Iso 22514 4 2016过程管理中的统计方法.能力和性能 第四部分 过程能力估计和性能测量
Iso 22514 4 2016过程管理中的统计方法.能力和性能 第四部分 过程能力估计和性能测量
STANDARD 22514-4
First edition
2016-08-01
Reference number
ISO 22514-4:2016(E)
© ISO 2016
ISO 22514-4:2016(E)
Contents Page
Foreword ..........................................................................................................................................................................................................................................v
Introduction................................................................................................................................................................................................................................ vi
1 Scope ................................................................................................................................................................................................................................. 1
2 Symbols and abbreviated terms ........................................................................................................................................................... 1
2.1 Symbols ......................................................................................................................................................................................................... 1
2.2 Abbreviated terms ............................................................................................................................................................................... 3
3 Basic concepts used for process capability and performance .............................................................................. 3
3.1 General ........................................................................................................................................................................................................... 3
3.2 Location......................................................................................................................................................................................................... 3
3.3 Dispersion ................................................................................................................................................................................................... 3
3.3.1 Inherent dispersion ....................................................................................................................................................... 3
3.3.2 Total dispersion ................................................................................................................................................................ 3
3.3.3 Short-term dispersion ................................................................................................................................................. 3
3.4 Mean square error (MSE) .............................................................................................................................................................. 4
3.5 Reference limits...................................................................................................................................................................................... 4
3.6 Reference interval (also known as process spread) ............................................................................................... 4
4 Capability ..................................................................................................................................................................................................................... 4
4.1 General ........................................................................................................................................................................................................... 4
4.2 Process capability ................................................................................................................................................................................. 6
4.2.1 Normal distribution ...................................................................................................................................................... 6
4.2.2 Non-normal distribution........................................................................................................................................... 7
4.3 Process location ..................................................................................................................................................................................... 7
4.4 Process capability indices for measured data .............................................................................................................. 8
4.4.1 General...................................................................................................................................................................................... 8
4.4.2 Cp index (for the normal distribution) .......................................................................................................... 9
4.4.3 Cpk index (for the normal distribution) .................................................................................................... 10
4.4.4 Cpk index for unilateral tolerances ................................................................................................................ 10
4.5 Process capability indices for measured data (non-normal)....................................................................... 10
4.5.1 General................................................................................................................................................................................... 10
4.5.2 Probability paper method..................................................................................................................................... 11
4.5.3 Pearson curves method........................................................................................................................................... 11
4.5.4 Distribution identification method ............................................................................................................... 12
4.6 Alternative method for describing and calculating process capability estimates ..................... 12
4.7 Other capability measures for continuous data ...................................................................................................... 13
4.7.1 Process capability fraction (PCF) ................................................................................................................... 13
4.7.2 Indices when the specification limit is one-sided or no specification limit
is given ................................................................................................................................................................................... 13
4.8 Assessment of proportion out-of-specification (normal distribution) ............................................... 15
5 Performance...........................................................................................................................................................................................................16
5.1 General ........................................................................................................................................................................................................ 16
5.2 Process performance indices for measured data (normal distribution) ........................................... 16
5.2.1 Pp index................................................................................................................................................................................. 16
5.2.2 Ppk index .............................................................................................................................................................................. 17
5.3 Process performance indices for measured data (non-normal distribution) ............................... 17
5.3.1 General................................................................................................................................................................................... 17
5.3.2 Probability paper method..................................................................................................................................... 17
5.3.3 Pearson curves method........................................................................................................................................... 18
5.3.4 Distribution identification method ............................................................................................................... 18
5.4 Other performance indices for measured data ........................................................................................................ 18
5.5 Assessment of proportion out-of-specification for a normal distribution of the
total distribution ................................................................................................................................................................................ 18
6 Reporting process capability and performance indices ..........................................................................................19
Foreword
ISO (the International Organization for Standardization) is a worldwide federation of national standards
bodies (ISO member bodies). The work of preparing International Standards is normally carried out
through ISO technical committees. Each member body interested in a subject for which a technical
committee has been established has the right to be represented on that committee. International
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ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters of
electrotechnical standardization.
The procedures used to develop this document and those intended for its further maintenance are
described in the ISO/IEC Directives, Part 1. In particular the different approval criteria needed for the
different types of ISO documents should be noted. This document was drafted in accordance with the
editorial rules of the ISO/IEC Directives, Part 2 (see www.iso.org/directives).
Attention is drawn to the possibility that some of the elements of this document may be the subject of
patent rights. ISO shall not be held responsible for identifying any or all such patent rights. Details of
any patent rights identified during the development of the document will be in the Introduction and/or
on the ISO list of patent declarations received (see www.iso.org/patents).
Any trade name used in this document is information given for the convenience of users and does not
constitute an endorsement.
For an explanation on the meaning of ISO specific terms and expressions related to conformity
assessment, as well as information about ISO’s adherence to the WTO principles in the Technical
Barriers to Trade (TBT) see the following URL: Foreword - Supplementary information.
The committee responsible for this document is Technical Committee ISO/TC 69, Applications of
statistical methods, Subcommittee SC 4, Applications of statistical methods in process management.
This first edition of ISO 22514-4 cancels and replaces ISO/TR 22514-4:2007, which has been technically
revised.
