Scis Solution Booklet Building Envelope Retrofit
Scis Solution Booklet Building Envelope Retrofit
Contents
What & Why 5
City context 8
Technical specifications 11
Description – classification of solutions
Trias Energetica
Facades/external walls
Roof/Attic
Windows/Doors
Other measures
Insulating the right way: the importance of respecting the principles of good building physics
Technical versus non-technical barriers
Business Models & Finance 28
Description – possible business models
Financial barriers:
Societal and user aspects 35
Gaining stakeholder support & engagement
Leveraging on primary and secondary benefits
Homeowner engagement
Governance & regulation 39
Stakeholders in building retrofitting projects
Lessons learned - Summary 42
Challenges
Recommendations
TABLE OF CONTENTS
Useful documents 45
Contribution47
Icons: thenounproject.com
CITY CONTEXT
City context 8
CITY CONTEXT
Given the importance of energy retrofit, many EU funded pro- In Valencia (Spain), 548
jects have experimented with new techniques and operational dwellings (62.243 m2 in to-
procedures, financing schemes, end-user engagement strategies tal), including 536 privately
and governance process setups. owned houses and 12 social
housing units are deeply retrofitted. Roof,
From the analysis of a set of nearly 50 building retrofit demonstra-
facade, glazing and shading measures are
tors monitored and documented through the Smart Cities Informa-
implemented beyond national regulation
tion System (SCIS), it appears that half of the retrofit projects realize
and standard practices.
savings of 50-75% of the total final energy demand. Some selected
examples are shown below.
In Vitoria-Gasteiz, 312 dwellings (23.110 m2) are retrofitted by insulating the envelope and installing double glazed
windows. Additionally, buildings will be connected to a new biomass district heating network to be deployed. This
will reduce heating demand by 50% and CO2 emissions by 90%, while the first monitoring results show the energy
savings are up to 60%.
In Sonderborg, similar envelope retrofitting actions are implemented in the demonstration sites which consist of 51 buildings
with 815 apartments and 66.181 m² of built area in total. The energy demand before retrofitting varies between 114 and 139
kWh/m²/year, and the energy demand is reduced by 30% on average after retrofitting.
Envelope retrofit measures are applied in social, public and private housing in Barcelona, Stockholm and Co-
logne. In Barcelona, 207 dwellings (over 14.000 m2) are retrofitted with external wall insulation and efficient
shading. Natural gas consumption for space heating is reduced by 30%. In addition, 53% of the monitored
dwellings have increased thermal comfort in winter, while there is also a 43% reduction of dissatisfaction due
to temperature imbalance.
6 buildings with a total of 323 apartments are retrofitted in the area of Valla Torg in Stockholm. The refurbishment measures
consist of the upgrade of the thermal envelope and many other active measures. Overall, the measures aim at lowering the
total energy consumption of the buildings by 60%.
In Cologne, a large energy retrofitting project in 16 residential buildings with 687 rented dwellings is implemented in the
Stegerwaldsiedlung neighbourhood. Similar measures are included – envelope insulation and windows replacement. Combined
with a few active measures (LED lighting, PV panels), the total final energy saving is up to 61% at the individual building level.
Building Envelope Retrofit Solution Booklet April 2020 10
TECHNICAL
SPECIFICATIONS
Te c h n i c a l s p e c i f i c a t i o n s Description – classification of solutions 11
TECHNICAL With the concept of the Trias Energetica in mind, realising an energy efficient
building should always start with reducing the heat (or freshness) loss-
SPECIFICATIONS es from the conditioned interior space towards the outdoors. The building
envelope is hereby defined as the physical barrier separating the interior
spaces from the exterior. It consists of roofs, walls, floors, windows and
Description – classification of
doors. Different retrofit measures can be carried out on both opaque and
solutions transparent components of the building. The resulting envelope retrofit can
be realised at component level, dwelling level, building level and even at
Trias Energetica
an upscaled district level.
The “Trias Energetica” principle describes
a logical three step strategy for realising an
energy efficient building:
Thermal performance
From a building physics perspective, external sation) and (2) it completely ‘packs’ the
insulation is the preferred option because: thermal mass of the building structure so
(1) it provides most guarantees for realis- that the latter can work as a heat (or cold)
ing a continuous insulation coat around the storage within the protected volume, re-
building without ‘thermal bridges’ (interrup- ducing the temperature fluctuations and
tions in the insulation that provoke accrued hence improving the thermal comfort.
thermal losses and lead to risks like conden-
3. thermal stress on the latter which are bridges and condensation risks.
