Block 3
Block 3
Block
3
POLITICAL AND ADMINISTRATIVE
SYSTEMS IN DEVELOPED AND
DEVELOPING COUNTRIES
UNIT 6
Political and Administrative Systems in
Developed Countries 41
UNIT 7
Political and Administrative Systems in
Developing Countries 57
UNIT 8
Fred Riggs Administrative Model for
Developing Societies 73
UNIT 6 POLITICAL AND
ADMINISTRATIVE SYSTEMS
IN DEVELOPED COUNTRIES
Structure
6.0 Objectives
6.1 Introduction
6.2 Political and Administrative Systems in United States of America
6.3 Political and Administrative Systems in England
6.4 Political and Administrative Systems in Russia
6.5 Political and Administrative Systems in Australia
6.6 Conclusion
6.7 References and Further Readings
6.0 OBJECTIVES
After reading this Unit, you should be able to:
●● Discuss political and administrative systems in United States of
America;
●● Explain political and administrative systems in England;
●● Describe political and administrative systems in Russia; and
●● Examine political and administrative systems in Australia.
6.1 INTRODUCTION
This Unit discusses the political and administrative systems in developed
countries in United States of America, England, Russia, and Australia.
Before we initiate a discussion on the political and administrative systems
in the above mentioned countries, we will understand the concept of a
developed country.
What is a developed country? A developed country is defined, as an
economically, industrially and technologically advanced country.
Economic indicators such as gross domestic product (GDP), gross national
product (GNP), and per capita income are used to measure high economic
performance. It is a country with very high to high levels of standard of
living or human development. The high standard of living is measured with
respect to Human Development Index (HDI). The HDI is a composite index
made up of three core indicators- life expectancy, education, and per capita
income. HDI helps to understand the relation between economic indicators
and social indicators, that is, it tries to establish whether income provides
access to education and health opportunities that could lead to a better
human development.
We will now discuss the political and administrative systems in developed
countries, beginning with United States of America.
41
Political and Administrative
Systems in Developed and 6.2 POLITICAL AND ADMINISTRATIVE
Developing Countries SYSTEMS IN UNITED STATES OF AMERICA
The United States of America (USA) gained freedom from British
colonization on July 4, 1776. It was recognized, as a new country after the
Treaty of Paris in 1783. Today, it spreads over a total area of 9,833,517
square kilometers. It is made up of 50 states and the District of Columbia.
The seat of state power is located in the White House, Washington, DC.
Let us begin with a discussion on political system in the United States of
America.
1. Political System
USA is a liberal democratic constitutional republic. The Federal
Republic is a presidential form of government with liberal democracy.
The Presidential election is a long process, which starts with primary
elections and caucuses1. It is followed by nominating conventions,
wherein political parties choose their nominees who, in turn, declare
the Vice Presidential candidate. Soon after, these candidates’ begin
with country-wide campaigns and debates to clarify their perspectives
and plan of action once they assume power. An electoral college is
there to select the President. The winner should obtain a majority
of electoral votes. In case no candidate gains majority, the House of
Representatives picks up a President and the Senate selects the Vice
President.
Now we will have a discussion on the administrative system.
2. Administrative System
Legislative
The Congress is the seat of legislative power. It is represented by two
houses, ‘Senate’ and ‘House of Representatives.’ It is granted with a
range of powers from assessment and collection of taxes, regulation
of interstate and foreign commerce, making of laws, raising-cum-
maintaining-army and navy, and declaration of war. It may even call
forth the military to suppress insurrections and repel invasions.
The House of Representatives or the Lower House represents each
state, according to its population. It is chaired by a Speaker and its
members serve a term of 2 years. The House has the power to initiate
all bills and has the sole power of impeachment.
The Senate or the Upper House represents the states and certain powers
are exclusive to it and not shared with the House of Representatives.
The Vice President is the Presiding Officer of the Senate. In his
absence, the duties are to be performed by a President pro tempore,
who is either elected by the Senate or designated by the President pro
tempore. The Senators enjoy a term of 6 years. The Senate has the
2
An area in Britain, Ireland or the US, which has its own local government.
3
A town or an area inside a large town that has some form of local government. A borough
is an administrative division in various English-speaking countries. In principle, the term
borough designates a self-governing walled town.
4
Unitary authorities of England are local authorities that are responsible for the provision
of all local government services within a district.
43
Political and Administrative London serves, as the seat of government of United Kingdom and capital
Systems in Developed and city for both England and the United Kingdom. The United Kingdom does
Developing Countries
not have a written constitution, so the law of the land is based on Acts of
Parliament, court judgments, and conventions.5
Now we will discuss the political system, as operating with a constitutional
monarchy along with a parliamentary system.
