Pre and Probiotics
Pre and Probiotics
Review
Prebiotics and Probiotics for Gastrointestinal Disorders
Sameeha Rau, Andrew Gregg , Shelby Yaceczko and Berkeley Limketkai *
Vatche & Tamar Manoukian Division of Digestive Diseases, David Geffen School of Medicine at University of
California Los Angeles, Los Angeles, CA 90095, USA; [email protected] (S.R.);
[email protected] (A.G.); [email protected] (S.Y.)
* Correspondence: [email protected]
Abstract: The complex role of the gut microbiome in the pathogenesis of gastrointestinal (GI) disor-
ders is an emerging area of research, and there is considerable interest in understanding how diet can
alter the composition and function of the microbiome. Prebiotics and probiotics have been shown to
beneficially modulate the gut microbiome, which underlies their potential for benefit in GI conditions.
Formulating specific recommendations for the public regarding these dietary supplements has been
difficult due to the significant heterogeneity between strains, doses, and duration of treatment inves-
tigated across studies, as well as safety concerns with administering live organisms. This review aims
to summarize the existing evidence for the use of prebiotics and probiotics in various GI disorders,
paying special attention to strain-specific effects that emerged and any adverse effects noted.
Keywords: prebiotics; probiotics; gut microbiome; dietary supplements; short-chain fatty acids;
constipation; diarrhea; irritable bowel syndrome; inflammatory bowel disease
1. Introduction
The human gastrointestinal (GI) tract can crudely be defined as the hollow viscus that
extends from the mouth to the anus which is responsible for the digestion and absorption
of nutrients and excretion of waste products. When examined more closely, the GI tract
is a highly complex, specialized, and elegant machine that is essential for survival and
well-being. While the host physiology of the GI tract and its respective organs has been
well studied and established, the role of the trillions of microbes, including bacteria, viruses,
Citation: Rau, S.; Gregg, A.; Yaceczko, fungi, and protozoa, remains an intense area of investigation. These microorganisms,
S.; Limketkai, B. Prebiotics and defined as the human microbiome, have co-evolved with humans to form diverse commu-
Probiotics for Gastrointestinal nities within the GI tract that are intimately involved with numerous aspects of metabolism,
Disorders. Nutrients 2024, 16, 778. development of our immune system, and even regulation of our behavior [1,2]. While
https://doi.org/10.3390/nu16060778 the human genome consists of ~23,000 genes, the gut microbiome provides an additional
Academic Editor: Misha D. P. Luyer
~3 million or more “exogenous” genes, contributing a remarkable diversity of metabolites
to enhance host function and health [3]. These metabolites produced by the microbiome,
Received: 16 February 2024 including metabolites produced by the host GI tract cells and tissues, are collectively known
Revised: 5 March 2024 as the GI metabolome. The metabolome, which includes small molecules, amino acids,
Accepted: 6 March 2024 lipids, carbohydrates, and hormones, is highly dynamic and is influenced by diet, environ-
Published: 9 March 2024
mental exposures, genetics, stress, and microbial diversity. It therefore stands to reason that
alterations in the microbiome and metabolome can have significant implications for human
health and disease.
Copyright: © 2024 by the authors.
Alteration of the human microbiome and metabolome can be achieved through dietary
Licensee MDPI, Basel, Switzerland. changes, medications such as antibiotics, or ingestion of microbes themselves. In fact, the
This article is an open access article first suggestion of microbial ingestion as a therapeutic intervention came in 1907 when
distributed under the terms and Nobel laureate Elie Metchnikoff reported the linkage between the ingestion of fermented
conditions of the Creative Commons milk with high levels of viable Lactobacilli and the longevity of Bulgarians [4]. Since then,
Attribution (CC BY) license (https:// the notion of possible therapeutic modulation of the microbiome and metabolome has
creativecommons.org/licenses/by/ intrigued researchers, and since the advent of DNA and RNA sequencing in the 1990s, the
4.0/). field has exploded.