Illustration of need to redesign building nodes, e.g. where retrofitted roof and facade meet.
Te c h n i c a l s p e c i f i c a t i o n s Description – classification of solutions 18
awareness-raising
incentives
commitments
Demolition
Construction
Woningpark 2050
Measurements
Roof insulation
Roof/Attic
Roof insulation
Roof insulation is generally The importance of vapour barriers
more critical than wall insula- If excessive amounts of water vapour were to get accumulat-
tion and will most often be the ed into the wall, roof or floor structure and the corresponding
first measure to apply when prioritizing on insulation layers, this would reduce the insulation properties
the retrofit interventions. and potentially lead to defects such as damp, mould and/or rot.
At the same time, the payback time for roof The resulting damages may be far-reaching, up to the structural
insulation is generally (much) shorter than failure of building components. Properly placed vapour barriers
for wall insulation. How the roof is insulated prevent these effects.
depends on the roof type. The appropriate A vapour barrier is a continuous foil or sheet which is imper-
techniques for flat roofs are substantially meable to water vapour. As warm air can contain more vapour
different from those for pitched roofs. When than cold air and condensation may thus occur where there is
insulating a roof, one must be very careful to moisture transport towards the colder air zones, the foil is always
install vapour barriers where needed and in installed on the warm side of the insulation layer. This shield
the appropriate position, in order to avoid in- prevents the moisture from migrating towards the colder parts
ternal condensation in the roof structure. of the wall, roof or floor and condensating there.
On the cold side, the insulation is not covered with a similar
vapour sheet. The reason is that e.g. temperature changes can
lead to increased humidity in the insulating material, and an
Cold Warm humid open side enables it to dry. An exception occurs with the use of
climates: climates: a water- and vapour-tight outer finishing layer such as the water-
proofing sheet on most flat roofs. Here one must make sure that
Vapour upon installation, the insulation material is perfectly dry while it
barrier is being embedded in between the inner vapour barrier and the
Inside Outside outer water-vapour proofing sheet. As such, no humidity can ever
Moisture Moisture get into the sealed insulation package.
movement movement
Vapour barriers must not have air leaks letting moisture to seep
Vapour in, just like roofing foils should not have perforations letting water
barrier to pass through.
Te c h n i c a l s p e c i f i c a t i o n s Description – classification of solutions 20
Insulating a flat roof inward under the roof For most pitched roof types by contrast, the solution
structure brings high risks of internal con- works very well if certain conditions are fulfilled (for
densation and must only be done in specific example, the proper installation of a vapour barrier
setups with the approval (and control of exe- where interior climate conditions require such). In
cution) by a building expert. fact, inside insulation of pitched roofs is common-
ly the first and most evident measure to increase
a building’s energy efficiency, as it is easy to execute
and comes with short payback times.
Te c h n i c a l s p e c i f i c a t i o n s Description – classification of solutions 21
Attic insulation
There are two types of attic: cold and warm.
In the cold attic, insulation is placed on the attic
floor rather than in the roof structure, keeping the
loft cold. This may be a viable solution where the
attic is not used, or only as a storage space for materials that can
resist heat and cold shocks. When storing materials in such attic,
attention must be paid in order not to damage the insulation
layer in the use phase.
In the warm attic, thermal insulation is placed in the roof struc-
ture. In this way, the attic can be used as a living space rather
than as a storage space solely.
Windows/Doors
Replacing old single- or double-glazing windows
with energy efficient glazing and profiles (e.g. low-E
glazing, up-to-date double/triple glazing, window
frames with double or triple thermal chambers) can
significantly increase the energy performance of the building.
Indoor comfort will increase as well, as the cold radiation from
windows in winter will substantially decrease.
There may however be a limit to set on the thermal performance
of the windows, depending on the thermal characteristics of the
other parts of the building envelope. Installing triple- or even
double-glazing windows in poorly insulated walls may provoke
condensation problems on the walls. The latter now become
the cold spot in a space where before the condensation would
happen on the (single) window surfaces.
Te c h n i c a l s p e c i f i c a t i o n s Description – classification of solutions 22
Double-glazed windows
These windows feature two panes separated by an air or noble gas
filled layer. The fenestration system is airtight. A spacer is in place to
separate the panes and seal the gas inside.
