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DORIAN GOLDFELD
Columbia University
© D. Goldfeld 2006
Cambridge University Press has no responsibility for the persistence or accuracy of s
for external or third-party internet websites referred to in this publication, and does not
guarantee that any content on such websites is, or will remain, accurate or appropriate.
Dedicated to Ada, Dahlia, and Iris
Contents
Introduction page xi
1 Discrete group actions 1
1.1 Action of a group on a topological space 3
1.2 Iwasawa decomposition 8
1.3 Siegel sets 15
1.4 Haar measure 19
1.5 Invariant measure on coset spaces 23
1.6 Volume of S L(n, Z)\S L(n, R)/S O(n, R) 27
2 Invariant differential operators 38
2.1 Lie algebras 39
2.2 Universal enveloping algebra of gl(n, R) 42
2.3 The center of the universal enveloping algebra of gl(n, R) 46
2.4 Eigenfunctions of invariant differential operators 50
3 Automorphic forms and L–functions for S L(2, Z) 54
3.1 Eisenstein series 55
3.2 Hyperbolic Fourier expansion of Eisenstein series 59
3.3 Maass forms 62
3.4 Whittaker expansions and multiplicity one for G L(2, R) 63
3.5 Fourier–Whittaker expansions on G L(2, R) 67
3.6 Ramanujan–Petersson conjecture 68
3.7 Selberg eigenvalue conjecture 70
3.8 Finite dimensionality of the eigenspaces 71
3.9 Even and odd Maass forms 73
3.10 Hecke operators 74
3.11 Hermite and Smith normal forms 77
3.12 Hecke operators for L2 (S L(2, Z))\h2 80
vii
viii Contents
The theory of automorphic forms and L-functions for the group of n × n invert-
ible real matrices (denoted G L(n, R)) with n ≥ 3 is a relatively new subject.
The current literature is rife with 150+ page papers requiring knowledge of a
large breadth of modern mathematics making it difficult for a novice to begin
working in the subject. The main aim of this book is to provide an essentially
self-contained introduction to the subject that can be read by someone with a
mathematical background consisting only of classical analysis, complex vari-
able theory, and basic algebra – groups, rings, fields. Preparation in selected
topics from advanced linear algebra (such as wedge products) and from the
theory of differential forms would be helpful, but is not strictly necessary for
a successful reading of the text. Any Lie or representation theory required is
developed from first principles.
This is a low definition text which means that it is not necessary for the reader
to memorize a large number of definitions. While there are many definitions,
they are repeated over and over again; in fact, the book is designed so that a
reader can open to almost any page and understand the material at hand without
having to backtrack and awkwardly hunt for definitions of symbols and terms.
The philosophy of the exposition is to demonstrate the theory by simple, fully
worked out examples. Thus, the book is restricted to the action of the discrete
group S L(n, Z) (the group of invertible n × n matrices with integer coefficients)
acting on G L(n, R). The main themes are first developed for S L(2, Z) then
repeated again for S L(3, Z), and yet again repeated in the more general case of
S L(n, Z) with n ≥ 2 arbitrary. All of the proofs are carefully worked out over
the real numbers R, but the knowledgeable reader will see that the proofs will
generalize to any local field. In line with the philosophy of understanding by
simple example, we have avoided the use of adeles, and as much as possible
the theory of representations of Lie groups. This very explicit language appears
xi
xii Introduction
particularly useful for analytic number theory where precise growth estimates
of L-functions and automorphic forms play a major role.
The theory of L-functions and automorphic forms is an old subject with roots
going back to Gauss, Dirichlet, and Riemann. An L-function is a Dirichlet series
∞
an
n=1
ns
where the coefficients an , n = 1, 2, . . . , are interesting number theoretic func-
tions. A simple example is where an is the number of representations of n as a
sum of two squares. If we knew a lot about this series as an analytic function of
s then we would obtain deep knowledge about the statistical distribution of the
values of an . An automorphic form is a function that satisfies a certain differ-
ential equation and also satisfies a group of periodicity relations. An example
is given by the exponential function e2πi x which is periodic (i.e., it has the
same value if we transform x → x + 1) and it satisfies the differential equa-
2
tion ddx 2 e2πi x = −4π 2 e2πi x . In this example the group of periodicity relations
is just the infinite additive group of integers, denoted Z. Remarkably, a vast
theory has been developed exposing the relationship between L-functions and
automorphic forms associated to various infinite dimensional Lie groups such
as G L(n, R).