1. Political System
The grass root level of British politics takes place at the level of
the ward, where local elections are held. A group of wards make
up constituencies, where parliamentary elections are held. The
democratic elections are conducted based on the parliamentary system
of government but with a constitutional monarchy.
The election system in the United Kingdom is based on the principle
of ‘first past the post6,’ wherein the candidate with majority votes
is declared winner. The general elections, for example, follow
the principle of first past the post. This format of elections gives
advantage to large parties and brings stability in governments. It
precludes fragmentation of political parties and promotes unity among
strong party leaders. It was observed in the referendum of 2011 that
British voters preferred this form of voting instead of proportional
representation.
The dominant political parties in England are the Labour, Conservative,
and Liberal Democratic parties. The Labour Party, founded in 1997,
is better known as ‘democratic socialist party’ with a ‘centre-left’
orientation. The Conservative Party is known to be ‘centre-right,’
while the Liberal Democrats believes in empowering people and
cultivates ‘centre/centre-left’ tendencies. Berrington (2003) stated that
political parties perform three important functions. They formulate
issues around, which political arguments and contests can be held.
They take part in recruitment of government personnel. They help
voters to choose candidates, and also make governments accountable
to people.
2. Administrative System
Legislative
The British Parliament, the locus of legislative power, is composed
of 2 chambers, ‘House of Commons’ and ‘House of Lords.’ The
recent fixed-term Parliaments Act 2011 makes elections every 5 years
mandatory. As per this Act, the Prime Minister may change the date
the feet of the elders when you meet them. It also refers to a large meeting of the members
of a profession, political party, etc.
The first-past-the-post (FPTP) system is also known as the simple majority system. In
6
this voting method, the candidate with the highest number of votes in a constituency is
declared the winner. This system is used in India in elections to the Lok Sabha and State
Legislative Assemblies. While FPTP is relatively simple, it does not always allow for a
truly representative mandate, as the candidate could win despite securing less than half
the votes in a contest. In 2014, the National Democratic Alliance led by the Bharatiya
Janata Party won 336 seats with only 38.5% of the popular vote.
44
of elections at most by two months. The Parliament is responsible for Political and Administrative
bringing in legislations, approving government spending and taxation, Systems in Developed
Countries
and preserving Parliamentary sovereignty.
The House of Commons is the First Chamber of the Parliament
representing interests of the people. Its members (Members of
Parliament) serve a term of 5 years. There is a Speaker who presides
over the meetings of the House. The House of Commons has the duty
to regulate taxes and allocate budget to departments and services.
It keeps a check on the actions of the government, drafts bills and
creates laws, and evaluates government policies.
The House of Lords is the Second Chamber of the Parliament,
which is chaired by a Speaker. The members include Life Peers7, 92
Hereditary Peers8, and 26 Lords Spiritual (Archbishops of Canterbury
and York, the Bishops of London, Durham, and Winchester; and 21
other Bishops of the Church of England). The role of the House of
Lord is in the law-making process, wherein, it scrutinizes, amends,
and approves bills.
Executive
The Crown and the Prime Minister hold the key to executive power
in the United Kingdom. The Crown is the Head of the State of the
United Kingdom assigned with formal, ceremonial, and apolitical
power. These entail consenting to legislation passed by the two
Houses of Parliament, appointing the Prime Minister and Ministers
of the Crown, and awarding honors and titles. The Crown executes
the aforementioned on the recommendation of the Prime Minister.
The Prime Minister is the Head of the United Kingdom appointed by
the Head of the State. Compared to the Head of the State, the Prime
Minister enjoys extensive powers such as the power to select the date
of the next election, represent the country abroad, negotiate treaties
and resolution of crisis, declare war, and grant pardons. The powers
of the executive are derived from either from the Act of Parliament or
common law or convention.
The Prime Minister is assisted by Cabinet Ministers, who are appointed
and removed by the Head of the State in consultation with the Prime
Minister. The Cabinet Ministers can be members of either House.
Judiciary
There is a Supreme Court for the country. However, for England and
Wales on one hand and Scotland and Northern Ireland on the other,
there are separate court systems. The Supreme Court serves, as the
final arbiter in all cases of appeal (except cases of criminal appeals
in Scotland). The Head of the State appoints senior judges, as per the
A life peer is an honor given to individuals, which cannot be inherited by the recipient's
7
children (in contrast to a hereditary peer). In the UK, life peerages are created under the
Life Peerages Act 1958 and entitle holders to sit in the House of Lords under the style
and dignity of Baron (male) or Baroness (female).
In Britain a member of the aristocracy, usually a man, who has received his title from his
8
father and who therefore had the right to vote in the House of Lords.
45
Political and Administrative Constitutional provisions. The judiciary safeguards the civilian rights,
Systems in Developed and ensures adherence to the laws of the land, hears disputes, and ensures
Developing Countries
effective management of civil and criminal justice system.
