Framingham Steatosis Index To Identify NAFLD
Framingham Steatosis Index To Identify NAFLD
Michelle T. Long, MD, Alison Pedley, PhD, Lisandro D. Colantonio, MD, MSc,
Joseph M. Massaro, PhD, Udo Hoffmann, MD, Paul Muntner, PhD, Caroline S.
Fox, MD, MPH
PII: S1542-3565(16)30009-X
DOI: 10.1016/j.cgh.2016.03.034
Reference: YJCGH 54691
Please cite this article as: Long MT, Pedley A, Colantonio LD, Massaro JM, Hoffmann U, Muntner P, Fox
CS, Development and Validation of the Framingham Steatosis Index to Identify Persons with Hepatic
Steatosis, Clinical Gastroenterology and Hepatology (2016), doi: 10.1016/j.cgh.2016.03.034.
This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to
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Authors: Michelle T. Long, MD1,2, Alison Pedley, PhD2, Lisandro D. Colantonio, MD,
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MSc3, Joseph M. Massaro, PhD2,4, Udo Hoffmann, MD5, Paul Muntner, PhD3, Caroline
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1
Division of Gastroenterology, Boston Medical Center, Boston University School of
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Medicine, Boston, MA
2
National Heart, Lung, and Blood Institute’s Framingham Heart Study, Framingham, MA
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3
Department of Epidemiology, School of Public Health, University of Alabama,
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Birmingham, AL
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Department of Mathematics and Statistics, Boston University, Boston, MA
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5
Radiology Department, Massachusetts General Hospital, Harvard Medical School,
Boston, MA
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Division of Endocrinology, Hypertension, and Metabolism, Brigham and Women’s
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Grant Support
This work was supported by the Boston University School of Medicine and the National
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Heart, Lung, and Blood Institute’s Framingham Heart Study (contract N01-HC-25195
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Abbreviations:
index; CT, computed tomography; DBP, diastolic blood pressure; HDL, high-density
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Framingham Heart Study; FLI, Fatty Liver Index; FSI, Framingham Steatosis Index;
LDL, low-density lipoprotein; LPR, liver phantom ratio; NAFLD, Non-Alcoholic Fatty
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Liver Disease; NASH, Non-Alcoholic Steatohepatitis; NHANES, National Health and
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Nutrition Examination Survey; ROC, receiver operator characteristic; SBP, systolic
blood pressure
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Correspondence:
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Concord St 7th Floor, Boston, MA, 02118. Email: [email protected]
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Tel: 617 638 8392 Fax: 617 638 6529
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Disclosures:
Alison Pedley is an employee of Merck. The other authors have no conflicts to report.
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Study concept and design (MTL, CSF); acquisition of data (CSF,JMM, LDC, PM);
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Analysis and interpretation of data (MTL, AP, LDC, JMM, UH, PM, CSF); drafting
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Abstract:
Background & Aims: Serum levels of aminotransferases are used as markers of non-
alcoholic fatty liver disease in epidemiology research. However, it is not clear whether
they can be to identify patients with fatty liver. We investigated the accuracy of serum
levels of aminotransferases in detection of hepatic steatosis. Additionally, we derived a
Framingham steatosis index (FSI), and tested its ability to identify patients with hepatic
steatosis in an independent cohort.
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Methods: We performed a cross-sectional study of 1181 members of the Framingham
Third Generation Cohort (46.1% women, mean age 50.3±6.7 years). People with hepatic
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steatosis were identified by computed tomography, performed from 2008 through 2011.
We compared the abilities of levels of alanine aminotransferase (ALT) and aspartate
aminotransferase (AST), and the ratio of ALT:AST, to identify people with hepatic
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steatosis using c-statistic analyses. We performed a stepwise regression procedure to
identify demographic and clinical factors that correlated with hepatic steatosis; we used
these, along with biochemical factors associated with steatosis, to develop the FSI. We
validated the FSI using data from the third National Health and Nutrition Examination
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Survey (NHANES III).