The choice of material covered is very much guided by the beautiful paper
(Jacquet, 1981), titled Dirichlet series for the group G L(n), a presentation of
which I heard in person in Bombay, 1979, where a classical outline of the theory
of L-functions for the group G L(n, R) is presented, but without any proofs. Our
aim has been to fill in the gaps and to give detailed proofs. Another motivating
factor has been the grand vision of Langlands’ philosophy wherein L-functions
are akin to elementary particles which can be combined in the same way as
one combines representations of Lie groups. The entire book builds upon this
underlying hidden theme which then explodes in the last chapter.
In the appendix a set of Mathematica functions is presented. These have
been designed to assist the reader to explore many of the concepts and results
contained in the chapters that go before. The software can be downloaded by
going to the website given in the appendix.
This book could not have been written without the help I have received from
many people. I am particularly grateful to Qiao Zhang for his painstaking read-
ing of the entire manuscript. Hervé Jacquet, Daniel Bump, and Adrian Diaconu
have provided invaluable help to me in clarifying many points in the theory.
I would also like to express my deep gratitude to Xiaoqing Li, Elon Linden-
strauss, Meera Thillainatesan, and Akshay Venkatesh for allowing me to include
their original material as sections in the text. I would like to especially thank
Introduction xiii
Dan Bump, Kevin Broughan, Sol Friedberg, Jeff Hoffstein, Alex Kontorovich,
Wenzhi Luo, Carlos Moreno, Yannan Qiu, Ian Florian Sprung, C. J. Mozzochi,
Peter Sarnak, Freydoon Shahidi, Meera Thillainatesan, Qiao Zhang, Alberto
Perelli and Steve Miller, for clarifying and improving various proofs, defini-
tions, and historical remarks in the book. Finally, Kevin Broughan has provided
an invaluable service to the mathematical community by creating computer
code for many of the functions studied in this book.
Dorian Goldfeld
1
Discrete group actions
The genesis of analytic number theory formally began with the epoch making
memoir of Riemann (1859) where he introduced the zeta function,
∞
ζ (s) := n −s , (ℜ(s) > 1),
n=1
together with precise knowledge of the analytic behavior of ζ (s) could be used
to obtain deep information on the distribution of prime numbers.
One of Riemann’s original proofs of the functional equation is based on the
Poisson summation formula
f (ny) = y −1 fˆ(ny −1 ),
n∈Z n∈Z
1
2 Discrete group actions
If f (y) and fˆ(y) have sufficient decay as y → ∞, then the integral above
converges absolutely for all complex s and, therefore, defines an entire function
of s. Let
∞
dy
f˜(s) = f (y)y s
0 y
denote the Mellin transform of f , then we see from the above integral rep-
resentation and the fact that fˆˆ(y) = f (−y) = f (y) (for an even function f )
that
This identity is at the heart of the functional equation of the Riemann zeta
function, and is a known transformation formula for Jacobi’s theta function
∞
2
θ(z) = e2πin z ,
n=−∞
1.1 Action of a group on a topological space 3
a b
where z = x + i y with x ∈ R and y > 0. If is a matrix with integer
c d
coefficients a, b, c, d satisfiying ad − bc = 1, c ≡ 0 (mod 4), c = 0, then the
Poisson summation formula can be used to obtain the more general transfor-
mation formula (Shimura, 1973)
az + b 1
θ = ǫd−1 χc (d)(cz + d) 2 θ(z).
cz + d
Here χc is the primitive character of order ≤ 2 corresponding to the field exten-
1
sion Q(c 2 )/Q,
1 if d ≡ 1 (mod 4)
ǫd =
i if d ≡ −1 (mod 4),
1
and (cz + d) 2 is the “principal determination” of the square root of cz + d, i.e.,
the one whose real part is > 0.
It is now well understood that underlying the functional equation of the
Riemann zeta function are the above transformation formulae for θ(z). These
transformation
formulae are induced from the action of a group of matrices
a b
on the upper half-plane h = {x + i y | x ∈ R, y > 0} given by
c d
az + b
z→ .
cz + d
The concept of a group acting on a topological space appears to be absolutely
fundamental in analytic number theory and should be the starting point for any
serious investigations.
Example 1.1.2 Let G denote the additive group of integers Z. Then it is easy
to verify that the group Z acts continuously on the real numbers R with group
4 Discrete group actions
action ◦ defined by
n ◦ x := n + x,
+
Example
1.1.3 Let G = G L(2, R) denote the group of 2 × 2 matrices
a b
with a, b, c, d ∈ R and determinant ad − bc > 0. Let
c d
h := x + i y x ∈ R, y > 0
a b
denote the upper half-plane. For g = ∈ G L(2, R)+ and z ∈ h define:
c d
az + b
g ◦ z := .
cz + d
Since
to be the equivalence class or orbit of x, and let G\X denote the set of equiva-
lence classes.