ISO 22514 consists of the following parts, under the general title Statistical methods in process
management — Capability and performance:
— Part 1: General principles and concepts
— Part 2: Process capability and performance of time-dependent process models
— Part 3: Machine performance studies for measured data on discrete parts
— Part 4: Process capability estimates and performance measures
— Part 5: Process capability estimates and performance for attributive characteristics
— Part 6: Process capability statistics for characteristics following a multivariate normal distribution
— Part 7: Capability of measurement processes
— Part 8: Machine performance of a multi-state production process
Introduction
Many organizations have embarked upon a continuous improvement strategy. To comply with such a
strategy, any organization will need to evaluate the capability and performance of its key processes.
The methods described in this part of ISO 22514 are intended to assist any management in this respect.
These evaluations need to be constantly reviewed by the management so that actions compatible with
continuous improvement can be taken when required.
The content of this part of ISO 22514 has been subject to large shifts of opinion during recent times. The
most fundamental shift has been to philosophically separate what is named in this part of ISO 22514 as
capability conditions from performance conditions, the primary difference being whether statistical
stability has been obtained (capability) or not (performance). This naturally leads onto the two sets of
indices that are to be found in their relevant clauses. It has become necessary to draw a firm distinction
between these since it has been observed in the industry that companies have been deceived about
their true capability position due to inappropriate indices being calculated and published.
The progression of this part of ISO 22514 is from the general condition to the specific and this approach
leads to general formulae being presented before their more usual, but specific manifestations.
There exist numerous references that describe the importance of understanding the processes at
work within any organization, be it a manufacturing process or an information handling process. As
organizations compete for sales with each other, it has become increasingly apparent that it is not only
the price paid for a product or service that matters so much, but also what costs will be incurred by the
purchaser from using such a product or service. The objective for any supplier is to continually reduce
variability and not to just satisfy specification.
Continual improvement leads to reductions in the costs of failure and assists in the drive for survival in
an increasingly more competitive world. There will also be savings in appraisal costs for as variation is
reduced, the need to inspect product might disappear or the frequency of sampling might be reduced.
Process capability and performance evaluations are necessary to enable organizations to assess the
capability and performance of their suppliers. Those organizations will find the indices contained
within this part of ISO 22514 useful in this endeavour.
Quantifying the variation present within a process enables judgement of its suitability and ability
to meet some given requirement. The following paragraphs and clauses provide an outline of the
philosophy required to be understood to determine the capability or performance of any process.
All processes will be subject to certain inherent variability. This part of ISO 22514 does not attempt
to explain what is meant by inherent variation, why it exists, where it comes from nor how it affects a
process. This part of ISO 22514 starts from the premise that it exists and is stable.
Process owners should endeavour to understand the sources of variation in their processes. Methods
such as flowcharting the process and identifying the inputs and outputs from a process assist in
identification of these variations together with the appropriate use of cause and effect (fishbone)
diagrams.
It is important for the user of this part of ISO 22514 to appreciate that variations exist that will be of a
short-term nature, as well as those that will be of a long-term nature and that capability determinations
using only the short-term variation might be greatly different to those which have used the long-term
variability.
When considering short-term variation, a study that uses only the shortest-term variation, sometimes
known as a machine study and described in ISO 22514-3, might be carried out. The method required to
carry out such a study will be outside the scope of this part of ISO 22514; however, it should be noted
that such studies are important and useful.
It should be noted that where the capability indices given in this part of ISO 22514 are computed, they
only form point estimates of their true values. It is therefore recommended that, wherever possible, the
indices’ confidence intervals are computed and reported. This part of ISO 22514 describes methods by
which these can be computed.
1 Scope
This part of ISO 22514 describes process capability and performance measures that are commonly used.
2.1 Symbols
In addition to the symbols listed below, some symbols are defined where they are used within the text.
α fraction or proportion
β2 coefficient of kurtosis
γ1 coefficient of skewness
m number of subgroups
Kl, Ku multipliers for estimating the confidence limits for a process capability index
Pα % α percentile
π geometric constant
T target value
Xα % α % percentile
3.1 General
The measures referred to in 4.2 to 4.6 refer only to measured data. They are unsuitable for count or
attributes data and information concerning the expression of measures for such data will be found in
ISO 22514-5.
3.2 Location
The characterization of location is the mean, μ, or the median, X50 % . Although for symmetric
distributions the mean is the most natural selection, with non-symmetric distributions the median is
the preferred selection.
3.3 Dispersion
The preferred selection to quantify inherent dispersion is the standard deviation σ. This is often
estimated from the mean range value, R , taken from a range (R) chart or S from a standard deviation
(S) chart when the process is stable and in a state of statistical control as indicated in 4.1. Methods used
to estimate the process standard deviation are given in Annex A.
It is necessary to differentiate between a standard deviation that measures only short-term variation
and that which measures longer-term variation. The total dispersion is the dispersion that is inherent in
the long-term variation. Methods of calculating the standard deviations representing these variations
are given in Annex A. Very often, when data are gathered over a long period of time, the standard
deviation is made larger by the effects of fluctuations in the process, σt .
A process may have a short-term dispersion effect that is a part of the total dispersion. Figure 1
illustrates this. The short-term dispersion includes the inherent dispersion and can also include some
short-term instability effect.
Key
1 short-term dispersion
2 overall dispersion
The total dispersion can be any shape and not necessarily normal as illustrated here.