Now we will undertake a description of the Russian political and
administrative system.
9
istorically, Krais were vast territories located along the periphery of the Russian state,
H
since the word krai also means border or edge, i.e., a place of the cut-off. In English the
term is often translated as “territory.”
10
The term is often translated as ‘area’, ‘zone’, ‘province’ or ‘region.’ An administrative
division or region in Russia and the former Soviet Union, and in some constituent
republics of the former Soviet Union.
11
In Russia and Bulgaria, a territorial division for administrative and other purposes.
46
2. Administrative System Political and Administrative
Systems in Developed
Legislative Countries
The Russian Parliament called the Federal Assembly is the centre
of legislative power. It is bicameral in nature with two chambers,
the State Duma and the Federation Council. The Federal Assembly
operates, as a permanently functioning body, that is, it remains in
continuous sessions and breaks only during the period between spring
and fall sessions. It is responsible for federal law-making, ratifying
treaties, allocating funds, and declaring war.
The State Duma is the lower house of the Federal Assembly of Russia. It
represents the people of Russia. It is the national, popular, democratic,
and directly elected house of the Federal Assembly. It enjoys a large
amount of legislative and financial powers. It can override the dissent
of the Federation Council. It consists of 450 deputies, who are directly
elected by the people of Russia. 225 Deputies are elected by the people
from single member territorial constituencies and the remaining 225
are elected by a system of proportional representation.
Universal adult franchise with minimum age for right to vote being
18 years, single member constituencies, single electorate, single vote
system, secret-ballot, and simple majority vote victory system are the
salient features of elections. Any citizen, who is 21 years or above of
age and who has the right to take part in elections, can be elected, as
a deputy of the State Duma.
Draft laws are introduced in the State Duma. Draft laws on financial
matters, such as, imposition or abolition or reduction of taxes,
payments, budget, and changes in financial obligations of Russia
can be introduced in the State Duma only through a corresponding
resolution of the Government of Russia. The draft laws are considered
and passed by the State Duma by a majority of votes of all its Deputies.
Thereafter these are sent, within five days of their passage in the State
Duma, to the Federation Council for review. The Federation Council
has to act within a period of fourteen days. In case it passes the law by
a majority of its deputies, it becomes an Act. In case the Federation
Council fails to take any decision on a federal law and 14 days elapse,
the concerned federal law is considered to have been passed by it.
Further a federal law duly passed by the Federal Assembly goes to
the President of Russia for his signatures and publication. Every law,
which is considered and passed by the State Duma and the Federation
Council is sent to the President within five days of its passage. With
the assent of the President the law becomes an Act.
The Federation Council (Council of Federation) or the Upper House
represents interests of the federated states. It is presided by the
Chairperson/ Speaker. There are regional bodies that elect deputies
to the Federation Council and they remain in power so long as the
members of the regional bodies remain in power.
The Federation Council can approve the border changes between
constituent entities of Russia. The Council can use the Armed Forces
47
Political and Administrative Federation outside the territory of Russian Federation. Likewise,
Systems in Developed and the Council can impeach the President. It can appoint judges of the
Developing Countries
Constitutional Court, Supreme Court of the Russian Federation,
Supreme Arbitration Court, and more.
Executive
Executive powers are divided between the President and the Prime
Minister. The President of the Russian Federation is the Head of
State (Article 80 Part 1). The President is directly elected by citizens
by means of universal, equal, direct suffrage based on secret ballot
(Article 81). He/she enjoys tenure of 6 years (Article 81 Part 1) and
may not renew the term more than twice (Article 81 Part 2). He/she
also serves as the Commander-in-Chief of the Armed Forces and
is responsible for protecting the Russian Constitution, and human
and civil rights and freedoms (Article 80 Part 2). The duties of the
President include forming the administration of the President of the
Russian Federation, appointing Chairpersons of the Government as
well as Supreme Commanders of the Armed Forces of the Russian
Federation, chairing meetings of the Government of the Russian
Federation, and more.
The Prime Minister is the Head of the Government appointed by the
President with the approval of the State Duma. The Prime Minister
runs the administration in congruence with the constitution and laws
and presidential decrees. He/she is responsible for implementation
of economic and fiscal policies, management of federal property,
regulation of social policy, labor policy, migration and family policies;
and more. He/she serves, as the acting President, if the President
is unable to fulfill his/her duties, as per Article 92 of the Russian
Constitution.
The Cabinet is appointed by the President on the advice of the Prime
Minister. It is headed by the Prime Minister and has the deputy prime
ministers and federal ministers. The Cabinet is responsible to design
and submit state budget to the State Duma, make provisions for its
implementation, implement financial, credit, and monetary policies,
and ensure State security and defense of the country, to mention a few.