(1) it is enough to show that for any compact subset A ⊂ h there are only
finitely many g ∈ S L(2, Z) such that (g ◦ A) ∩ A = φ;
(2) every compact subset of A ⊂ h is contained in a rectangle Rr,δ for some
r > 0 and 0 < δ < δ −1 ;
(3) ((αg) ◦ Rr,δ ) ∩ Rr,δ = φ, except for finitely many α ∈ Ŵ∞ , g ∈ Ŵ∞ \Ŵ.
To prove (3), note that Lemma 1.1.6 implies that (g ◦ Rr,δ ) ∩ Rr,δ = φ except
for finitely many g ∈ Ŵ∞ \Ŵ. Let S ⊂ Ŵ∞ \Ŵ denote this finite set of such ele-
ments g. If g ∈ S, then Lemma 1.1.6 tells us that it is because Im(gz) < δ for all
z ∈ Rr,δ . Since Im(αgz) = Im(gz) for α ∈ Ŵ∞ , it is enough to show that for each
g ∈ S, there are only finitely many α ∈ Ŵ∞ such that ((αg) ◦ Rr,δ ) ∩ Rr,δ = φ.
This last statement follows from the fact that g ◦ Rr,δ itself
lies in some other
1 m
rectangle Rr ′ ,δ′ , and every α ∈ Ŵ∞ is of the form α = (m ∈ Z), so
0 1
that
−1
α ◦ Rr ′ ,δ′ = x + i y − r ′ + m ≤ x ≤ r ′ + m, 0 < δ ′ ≤ δ ′ ,
Example 1.1.9 A fundamental domain for S L(2, Z)\h can be given as the
region D ⊂ h where
1 1
D = z − ≤ Re(z) ≤ , |z| ≥ 1 ,
2 2
with congruent boundary points symmetric with respect to the imaginary axis.
1.1 Action of a group on a topological space 7
-1 -1/2 0 1/2 1
√
Note that the vertical line V ′ := − 21 + i y y ≥ 23 is equivalent to the
√
vertical line V := 21 + i y y ≥ 23 under the transformation
z → z + 1.
′ 1
Furthermore, the arc A := z − 2 ≤ Re(z) < 0, |z| = 1 is equivalent to
the reflected arc A := z 0 < Re(z) ≤ 1 , |z| = 1 , under the transformation
2
z → −1/z. To show that D is a fundamental domain, we must prove:
We first prove (1). Fix z ∈ h. It follows from Lemma 1.1.6 that for every
ǫ > 0, there are at most finitely many g ∈ S L(2, Z) such that g ◦ z lies in the
strip
1 1
Dǫ := w − ≤ Re(w) ≤ , ǫ ≤ Im(w) .
2 2
Let Bǫ denote the finite set of such g ∈ S L(2, Z). Clearly, for sufficiently small
ǫ, the set Bǫ contains at least one element. We will show that there is at least
one g ∈ Bǫ such that g ◦ z ∈ D. Among these finitely many g ∈ Bǫ ,choose one
0 −1
such that Im(g ◦ z) is maximal in Dǫ . If |g ◦ z| < 1, then for S = ,
1 0
8 Discrete group actions
1 1
T = , and any m ∈ Z,
0 1
m −1 Im(g ◦ z)
Im(T Sg ◦ z) = Im = > Im(g ◦ z).
g◦z |g ◦ z|2
This is a contradiction because we can always choose m so that T m Sg ◦ z ∈ Dǫ .
So in fact, g ◦ z must be in D.