4 Capability
4.1 General
Process capability is a measure of inherent process variability. The variability that is inherent in a
process when operating in a state of statistical control is known as the inherent process variability. It
represents the variation that remains after all known removable assignable causes have been eliminated.
If the process is monitored using a control chart, the control chart will show an in control state.
Capability is often regarded as being related to the proportion of output that will occur within the
product specification tolerances. Since a process in statistical control should be described by a
predictable distribution, the proportion of out-of-specification outputs can be estimated. As long
as the process remains in statistical control, it will continue to produce the same proportion out-of-
specification.
Management actions to reduce the variation from random causes are required to improve the process’
ability to consistently meet the specification requirements.
Process capability is defined as a statistical measure of inherent process variability for a given
characteristic. The conventional method is to take the reference interval that describes 99,73 % of the
individual values from a process that is in a state of statistical control with the 0,135 % remaining on
each side. This applies even if the population of individual values is not normally distributed. For a
normal distribution, this process interval is represented by six standard deviations (see Figure 2).
Y₁ Y₂
0,135 % 0,135 %
Key
a Reference interval 99,73 %.
On occasions, process capability is taken to account for extra sources of variation such as a multiple
stream process, for example, output from a multi-cavity injection moulding press. Under these
circumstances, the distribution of all values from all cavities could still be approximately normal,
but with extra variability so that the standard deviation shall represent the total variation, σt . It is
important to state how the standard deviation has been calculated, as well as the sampling strategy
used, sample size and the quantity and variability of output produced between samples as these will, in
practice, affect the validity of the capability assessment (see ISO 22514-2 for further information).
Data will usually be taken from a control chart. If the control chart had relaxed control lines or modified
control lines, the real process standard deviation will be larger than that estimated from data taken
from a control chart with standard control lines. Issues such as these and those given earlier will
influence the reference interval and it is important that they are stated in any capability assessment.
“Capable” processes will be those whose reference intervals are less than any specified tolerance by a
particular amount. An example of this is shown in Figure 3.
L U
Y₁ Y₂
Key
a Reference interval 99,73 %.
If the distribution of individual values does not form a normal distribution, but is skewed, then the
reference interval may appear as in Figure 4. The values Y1 and Y2, which will usually be the 0,135 %
and the 99,865 % percentiles, can be estimated using a suitable probability paper (see Figure 5 for
an example using an extreme value distribution probability paper) or by the use of suitable computer
software. They can also be computed using tabular values (see Annex B) or using the particular
probability function as suggested in Annex C.
Y₁ Y₂
a
0,135 % 0,135 %
Key
a Reference interval 99,73 %.
Key
best fit line
cumulative percent
4.4.1 General
It should be noted that when the capability indices given in this part of ISO 22514 are computed, they
only form point estimates of their true values. It is therefore recommended that wherever possible, the
indices’ confidence intervals are computed and reported. Methods by which these can be computed are
described in Annex D.
It is effective to express the capability of a process with the use of an index number. Several indices are
given. Care shall be taken when handling non-normal distributions.
The process capability indices are only established for a process that is statistically “in control”.
The process capability index often used is the ratio of a specified tolerance to the reference interval and
is known as Cp. Thus,
U−L
Cp = (1)
X 99,865 % − X 0,135 %
There are other indices that incorporate both the location and the variation. Of these, the most widely
used is the Cpk index. If the observed index is less than a specified value, the process is deemed
unacceptable and might lead to the shipment of a proportion of items outside of the specification or that
function and fit might be compromised.
The Cpk index is the ratio of the difference between a specified tolerance limit and the process location
to the difference between the corresponding natural process limit and the process location.
U − X 50 %
C pk = (2)
U X 99,865 % − X 50 %
and
X 50 % − L
C pk =
L X 50 % − X 0,135 %
These indices will provide information about whether a process is poorly centred and whether it will
possibly produce out-of-specification items. Even if the Cp index is high, a low value of the Cpk index will
reveal a poorly centred process and a high probability of producing out-of-specification items.
If the individual values form a normal distribution and come from a statistically stable process, the
length of the reference interval is equal to 6σ, where σ is the inherent process standard deviation.
Therefore, the Cp index can be expressed as:
U−L
Cp =
6σ
An estimate ( σˆ ) of the inherent process standard deviation (σ ) is required to obtain an estimate of the
Cp index. When this has been obtained, usually with data from a control chart once the process is shown
to be statistically stable (see 4.1), the index is estimated:
U−L
Cˆp =
6σˆ
When the distribution of individual values forms a normal distribution, the median X50 % is equal to the
mean (μ). Further, X99,865 % − X50 % and X50 % − X0,135 % are each equal to 3σ. Therefore, the Cpk index
can be expressed as the minimum of:
U−µ
C pk =
U 3σ
or
µ−L
C pk =
L 3σ
The estimated Cpk , (using X to estimate μ instead of X 50 % ) will be the minimum of:
U−X
Cˆpk =
U 3σˆ
or
X −L
Cˆpk =
L 3σˆ
In computing a capability index, thought has to be given to the measure of the process variation used in
the denominator. Here, σ is given to represent the variation when the data comes from a process that is
in a state of statistical control.
The data might come from a multiple stream process such as a multi-headed filling machine or a
multi-spindle machine where the total output is treated together, where data from all streams are
simultaneously considered. The lower the index, the greater the proportion of items produced out-of-
specification.