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Results: The prevalence of hepatic steatosis in the Framingham Third Generation Cohort
was 26.8%. The ratio of ALT:AST identified people with hepatic steatosis with the
highest c-statistic value (0.728); the value for only ALT was 0.706 and the value for only
AST was 0.589. We derived the FSI based on patient age, sex, body mass index, levels of
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triglycerides, hypertension, diabetes, and ratio of ALT:AST. The FSI identified patients
with hepatic steatosis with a c-statistic value of 0.845. When it was applied to the
NHANES III cohort, the FSI identified patients with steatosis with a c-statistic value of
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Introduction
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(NAFLD) has become the most common chronic liver disease in the United States, with
a general population burden ranging from 10-35%.1, 2 The definition of NAFLD requires
evidence of hepatic steatosis on liver biopsy or imaging; however, both of these methods
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(GGT); with ALT being most closely related to liver fat accumulation.4, 5 The appropriate
aminotransferase level to detect NAFLD is not known, as patients with ALT within the
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normal range can also have NAFLD.6, 7 ALT elevation also does not correlate with
worsening liver histology 6 and no ALT cut off level to accurately detect steatohepatitis or
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fibrosis has been identified. Additionally, in a prior study, the ALT/AST ratio, rather than
ALT or AST alone, has been correlated with the degree of liver fat on liver biopsy.8
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Historically, ALT has been used as a surrogate marker for NAFLD in epidemiologic
studies.9 Studies assessing the sensitivity and specificity of ALT, AST, or the ALT/AST
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ratio as a marker of NAFLD are limited.10-12 Additionally, the available diagnostic scores
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for NAFLD based on clinical and laboratory parameters have limited utility as they
contain parameters that are not readily available and have limited calibration when
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Thus, the purpose of the present study was to determine the cross-sectional
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association between ALT, AST, and the ALT/AST ratio and hepatic steatosis in a large
community based sample. Additionally, we derived a simple diagnostic model for hepatic
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which can be used for diagnosis of hepatic steatosis in population based studies. Finally,
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we applied our diagnostic model to another large study for external validation.
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Study sample
Generation Cohort. Between September 2008 and December 2011, Third Generation
sub-study when chest and abdominal CT scans were performed. For the present
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investigation, our sample was derived from a total of 1,429 women and men who
cycle (May 2008 to March 2011) when aminotransferase levels were measured.
Individuals were excluded from analysis if the CT scan was not interpretable for liver
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attenuation (n=13), they had missing covariate information (n=23), they had heavy
alcohol intake, defined as >7 drinks per week for women and >14 drinks per week for
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men (n=204), or if information regarding alcohol use was missing (n=5), or if
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aminotransferase levels were >3 times the upper limit of normal (n=3) yielding a total
sample size of 1,181 participants. The institutional review boards of the Boston
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University Medical Center and Massachusetts General Hospital approved the study
The Multi-detector CT scan protocol has been described in detail previously and
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attenuation, three areas from the liver and one from an external phantom were
measured and averaged to create liver phantom ratios (LPR) as has been described
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previously.15 We defined hepatic steatosis as a LPR of ≤ 0.33, based on our prior work.1
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Statistical analysis
Descriptive statistics were used to characterize the analysis population and those
with and without hepatic steatosis. Comparisons of characteristics among those with and
without hepatic steatosis were performed using the Wilcoxon rank sum test (continuous
traits) or chi square tests (categorical traits). We determined the prevalence of elevated
ALT (defined as > 31 U/L for women and > 40 U/L for men) and elevated AST (defined
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as > 31 U/L for women and >37 U/L for men) using standard laboratory definitions for
the upper limits of normal as has been done in prior studies.4 We plotted receiver
operating characteristic curves (ROC) and calculated the c-statistics from models of
each laboratory parameter (ALT, AST, or ALT/AST ratio) predicting hepatic steatosis
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(based on a LPR ≤ 0.33) to determine which parameter was most predictive of hepatic
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logistic regression procedure to determine the combination of demographic and clinical
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parameters most associated with hepatic steatosis. A significance level of 0.10 was used
for model entry and a significance level of 0.05 was used for retention. Age and sex
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were forced into the model. Candidate variables for the selection model included