To complete the verification that D is a fundamental
domain, it only remains
a b
to prove the assertion (2). Let z ∈ D, g = ∈ S L(2, Z), and assume
c d
that g ◦ z ∈ D. Without loss of generality, we may assume that
y
Im(g ◦ z) = ≥ Im(z),
|cz + d|2
(otherwise just interchange z and g ◦ z and√ use g −1 ). This implies that
|cz + d| ≤ 1 which implies that 1 ≥ |cy| ≥ 23 |c|. This is clearly impossi-
ble if |c| ≥ 2. So we only have to consider the cases c = 0, ±1. If c = 0
then d = ±1 and g is a translation by b. Since − 21 ≤ Re(z), Re(g ◦ z) ≤ 12 ,
this implies that either b = 0 and z = g ◦ z or else b = ±1 and Re(z) = ± 12
while Re(g ◦ z) = ∓ 12 . If c = 1, then |z + d| ≤ 1 implies that d = 0 unless
z = e2πi/3 and d = 0, 1 or z = eπi/3 and d = 0, −1. The case d = 0 implies
that |z| ≤ 1 which implies |z| = 1. Also, in this case, c = 1, d = 0, we
must have b = −1 because ad − bc = 1. Then g ◦ z = a − 1z . It follows that
a = 0. If z = e2πi/3 and d = 1, then we must have a − b = 1. It follows that
g ◦ e2πi/3 = a − 1+e12πi/3 = a + e2πi/3 , which implies that a = 0 or 1. A similar
argument holds when z = eπi/3 and d = −1. Finally, the case c = −1 can be
reduced to the previous case c = 1 by reversing the signs of a, b, c, d.
where
⎧⎛ ⎞ ⎫
⎨ d 0
⎪ ⎪
⎬
⎜
Zn = ⎝ .. ⎟
⎠ d ∈ R, d = 0
⎪ . ⎪
⎩ ⎭
0 d
is the center of G L(n, R), and O(2, R), Z 2 denotes the group generated by
O(2, R) and Z 2 .
The isomorphism (1.2.2) is the starting point for generalizing the classical
theory of modular forms on G L(2, R) to G L(n, R) with n > 2. Accordingly,
we define the generalized upper half-plane hn associated to G L(n, R).
10 Discrete group actions
u · g · tg = ℓ · d (1.2.7)
with
⎛ ⎞
d1
⎜
d=⎝ .. ⎟
⎠, d1 , . . . , dn > 0.
.
dn
a b
For example, consider n = 2, and g = . Then
c d
t a b a c a 2 + b2 ac + bd
g· g= · = .
c d b d ac + bd c2 + d 2
1 t
If we set u = , then u satisfies (1.2.7) if
0 1
2
1 t a + b2 ac + bd ∗ 0
· = ,
0 1 ac + bd c2 + d 2 ∗ ∗
solve n(n − 1)/2 equations to satisfy (1.2.7). This system of linear equations
has a unique solution because its matrix g · tg is non–singular.
It immediately follows from (1.2.7) that u −1 ℓd = g · tg = d · t ℓ(t u)−1 , or
equivalently
t
d · t ℓ%
"ℓ · d#$· u% = "u · #$ = d.
lower △ upper △
The above follows from the fact that a lower triangular matrix can only equal an
upper triangular matrix if it is diagonal, and that this diagonal matrix must be
d by comparing diagonal entries. The entries di > 0 because g · tg is positive
definite.
Consequently ℓd = d(t u)−1 . Substituting this into (1.2.7) gives
u · g · tg · t u = d = a −1 · (t a)−1
for
⎛ − 21
⎞
d1
⎜ .. ⎟
a=⎜
⎝ . ⎟.
⎠
− 12
dn
Hence aug · (tg · t u · t a) = I so that aug ∈ O(n, R). Thus, we have expressed
g in the form
g = (au)−1 · (aug),
from which the Iwasawa decomposition immediately follows after dividing and
−1
multiplying by the scalar dn 2 to arrange the bottom right entry of (au)−1 to
be 1.
It only remains to show the uniqueness of the Iwasawa decomposition.
Suppose that zkd = z ′ k ′ d ′ with z, z ′ ∈ hn , k, k ′ ∈ O(n, R), d, d ′ ∈ Z n . Then,
since the only matrices in hn and O(n, R) which lie in Z n are ±I where I is the
identity matrix, it follows that d ′ = ±d. Further, the only matrix in hn ∩ O(n, R)
is I . Consequently z = z ′ and k = ±k ′ .
We shall now work out some important instances of the Iwasawa decompo-
sition which will be useful later.