When there is only one specification limit given, it is only possible to calculate a Cpk index. The index
will be calculated using the appropriate limit, either an L or a U.
4.5.1 General
If the distribution of individual values is non-normal, the expressions in Formulae (1) and (2) still
apply, but the estimation of the indices becomes more complicated. Three approaches to estimate the
reference limits are given.
The probability paper method described in 4.5.2 is fairly simple and requires little computation, but is
somewhat crude. The approach given in 4.5.4 is computationally more involved, but is superior to any
other method as far as accuracy is concerned.
From graphs similar to that shown in Figure 4, estimates of the percentiles X0,135 % and X99,865 % can be
obtained. The estimates are denoted by Y1 and Y2, respectively, and Formula (1) becomes:
U−L
Cˆp =
Y2 − Y1
U − X 50 %
Cˆpk =
U Y2 − X 50 %
or
X 50 % − L
Cˆpk =
L X 50 % − Y1
As an alternative to using probability paper, standardized Pearson curves can be used. The method is
described by way of an example (see Annex B). The index is computed using:
U−L
Cˆp =
X 99,865 % − Xˆ 0,135 %
ˆ
where Xˆ 0,135 % and Xˆ 99,865 % are the 0,135 % and 99,865 % percentiles estimated from the standardized
Pearson curves.
Also, we have the formulae:
U − Xˆ50 %
Cˆpk =
U Xˆ 99,865 % − Xˆ50 %
or
Xˆ50 % − L
Cˆpk =
L Xˆ50 % − Xˆ 0,135 %
This approach, and a similar one based on Johnson curves, should be regarded with considerable
caution, especially when it is a procedure within a “black box” computer program used to analyse large
sets of data. Some of the potential difficulties are as follows:
— within a system of distributions, some distributions are more difficult to fit than others. The method
of moments can yield unstable or inefficient curve parameters in some cases;
— unless the estimation technique is applied skilfully, it is possible to obtain fitted curves that are
meaningless over certain ranges of the data. For example, with the method of moments, an easily
made mistake is to fit a Pearson Type III distribution whose estimated threshold is less than the
lower bound for the process output, thereby, invalidating the estimates of X0,135 % and Cpk;
— the method of moments does not yield estimates of the variability in the estimated indices. Likewise,
these methods do not yield confidence intervals for the indices;
— not every data distribution can be described adequately with a Pearson or Johnson curve;
— goodness-of-fit tests are limited to the chi-squared test since more powerful tests are not generally
available for the Pearson and Johnson systems;
— the “black box” approach tends to displace basic practices, such as plotting the data and applying
simple normalizing transformations, that provide genuine understanding of the process.
Annex C describes certain families of distribution functions (such as the log-normal distribution,
the Rayleigh and the Weibull distributions) that are commonly found when investigating process
capability. The method is first to identify the appropriate family of distributions, secondly to estimate
the parameters of the distribution of the family that best explain the data by some efficient estimation
method and, finally, to express the quantiles in terms of the parameters of that distribution.
This is analogous to the procedure adopted in the case of the normal distribution where σ is estimated
and 6σ is represented by (X99,865 % − X0,135 %).
Various types of probability paper might be useful to identify the appropriate family of distributions.
4.6 Alternative method for describing and calculating process capability estimates
The bases for this method are the widely used definitions of Cp and Cpk for the “ideal process” with a
normally distributed characteristic, X, where the expectation, μ, and variance, σ2, are constant with
time and the corresponding estimates are X and S 2 .
Table 1 — Process capability indices and estimates for the normal distribution
Index Estimate
U−L U−L
Cp = Cˆp =
6σ 6S
U−µ ˆ U−X
C pk = C pk =
U 3σ U 3S
µ−L ˆ X −L
C pk = C pk =
L 3σ L 3S
C pk = min(C pk , C pk )
L U Cˆ = min(Cˆ
pk
ˆ
pk L , C pk U )
This “ideal process” implies that the long-term standard deviation is equal to the short-term standard
deviation.
For the normal distribution, there is an exact relation between the lower fraction nonconforming units
and C pk and between the upper fraction nonconforming and C pk . This relation is exploited in 4.8 to
L U
calculate the proportion out-of-specification from lower and upper process capability indices. The
relationship is displayed in Table 2 for easy reference.
When these measures of process capability have to be extended to characteristics that are not
normally distributed, the fraction nonconforming item can be transformed to a capability index using
the relationships in Table 2. This method can be applied in particular if the product characteristic is
qualitative.
Table 2 — Process capability indices and estimates for the normal distribution — Equivalent
formulae
Index Estimate
C pk + C pk Cˆpk + Cˆpk
Cˆp =
U L U L
Cp =
2 2
z1 z1
pU pˆU
C pk = Cˆpk =
U 3 U 3
z1 z1
pL pˆ L
C pk = Cˆpk =
L 3 L 3
where pU and pL are the fractions nonconforming at the upper and lower specification limits and p̂U , p̂ L
are the corresponding estimates. The formulae in the above table can be applied to any distribution.
It is assumed that the user has knowledge of the shape of the distribution because of what is known
about the manufacturing process or by some evaluation of a sample by an appropriate probability paper.
For those distributions that are frequently observed (normal, log-normal, Rayleigh and Weibull), the
required relations and formulae are given in Annex C.