continuous liver laboratory variable (from ALT, AST and ALT/AST ratio) determined to
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the FSI model to assess the impact on the model’s discriminatory ability of adding this
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parameter. Before adding the lab variable to the model, we empirically determined the
cutoff value of the liver lab that univariately yielded a good combination of sensitivity and
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specificity; the dichotomized value of the lab variable was then entered into the FSI
calculated the integrated discrimination index (IDI) to determine the relative improvement
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in the discrimination slope after adding the laboratory variable to the model.17 We also
calculated the net reclassification index (NRI) to assess the incremental ability to
reclassify participants based on the new model compared to the base model.17, 18 To
evaluated calibration, we used calibration plots to allow for visual assessment which can
be more informative than formal tests.13 All analyses in FHS participants were
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External validation in the third National Health and Nutrition Examination Survey
For validation of the FSI, we utilized a subset of participants in the third National
Health and Nutrition Examination Survey (NHANES III) (1988-1994) who underwent
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ultrasound of the gallbladder at a mobile examination center.19 Video images from the
ultrasounds were reviewed for hepatic steatosis as has been previously described.20 All
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participants provided written informed consent and the institutional review board of the
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National Center for Health Statistics approved of the protocol. A total of 14,797 NHANES
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participants were asked to attend a morning examination and provide a fasting blood
sample (n=6,374). We excluded participants if their video images could not be evaluated
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for hepatic steatosis (n=683), participants with excessive alcohol use (> 7 drinks/week
for women and > 14 drinks/week for men) (n=503), evidence of viral hepatitis (HBsAg or
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(transferrin saturation ≥ 50%) (n=217), or missing covariates (n=54) for a final sample of
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See online supplement for additional methods regarding hepatic steatosis and covariate
The performance of the FSI was assessed in NHANES III participants by using
discrimination and calibration metrics for the overall population and among non-Hispanic
Whites to be consistent with the demographics of the FHS. We derived a calibration plot
NHANES III participants were divided into deciles of predicted risk based on the FSI. For
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each decile of predicted risk, the corresponding observed risk was calculated among
NHANES III participants. We used Taylor series methods (linearization) to calculate the
95% confidence intervals for observed risks. Finally, we performed a best-fit logistic
regression model for hepatic steatosis among NHANES III participants in the overall
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sample and, separately, in the sample of non-Hispanic Whites using the same set of
covariates included in the FSI. All analyses in NHANES III participants were conducted
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using SAS 9.3 (SAS Institute Inc., Cary, NC), weighted to represent the US population,
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and accounting for the complex sampling design of this study.
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Results
The sample included 544 women (46.1%) and the mean age was 50.3 ± 6.7 years.
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Overall, 26.8% of the sample had a LPR ≤ 0.33 consistent with hepatic steatosis.
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Participants with hepatic steatosis had a higher median ALT (30.5 U/L,
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interquartile range 21-42.5 U/L) compared to those without hepatic steatosis (median
ALT 21 U/L, interquartile range 16-28 U/L) (p< 0.001). The median AST was also slightly
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higher among those with hepatic steatosis (median AST 22 U/L, interquartile range 18-
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27 U/L) compared to those without hepatic steatosis (median AST 20 U/L, interquartile
range 17-24 U/L) (p< 0.001). The prevalence of elevated ALT was 34.8% for participants
with hepatic steatosis and 8.4% for participants without hepatic steatosis (Figure 1) (p<
0.001).
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The model which predicted hepatic steatosis (LPR ≤ 0.33) from the ALT/AST
ratio alone (no covariates) had the highest c-statistic (0.728) as compared with models
including ALT alone (c-statistic = 0.706) or AST alone (c-statistic = 0.589). The ROC
curve for the model predicting hepatic steatosis from the ALT/AST ratio alone is shown
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in Figure 2. A cut-off of 1.33 for the ALT/AST ratio had a sensitivity of 55% and a
specificity of 80% for detecting hepatic steatosis in our sample. The sensitivity,
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specificity, positive predictive value and negative predictive value at various ALT/AST
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ratio cut points are shown in Table 2.
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Derivation of a simple clinical model for predicting hepatic steatosis
triglycerides, hypertension (yes or no), and diabetes (yes or no) entered the model.