Prebiotics and probiotics, defined in more detail below, are agents that, when ingested
in adequate amounts, can influence the composition of the microbiome and metabolome,
with important implications for the maintenance of healthy states, as well as the treatment
of disease. This narrative review aims to (1) define prebiotics and probiotics as well as
their proposed mechanism of action, (2) describe their role in inflammation and the gut
metabolome, and (3) summarize the existing evidence for the use of these supplements in
GI disorders.
2.2. Probiotics
Probiotics are live, non-pathogenic microorganisms that can also alter the gut micro-
biome, conferring host benefit [9]. They can be found in a variety of fermentable foods or
purchased in the form of pills, powders, and liquid drops, and are often enteric-coated or
microencapsulated to prevent destruction by gastric acid and intestinal bile salts [10,11].
Probiotic products primarily contain one or more microbial strains, typically belonging
to the following genera: Lactobacillus, Bifidobacterium, Lactococcus, Streptococcus, Enterococ-
cus, or Bacillus. Strains of yeast belonging to the genus Saccharomyces are also commonly
used [12]. Current evidence suggests that most probiotic supplements do not colonize the
host long-term (>6 months), most likely due to competition with existing host microbiota.
This necessitates continued supplementation for long-term benefits but also averts the
potential risk of the probiotic disrupting the surrounding microbiota or entering systemic
circulation [13].
2.3. Synbiotics
Synbiotic products are a combination of prebiotics and probiotics that may exert a
synergistic effect. The prebiotic component is thought to improve the viability of the
probiotic component, as a key property of prebiotics is resistance to acids, proteases, and
bile salts in the upper GI tract [12]. The combination of Bifidobacterium or Lactobacillus with
FOSs is commonly used in synbiotic formulations [12].
receptors (GPCRs). Through these mechanisms, SCFAs can alter colonic motility and blood
flow and reduce gastrointestinal pH, which can influence nutrient absorption. Activa-
tion of specific GPCRs expressed on enteroendocrine L-cells by SCFAs can also trigger
the release of gut peptides (such as GLP-1), which are involved in gut barrier function
and energy metabolism [14]. Furthermore, SCFAs exert anti-inflammatory functions by
modulating immune cell chemotaxis, inhibiting the release of pro-inflammatory cytokines,
and stimulating the release of IgA and IL-6. Immunoregulatory probiotics can induce
the release of IL-10 and regulatory T-cells, rendering them useful in autoimmune disease,
allergy, IBD, and inflammation. In contrast, immunostimulatory probiotics stimulate IL-12
production, which activates helper T-cells and natural killer (NK) cells, thus boosting the
response against infections or cancer cells [15–17]. Additionally, SCFAs promote accelerated
pathogen clearance by increasing the production of reactive oxygen species. There is also
evidence suggesting that butyrate may exhibit an anti-cancer effect through the induction
of apoptosis and/or upregulation of a butyrate transporter [18].
Several other metabolites have also demonstrated an immunomodulatory effect on
the host. For example, probiotic bacteria such as L. reuteri and B. infantis produce indole
derivatives from dietary tryptophan, which can promote ILC3 cells and IL-22 production
and strengthen the integrity of the intestinal mucosa via activation of the aryl hydrocarbon
receptor [19,20]. Another group of metabolites, polyamines, are derived from arginine
and have been shown to enhance intestinal mucosa and inhibit the expression of pro-
inflammatory cytokines by lipopolysaccharide (LPS)-stimulated immune cells [19]. Some
strains of L. reuteri have additionally been identified to produce antimicrobial compounds
such as reuterin and polyketides [21]. Finally, probiotic bacteria can modify bile acids pro-
duced by the host to produce secondary bile acids, such as ursodeoxycholic acid (UCDA).