4.7.2 Indices when the specification limit is one-sided or no specification limit is given
4.7.2.1 General
Sometimes, a specification is given that has only one limit, e.g. a maximum value. In these circumstances,
it will only be possible to compute a Cpk or a Ppk index.
There will also be situations when specification limits are not given or not known. However, if a target
or nominal value is given for the product characteristic or process parameter, the following measures
might be appropriate. They present a special appeal to those engaged in minimizing process variation
around a target value.
The mean square error provides a measure that involves both location and variation. It is computed as
follows:
σ 2 + (µ − T )
In deriving this measure from data, it is necessary to provide estimates of the process standard
deviation and μ using sample data from a control chart.
4.7.2.3 Qk index
This index uses the mean square error given in 4.7.2.2, but expresses the whole value as a coefficient of
variation and is computed as follows:
100 σ 2 + ( µ − T )2
Qk = (%)
T
for T ¹ 0 .
An interesting property of this index is if the process drifts from its target, the index will increase in
value and if the process variation increases, it will also increase the value of the index. The smaller this
index becomes, the better the process is deemed to have performed.
The Cpm index, like the Qk index, incorporates the target value and the MSE into the calculation.
In its simplest form, the index is:
U−L
C pm =
6 σ 2 + ( µ − T )2
This calculation implies that T is the midpoint between U and L and so a refinement was later introduced
that allowed for a non-central T value:
∗ min(U − T , T − L)
C pm =
3 σ 2 + ( µ − T )2
Compared to the usual indices, Cp and Cpk , here only one index is needed to describe a situation.
The Cpm index is sometimes referred to as a Taguchi index because of the incorporation of the MSE in
the denominator.
z pˆ = 3Cˆpk
U U
and
z pˆ = 3Cˆpk
L L
p̂U and p̂ L are found as the proportions exceeding z p and z p , respectively, in a standard normal
U L
distribution.
Additionally, the process yield can be computed as 100 % minus the total percentage nonconforming in
the case of a controlled process.
If a characteristic, in statistical control and stable, has a C pk of 0,86 and a C pk of 0,91, the proportion
U L
of out-of-specification can be determined using the method given above as follows.
a) Calculate the “upper” standardized deviate.
z pˆ = 3Cˆpk
L L
= 3 × 0, 91
= 2, 73
b) Calculate the “lower” standardized deviate.
z pˆ = 3Cˆpk
U U
= 3 × 0, 86
= 2, 58
c) Using the standard normal distribution, look up or calculate the values p̂U and p̂ L for the
proportions of the distribution beyond the specification limits U and L, z p and z p , respectively.
U L
For convenience and ease of use, Table 3 gives look-up values for the estimated proportion out-of-
specification. Table 3 is indexed by C pk or C pk the process capability indices (PCI). Table 3 should
U L
not be used to derive Cp nor Cpk values for attributes data.
Using the above example of a C pk of 0,86 and a C pk of 0,91, the estimated proportion beyond the
U L
specification limits U and L can be read directly from Table 3 as 0,004 9 and 0,003 2.
Table 3 — C pk or C pk (PCI in the table) and proportion of the normal distribution remaining
U L
in the tails of the distribution beyond a specification limit
PCI 0,00 0,01 0,02 0,03 0,04 0,05 0,06 0,07 0,08 0,09
1,6 7,9 × 10−07 6,8 × 10−07 5,9 × 10−07 5,0 × 10−07 4,3 × 10−07 3,7 × 10−07 3,2 × 10−07 2,7 × 10−07 2,3 × 10−07 2,0 × 10−07
1,5 3,4 × 10−06 3,0 × 10−06 2,6 × 10−06 2,2 × 10−06 1,9 × 10−06 1,7 × 10−06 1,4 × 10−06 1,2 × 10−06 1,1 × 10−06 9,2 × 10−07
1,4 1,3 × 10−05 1,2 × 10−05 1,0 × 10−05 8,9 × 10−06 7,8 × 10−06 6,8 × 10−06 5,9 × 10−06 5,2 × 10−06 4,5 × 10−06 3,9 × 10−06
1,3 4,8 × 10−05 4,2 × 10−05 3,7 × 10−05 3,3 × 10−05 2,9 × 10−05 2,6 × 10−05 2,3 × 10−05 2,0 × 10−05 1,7 × 10−05 1,5 × 10−05
1,2 0,000 2 0,000 1 0,000 1 0,000 1 0,000 1 0,000 1 0,000 1 0,000 1 0,000 1 0,000 1
1,1 0,000 5 0,000 4 0,000 4 0,000 3 0,000 3 0,000 3 0,000 3 0,000 2 0,000 2 0,000 2
Table 3 (continued)
PCI 0,00 0,01 0,02 0,03 0,04 0,05 0,06 0,07 0,08 0,09
1,0 0,001 3 0,001 2 0,001 1 0,001 0 0,000 9 0,000 8 0,000 7 0,000 7 0,000 6 0,000 5
0,9 0,003 5 0,003 2 0,002 9 0,002 6 0,002 4 0,002 2 0,002 0 0,001 8 0,001 6 0,001 5
0,8 0,008 2 0,007 5 0,006 9 0,006 4 0,005 9 0,005 4 0,004 9 0,004 5 0,004 1 0,003 8
0,7 0,017 9 0,016 6 0,015 4 0,014 3 0,013 2 0,012 2 0,011 3 0,010 4 0,009 6 0,008 9
0,6 0,035 9 0,033 6 0,031 4 0,029 4 0,027 4 0,025 6 0,023 9 0,022 2 0,020 7 0,019 2
