Jurnal Pembahasan (English)
Jurnal Pembahasan (English)
Review
Special Issue
Diagnosis of Bacterial Pathogens
Edited by
Dr. Sabine Dittrich
https://doi.org/10.3390/diagnostics9020049
diagnostics
Review
Current and Emerging Methods of Antibiotic
Susceptibility Testing
Zeeshan A. Khan † , Mohd F. Siddiqui † and Seungkyung Park *
School of Mechanical Engineering, Korea University of Technology and Education, Cheonan,
Chungnam 31253, Korea; [email protected] (Z.A.K.); [email protected] (M.F.S.)
* Correspondence: [email protected]; Tel.: +82-41-560-1149; Fax: +82-41-560-1253
† These authors contributed equally to this work.
Received: 18 March 2019; Accepted: 28 April 2019; Published: 3 May 2019
Abstract: Antibiotic susceptibility testing (AST) specifies effective antibiotic dosage and formulates
a profile of empirical therapy for the proper management of an individual patient’s health against
deadly infections. Therefore, rapid diagnostic plays a pivotal role in the treatment of bacterial infection.
In this article, the authors review the socio-economic burden and emergence of antibiotic resistance.
An overview of the phenotypic, genotypic, and emerging techniques for AST has been provided
and discussed, highlighting the advantages and limitations of each. The historical perspective on
conventional methods that have paved the way for modern AST like disk diffusion, Epsilometer
test (Etest), and microdilution, is presented. Several emerging methods, such as microfluidic-based
optical and electrochemical AST have been critically evaluated. Finally, the challenges related with
AST and its outlook in the future are presented.
1. Introduction
Antibiotic resistance is defined as the genetic ability of bacteria to encode the resistance genes
that counterfeit the inhibitory effect of potential antibiotics for survival [1]. It can be developed either
intrinsically by natural recombination and integration into the bacterial genome, or it can be acquired
through horizontal gene mutation events such as conjugation, transformation, and transduction [2].
The prominent events in the generation of bacterial resistance include inactivation of the porin channel,
modification of antibiotic targets, and neutralizing antibiotic efficacy through enzymatic action [3].
Thus, the understanding of the genetic makeover and the morpho-anatomical changes in bacteria are
of prime importance to counteracting the resistance mechanism.
The discovery of antibiotics was paradigm-altering, as it was not only an effective tool against
chronic infections but also opened new avenues for drug industries. Global antibiotic statistics
suggested an increase of 35% in the antibiotic consumption between 2000 and 2010, and the current
antibiotic industry stands at USD 39.8 billion (up to 2015). Russia, India, China, Brazil, and South Africa
are major contributing countries, where 76% of the rise in antibiotic consumption has been estimated [4].
The changes experienced in the enhanced consumption of antibiotics over the past decade remain
unprecedented, and this is chiefly a result of the emergence of new diseases. Alternately, the increase
in antibiotic consumption and industrialization might be due to overuse or misuse of antibiotics
recommended by physicians/self-medication at the time of infection [5,6]. A recent report on the
casualties related to antibiotic resistance by the world health organization (WHO) depicted an alarming
700,000 lives per year currently, and predicts a disturbing 10 million/year by 2050, ensuring that
antibiotic resistance will be the most prevalent cause of death [7]. Adding to this, WHO also forewarns
the severity of antibiotic resistance, stating that “it threatens the achievements of modern medicine,
a post-antibiotic era—in which common infections and minor injuries can kill—is a very real possibility
for the 21st century” [8].
Minimum inhibitory concentrations (MICs) of various antimicrobial susceptibility testing (AST) are
categorized by various international agencies. These MIC guidelines determine whether an antibiotic is
susceptible or not. The Clinical and Laboratory Standards Institute (CLSI) provides the most popular
guidelines, which are based on pharmacokinetic–pharmacodynamic (PK-PD) properties and mechanisms
of resistance [9]. Most European countries follow the MIC cut-offs based on PK-PD properties, and the
epidemiological MIC cut-offs (ECOFFS) as determined by the European Committee on Antimicrobial
Susceptibility Testing (EUCAST). The MIC breakpoints recommended by EUCAST are generally higher
than the CLSI. Because of the modifications in the guidelines, the results are substantially changed,
such as higher ceftazidime resistance in Klebsiella pneumonia and ESBL-producing Escherichia coli (E. coli).
Moreover, the CLSI guidelines re accessible for non-members as a package of three documents for USD
500 annually, while EUCAST guidelines are freely available on the EUCAST website [9].