A recent study demonstrated that supplementation of L. acidophilus with subsequent pro-
duction of UCDA reduced inflammation in mice with ulcerative colitis via the activation of
multiple signaling pathways and modulation of Treg cells and M1 macrophages [22].
In addition to the mechanisms described above, probiotics are thought to directly
compete with pathogens for adhesion to the gut mucosa and enhance intestinal barrier
function by promoting mucin production, as well as by upregulating tight junction protein
expression [8,10,23–27]. Lastly, probiotics and prebiotics can produce neurotransmitters,
which not only act locally in the enteric nervous system but also centrally [2,23,28–30]. These
neurotransmitters include alterations in dopamine, serotonin, and gamma-aminobutyric
acid (GABA).
increased intestinal inflammation and permeability in human subjects [34]. When pa-
tients were treated with aspirin and a probiotic Bifidobacterium strain or prebiotic GOS,
intestinal permeability was reduced, suggesting improved barrier function [34]. Another
study utilizing non-steroidal anti-inflammatory drug (NSAID)-mediated inflammation in
mice demonstrated increased intestinal secretion of tumor necrosis factor-alpha (TNF-α),
lactate dehydrogenase (LDH), and C-reactive protein (CRP) in response to indomethacin
administration [41]. Interestingly, this heightened inflammatory response was mitigated
by the co-administration of two separate probiotic Lactobacillus strains, suggesting an
anti-inflammatory effect of these probiotic strains [41]. Lastly, several studies have demon-
strated improved micronutrient absorption with prebiotic and probiotic use. Specifically,
in children, post-menopausal women, and geriatric patients, probiotic supplementation
improved serum calcium concentration when compared to placebo controls, suggesting im-
proved absorption within the intestinal lumen, possibly due to SCFAs affecting colonic pH
and enhancing calcium solubility [42–45]. Supplementation of prebiotic GOSs was found
to increase calcium absorption in postmenopausal women and adolescent girls, thought
to be mediated by increased Bifidobacteria levels [46,47]. Additionally, some probiotics are
natural producers of B vitamins [10,12].
4. Methods
A search query was designed to capture articles pertaining to the use of pre- or
probiotics in the context of gastrointestinal disorders (Supplementary Material 1). A list
of 8506 potentially relevant articles was retrieved from PubMed for the period between
inception and 14 August 2023. There were no restrictions on article type, study design, or
language. All titles and abstracts were screened by at least one author or assistant, yielding
2302 articles for further review. Additional articles not generated by the initial search query
were included if deemed pertinent upon a non-exhaustive review of cited references. The
body of relevant articles was then used as the foundation for developing each section of
this narrative review, although it was not required that all articles be incorporated into
the manuscript.
One Japanese RCT examining abemaciclib-induced diarrhea in patients with breast can-
cer found that supplementation with Bifidobacterium with or without trimebutine maleate
did not decrease the incidence of grade 2 or greater diarrhea [73]. Another meta-analysis
found that probiotics can prevent and treat chemotherapy-induced diarrhea without signif-
icant adverse effects, though the results were limited by heterogeneity and poor method-
ological quality amongst the included trials. Most included studies examined probiotics
containing Bifidobacterium spp. and/or Lactobacillus spp., but no further strain-specific
effects were reported [74].
For radiation-induced diarrhea, a meta-analysis in 2017 found that probiotics signifi-
cantly reduced the incidence of radiation-induced diarrhea in patients with abdominal or
pelvic cancers. The probiotic strains found to have an effect were Lactobacillus acidophilus
plus Bifidobacterium bifidum, L. acidophilus LAC-361 plus B. longum BB-536, and VSL#3®
(a multi-strain probiotic including L. paracasei, L. plantarum, L. acidophilus, L. helveticus, B.
longum, B. breve, B. infantis, and S. thermophilus). A synbiotic containing L. acidophilus and
lactulose was also found to be effective in reducing radiation-associated diarrhea [75,76].