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Overall, the model’s c-statistic was 0.830. When an indicator for the ALT/AST ratio
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greater than or equal to the 1.33 cut point was added to the model, the overall c-statistic
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difference (0.005, 0.025)). The IDI was 0.03 (p<0.001), with the relative IDI showing a
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12% improvement in the discrimination slope when the ALT/AST ratio was added to the
model. The addition of the ALT/AST ratio to the model resulted in the reclassification of
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68.8% of the sample (p<0.0001, NRI 95% CI 56.6%, 81.1%) with 10% of “events”
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reclassified to lower risk (p<0.0001). The addition of AST or ALT to the model (in lieu of
the ALT/AST ratio) resulted in the reclassification of 17% and 45% of the sample,
respectively (AST NRI p=0.01, 95% CI 4.5%, 29.8%; ALT NRI p<0.0001, 95% CI 32.5%,
57.6%). In the final model, after adjusting for the clinical variables, the odds of hepatic
steatosis was 3.0 times higher (95% CI 2.15, 4.0) among those with an elevated
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ALT/AST ratio (≥ 1.33). The equation for the Framingham Steatosis Index (FSI) is as
follows:
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(yes=1, no=0) + 0.789 x diabetes (yes=1, no=0) + 1.1 x ALT/AST ratio ≥
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NHANES III cohort characteristics
The characteristics of the NHANES III cohort sample are presented in Table 1.
The c-statistic among non-Hispanic White NHANES III participants was 0.775 (n=1,714)
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and 0.760 in the overall NHANES III sample (n=4,489). The calibration plot was
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consistent with good model fit (Supplemental Figure 1). On visual inspection, the
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calibration plot for the FSI shows better model calibration compared to the clinical model
(Supplemental Figure 2). The performance of the FSI at various cut-points in the FHS
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Cohort and NHANES III cohort sample are presented in Table 4. At a cut point of 23, the
FSI has a sensitivity of 79%, a specificity of 71%, a PPV of 50%, and a NPV of 90% for
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hepatic steatosis in the FHS cohort. Results were similar in the NHANES III cohort
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sample at this cut-point, but with a lower sensitivity and PPV and higher specificity for
hepatic steatosis.
Discussion
Principle findings
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underwent abdominal CT scans, the ALT/AST ratio was more predictive of hepatic
steatosis compared to either ALT or AST alone. We derived the FSI which is a simple
clinical model including BMI, triglycerides, hypertension, diabetes, and the ALT/AST ratio
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for prediction of hepatic steatosis. This diagnostic score demonstrated good
discrimination and the model performed well with respect to discrimination and
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calibration when applied to an external population of NHANES III participants. Finally,
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although derived from a nearly exclusively white population, the FSI performed well in
the overall, multi-ethnic NHANES III cohort which is more representative of the general
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US population. AN
In the context of the current literature
In the FHS, we determined that the ALT/AST ratio was more predictive of liver fat
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on CT scan compared to either ALT or AST alone. Previously, the ALT/AST ratio was
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shown to correlate with the degree of fatty infiltration on liver biopsy in a population of
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morbidly obese adults.8 More recently, the ALT/AST ratio has been shown to be a better
surrogate marker than ALT for predicting insulin resistance in a Japanese cohort.21 In
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prior epidemiologic studies, elevation in ALT has most frequently been utilized as a
surrogate marker for NAFLD.7, 22 It is well established that NAFLD may be present in
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those with aminotransferase levels within the normal range.6, 12 This finding was
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confirmed in our sample where we found that the majority of participants with significant
liver fat accumulation on CT scan did not have elevated ALT or AST. The ALT/AST ratio
may be a better surrogate marker for hepatic steatosis than either AST or ALT alone,
especially when the aminotransferase values are within the normal range. When liver
suggest that the ALT/AST ratio may be a more useful surrogate marker for hepatic
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steatosis compared to ALT alone. We determined that an ALT/AST ratio of >1.33 has a
hepatic steatosis with reasonable accuracy.23, 24 However, imaging is expensive and not
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feasible on the population level, so a simple noninvasive index to help diagnosis hepatic
steatosis is needed. A number of models already exist and include the Fatty Liver Index
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(FLI)25, the Fatty Liver Disease (FLD) Index26 and the Hepatic Steatosis Index (HSI)27,
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derived from case-control datasets, and the index of Non-Alcoholic Steatohepatitis
(NASH) (ION)28 which was derived from a community-based sample. The FLI includes
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waist circumference and gamma-glutamyl transferase, both of which are often not
readily available in population cohorts or clinical samples. The FLD index was derived in
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a large Chinese case-control dataset and has not been externally validated. The HSI
was derived in a large Korean case-control data set and includes the ALT/AST ratio,