A sharp surge in bacteria-encoding resistance is occurring worldwide, jeopardizing the efficacy
of antibiotics that have saved millions of lives [10]. The antibiotics which have threatened bacteria
for decades are under grave threat themselves. Owing to large societal repercussions of multidrug
resistance and the significantly reduced development of drugs, it is mandatory to determine the
microbes which need more attention than others for drug development. Consequently, WHO has
developed a priority list of the pathogens, and stratified the list into critical, high, and medium priorities.
Carbapenem-resistant Pseudomonas aeruginosa and Acinetobacter baumanii, carbapenem-resistant and
third-generation cephalosporin-resistant Enterobacteriaceae were placed in critical-priority bacteria.
The high priority bacteria included vancomycin-resistant Enterococcus faecium, methicillin-resistant
Staphylococcus aureus (MRSA), clarithromycin-resistant Helicobacter pylori, fluoroquinolone-resistant
Campylobacter spp., penicillin-resistant Streptococcus pneumoniae, ampicillin-resistant Haemophilus
influenzae, and fluoroquinolone-resistant Shigella spp. [11] (Figure 1). Resistance against beta-lactam
antibiotics like penicillin is widespread, while resistance against other drugs, such as vancomycin and
fluoroquinolone, are less frequently observed (Supplementary Table S1). The infections arising from
resistant bacteria, because of mutations, might present themselves with harsher symptoms than their
predecessors (Supplementary Table S1). Although novel drugs have shown much promise against
these resistant bacteria, their rapid diagnostic is still a huge concern (Supplementary Table S1).
In this review, we concisely discuss the advantages and limitations of various tools for
AST (Supplementary Table S2). We first review the phenotypic methods for AST like diffusion,
dilution, and automated AST tools. Central aspects of genotype-based AST methods, including
susceptibility diagnostics based by polymerase chain reaction (PCR) and DNA microarray, are addressed.
Then, an overview of several emerging approaches such as fluorescent, colorimetric, and electrochemical
microfluidic sensors, with their related caveats, are discussed (Supplementary Table S2).
Diagnostics 2019, 9, 49 3 of 17
Figure 1. Representation of the final ranking of antibiotic-resistant bacteria, adapted with permission
from Tacconelli et al. [11]. CR = carbapenem resistant. 3GCR = third-generation cephalosporin
resistant. VR = vancomycin resistant. MR = meticillin resistant. ClaR = clarithromycin resistant.
FQR = fluoroquinolone resistant. PNS = penicillin non-susceptible. AmpR = ampicillin resistant.
2.1. Diffusion
The disk diffusion method is the gold standard for confirming the susceptibility of bacteria.
Standardized disk diffusion was introduced by Bauer and Kirby’s experiments in 1956, after finalizing
all aspects of optimization by changing physical conditions [12]. In this method, the isolated
bacterial colony is selected, suspended into growth media, and standardized through a turbidity
test. The standardized suspension is then inoculated onto the solidified agar plate, and the
antibiotic-treated paper is tapped on the inoculated plate. The disc containing the antibiotic is
allowed to diffuse through the solidified agar, resulting in the formation of an inhibition zone after
the overnight incubation at 35 ◦ C. Thereafter, the size of the inhibition zone formed around the
paper disc is measured; the size of the inhibition zone corresponds to the concentration of antibiotic
(Figure 2) [12,13]. Assessing and determining the susceptibility of bacteria generally takes 16–24 h.
Several diffusion-based experiments have been performed prior to the standardized disk diffusion
method. In the 1920s, Fleming was the pioneering contributor to AST. Fleming’s gutter method was
the first method of antibiotic analysis where antibiotic was dispensed into a gutter made on solid
agar that allowed the antibiotics to diffuse through it [14]. A modification to this design, called the
“Oxford cup method,” was subsequently developed by Abraham et al. in 1941, where the gutter
was replaced with a glass cup for diffusion [15]. Simultaneously, in the 1940s, Pope (1940), Foster
and Woodruff (1943), and Vincet and Vincet (1944) used an antibiotic-impregnated paper disc for
the diffusion of antibiotics [16,17]. These methods were hindered by inaccurate analysis due to
evaporation, difficulty in handling, sterilization, and cumbersome operation [18]. Moreover, a single
antibiotic was focused on susceptibility testing (i.e., penicillin). In later years, the introduction
of effective drugs and convenient means of susceptibility testing have prevailed with the increase
Diagnostics 2019, 9, 49 4 of 17
of the deadly infections. Therefore, variations of the method have been adopted to expand its
versatility and utility. In 1947, Hoyt, Levine, and Bondi introduced penicillin tablets and the standard
6.5-mm disk method separately to emphasize multiple targets [19,20]. In the 1950s, experiments
by Gould and Bowie (1952) and Stokes (1955) enabled the differentiation between susceptible and
resistant bacteria through the multiple disk diffusion technique [21,22]. All the proposed methods
were inaccurate, unsuitable, and unreliable for routine testing because of discrepancies in results
obtained from different labs [23]. Hence, in 1961, several organizations (especially WHO) made
several efforts to address the need for a standardized method for antibiotic susceptibility testing.