1.2 Iwasawa decomposition 13
Proposition 1.2.8 Let I denote the identity matrix on G L(n, R), and for every
1 ≤ j < i ≤ n, let E i, j denote the matrix with a 1 at the {i, j}th position and
zeros elsewhere. Then, for an arbitrary real number t, we have
⎛ ⎞
1
⎜ . ⎟
⎜ .. ⎟
⎜ ⎟
⎜ 1 t ⎟
⎜ 1 ··· 2 1 ⎟
⎜ (t 2 + 1) 2 (t + 1) 2 ⎟
⎜
I + t E i, j = ⎜ .. .. ⎟ mod (O(n, R) · R× ) ,
⎟
⎜ . . ⎟
⎜ 1 ⎟
⎜ (t 2 + 1) 2 ⎟
⎜ ⎟
⎜ .. ⎟
⎝ . ⎠
1
1 1
where, in the above matrix, 1 occurs at position { j, j}, (t 2 + 1) 2 occurs
(t 2 + 1) 2
t
at position {i, i}, all other diagonal entries are ones, 1 occurs at position
(t 2 + 1) 2
{ j, i}, and, otherwise, all other entries are zero.
t2
u · g · tg · t u = I + t 2 E i,i − E j, j ,
t2 +1
t
u −1 = I + E j,i ,
t2 + 1
1 &
a −1 =I+ √ − 1 E j, j + t 2 + 1 − 1 E i,i .
t2 + 1
Therefore,
1 & t
u −1 a −1 = I + √ − 1 E j, j + t 2 + 1 − 1 E i,i + √ E j,i .
2
t +1 2
t +1
to be
the n ×n identity matrix except for the ith and (i + 1)th rows where we
0 1
have on the diagonal. Then
1 0
⎛ ′ ′ ′ ⎞⎛ ⎞
1 x1,2 x1,3 ··· x1,n y1′ y2′ · · · yn−1
′
′ ′
⎜
⎜ 1 x2,3 ··· x2,n ⎟⎜
⎟⎜
′
y1′ y2′ · · · yn−2 ⎟
⎟
⎜
ωi z ≡ ⎜ .. .. ⎟⎜ .. ⎟
. . ⎟·⎜ . ⎟
⎜ ⎟⎜ ⎟
′
⎝ 1 xn−1,n ⎠⎝ y1′ ⎠
1 1
mod (O(n, R) · R× ) , where yk′ = yk except for k = n − i + 1, n − i, n − i − 1,
in which case
yn−i '
′ ′ 2 2
yn−i = 2 2
, yn−i±1 = yn−i±1 · xi,i+1 + yn−i ,
xi,i+1 + yn−i
′
and xk,ℓ = xk,ℓ except for ℓ = i, i + 1, in which case
2
′ ′ xi− j,i yn−i + xi− j,i+1 xi,i+1
xi− j,i = x i− j,i+1 − x i− j,i x i,i+1 , xi− j,i+1 = 2 2
,
xi,i+1 + yn−i
for j = 1, 2, . . . , i − 2.
Proposition 1.3.2 Fix an integer n ≥ 2. For any z ∈ hn there are only finitely
many g ∈ Ŵ n such that g ◦ z ∈ √3 , 1 . Furthermore,
2 2
(
G L(n, R) = g ◦ √3 , 1 . (1.3.3)
2 2
g∈Ŵ n
√
Remarks The bound 23 is implicit in the work of Hermite, and a proof can
be found in (Korkine and Zolotareff, 1873). The first part of Proposition 1.3.2
is a well known theorem due to Siegel (1939). For the proof, we follow the
exposition of Borel and Harish-Chandra (1962).
∗
where t,u denotes the subset of matrices t,u · Z n which have determinant 1
∗ ∗
and ◦ denotes the action of S L(n, Z) on 0,∞ . Note that every element in a,b
16 Discrete group actions
is of the form
⎛ ⎞ ⎛ ⎞
1 x1,2 x1,3 ··· x1,n dy1 y2 · · · yn−1
⎜
⎜ 1 x2,3 ··· x2,n ⎟ ⎜
⎟ ⎜ dy1 y2 · · · yn−2 ⎟
⎟
⎜ .. .. ⎟ ⎜ . .. ⎟
⎜ . . ⎟·⎜ ⎟
⎜ ⎟ ⎜ ⎟
⎝ 1 xn−1,n ⎠ ⎝ dy1 ⎠
1 d
(1.3.5)
where the determinant
⎛ ⎞
dy1 y2 · · · yn−1
⎜
⎜ dy1 y2 · · · yn−2 ⎟
⎟
⎜
Det ⎜ .. ⎟
⎟ = 1,
⎜ . ⎟
⎝ dy1 ⎠
d
so that
n−1 −1/n
d= yin−i .
i=1
φ : S L(n, R) → R>0
from S L(n, R) to the positive real numbers. For all g = (gi, j )1≤i, j≤n in S L(n, R)
we define
'
2 2 2 .