Judiciary
Judicial power is vested only in the court, where judicial authority
is implemented via constitutional, civil, administrative, and criminal
proceedings. The judicial system is governed by the Constitution of
Russian Federation and federal constitutional law.
There are three kinds of court systems in Russia:
I. General court system (including military courts): Municipal
court is the lowest, and the Supreme Court is the highest (23
members)
II.
Arbitration court system: These are specialized courts for
economic disputes, where the Superior/High Court of Arbitration
is the highest body (1 Chairperson and 4 Deputy Chairpersons)
III. Constitutional Court (including those of federal entities): It
rules on matters of constitutional validity (19 members)
48
Judges of the above mentioned courts are appointed by the Federation Political and Administrative
Council after being nominated by the President. Judges at the level of the Systems in Developed
Countries
federal district courts are directly appointed by the President. Judges in
regional and city courts are appointed by the Minister of Justice. According
to Article 119 of the Russian Constitution, eligibility requirements of the
judges are:
1. Should be a citizen of the Russian Federation,
2. Should be 25 years of age or above,
3. Have higher education qualification in law, and
4. Served for a minimum of 5 years in the legal profession.
Now we will discuss the political and administrative system of Australia.
12
A senator is a member of the Australian Senate, elected to represent a state or territory.
13
Territory senators commence their terms on the day that they are elected. Their terms
expire the day prior to the following general election day.
50
chiefs of the armed forces and officers to the navy, army, and air force. Political and Administrative
However, these duties are carried out on the advice of the Minister for Systems in Developed
Countries
Defence.
Judiciary
Judicial power or judicature is vested in the Federal Supreme Court
called the High Court of Australia. The High Court is headed by a
Chief Justice appointed by the Governor- General in Council. He/she
enjoys a term, which expires upon attaining 70 years of age. The High
Court is the apex court with the mandate to interpret and implement
legal codes, decide on cases of constitutional validity of laws, resolve
conflicts during law-making in the Parliament, and hear appeals from
Federal, State, and Territory courts. In all cases, the judgment of the
High Court shall be taken, as final and conclusive.
Activity
Let us make a comparative study of the political and administrative systems
of any the two developed countries.
6.6 CONCLUSION
This Unit has dealt with the political and administrative systems of four
developed countries-USA, England, Russia, and Australia.
51
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france.com/political- system.htm
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russia/71.htm
65. The Layout of the French Legal System. (2015). [online] Available at:
http://guides.ll.georgetown.edu/c.php?g=362135&p=2446075
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russia/70.htm
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uk.usembassy.gov/role- political-parties/
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democracy
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senate_keeps_a_check_on_the_work_of_g overnment.html
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the_senates_role.html
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administration/types-of-political- systems/#.WdW7_2iCzIV
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Political and Administrative 77. United Kingdom Administrative divisions. (2017). Indexmundi.
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Federalism and Regionalism in Australia. Sydney: ANU Press
56
UNIT 7 POLITICAL AND
ADMINISTRATIVE SYSTEMS
IN DEVELOPING COUNTRIES
Structure
7.0 Objectives
7.1 Introduction
7.2 Political and Administrative Systems in India
7.3 Political and Administrative Systems in China
7.4 Political and Administrative Systems in Brazil
7.5 Political and Administrative Systems in South Africa
7.6 Conclusion
7.7 References
7.0 OBJECTIVES
After going through this Unit, you should be able to:
●● Describe the political and administrative systems in India;
●● Discuss the political and administrative systems in China;
●● Highlight the political and administrative systems in Brazil; and
●● Explain the political and administrative systems in South Africa.
7.1 INTRODUCTION
This Unit discusses the political and administrative systems in developing
countries, especially in countries of India, China, Brazil, and South Africa.
However before we get into a discussion of the features of political and
administrative systems in the mentioned countries, it seems necessary to
understand the concept of a ‘developing country.’
What is a developing country? A developing country is defined in contrast
with a developed country. It is suffers from low per-capita income, low levels
of human capital, high levels of poverty, under-nutrition, higher population
growth rates, predominance of agriculture, low levels of industrialization,
low level of urbanization, but rapid rural-to-urban migration, dominance
of informal sector, un-skilled labor, and poor financial, and other markets.
In short, it is characterized by low levels of economic and technological
advancement as well as poor state of general conditions of living. A
developing country tends to have low gross domestic product1 (GDP), gross
1
Gross Domestic Product (GDP) is the monetary value of all finished goods and services
made within a country during a specific period. GDP provides an economic snapshot of
a country, used to estimate the size of an economy and growth rate.
57
Political and Administrative national product (GNP)2, and per capita income3 . It tends to have a low score
Systems in Developed and with respect to Human Development Index (HDI). The HDI is a composite
Developing Countries
index made up of three core indicators- life expectancy, education, and per
capita income. HDI helps to understand the relation between economic
indicators and social indicators, that is, it tries to establish whether income
provides access to education and health opportunities, which could lead to
better human development.