Triple-glazed windows
The concept is the same as with double glazing, however, with three
glass panes and two layers of gas (either air or noble gases). Triple
glazing will result in better thermal properties compared to double
glazing.
Door replacement
Replacing an old exterior door with an energy efficient door with
lower u-value will both reduce the energy consumption and increase
the airtightness of the building. Retrofitting works © SCIS
Te c h n i c a l s p e c i f i c a t i o n s Description – classification of solutions 23
Other measures
External/Internal shading
Shading devices can limit the amount of
undesired solar radiation entering the
building. They can be either external or
internal, either fixed or dynamic.
External shading is more efficient than internal shading
as solar radiation is prevented from entering the interior
space where it will be absorbed and turned from light
into heat.
Fixed shading can be smartly designed so that with low
solar altitudes in winter, the sunlight enters the building
and provides for free heat gains while with high solar
altitudes in summer, the radiation is blocked off.
Green roof External shading integrated in the architecture of the building: overhangs, mobile louvres (Tietgencollegiet, Copenhagen)
BUSINESS MODELS
& FINANCE
Business Models & Finance Description – possible business models 28
Financial barriers:
The following financial barriers remain to
be addressed in any of the retrofit business
models:
• The upfront cost of building envelope
retrofit stays high, especially compared
to the more affordable renewable energy
production solutions (like PV, solar boil-
ers, heat pumps,…). Hereby the building
envelope retrofit must be deep enough in
order to render the building sufficiently fu-
ture-proofed. If the (financial) burden is too
high for realising this at once, a stepped
approach following a building roadmap
may be followed.
Homeowner engagement
Even though the many benefits are clear, it is still rather
challenging to convince homeowners and get them on
board. The main societal barriers are:
There is a lack of information and awareness of
energy issues;
Homeowners fear about risks and uncertainties;
Homeowners would rather avoid the hassle of
reallocation and/or renovation works;
There is a lack of clear financing and funding
schemes, and it is not easy for homeowners to
get access to them.
GOVERNANCE
& REGULATION
Governance & regulation 39
Regulatory barriers
Regulations and administrative procedures such as for Rebound and prebound
obtaining permits often remain a challenge and may Rebound effect: The increased energy efficiency might
even present obstacles. In particular cases, the architec- come with less energy savings than predicted, due to the
tural and cultural value of buildings protected by law or changed behaviour of the building users after retrofit. For
local regulations, may limit the choice of technical solu- example, the latter may now afford higher indoor temper-
tions and measures, for instance where adding external atures as the building is considered to be energy-efficient
wall insulation or replacing historic window frames and in any case.
glazing is not permitted.
Prebound effect: this is the inverse phenomenon, where
Although there may be little discussion about such pro- the predicted energy use of a badly insulated, not yet ret-
tection for real monuments, other patrimony may be well rofitted building is higher than the actually monitored
worth a trade-off between freezing the historic situation energy use. The reason here is that the building occupants,
on the one hand and improving energy and comfort knowing that the building is energy-hungry, lower their
standards on the other hand. Urban and spatial planning comfort requirements and, for example, do not heat sleep-
rules may lead to similar bottlenecks. This illustrates the ing and circulation zones or limit the temperature level
need for well-balanced policies that break through the in the living spaces below the normal comfort standard.
disciplinary silos.
Geographical differences in legislation might limit the
replication potential of retrofitting measures.
Furthermore, the prohibition of accessing and gathering
home user energy data (e.g. energy consumption, indoor
temperature) adds to the complexity of monitoring and
validating the actual building performance before and af-
ter envelope retrofit (with a view on limiting the rebound
effect).
© Andrada Riglea
Building Envelope Retrofit Solution Booklet April 2020 41
GENERAL
LESSONS LEARNED
Lessons learned - Summary Challenges 42
LESSONS LEARNED -
SUMMARY
Challenges
The EU building stock is currently facing challeng- Energy efficiency is one important aspect, however rarely considered
es that prevent the upscaled implementation of as the top priority of home- or building owners in the decision mak-
energy efficiency measures in buildings. From an ing towards retrofit. In general, there is a lack of awareness of the
economic, technical, social and governance per- energy related issues. Drivers that may motivate or ‘drag in’ better and
spective, the barriers are identified and summa- deeper energy retrofitting include:
rized as follows:
Building envelope retrofit requires large upfront in- Having to undergo renovation or some other kind
vestments and only pays back on the long to very of works (e.g. new kitchen/bathroom, periodic
repair of roofs and facades,…);
long time, up to the range of 30-50 years and even
more. Building owners often lack the investment
Change of building ownership;
means, as well as the investment horizon for under-
taking such endeavours;
Planned building expansion;
There is still a lack of comprehensive financing sys-
tems that are sufficiently aligned with the specific Wishing to improve indoor comfort;
needs of the home- or building owners. The atomized
ownership structure remains another barrier for up- Desire to have an environmental-friendly house;
scaled decision making towards retrofit investments
and their actual financing; Deep retrofit may be more cost-effective than
demolition and rebuild;
There is a shortage of (qualitative) labour force in
the building sector. The complexity of the retrofitting
High and growing energy bills;
works brings technical and logistic challenges that
need a highly skilled address.