0,5 0,066 8 0,063 0 0,059 4 0,055 9 0,052 6 0,049 5 0,046 5 0,043 6 0,040 9 0,038 4
0,4 0,115 1 0,109 3 0,103 8 0,098 5 0,093 4 0,088 5 0,083 8 0,079 3 0,074 9 0,070 8
0,3 0,184 1 0,176 2 0,168 5 0,161 1 0,153 9 0,146 9 0,140 1 0,133 5 0,127 1 0,121 0
0,2 0,274 3 0,264 3 0,254 6 0,245 1 0,235 8 0,226 6 0,217 7 0,209 0 0,200 5 0,192 2
0,1 0,382 1 0,370 7 0,359 4 0,348 3 0,337 2 0,326 4 0,315 6 0,305 0 0,294 6 0,284 3
0,0 0,500 0 0,488 0 0,476 1 0,464 1 0,452 2 0,440 4 0,428 6 0,416 8 0,405 2 0,393 6
5 Performance
5.1 General
Process performance for a characteristic is the achieved distribution of results. The single important
difference between performance and capability is that for performance, there is no requirement for
the process to be in statistical control or for the process to be controlled using a control chart. The
following are the conditions that will apply for performance:
— all technical conditions, e.g. temperature and humidity, shall be clearly stated;
— the uncertainty of the measurement system shall be estimated and judged appropriate (see
ISO 22514-7);
— multi-factor, multi-level aspects of the process should be allowed;
— the duration over which the data has been gathered shall be recorded;
— the frequency of sampling shall be specified and the start and finish dates of data collection;
— the process need not be controlled with a control chart;
— the process need not be in a state of statistical control, in particular, historical data where the
sequence is unknown can be used to evaluate process performance.
Indices are given below to express process performance. Their form is similar to those already given in
the clause on capability and the general relationships given in Formulae (1) and (2) for measured data
are used, except they are named Pp, Ppk and Ppk , respectively.
U L
5.2.1 Pp index
When the individual values form a normal distribution, the length of the reference interval is equal to
6σt where σt is the total standard deviation. Therefore, the Pp index can be expressed as:
U−L
Pp =
6σ t
An estimate, σˆ t , of the total standard deviation (σt) is required to obtain an estimate of the Pp index. In
practice, σˆ t will be the standard deviation (St) of all of the data. When this has been obtained, the index
is estimated.
When the distribution of individual values forms a normal distribution, the median X50 % is equal to the
mean (μ). Further, X99,865 % − X50 % and X50 % − X0,135 % are each equal to 3σt . Therefore, the Ppk index
is the smaller of the two values:
U−µ
Ppk =
U 3σ t
or
µ−L
Ppk =
L 3σ t
U−X
Pˆpk =
U 3σˆt
or
X −L
Pˆpk =
L 3σˆt
5.3.1 General
The approaches adopted in this clause for non-normal data is the same as that given earlier in 4.5 for
capability indices.
From graphs similar to those given in Figure 5, estimates of the percentiles X0,135 % and X99,865 % can
be obtained. The estimates are denoted by Y1 and Y2, respectively, and the formula becomes:
U−L
Pˆp =
Y2 − Y1
U − Xˆ50 %
Pˆpk =
U Y2 − Xˆ50 %
or
Xˆ50 % − L
Pˆpk =
L Xˆ50 % − Y1
As an alternative to using probability paper, standardized Pearson curves are sometimes used. The
method is described by way of an example (see Annex B). The index is computed using:
U−L
Pˆp =
X 99,865 % − Xˆ 0,135 %
ˆ
where Xˆ 0,135 % and Xˆ 99,865 % are the estimated 0,135 % and 99,865 % percentiles from the standardized
Pearson curves.
Also, we have the formulae:
U − Xˆ50 %
Pˆpk =
U Xˆ 99,865 % − Xˆ50 %
and
Xˆ50 % − L
Pˆpk =
L Xˆ50 % − Xˆ 0,135 %
This method is not preferred, but is presented here due to its occasional use for completeness (see 4.5.3
for further comments about the use of this method).
See Annex C for a description of certain families of distribution functions such as the log-normal
distribution, the Rayleigh and the Weibull distributions that are commonly found when investigating
process performance. See also 4.5.4 for further comments about the method.
determine the proportion out-of-specification and the reader should enter the table with Pˆpk or
U
Pˆpk instead of C pk or C pk .
L U L
Annex A
(informative)
A.1 General
It is necessary to estimate the standard deviation in order to calculate the indices referred to in this
part of ISO 22514. There are two types of standard deviation to consider. The first is what might be
described as the short-term standard deviation or instantaneous (inherent) standard deviation. It is
often calculated from statistics taken from a control chart and this is shown in A.2. The other is the
estimation of the total standard deviation and this is described in A.3.
If the process has more than one mode or state, the spread should be calculated by following the method
given in ISO 22514-2 or ISO 22514-8.