Later, in the year 1966, Bauer and Kirby’s method was confirmed as a standard method for susceptibility
testing. This method has potential for the routine testing of susceptibility in clinical laboratories.
Furthermore, the method is widely accepted because it offers a simple, cost-effective protocol for
the detection of multiple targets [24]. However, along with these advantages, it also has some
significant drawbacks: only semi-automation is available (Sirscan), insufficient data availability for
many bacteria (strains of Pseudomonas, Bacillus, and Corynebacterium), and it has a poor performance
when analyzing slow-growing and fastidious bacteria [25,26]. Influenced by many physiochemical
factors like evaporation, solubility, pH, temperature, and nutrient media, additional limitations restrict
its suitability for accurate diagnostics [27].
Recently, the emergence of various instruments for analyzing the zone of inhibition has added
to the reliability of the disk diffusion results by reducing variability due to operator handling and
interpretation. The camera or scanner takes the picture, and the inbuilt image analysis software
displays the zone of inhibition and compares the obtained results with the various guidelines present
in the database. Accuzone (AccuMed International, Hillsboro, Oregon, USA), Biomic (Giles Scientific,
Santa Barbara, California, USA), Mastascan Elite (Mast, Bootle, UK), and Sirscan (Becton Dickinson,
Oxford, UK) are a few of the instruments capable of analyzing the zone of inhibition, but all differ in
data input, analysis, ease of use, and presentation of results [28].
Diagnostics 2019, 9, 49 5 of 17
Figure 2. Representation of various conventional antibiotic susceptibility testing methods. (a) Disk
diffusion, demonstrating of inhibition zones, adapted from Sageerabanoo [29]. (b) Etest gradient
disk diffusion, adapted from Sader [30], under terms of the Creative Commons attribution license.
(c,d) Broth macro and micro dilution, showing bacterial susceptibility based on optical density and
(e) Matrix-Assisted Laser Desorption Ionization-Time of Flight Mass Spectrometry (MADI-TOF MS),
adapted from the MALDI Biotyper system (Bruker, Billerica, Massachusetts, United States), Laboratory
Information System (LIS) and Laboratory Information Management System (LIMS).
2.2. Dilution
Dilution was one of the earliest tools in microbiological practice, starting in the early 1870s, and it
allows the growth and identification of bacterial populations in suspension [31]. Pasteur, Lister, Koch,
and Ehrlich were listed as the pioneers in the field of bacteriology, and they worked on the concept
of macrodilution [32]. William Roberts and John Tyndall further contributed to the macrodilution
method and observed bacterial growth in a diluted medium [33]. The two basic types of dilution are
microdilution and macrodilution, wherein broth and agar are the most commonly used mediums.
In broth dilution, consecutive two-fold dilutions (1, 2, 4, 8, and 12 µL) of antibiotics are made and
dispensed into micro-centrifuge tubes containing bacterial growth medium, followed by making up the
final volume by adding the medium and incubating overnight at 35 ◦ C. Finally, the growth examination
is carried out for setting the breakpoint through the turbidity of culture media (Figure 2) [34,35]. In agar
Diagnostics 2019, 9, 49 6 of 17
dilution, antibiotics are diluted into the agar medium, followed by plate formation and application of
bacterial cells to the surface of the agar plate.
In the early 20th century, various scientists made efforts to introduce serial dilution. They set the
dilution factor in terms of geometric progression, and derived the generalized mathematical equation for
interpreting the dilution results [36–40]. In 1929, Alexander Fleming performed the serial dilution technique
to understand the activity of antibiotics. In this technique, two-fold dilution of antibiotics is mixed with a
pre-inoculated liquid medium to determine antibiotic actions by checking the turbidity. In 1942, Fleming
modified the previous protocol by using pH instead of turbidity to identify antibacterial activity. In the
same year, Rammelkamp and Maxon introduced broth macro dilution, or the “tube dilution method”,
which is regarded as the standardized dilution method for both minimum inhibitory concentration (MIC)
and AST. CLSI recommends guidelines to set the breakpoints. The first attempt regarding AST was made
by Schmith and Reymann using agar medium during the 1940s [41].