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BMI, gender, and diabetes; however, this model was recently shown to perform worse
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than the FLI and may not be generalizable to a white population.13 Additionally, because
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the FLI, FLD, and HSI were derived from case-control data sets which tend to
overestimate the relationship between risk factors and disease, they have been shown
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to overestimate the risk of hepatic steatosis in the general population.13 The recently
described ION has a different equation for women and men and includes the waist-to-hip
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ratio and homeostasis model assessment (HOMA), both of which may not be readily
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available. In our study, we derived the FSI which includes simple clinical information that
Additionally, we externally validated the FSI in the multi-ethnic NHANES III cohort and
Implications
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There are several potential implications of this work. First, in large epidemiologic studies
where liver imaging or liver biopsy is not available, the FSI may be a useful surrogate
diagnostic index for hepatic steatosis. Since the individual components of the FSI are
usually readily available, this model significantly improves over currently available
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diagnostic scores. Future studies are needed to assess if the FSI can be used
longitudinally to evaluate the incidence of hepatic steatosis in high risk individuals. In the
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clinical setting, the FSI may be useful to help identify NAFLD patients or identify patients
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at high risk for steatosis who may benefit from abdominal imaging. Studies evaluating
the utility and cost-effectiveness of the FSI in the clinical setting are needed before its
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use can be recommended. Finally, our data suggest that the ALT/AST ratio cut off of
improvement in the c-statistic for detecting steatosis compared to ALT or AST alone.
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The main strength of our study includes the use of a large, unselected sample
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when deriving the model for predicting hepatic steatosis, we limited the candidate
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variables to simple clinical and laboratory measures that are readily available to improve
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the clinical utility of our index. Additionally, we have applied the FSI to a multi-ethnic
external validation cohort and demonstrated good discrimination and calibration of the
study with only single values of aminotransferase levels available per participant.
Secondly, we utilized CT scans for the diagnosis of hepatic steatosis, which has a high
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specificity but is relatively insensitive to mild steatosis.29 This may have led to under-
diagnosis of hepatic steatosis in our population, particularly among those with mild
steatosis. The usefulness of FSI as a diagnostic index for patients with mild hepatic
steatosis is not known. Our evaluation of aminotransferase levels and the derivation of
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the FSI is not based on liver biopsy, which is considered the gold standard. However,
liver biopsy in an unselected community sample is not clinically indicated and the use of
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hepatic imaging is considered an acceptable surrogate.3 CT imaging does not reliably
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detect steatohepatitis or fibrosis so the ability of the FSI to diagnosis patients with NASH
or hepatic fibrosis is not known. Finally, we lack information about viral hepatitis status in
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the FHS cohort which can cause the appearance of liver fat on CT scan and may have
validation cohort which utilized ultrasound for the diagnosis of hepatic steatosis, our
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Conclusion
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The FSI is a diagnostic model that includes age, sex, BMI, triglycerides,
hypertension, diabetes, and the ALT/AST ratio which was found to be highly predictive of
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hepatic steatosis in the FHS and in NHANES III. When using serum aminotransferases
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to diagnosis hepatic steatosis, the ALT/AST ratio predicted hepatic steatosis better than
either ALT or AST alone. The FSI may be a useful surrogate for the diagnosis of hepatic
steatosis in epidemiologic studies. Future studies are needed to determine the accuracy
and cost effectiveness of the FSI as a diagnostic index for hepatic steatosis in clinical
practice.
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Figure legends:
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aminotransferase.
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hepatic steatosis in the FHS (derivation cohort) from the ALT/AST ratio alone (dot), the
Clinical Model (dash) and the Framingham Steatosis Index (solid). For the ALT/AST ratio
(dot), the area under the ROC curve was 0.728. At a cut off value of 1.33, sensitivity
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and specificity were 55% and 80% respectively. The Clinical Model (dash) had an area
under the ROC curve of 0.830. The FSI (solid) had an area under the ROC curve of
0.845.
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(b) ROC curve for the FSI for the detection of hepatic steatosis in the NHANES III cohort
(validation cohort) in the overall NHANES III sample (solid), among non-Hispanic White
NHANES III participants (dot) and among non-White NHANES III participants (dash).
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Table 1: Clinical characteristics of the Framingham Heart Study (FHS) Cohort and
the validation sample from the third National Health and Nutrition Survey
(NHANES III).