4
Universal suffrage gives the right to vote to all adult citizens, regardless of wealth,
income, gender, social status, race, ethnicity, political stance, or any other restriction,
subject only to relatively minor exceptions.
59
Political and Administrative General. Articles 52 to 78 of the Constitution of India deals with the
Systems in Developed and Executive power of the Union.
Developing Countries
i. President
The President of India is the Head of the Indian State as well as of
executive, legislature, and judiciary of the country. The President is
elected for a term of 5 year. As per Article 52 of the Constitution of
India, there shall be a President of India who will be the first citizen
of the country. He is selected by an electoral college composed of
elected members of both Houses of Parliament and state legislative
assemblies, and legislative assemblies of Delhi and Puducherry,
by means of a single transferable vote. To be eligible to become a
President, s/he should (1) be citizen of India, (2) have completed 35
years of age , (3) have qualified for election as a member of Lok
Sabha, and (4) not hold any office of profit under the Union or any
state government, or any local or other authority.
However, s/he may resign from office by writing his resignation to the
Vice President of India. Further, the President may be removed from
office by impeachment on grounds of violation of the Constitution
(Article 61). In case of vacancy of the office of the President, the
Vice President acts, as a substitute, till the post is filled by an election
immediately conducted within 6 months of the office becoming
vacant.
The President enjoys legislative, executive, and judicial powers.
Legislative powers provide him/her with the authority to dissolve the
Lok Sabha and end a session of the Parliament, address the Parliament
in its first session every year, nominate 12 members with extra ordinary
accomplishments in the fields of science, art, literature, and social
service to the Rajya Sabha, nominate 2 members from the Anglo-
Indian Community to the Lok Sabha, withhold or give assent to a bill
passed by the Parliament. If it is not a Money Bill or a Constitutional
Amendment Bill, the President can return it to the Parliament for
reconsideration. The executive functions of the President include
appointment of the Prime Minister and Council of Ministers, judges
of the Supreme Court and the High Courts in the States, and Attorney
General and Comptroller and Auditor General of India. He/she is the
Supreme Commander of the Defence Forces of the country.
ii. Vice President
The Vice President is the second highest office in the country. He/She
acts, as the ex-officio Chairperson of Rajya Sabha. The Vice President
has a term of 5 years. S/He also acts, as the President, in case the
office of the President becomes vacant due to his/her death, removal
or resignation. He/she may act, as a President for a maximum period
of 6 months within, which a new President must be elected.
The Vice President is not directly elected by the people but by an
electoral college consisting of members of both Houses of Parliament.
To be eligible, he/she should (1) be citizen of India, (2) have completed
35 years of age, (3) have qualified for election, as a member of Rajya
60
Sabha, and (4) not hold any office of profit under the Union or any Political and Administrative
state government, or any local or other authority. Systems in Developing
Countries
iii. Prime Minister
The Prime Minister is the Head of the Government. He/she is the
real executive authority (de facto executive) while the President is
the nominal executive authority (de jure executive). As per Article 74
(1) of the Constitution, the Prime Minister is the Head of the Council
of Ministers with whom he shall aid and advise the President. While
the Prime Minister has a full term of 5 years, it is not a fixed tenure.
S/He holds office till the pleasure of the President, that is, as long
as he/she enjoys majority support in the Lok Sabha. Once he/she
loses confidence of the House, he/she must resign or the President
can dismiss him/her. The Prime Minister acts, as the link between
President and Council of Ministers, allocates portfolios among the
ministers, coordinates work of ministries and departments with the
Cabinet Secretariat, and presides over cabinet meetings.
There is no specific procedure for the selection and appointment of
the Prime Minister in the Constitution. However, Article 75(1) of the
Constitution mentions that the Prime Minister shall be appointed by
the President. He/she shall appoint the leader of the majority party
in the Lok Sabha, as the Prime Minister. In case no party has a clear
majority in the Lok Sabha, the President shall appoint the leader of the
largest party or coalition in the Lok Sabha, as the Prime Minister. He/
she must seek a vote of confidence in the House within a month. To
become eligible to be selected, as the Prime Minister, he/she should
(1) be a citizen of India, (2) completed 25/30 years of age, necessary
to fulfill qualifying age of Lok Sabha or Rajya Sabha respectively,
and (3) be a member of either the Lok Sabha or the Rajya Sabha.
The Council of Ministers is headed by the Prime Minister to aid and
advise the President. These ministers are appointed by the President
on the advice of the Prime Minister. Article 75 (1A) clarifies the total
number of ministers, including the Prime Minister, in the Council of
Ministers shall not exceed 15% of the total number of members in the
Lok Sabha. The Council of Ministers holds office till the pleasure of
the President.