R
σˆ =
d2
S
σˆ =
c4
m
∑ S j2
j 1
σˆ =
m
N 2
∑(Xi − X )
i 1
σˆ t = S t =
N −1
The circumstances that lead to the use of this formula are when fluctuations exist in the process mean
caused by assignable causes that might not be removable and this extra variation is to be incorporated
with the remaining random cause variation. It is the appropriate measure of variation for use in
calculating the performance indices.
When considering multiple stream processes, such as a multiple cavity injection moulding press, it is
often desired to treat the data from all the cavities as if they came from a single process. The data
from each cavity might form a single normal distribution. However, the reality is often that each cavity
produces a slightly different distribution because either the means or the variabilities or both are
different. If the data from all of the process streams can be considered to yield a normal distribution,
the best estimate of the process variation will be given by this formula.
Annex B
(informative)
0, 30 − 0, 20
=
0, 291 8 − 0, 197 7
= 1, 06
U − Xˆ50 %
Cˆpk =
U Xˆ 99,865 % − Xˆ50 %
0, 30 − 0, 234 2
=
0, 291 8 − 0, 234 2
= 1, 14
Xˆ50 % − L
Cˆpk =
L Xˆ50 % − Xˆ 0,135 %
0, 234 2 − 0, 20
=
0, 234 2 − 0, 197 7
= 0, 94
2,210 2,072 1,912 1,736 1,555 1,377 1,212 1,062 0,927 0,804 0,692
−1,0 −1,0
2,442 2,298 2,129 1,941 1,740 1,539 1,348 1,175 1,023 0,887 0,766 0,656
−0,8 −0,8
−0,6 −0,6
2,653 2,506 2,335 2,141 1,930 1,711 1,496 1,299 1,125 0,974 0,841 0,723 0,616
2,839 2,692 2,522 2,329 2,116 1,887 1,655 1,434 1,235 1,065 0,919 0,791 0,677 0,574
−0,4 −0,4
0,0 3,000 2,856 2,689 2,500 2,289 2,059 1,817 1,578 1,356 1,163 1,000 0,861 0,739 0,630 0,531 0,0
−0,2 −0,2
0,2 3,140 2,986 2,834 2,653 2,447 2,220 1,976 1,726 1,485 1,269 1,086 0,933 0,801 0,686 0,583 0,2
0,4 3,261 3,088 2,952 2,785 2,589 2,368 2,127 1,873 1,619 1,382 1,178 1,008 0,865 0,742 0,634 0,536 0,4
0,6 3,366 3,164 3,045 2,896 2,714 2,502 2,267 2,015 1,754 1,502 1,277 1,087 0,931 0,799 0,685 0,583 0,489 0,6
0,8 3,458 3,222 3,118 2,986 2,821 2,622 2,396 2,148 1,887 1,625 1,381 1,172 1,000 0,857 0,736 0,629 0,533 0,8
1,0 3,539 3,266 3,174 3,058 2,910 2,727 2,512 2,271 2,013 1,748 1,491 1,262 1,072 0,917 0,787 0,675 0,575 0,484 1,0
1,2 3,611 3,300 3,218 3,115 2,983 2,817 2,616 2,385 2,132 1,876 1,602 1,357 1,149 0,979 0,840 0,721 0,617 0,524 1,2
1,4 3,674 3,327 3,254 3,161 3,043 2,893 2,708 2,488 2,243 1,981 1,713 1,456 1,230 1,045 0,894 0,768 0,659 0,562 0,475 1,4
1,6 3,731 3,349 3,282 3,199 3,092 2,957 2,787 2,581 2,345 2,089 1,821 1,556 1,316 1,113 0,950 0,815 0,701 0,600 0,510 1,6
1,8 3,782 3,367 3,306 3,229 3,133 3,011 2,855 2,664 2,438 2,189 1,925 1,664 1,404 1,185 1,008 0,863 0,743 0,638 0,546 0,461 1,8
2,0 3,828 3,382 3,325 3,255 3,167 3,055 2,914 2,736 2,524 2,283 2,023 1,755 1,494 1,261 1,068 0,913 0,785 0,676 0,580 0,494 2,0
2,2 3,870 3,395 3,342 3,277 3,196 3,093 2,964 2,800 2,600 2,369 2,116 1,850 1,584 1,339 1,132 0,964 0,828 0,714 0,615 0,526 0,445 2,2
2,4 3,908 3,405 3,356 3,295 3,220 3,126 3,006 2,855 2,669 2,448 2,202 1,940 1,673 1,420 1,198 1,018 0,873 0,752 0,649 0,557 0,475 2,4
2,6 3,943 3,415 3,367 3,311 3,241 3,153 3,043 2,904 2,730 2,521 2,283 2,026 1,760 1,501 1,267 1,073 0,918 0,791 0,683 0,589 0,504 2,6
2,8 3,975 3,423 3,378 3,324 3,259 3,177 3,075 2,946 2,784 2,586 2,358 2,107 1,844 1,581 1,338 1,131 0,965 0,830 0,717 0,620 0,533 2,8
ISO 22514-4:2016(E)
25
Table B.1 (continued)
26
PEARSON CURVES (STANDARDIZED TAILS)
P0,135 % (0,135 percentile) for γ 1 > 0. P99,865 % (99,865 percentile) for γ 1 < 0.