Clinical Characteristics* FHS NHANES III
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Age (years) 50.0 (0.19) 42.9 (0.46) 43.9 (0.53)
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Race, %
non-Hispanic White 97.7% 76.0% 100.0%
non-Hispanic Black 0.2% 10.5% 0.0%
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Mexican American NA 5.4% 0.0%
Other/Did not answer 0.2% 8.1% 0.0%
Current smoking, % 7.8% 26.5% 26.6%
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BMI (kg/m2) 28.7 (0.17) 26.5 (0.16) 26.4 (0.19)
Waist circumference (cm) 99.3 (0.43) 91.4 (0.39) 91.4 (0.44)
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Drinks per week 3.2 (0.12) 2.2 (0.10) 2.2 (0.12)
HTN, % 25.7% 19.9% 19.7%
Diabetes, % 5.1% 4.7% 4.4%
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BMI, body mass index; HTN, hypertension; LDL, low-density lipoprotein; HDL, high-
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Table 2: Diagnostic accuracy of ALT/AST ratio alone at various ALT/AST ratio cut-
points compared to the presence of hepatic steatosis on computed tomography
scan in the Framingham Heart Study.
ALT/AST ratio Prevalence Sensitivity (%) Specificity (%) PPV (%) NPV (%)
cut-points steatosis (%)*
0.9 74 90 33 33 90
1.05 56 80 51 37 87
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1.18 44 70 65 42 85
1.22 39 66 70 44 85
1.33 29 55 80 50 83
1.5 17 34 91 54 79
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ALT, alanine aminotransferase; AST, aspartate aminotransferase; PPV, positive
predictive value; NPV, negative predictive value
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*Prevalence of hepatic steatosis in the Framingham Heart Study sample based on
ALT/AST ratio cut-point.
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Table 3: Models predicting hepatic steatosis (LPR ≤ 0.33) in the Framingham Heart
Study Cohort.
Models Covariate Odds Ratio (95% CI) P- Value C-statistic**
Clinical model* Age (per 1 year increase) 1.00 (0.98, 1.03) 0.68 0.830
Sex (Women vs. Men) 0.65 (0.47, 0.91) 0.01
BMI (per 1 kg/m2 increase) 1.20 (1.16, 1.24) <0.0001
Triglycerides (per 1 mg/dl
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1.01 (1.00, 1.01) <0.0001
increase)
Hypertension (yes vs. no) 1.94 (1.38, 2.72) 0.0001
Diabetes (yes vs. no) 2.56 (1.31, 5.00) 0.006
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Framingham 0.845
Age (per 1 year increase) 1.01 (0.99, 1.04) 0.36
Steatosis Index*
Sex (Women vs. Men) 0.86 (0.61, 1.23) 0.42
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BMI (per 1 kg/m2 increase) 1.19 (1.15, 1.23) <0.0001
Triglycerides (per 1 mg/dl
1.01 (1.00, 1.01) <0.0001
increase)
Hypertension (yes vs. no) 1.81 (1.28, 2.57) 0.0009
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Diabetes (yes vs. no) 2.20 (1.12, 4.33) 0.02
ALT/AST Ratio (> 1.33 vs ≤ 1.33) 3.00 (2.15, 4.20) <0.0001
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BMI, body mass index; ALT, alanine aminotransferase; AST, aspartate aminotransferase
*Multivariable stepwise regression models. Age and sex were forced into the model.
Candidate variables for the selection model included smoking status, BMI, waist
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**Difference in c-statistic between the clinical model and the FSI=0.015, 95% CI of
difference (0.005, 0.025), p<0.001
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≥14 vs <14 90 58 44 94
≥20 vs < 20 83 67 48 91
≥23 vs < 23 79 71 50 90
≥26 vs < 26 77 75 53 90
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≥28 vs < 28 75 78 55 89
≥32 vs <32 70 83 60 88
NHANES III
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≥9 vs <9 84 52 30 93
≥14 vs <14 76 66 35 92
≥20 vs < 20 66 76 40 90
≥23 vs < 23 62 80 42 90
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≥26 vs < 26 58 81 43 89
≥28 vs < 28 55 84 45 89
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≥32 vs <32 51 87 48 88
FSI, Framingham steatosis index; PPV, positive predictive value; NPV, negative
predictive value; NHANES, National Health and Nutrition Survey
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