Civil Servants
Civil Servants known, as bureaucracy, are the permanent executive
of the Indian administrative system. Officials like Secretary, Joint
Secretary, Principal Secretary, and Additional Secretary do hold
the helm of the administrative affairs of the Central Secretariat and
departments and ministries. Besides, there are middle level officials
and also the staff working at the lower rungs of the government
organizations. All secretarial work do emanate from here. They are
here to aid and assist the political leaders with all documents, reports,
data, and facts that are required to design and formulate policies.
61
Political and Administrative They are regulated by the personnel rules of the Department of
Systems in Developed and Personnel. All grievances are also looked into by the concerned
Developing Countries
Department.
Judiciary
Chapter IV of the Constitution vests judicial powers on the Supreme
Court, High Court, and other lower courts in India. The Supreme Court
is the apex court led by the Chief Justice of India, who is appointed
by the President. He/she holds office till the age of sixty-five. Below
the Supreme Court are High Courts in the states. The High Courts are
discussed Chapter V of Part VI, Article 214 of the Indian Constitution.
At present, there are 24 High Courts in the country. The judgments
and orders of the Supreme Court of India are binding on them. Below
the High Courts are various subordinate courts, for example district
courts, civil courts, family courts, and criminal courts. The court
system in India is responsible for protecting fundamental rights of
citizens and is the guardian of Constitution. It performs advisory
functions, interprets laws, decides on issues of constitutional validity,
and punishes for violation of laws of the land.
Now we will discuss the political and administrative system of China.
7.6 CONCLUSION
The Constitution of India provides for a Parliamentary form of government
with both federal and unitary features. The Chinese politico-administrative
setup represents a socialist/communist state and the doctrine of unitary
state structure and a regional national autonomy system (one country,
two systems). Brazil is a federal representative democratic republic with
a presidential form of government. South Africa is a democratic republic
under the presidential form of government.
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world-factbook/geos/sf.html
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Abuse of Politics.
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bs.china- embassy.org
15. China’s State Organizational Structure. [Online] Available at: https://
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br/the-electoral- justice/the-superior-electoral-court/composition-of-
the-court
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upload_files/npi/files/coi_part_full.pdf
19. Constitution of the People’s Republic of China. (2004). [Online]
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21. Elections. [Online] Available at: http://english.tse.jus.br/the-brazilian- Political and Administrative
electoral- system/elections-1 Systems in Developing
Countries
22. Electoral Accountability System. [Online] Available at: http://english.
tse.jus.br/the- brazilian-electoral-system/accountability.
23. Henry, Nicholas. (1975). Paradigms of Public Administration. Public
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stm
25. M. Laxmikanth. (2013). Indian Polity. New Delhi: Tata McGraw Hill
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Administration%20dt.%207.1
27. .2015.pdf
28. Noi, Goh Sui. (2017). NPC and CPPCC: What to know about China's
Annual Parliamentary and Consultative Sessions. [online] Available
at: http://www.straitstimes.com/asia/east-asia/what-to-know-about-
chinas-annual- parliamentary-and-consultative-sessions
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Available at: http://www.brazilgovnews.gov.br/federal-government/
how-the-government- works/federal-judiciary-branch
30. Our Parliament. [online] Available at: http://parliamentofindia.nic.in/
ls/intro/p1.htm
31. Overview of the PRC Political System. The US-China Business
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prc-political-system
32. Pariona, Amber. (2017). What Type Of Government Does China
Have?. [online] Available at: http://www.worldatlas.com/articles/
what-type-of-government-does-china- have.html
33. Parliament of the Republic of South Africa. What Parliament
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parliament-does
34. Peng, Wen-shien. (2008). A Critique of Fred W. Riggs’ Ecology of
Public Administration. International Public Management Review,
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brazilian-electoral- system/political-parties-1
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in/government/prime-minister.html