Studies examining prebiotics were limited; however, one small RCT found that supplemen-
tation with resistant starch did not reduce the incidence of radiation-induced proctitis [77].
Taken together, there is a signal towards a benefit of probiotics for radiation-associated
diarrhea, but there is no convincing evidence for the use of probiotics for chemotherapy-
induced diarrhea.
5.2. Constipation
There are observed differences in the gut microbiome of patients with constipa-
tion, namely decreased levels of Bifidobacteria and Lactobacilli and increased levels of Bac-
teroides [78–80]. Prebiotics and probiotics are therefore thought to be helpful in constipation
by increasing levels of Bifidobacteria and Lactobacilli; the resultant production of SCFAs may
regulate motility by increasing the release of serotonin and stimulating enteric or vagal
nerves acting on colonic smooth muscle [81,82]. Studies have examined the effect of differ-
ent prebiotic types and probiotic species on various aspects of constipation including stool
frequency, stool consistency, defecation pain, overall response to treatment, and quality of
life, lending to significant heterogeneity between studies in pooled analyses.
In summary, the existing evidence suggests that prebiotics, especially GOSs, are safe
and effective in improving constipation and may exert their effects by modulating the gut
microbiome and Bifidobacterium levels, in particular.
synbiotics tested were (1) Lactiplantibacillus plantarum LP01 and Bifidobacterium lactis BB12
plus inulin and oligofructose, (2) Lacticaseibacillus casei CRL431 and B. lactis BB12 plus
inulin and oligofructose, (3) B. lactis LMG P-28149 and FOS, and (4) L. paracasei Lpc-37, L.
rhamnosus HN001, L. acidophilus NCFM, and B. lactis HN019 plus FOS [89].
5.3. Irritable Bowel Syndrome (IBS) and Disorders of Gut–Brain Interaction (DGBIs)
Per the Rome IV criteria, irritable bowel syndrome (IBS) is diagnosed in patients with
recurrent abdominal pain at least once weekly, on average, over the prior three months that
is associated with at least two of the following symptoms: pain related to defecation, change
in stool frequency, and change in stool form or appearance. It can be further classified as
constipation-predominant IBS (IBS-C), diarrhea-predominant IBS (IBS-D), IBS with mixed
bowel habits (IBS-M), or IBS unclassified (IBS-U) [96]. The pathophysiology is multifactorial
and not fully understood, but is thought to involve motility dysfunction, alterations in the
gut microbiota and enteric nervous system, and low-grade inflammation—all of which
may be regulated by prebiotics and probiotics.
binations of probiotics demonstrated a benefit for this outcome, with VSL#3® showing a
trend towards benefit [107]. Another small RCT demonstrated that a combination probiotic,
Bifiform (containing Enterococcus faecium and Bifidobacterium longum), was more effective in
treating post-infectious IBS compared to standard complex therapy alone, which included
an antispasmodic drug, an antibiotic, and a drug to normalize the consistency of feces [108].
Overall, probiotics appear to improve IBS symptoms, with certain single-strain and
combination-strain probiotics emerging as superior.
Available evidence suggests that probiotics, especially L. casei, can improve symptoms
associated with SIBO and may exhibit a synergistic effect when used with antibiotics for
SIBO treatment.
adverse effects. As for 1-kestose, lactulose, GBF, Plantago seeds, and psyllium, adverse
event rates were no different than those of controls in RCTs.
Due to the very small sample sizes and some risk of bias among these studies of
prebiotics for IBD, the certainty of evidence is generally very low and no conclusions can
be made about the efficacy of prebiotic supplementation for IBD at this time. There are
nonetheless some data to support the use of plant-based diets, which are rich in dietary
fibers, for reductions in symptoms and, potentially, inflammation [135,136]. Fruits and
vegetables are also a consistently important component of anti-inflammatory diets found
to be helpful for IBD. Care should nonetheless be exercised when recommending fiber for
patients with stricturing CD [137].
side effects without monitoring for certain infections or other longer-term effects. Prebiotics
are generally considered to be safe, but a dose–response relationship exists for adverse ef-
fects, primarily diarrhea, bloating, and flatulence, owing to their osmotic properties [8,177].
