(2014). AC (Tuvalu) [2014] NZIPT 800517-520 (Immigration and Protection Tribunal).
(2015). Ioane Teitiota v The Chief Executive of the Ministry of Business, Innovation and
Employment [2013] NZHC 3125.
Supreme Court of New Zealand, Teitiota v. Chief Executive of the Ministry of Business,
Innovation and Employment, Case No. [2015] NZSC 107, Judgment, 20 July 2015.

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