37. Rana, Kamal. (2014). Role and Functions of Judiciary in India.
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Political and Administrative 38. Riggs, Fred W. (2006). The Prismatic Model: Conceptualizing
Systems in Developed and Transitional Societies. In Eric E. Otenyo and Nancy S. Lind (eds.),
Developing Countries
Comparative Public Administration: The Essential Readings,
Research in Public Policy Analysis and Management
39. Rutgers, Mark R. (2000). Public Administration and the Separation
of Powers in a Cross- Atlantic Perspective. Administrative Theory &
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za/about-government/government- system/structure-and-functions-
south-african-government
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sites/upload_files/npi/files/coi_part_full.pdf
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english/Political/26325.htm
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br/english/the- federal-senate
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eci.nic.in/eci_main1/the_function.aspx
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english/Political/26151.htm
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48. United Nations Division for Public Administration and Development
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(UNDESA). (2004). REPUBLIC OF BRAZIL Public Administration
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china/2013npc/2013-03/07/content_16289643.htm
72
UNIT 8 FRED RIGGS ADMINISTRATIVE
MODEL FOR DEVELOPING
SOCIETIES
Structure
8.0 Objectives
8.1 Introduction
8.2 The Ecological Approach
8.3 Agraria and Industria Models
8.4 Fused-Prismatic-Diffracted Societies
8.5 The Prismatic-Sala Model
8.6 Appraisal
8.7 A Comparison between Bureaucracy and Sala
8.8. Conclusion
8.9 References and Further Readings
8.0 OBJECTIVES
After studying this unit, you will be able to:
1. Discuss the essential features, merits, and limitations of the Ecological
Approach to the study of Comparative Public Administration;
2. Appreciate the way Fred W. Riggs has used the Ecological Approach
in the creation of his models;
3. Understand the key elements of the Riggsian models of Agraria and
Industria and their limitations;
4. Examine the attributes of Fused, Prismatic, and Diffracted societies,
more particularly the Prismatic system and its administrative sub-
system, the Sala;
5. Develop insights into the utility and limitations of the Prismatic-Sala
model in the context of ‘developing societies’; and
6. Have a brief view of the concepts of Development Administration and
Administrative Development.
8.1 INTRODUCTION
Fred W Riggs (1917-2008) has been a pioneer in the discipline of comparative
public administration. A political scientist by training, his professional focus
on comparative analysis of governance systems has been most prominent
and commendable.
Some of the books written or edited by Fred Riggs are as under:
1. The Ecology of Public Administration (1961)
2. Models and Priorities in the Comparative Study of Public
Administration (CAG monograph with Edward Weidner, 1963)
73
Political and Administrative 3. Administration in Developing Countries: Theory of Prismatic Society
Systems in Developed and (1964)
Developing Countries
4. Thailand: Modernization of a Bureaucratic Polity (1966)
5. Frontiers of Development Administration (Editor, 1970)
6. Prismatic Society Revisited (monograph, 1973)
7. The Development Debate (co-authored with Daya Krishna)
Besides, there are a number of scholarly articles penned by Riggs. His
writings have transformed the discipline of Public Administration,
particularly through integrating it with its sub-discipline of comparative
public administration. The conceptual theoretical base to the contribution
of Fred W. Riggs was provided mainly by three intellectual approaches.
These are:
1. General Systems Approach
2. Structural-functional Approach
3. Ecological Approach
While the first and second approaches have been discussed in the first unit,
the third, that is, the Ecological Approach is being discussed in this Unit.
This is being done to facilitate a proper understanding of the conceptual
context of Fred W Riggs’s writings.
75
Political and Administrative 6. In the context of development administration, it is the ecological
Systems in Developed and approach that helps in determining the direction of change in the
Developing Countries
administrative system and other systems comprising the environment.
It posits a relationship between ‘administrative development’ and
‘development administration.’
Limitations
1. It is difficult to assess the nature and quantum of the impact of various
environmental structures on an administrative system.
2. It is also problematic to analyze the nature and extent of the influence
exercised by an administrative system over its environment.
3. It is difficult to be operationalized for empirical research.
Nevertheless, the ecological approach has made a most visible impact on
comparative administrative studies and has made us aware that one cannot
ignore this perspective while trying to understand how and why administrative
systems are characterized by certain similarities and differences.
Let us now move to a discussion of the two prominent typologies of
Fred Riggs that have used the general system, structural-functional, and
ecological approaches.
8.4 FUSED-PRISMATIC-DIFFRACTED
SOCIETIES
Riggs has classified societies under his revised typology on the basis of
the level of differentiation (specialization) and the level of integration
(coordination). Riggs does not use the term ‘developing’ or ‘developed’
nations or societies in his fused-prismatic-diffracted typology. He is of the
78
view that the term ‘developed’ or ‘developing’ nations are too general and do Fred Riggs Administrative
not reflect his notion of classifying societies on the basis of differentiation– Model for Developing
Societies
integration relationship.
Fused Society
A fused society has the following features:
1. It is a traditional society, where old structures exist.
2. Most structures are multi-functional, i.e. one structure performs a
large number of functions.
3. Status and privileges in society are determined by birth or traditional
status (Ascription).
4. Certain specific groups in society gain preferred treatment and status
in society (Particularism).
5. There is very low mobility in terms of status and occupations. The
social structure and occupations are rigid, since they are based on
birth and time-honored conventions.
Diffracted Society
A diffracted society has the following features:
1. It has a very high level of specialization of structures and functions.
2. There is also a high level of integration (coordination) in these
societies, thus there is hardly any gap existing between the levels of
specialization and integration (Diffraction).
3. There is equity among social groups, with no group enjoying special
preferences and privileges (Universalism).