Similarly, probiotics appear to be safe in average-risk patients, with a 2011 meta-analysis
reporting no significant increase in the risk of overall adverse events, including serious
adverse effects, in patients receiving short-term probiotic supplementation [178]. Probi-
otics have, however, been shown to have rare but serious consequences in vulnerable
populations, such as preterm infants and elderly, critically ill, post-surgical, and immuno-
compromised patients. A 2014 systematic review described several cases of bacteremia
with Lactobacillus strains (L. rhamnosus GG, in particular) and fungemia in ICU patients with
a central venous catheter receiving S. boulardii [179]. Another study examined the efficacy
of a synbiotic (composed of Bifidobacterium, Lactobacillus, corn starch, and maltodextrins)
for preventing infections in patients with severe acute pancreatitis; the results showed a
2.5-fold higher mortality rate (95% confidence interval: 1.2–5.3) and incidence of bowel
ischemia in the treatment arm compared to placebo [180]. In October of 2023, the FDA
released a warning advising against the use of probiotics in preterm infants due to cases
of fatal sepsis. Researchers have been investigating whether heat-killed or UV-inactivated
probiotic strains may be safer for the host while still exerting their anti-inflammatory ef-
fects [181]. Overall, prebiotics and probiotics are likely safe in most individuals, but no
definite recommendation can be made given limited safety data and significant variability
in prebiotic type, probiotic strain, doses used, and outcome reporting in existing studies.
7. Conclusions
Prebiotics and probiotics are known to alter the composition and function of the
gut microbiota, allowing them to exert local and systemic effects through the action of
molecules such as SCFAs. Prebiotics, such as inulin and GOSs, have demonstrated efficacy
in the treatment of constipation in several studies. Results were mixed for IBS, and certain
prebiotic types were shown to exacerbate symptoms of IBS. Data were sparse for IBD
and SIBO, and no conclusions could be drawn. There were very few studies examining
the utility of prebiotics for celiac disease, H. pylori infection, and colon cancer prevention.
Higher doses were associated with more gastrointestinal side effects, such as bloating
and flatulence, but prebiotics were well tolerated overall. There were far more data for
probiotics, with Lactobacilli and Bifidobacterium, as well as the yeast Saccharomyces, being
among the most-studied species for GI disorders. Available studies supported the bene-
fit of probiotics for infectious diarrhea, antibiotic-associated diarrhea, and constipation.
Probiotics demonstrated a synergistic effect when used with antibiotics for SIBO and H.
pylori infection. The strongest signal for probiotic use in IBD was for the prevention of
recurrent pouchitis. As they are live microorganisms, probiotic use raises the additional
considerations of cost, stability, and safety, particularly for high-risk populations.
In summary, prebiotics and probiotics demonstrate promise in the prevention and
treatment of certain GI disorders, as an adjunct or alternative to conventional therapies.
However, these data are difficult to translate to specific clinical guidelines given the wide
variation in prebiotic type(s), probiotic strain(s), dose, and/or duration of treatment used in
each study. Furthermore, standardized reporting of safety outcomes and studies examining
their potential long-term effects are severely lacking. For each gastrointestinal indication,
additional large-scale, high-quality, and strain-specific RCTs are needed to validate the
safety and efficacy of prebiotics and probiotics seen in these smaller RCTs, and make
recommendations for the general public.
Author Contributions: All authors participated in data collection, manuscript preparation, critical
revision, and final approval of the manuscript. All authors have read and agreed to the published
version of the manuscript.
Funding: The development of this manuscript received no external funding.
Conflicts of Interest: The authors declare no conflict of interest.
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