Microdilution is a miniaturized prototype of the macrodilution method where susceptibility
testing is performed on disposable 96-well microtiter plates, where each well has a sample capacity of
~0.1 mL (Figure 2) [42]. To dispense the samples into microwells, mechanized dispensers are used to
avoid the handling error. After overnight incubation, growth and MIC are assessed through specialized
optical instruments. This method has been well standardized for most fastidious bacteria [13].
The central drawback of dilution methods is the requirement of a large volume of reagents.
Apart from that, other potential limitations include: experimental space, tedious dilution steps
(macrodilution), the possibility of false positive results due to long incubation times [43], chances of
cross-contamination, bacterial incompatibility for growth, and the inability of discriminating viable and
nonviable bacteria. Maintaining the recommended optimum testing parameters like pH, temperature,
media, and length of incubation are additional hurdles, and a control viability plate is mandatory in
tests to achieve practical clinical relevance [44].
2.3. Etest
Epsilometer testing (Etest) is another significant development for the routine analysis of widespread
antibiotic resistance in bacteria. In the late 1980s, Bolmström and Eriksson developed this test [45].
AB BIODISK manufactured the first Etest plastic strip to inspect multiple antibiotics on a single platform
in 1991 (Figure 2) [45]. Etest plastic strips are coated with pre-defined antibiotic concentrations, and the
corresponding interpretive MIC ranges are marked on the surface and back of the strip, respectively.
For detection, multiple strips are placed on a pre-inoculated streaked agar plate, followed by an
overnight incubation; elliptical inhibition zones appear around the strips, indicating the MIC at
the intersection point between the inhibition zone and the strip edge [46]. The simplicity, accuracy,
and reliability of the Etest makes it appropriate and convenient for Food and Drug Administration
(FDA) approved commercialization [47]. The ability of convenient interpretations of MIC under diverse
physical conditions made the Etest a preferential method over standardized disk diffusion and dilution
techniques in clinical laboratories for AST [30,48].
In the 1990s, series of comparative studies with the other standardized techniques, for instance,
agar dilution and diffusion, and broth dilution, established the significance of the Etest. Many strains
of H. pylori, Neisseria gonorrhoeae, Enterococcus spp., and many other clinical isolates were tested
by Etest and compared with standard methods, resulting in a good correlation in the range of
91%–99% [49–51]. Recently, in 2016, methicillin-sensitive S. aureus (MSSA) and methicillin-resistant
S. aureus (MRSA) isolates were examined with an Etest to determine the MIC of ceftaroline. The results
were compared with broth microdilution (BMD) and showed an excellent agreement of more than
95% [52,53]. Multiple cultures of Campylobacter spp. against seven antibiotics were also evaluated by
Etest to determine their resistance [54]. All these results demonstrated the reliability and importance
of the Etest in evaluating MICs of a wide range of antibiotics over the present standardized methods,
especially for slow-growing bacteria (Campylobacter jejuni, H. pylori) and rare fastidious bacteria
(S. pneumoniae and Neisseria spp.). One of the significant advantages of the Etest is its sensitivity; it can
Diagnostics 2019, 9, 49 7 of 17
detect extended-spectrum beta-lactamase (ESBL), even in a trace amount [55]. Additionally, accurate
resistance strains can easily be easily quantified in laboratories/hospitals due to the stable concentration
gradient of antibiotics marked on the Etest strip.
Besides several advantages, there are some limitations that cannot be ignored, primarily related to
the inaccurate and inconsistent behavior of the Etest for certain antibacterial agents, such as Penicillin,
ciprofloxacin, ofloxacin, and rifampicin [56]. Some additional demerits that make the Etest complicated
for routine test analyses are: pH-sensitive coated antibiotics, expensive batch performance, strip
storage, and laboratory set-up for proper plate inoculation and incubation [57].
2.4. Matrix-Assisted Laser Desorption Ionization-Time of Flight Mass Spectrometry (MALDI-TOF MS)
MALDI-TOF MS, introduced in 2000, is another sensitive method for bacterial identification.
High sensitivity and accuracy are the key characteristics that make it a useful method for clinical
relevance. Assorted studies reveal its significance in discriminating MRSA, MSSA, and other bacterial
strains where susceptible and resistant bacteria have been evaluated through spectral peak analysis.
Even the subtle difference in expression profiles have been noticed in isogenic strains of S. aureus [58,59].