4. There is considerable mobility in status and occupations. People can
move from one occupation to the other.
5. Progress in the socio-economic system is based on merit and
performance (Achievement).
The administrative system functioning in diffracted society is called ‘bureau’
the characteristic of, which are similar to those of a diffracted society.
Prismatic Society
In between the two categories of ‘fused’ and ‘diffracted’ societies are
prismatic societies that have the following features:
1. Selectivism: This is an intermediate category between universalism
and particularism. Under a prismatic system, certain groups, though
larger in number than in a fused society, gain precedence over the less
privileged groups.
2. Attainment: This is an intermediate category between ascription
and achievement, implying that in a prismatic society, merit as well
as traditional status, that is, based on birth, caste etc. determine the
movement of a person to a higher level.
3. Poly-functionalism: This is an intermediate category between
functional specification and functional diffuseness. It implies that
in a prismatic society, the level of specialization is much larger than
found in a fused society, but less than what is prevalent in diffracted
societies.
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Political and Administrative The administrative system of a prismatic system is called ‘sala’ meaning a
Systems in Developed and room or office in Spanish language. A ‘sala’ shares the features of prismatic
Developing Countries
society.
It may be mentioned that in the agrarian-industria typology, there was a
detailed analysis of agrarian as well as industria societies, but only a marginal
reference was made to ‘transitia’. In the latter typology of fused-prismatic-
diffracted societies, the emphasis was reversed. In this typology, the focus is
on the prismatic society, while the analysis of fused and diffracted societies
is in brief. Likewise, there is an inadequate description of the ‘court’ of a
fused society and the ‘bureau’ of a diffracted society. On the other hand, the
‘sala’ of a prismatic society has been adequately discussed.
It may be mentioned once again that even though a prismatic society has
not been termed, as a ‘developing’ society, it is assumed throughout the
Riggsian analysis that most developing countries share the features of a
prismatic society.
8.6 APPRAISAL
Riggs’s prismatic-sala model is a leading model that reflects the socio-
administrative realities in developing countries. It has led to several studies
of specific nations like India, the Philippines, and Japan. However, there are
a few points that need consideration in this respect.
1. The prismatic model focuses on negative aspects of society and
administration and ignores the positive aspects. In real life, there
are many ‘diffracted’ traits found in a prismatic society. Sweeping
generalizations of the model sometimes takes it away from objectivity.
2. It underestimates the positive developmental role of bureaucracies in
developing countries.
3. It does not explain the way the sala affects the rest of prismatic society.
Besides, it is not clarified how the sala can facilitate the process of
development. (Riggs fills this gap in his analysis of development
administration).
4. In the model, there is greater stress on the environment of an
administrative system than on the administrative system itself.
5. Riggs has not looked at the positive side of the negative traits of
prismatic society. E. H. Valsan has observed that ‘formalism’ may
have its positive side, when the public officials go out of the way
to help the needy citizens, sometimes flexing the rules. Compassion
becomes difficult be practiced in a water-tight rule-structure.
6. Riggsian concepts are not operational in nature. It becomes difficult to
translate his numerous qualitative concepts into quantified categories.
Despite the above limitations, Rigg’s models have proven to be an exciting
interpretation of transforming societies and their governance system.
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Political and Administrative
Systems in Developed and 8.7 A COMPARISON BETWEEN
Developing Countries BUREAUCRACY AND SALA
It would be interesting to attempt a brief comparison between Weber’s
bureaucracy and Riggs’s sala. Both models are ideal-type. While Weber’s
typology has three models (traditional, charismatic, and legal-rational),
Riggs’s typology has also three models (fused, prismatic, and diffracted).
A gist of salient differences between bureaucracy and sala should be
interesting.
BUREAUCRACY SALA
1. Organized in hierarchy of offices 1. Heterogeneity
2. Defined competence of each office 2. Overlapping
3. Selection of officials by 3. Attainment as the basis of
achievement recruitment; nepotism
4. Administration by rule 4. Formalism
5. Universalism and impersonal 5. Personalized norms in official
operations; officials are subject to behavior
authority only in official capacity
6. Separation of public funds from 6. Widespread official corruption.
the private.
Activity
We can have a case study of a policy/programme/project based on the
approaches.
8.8 CONCLUSION
Riggs has used the ecological studies in terms of both the developing and
developed societies. Initially, he dealt with Agraria-Industria Model and later
he replaced it with ‘Fused-PRiggs’s prismatic-sala model is only an ideal
type-construct and may not portray the reality of the social or administrative
systems of developing countries. It may be pointed out that all features of
prismatic societies may not apply to all ‘developing’ nations. There is no
uniformity in the level of ‘prismatism’ existing among all nations. Some are
more prismatic while others may be ‘less prismatic’. There is no society that
is ‘totally prismatic.’