φ(g) := ||en · g|| = gn,1 + gn,2 + · · · + gn,n
To verify the claim, note that for k ∈ S O(n, R), and v ∈ Rn , we have
& √ √
||v · k|| = (v · k) · t (v · k) = v · k · t k · t v = v · t v = ||v||.
This immediately implies that φ(gk) = φ(g), i.e., the claim is true.
∗
Note that if z ∈ 0,∞ is of the form (1.3.5), then
n−1 −1/n
φ(z) = d = yi(n−i) . (1.3.6)
i=1
∗
Now, if z ∈ 0,∞ is fixed, then
en · S L(n, Z) · z ⊂ Ze1 + · · · + Zen − {(0, 0, . . . , 0)} · z, (1.3.7)
⎛ ⎞
1 u 1,2 u 1,3 ··· u 1,n
⎜
⎜ 1 u 2,3 ··· u 2,n ⎟
⎟
⎜
u=⎜ .. .. ⎟
. . ⎟ ∈ S L(n, Z)
⎜ ⎟
⎝ 1 u n−1,n ⎠
1
to arrange that the minimum of φ lies in ∗√3 1 . This does not change the
2 ,2
value of φ because of the identity φ(u · z) = ||en · u · z|| = ||en · z||. We shall
use induction on n. We have already proved a stronger statement for n = 2
in Example 1.1.9. Fix γ ∈ S L(n, Z) such that φ(γ ◦ z) is minimized. We set
γ ◦ z = x · y with
⎛ ⎞ ⎛ ⎞
1 x1,2 x1,3 · · · x1,n dy1 y2 · · · yn−1
⎜
⎜ 1 x2,3 · · · x2,n ⎟
⎟
⎜
⎜ dy1 y2 · · · yn−2 ⎟
⎟
x =⎜
⎜ .. . ⎟
.. ⎟ , y = ⎜ ⎜ .. ⎟
. . ⎟,
⎜ ⎟ ⎜ ⎟
⎝ 1 xn−1,n ⎠ ⎝ dy1 ⎠
1 d
18 Discrete group actions
Since |xn−1,n | ≤ 12 we see that φ(αγ z)2 ≤ d 2 (y12 +41 ). On the other hand, the
assumption of minimality forces φ(γ z)2 = d 2 ≤ d 2 y12 + 14 . This implies that
√
3
y1 ≥ 2
.
′ g′ 1
Step 2 Let g ∈ S L(n − 1, Z), g = . Then φ(gγ z) = φ(γ z).
0 1
This follows immediately from the fact that en · g = en .
√
3
Step 3 yi ≥ 2
for i = 2, 3, . . . , n − 1.
′ ′
z ·d ∗
Let us write γ ◦ z = with z ′ ∈ S L(n − 1, R) and d ′ ∈ Z n−1
d
a suitable diagonal matrix. By induction, there exists g ′ ∈ S L(n − 1, Z) such
that g ′ ◦ z ′ = x ′ · y ′ ∈ ∗√3 1 ⊂ hn−1 , the Siegel set for G L(n − 1, R). This is
2 ,2
equivalent to the fact that
⎛ ⎞
an−1
⎜ an−2 ⎟
y′ = ⎜
⎜ ⎟
.. ⎟
⎝ . ⎠
a1
and
√
a j+1 3
≥ for j = 1, 2, . . . , n − 2. (1.3.9)
aj 2
g′ 0
Define g := ∈ S L(n, Z). Then
0 1
′ ′
g′ 0 z ·d ∗ g′ ◦ z′ · d ′ ∗
g◦γ ◦z = ◦ = = x ′′ · y ′′ ,
0 1 d 0 d
1.4 Haar measure 19
y′d ′ 0 x′ ∗
where y ′′ = , x ′′ = . The inequalities (1.3.9) applied to
0 d 0 1
⎛ ⎞
y1 y2 · · · yn−1 d
y′d ′ 0
⎜ .. ⎟
y ′′ =
⎜
=⎜ . ⎟
⎟,
0 d ⎝ y1 d ⎠
d
√
3
imply that yi ≥ 2
for i = 2, 3, . . . , n − 1. Step 2 insures that multiplying by
√
3
g on the left does not change the value of φ(γ z). Step 1 gives y1 ≥ 2
.