The efficiency of MALDI-TOF MS has been further investigated on vancomycin-resistant Enterococci,
where sensitivity higher than 90% has been recorded. Furthermore, analysis of multiple targets with
different resistant strains of Pseudomonas spp. against ciprofloxacin, tobramycin, and meropenem have
been identified efficiently [60]. The newly developed MALDI Biotyper antibiotic susceptibility test rapid
assay (MBT-ASTRA) is a more-straightforward and cost-effective modulation of MALDI-TOF MS used
for both AST and MIC determination [61]. Despite all the advantage of MALDI-TOF MS, the expensive
nature of the instrument and its maintenance are prime disadvantages for mass application.
The aforementioned systems lack reproducibility, sensitivity, and reliability compared with the
existing traditional methods. Moreover, an inability to test a wide range of clinically relevant bacteria
(e.g., S. pneumonia), antimicrobial agents (e.g., vancomycin), and heteroresistant isolates, as well as a
limited panel capacity and the high cost of instruments and consumables, are all significant issues that
restrict these systems from frequent analysis [66].
DNA microarrays and DNA chips are the other promising technologies utilized for screening
susceptibility [72]. DNA arrays employ cDNA fragment probes on nylon membrane, where each
DNA chip has a glass or silicon platform for probe binding. The specific hybridization of the
labeled probe with the target and its recognition help to determine the resistance. Determination of
isoniazid resistance in M. tuberculosis has been carried out successfully through DNA microarrays and
chips [73,74]. Colorimetric detection and multiplexing are the attractive features of these techniques.
Genotypic methods are generally attributed to the rapid, direct, sensitive, and specific detection
of resistance genes, but they also suffer from severe drawbacks that diminish their clinical utility.
These drawbacks include: (i) the individual antimicrobial agents to be tested need a specific assay
Diagnostics 2019, 9, 49 9 of 17
for detection; (ii) only potential/key resistance genes can be detected, which are often not relevant
due to coincidental mutations; (iii) there is a lack of sensitivity towards the patients with latent
infections, or when only a few organisms are present in a sample; (iv) the genetic mechanism/profile
for the resistance of all bacteria is not yet defined; (v) the occurrence of false-positive results due to
contamination of the test sample might be expected; (vi) they require expensive reagents and machinery
with specific maintenance conditions; and most importantly (vii) all the tools have a prerequisite of
skilled personnel [67].
In the presence of resistance, the resazurin is reduced to resafurin, and the intense blue color changes
to pink and leuco; in the absence of resistance in bacteria, the blue color sustains. This method is also
translated to a microfluidic chip for MIC estimation for four different antibiotics against 20 clinical
strains of Escherichia and Shigella [85].
Figure 4. Demonstration of sensors for antibacterial susceptibility testing involving (a) an optical
microfluidics biosensor, showing optical detection of microbial cultures, reproduced with permission
from [83], published by RCS Advances, 2015; and (b) an electrochemical biosensor, detection was based
on hybridization of the target bacterial 16S rRNA with a detector probe, adapted with permission from
Liu [86] (under terms of the Creative Commons attribution license).
within 8–12 h, whereas the conventional blood culture system requires up to 48 h because of incubation
for colony generation and susceptibility testing. Moreover, owing to its simplified and time efficient
nature, the SBCS can be used in resource-limited settings, which was not possible for conventional
BC methods due to the lack of electricity, limited culture bottles, profuse dust, improper ambient
temperature control, and lack of skilled personnel [92].
smartphones is limited by their camera performances, which result in lower detection limits, especially
in a colorimetric assay [100]. It is exciting to speculate that ongoing advancement will bring much
higher resolution cameras coupled with better time-lapse technologies and offer morphological and
biochemical measurements.
Loop-mediated isothermal amplification polymerase chain reaction (LAMP-PCR) has shown
us the way to develop lateral-flow devices for the genetic detection of antibiotic resistance.
Carbapenem-resistance in Acinetobacter baumanii was successfully evaluated by LAMP-PCR by
amplifying the OXA-type carbapenemases and metallo-β-lactamases genes [101]. However, more
studies are warranted to establish the applicability of LAMP. In coming years, there might be a rise in
non-infecting but resistance-bearing mutants; genetic detection will be essential to screen out these
mutants, and LAMP-based lateral flow devices will serve that purpose.
6. Conclusions
While all AST methods offer qualitative assessments using susceptible, intermediate, or resistant
categories, certain methods specify qualitative and effective antibiotic dosage (e.g., minimum inhibitory
concentration) and formulate a profile of empirical therapy for the proper management of individual
patients’ health against deadly infections. A rise in antibiotic resistance is a certainty, therefore we
must develop technologies that will permit rapid AST (within an hour) and are non-invasive (saliva-
or urine-based) or minimally invasive.
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