Increasing real estate and aesthetic value of
property.
Lessons learned - Summary Recommendations 43
Recommendations
Unburdening the home or building owner is a pri- Technically speaking, envelope
ority. This can be realised by integrating the whole insulation is a valid first step in
supply chain into a single customer interface and achieving energy efficiency, but it
by continuously engaging, motivating and support- is not enough. The combination
ing home/building owners towards well-informed of thermal insulation and oth-
retrofit. er retrofit measures makes the
overall retrofitting package. Such
Municipalities and local governments can play an es-
retrofit packages can either be
sential role as facilitator and regulator in promoting
done all in one go or incremen-
energy efficient retrofitting and upscaling retrofit in
tally in a step-by-step approach.
the longer term. Well-balanced policies that break
Partial retrofit, however, without
through the disciplinary silos will help to arrive at
overall plans tailored to individu-
optimal, holistic solutions.
al buildings, may clash with later
The optimal financing methods for retrofitting may necessary measures. Inadequate
be different from classical mortgages or loans. In- improvement of parts of a build-
novative financing schemes from both public and ing may thus result in an end to
private sources are needed to lower the financial further improvements (lock-in ef-
threshold for building owners. The chosen business fect), which shall be avoided.
model in the retrofit project should be tailored to
Identifying relevant networks
the targeted market segment.
and communication channels,
There is an urgent need in improving the quality and especially in the early stages, is
quantity of labour force in the EU building indus- necessary for homeowner en-
try. Delivering qualitative work and good support gagement and awareness devel-
towards homeowners is essential to ensure their en- opment during the decision-mak-
gagement. ing process. Promoting and
marketing retrofitting should not
be only energy efficiency centred;
the associated secondary bene-
fits, such as health and wellbeing,
should be highlighted as well. Retrofitting in Amsterdam © City-zen
Building Envelope Retrofit Solution Booklet April 2020 44
USEFUL
DOCUMENTS
Useful documents 45
USEFUL DOCUMENTS
SCC project websites and deliverables on building (envelope) retrofit:
MySMARTLife:
Retroffiting in Ile de Nantes
Retrofitting in Bergedorf-Süd
Replicate:
Retrofiting in San Sebastian
Retrofitting in Florence
REMOURBAN:
Technical insights: District Retrofitting
Technical insights: Retrofitting
Lighthouse cities: Valladolid
Lighthouse cities: Nottingham City Overview
Lighthouse cities: Tepebasi City Overview
MatchUp:
Retrofitting actions summary
Retrofitting in Valencia
IRIS:
Retrofitting in Métropole Nice Côte d’Azur
SmartEnCity:
District Retrofitting Monitoring Programme
Sonderborg Building Retrofitting
Vitoria Gasteiz Retrofitting
Tartu Retrofitting
Sonderborg Retrofitting
GrowSmarter:
Retrofitting in Barcelona
Retrofitting in Stockholm
Retrofitting in Cologne
Useful documents 46
SCIS
The Smart Cities Information System (SCIS) is
a knowledge platform to exchange data, ex-
perience and know-how and to collaborate on
the creation of smart cities, providing a high
quality of life for its citizens in a clean, energy
efficient and climate friendly urban environ-
ment. SCIS brings together project developers,
cities, research institutions, industry, experts
and citizens from across Europe.
SCIS focuses on people and their stories –
bringing to life best practices and lessons
learned from smart projects. Through story-
telling, SCIS portrays the “human element” of
changing cities. It restores qualitative depth
to inspire replication and, of course, to spread
the knowledge of smart ideas and technolo-
gies - not only to a scientific community, but
also to the broad public!
smartcities-infosystem.eu
SCIS is funded by
the European Union