(g, h) → g · h −1
Let gl(n, R) denote the Lie algebra of G L(n, R). Viewed as a set, gl(n, R)
is just the set of all n × n matrices with coefficients in R. We assign a topology
20 Discrete group actions
must be an open set since {0} is closed. Also, the operations of addition and
multiplication of matrices in gl(n, R) are continuous maps from
given by Inv(g) = g −1 for all g ∈ G L(n, R), is also continuous since each entry
of g −1 is a polynomial in the entries of g divided by Det(g). Thus, G L(n, R)
is a topological subspace of gl(n, R) and we may view G L(n, R) × G L(n, R)
as the product space. Since the multiplication and inversion maps: G L(n, R) ×
G L(n, R) → G L(n, R) are continuous, it follows that G L(n, R) is a topological
group.
By a left Haar measure on a locally compact Hausdorff topological group
G, we mean a positive Borel measure (Halmos, 1974)
µ : {measurable subsets of G} → R+ ,
which is left invariant under the action of G on G via left multiplication. This
means that for every measurable set E ⊂ G and every g ∈ G, we have
µ(g E) = µ(E).
In a similar manner, one may define a right Haar measure. If every left invariant
Haar measure on G is also a right invariant Haar measure, then we say that G
is unimodular.
1.4 Haar measure 21
Given a left invariant Haar measure µ on G, one may define (in the usual
manner) a differential one-form dµ(g), and for compactly supported functions
f : G → C an integral
f (g) dµ(g),
G
for every measurable set E. We shall also refer to dµ(g) as a Haar measure.
The fundamental theorem in the subject is due to Haar.
We shall not need this general existence theorem, because in the situations
we are interested in, we can explicitly construct the Haar measure and Haar
integral. For unimodular groups, the uniqueness of Haar measure follows easily
from Fubini’s theorem. The proof goes as follows. Assume we have two Haar
measures µ, ν on G, which are both left and right invariant. Let h : G → C be
a compactly supported function satisfying
h(g) dµ(g) = 1.
G
= h(g ′ ) f (g)dν(g)dµ(g ′ )
G G
= h(g ′ ) f (g · g ′ ) dν(g) dµ(g ′ )
G G
= h(g ′ ) f (g · g ′ ) dµ(g ′ ) dν(g)
G G
= h(g −1 · g ′ ) f (g ′ ) dµ(g ′ ) dν(g)
G G
= h(g −1 · g ′ ) f (g ′ ) dν(g) dµ(g ′ )
G G
=c· f (g ′ ) dµ(g ′ )
G
* −1
where c = G h(g )dν(g).
22 Discrete group actions
⎛ ⎞
⎜ ) ⎟
because gs, j also occurs in the product ⎝ dgi, j ⎠ and dgs, j ∧ dgs, j = 0.
1≤i< j≤n
i =r
Consequently, the measure is invariant under left multiplication by x̃r,s .
then f (gh) = f (g) for all h ∈ H. Thus, f H is well defined on the coset
H H
the coset space. For any measurable subset E ⊂ G/H , we may easily choose
a measurable function δ E : G → C so that
1 if g H ∈ E,
δ E (g) = δ EH (g H ) =
0 if g H ∈ E.
and
f (g) dµ(g) = f H (g H ) d µ̃(g H ),
G G/H
Remarks There is an analogous version of Theorem 1.5.1 for left coset spaces
H \G. Note that we are not assuming that H is a normal subgroup of G. Thus
G/H (respectively H \G) may not be a group.
d ∗ (gz) = d ∗ z
y x d xd y
For example, for n = 2, with z = , we have d ∗ z = y2
, while for
0 1
n = 3 with
⎛ ⎞
y1 y2 x1,2 y1 x1,3
z= ⎝ 0 y1 x2,3 ⎠ ,
0 0 1
we have
dy1 dy2
d ∗ z = d x1,2 d x1,3 d x2,3 .
(y1 y2 )3
Note that the Weyl group Wn has order n! and is simply the symmetric group on
n symbols. It is clear that d ∗ (gz) = d ∗ z if g is an upper triangular matrix with
1s on the diagonal. This is because the measures d xi, j (with 1 ≤ i < j ≤ n) are
all invariant under translation. It is clear that the differential d ∗ z is Z n -invariant
where Z n ∼= R× denotes the center of G L(n, R). So, without loss of generality,
26 Discrete group actions
Then
az = ax y = (axa −1 ) · ay
⎛ ⎞
1 an−1 x1,2 an−1 an−2 x1,3 · · · an−1 · · · a1 x1,n
⎜
⎜ 1 an−2 x2,3 · · · an−2 · · · a1 x2,n ⎟
⎟
=⎜
⎜ .. .. ⎟
⎜ . . ⎟
⎟
⎝ 1 a1 xn−1,n ⎠
1
⎛ ⎞
a1 y1 · · · an−1 yn−1
⎜ .. ⎟
⎜
×⎜ . ⎟
⎟.
⎝ a1 y1 ⎠
1
n−1
)
∗ −1
Thus d (axa ) = akk(n−k) d ∗ x. It easily follows that
k=1
where ζ (s) is the Riemann zeta function. The fact that the special values (taken
at integral points) of the Riemann zeta function appear in the formula for the
volume is remarkable. Later, Weil (1946) found another method to prove such
results based on a direct application of the Poisson summation formula. A vast
generalization of Siegel’s computation of fundamental domains for the case of
arithmetic subgroups acting on Chevalley groups was obtained by Langlands
(1966). See also (Terras, 1988) for interesting discussions on the history of this
subject.
The main aim of this section is to explicitly compute the volume
d ∗ z,
S L(n,Z)\S L(n,R)/S O(n,R)
∗
where d z is the left–invariant measure given in Proposition 1.5.3. We follow
the exposition of Garret (2002).
to be the left S L(n, R)–invariant measure on hn = S L(n, R)/S O(n, R). Then
n
ζ (ℓ)
d ∗ z = n 2n−1 · ,
S L(n,Z)\hn ℓ=2
Vol(S ℓ−1 )
where
√
2( π)ℓ
Vol(S ℓ−1 ) =
Ŵ (ℓ/2)
∞
+
denotes the volume of the (ℓ − 1)–dimensional sphere S ℓ−1 and ζ (ℓ) = n −ℓ
n=1
denotes the Riemann zeta function.
28 Discrete group actions
Proof for the case of S L(2, R) We first prove the theorem for S L(2, R). The
more general result will follow by induction. Let K = S O(2, R) denote the
maximal compact subgroup of S L(2, R). We use the Iwasawa decomposition
which says that
1
,
1 x y2 0
S L(2, R)/K ∼
= z = 1 x ∈ R, y > 0 .
0 1 0 y− 2
F(z) := f ((m, n) · z).
(m,n)∈Z2
a b
If γ = ∈ S L 2(Z), then
c d
a b
F(γ z) = f (m, n) · ·z
c d
(m,n)∈Z2
= f (ma + nc, mb + nd) · z
(m,n)∈Z2
= F(z).
- .
{(m, n) ∈ Z2 } = (0, 0) ∪
ℓ · (0, 1) · γ 0 < ℓ ∈ Z, γ ∈ Ŵ∞ \S L(2, Z) ,
(1.6.2)
where
1 r
r ∈Z .
Ŵ∞ =
0 1
The factor 2 occurs because −1 −1 acts trivially on h2 . We easily observe
that
1
y2 0 1
f ℓ(0, 1) · z = f ℓ(0, 1) · − 12
= f 0, ℓy − 2 .
0 y
y → ℓ2 y, y → y −2
that
∞
d xd y
F(z) 2 = f ((0, 0)) · Vol(Ŵ\h2 ) + 22 ζ (2) f ((0, y)) ydy. (1.6.3)
y
Ŵ\h2 0
To complete the proof, we make use of the Poisson summation formula (see
appendix) which states that for any z ∈ G L(2, R)
1
F(z) = f ((m, n)z) = fˆ (m, n) · (t z)−1
(m,n)∈Z2
|Det(z)| (m,n)∈Z2
= fˆ (m, n) · (t z)−1 ,
(m,n)∈Z2
1 1
y2 y− 2 x
since z = 1 and Det(z) = 1. We now repeat all our computations
0 y− 2
with the roles of f and fˆ reversed. Since the group Ŵ is stable under transpose–
inverse, one easily sees (from the Poisson summation formula above), by letting
z → (t z)−1 , that the integral
d xd y
F(z) 2
y
Ŵ\h2
If we combine (1.6.5) and (1.6.6) and solve for the volume, we obtain
2ζ (2)
f ((0, 0)) − fˆ((0, 0)) · vol(Ŵ\h2 ) = f ((0, 0)) − fˆ((0, 0)) · .
π
Since f is arbitrary, we can choose f so that f ((0, 0)) − fˆ((0, 0)) = 0. It
follows that
2ζ (2) π
Vol(Ŵ\h2 ) = = .
π 3
Proof for the case of S L(n, R) We shall now complete the proof of
Theorem 1.6.1 using induction on n.
Transcriber’s Notes:
1. Obvious printers’, punctuation and spelling errors have been corrected silently.
3. Some hyphenated and non-hyphenated versions of the same words have been
retained as in the original.
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