Kurtosis Skewness (γ 1)
(β2)
(β2) 0,0 0,1 0,2 0,3 0,4 0,5 0,6 0,7 0,8 0,9 1,0 1,1 1,2 1,3 1,4 1,5 1,6 1,7 1,8 1,9 2,0
3,0 4,004 3,430 3,387 3,326 3,274 3,198 3,103 2,983 2,831 2,646 2,427 2,183 1,924 1,661 1,410 1,191 1,013 0,870 0,752 0,651 0,562 3,0
3,2 4,031 3,436 3,395 3,346 3,288 3,216 3,127 3,015 2,874 2,699 2,491 2,254 2,000 1,738 1,483 1,253 1,063 0,911 0,787 0,681 0,590 3,2
ISO 22514-4:2016(E)
3,4 4,056 3,441 3,402 3,356 3,300 3,233 3,149 3,043 2,911 2,747 2,549 2,321 2,072 1,813 1,555 1,317 1,115 0,953 0,822 0,712 0,618 3,4
3,6 4,079 3,446 3,408 3,364 3,311 3,247 3,168 3,069 2,945 2,790 2,602 2,383 2,140 1,884 1,626 1,381 1,169 0,996 0,858 0,744 0,646 3,6
3,8 4,101 3,450 3,414 3,371 3,321 3,259 3,184 3,091 2,974 2,829 2,651 2,440 2,205 1,953 1,695 1,446 1,224 1,041 0,895 0,775 0,674 3,8
4,0 4,121 3,454 3,419 3,378 3,329 3,271 3,200 3,111 3,001 2,864 2,695 2,494 2,265 2,018 1,762 1,510 1,281 1,088 0,932 0,807 0,702 4,0
4,2 4,140 3,458 3,423 3,384 3,337 3,281 3,213 3,129 3,025 2,895 2,735 2,543 2,321 2,080 1,827 1,574 1,338 1,135 0,971 0,839 0,730 4,2
4,4 4,157 3,461 3,428 3,389 3,344 3,290 3,225 3,145 3,047 2,923 2,771 2,588 2,374 2,138 1,889 1,636 1,396 1,184 1,011 0,872 0,758 4,4
v
4,6 4,174 3,464 3,431 3,394 3,350 3,299 3,236 3,160 3,066 2,949 2,805 2,629 2,424 2,194 1,948 1,697 1,453 1,234 1,052 0,905 0,786 4,6
4,8 4,189 3,466 3,435 3,399 3,356 3,306 3,246 3,173 3,084 2,972 2,835 2,668 2,470 2,246 2,005 1,756 1,510 1,285 1,094 0,939 0,815 4,8
5,0 4,204 3,469 3,438 3,403 3,362 3,313 3,256 3,186 3,100 2,994 2,863 2,703 2,513 2,296 2,059 1,813 1,566 1,336 1,137 0,975 0,844 5,0
5,2 4,218 3,471 3,441 3,406 3,367 3,320 3,264 3,197 3,114 3,013 2,888 2,735 2,562 2,342 2,111 1,867 1,621 1,387 1,181 1,010 0,874 5,2
5,4 4,231 3,473 3,444 3,410 3,371 3,326 3,272 3,207 3,128 3,031 2,911 2,765 2,589 2,386 2,160 1,920 1,675 1,438 1,225 1,047 0,904 5,4
5,6 4,243 3,475 3,446 3,413 3,375 3,331 3,279 3,216 3,140 3,047 2,933 2,793 2,624 2,427 2,206 1,970 1,727 1,489 1,270 1,085 0,935 5,6
5,8 4,255 3,477 3,448 3,416 3,379 3,336 3,286 3,225 3,152 3,062 2,952 2,818 2,656 2,465 2,250 2,019 1,778 1,539 1,316 1,123 0,966 5,8
6,0 4,266 3,478 3,451 3,419 3,383 3,341 3,292 3,233 3,162 3,076 2,970 2,841 2,685 2,501 2,292 2,065 1,827 1,588 1,361 1,162 0,999 6,0
6,2 4,276 3,480 3,453 3,422 3,386 3,345 3,297 3,240 3,172 3,089 2,987 2,863 2,713 2,535 2,332 2,109 1,874 1,635 1,407 1,202 1,031 6,2
6,4 4,286 3,481 3,454 3,424 3,389 3,349 3,303 3,247 3,181 3,100 3,003 2,883 2,739 2,567 2,369 2,151 1,919 1,682 1,452 1,242 1,065 6,4
6,6 4,296 3,483 3,456 3,426 3,392 3,353 3,308 3,254 3,189 3,111 3,017 2,902 2,763 2,597 2,405 2,191 1,962 1,727 1,496 1,282 1,099 6,6
6,8 4,305 3,484 3,458 3,429 3,395 3,357 3,312 3,260 3,197 3,122 3,030 2,919 2,785 2,624 2,438 2,229 2,004 1,771 1,540 1,323 1,134 6,8
7,0 4,313 3,485 3,459 3,431 3,398 3,360 3,316 3,265 3,204 3,131 3,043 2,936 2,806 2,651 2,469 2,265 2,044 1,814 1,583 1,363 1,169 7,0
7,2 4,322 3,486 3,461 3,432 3,400 3,363 3,321 3,270 3,211 3,140 3,054 2,951 2,825 2,675 2,499 2,300 2,083 1,855 1,625 1,403 1,204 7,2
7,4 4,330 3,487 3,462 3,434 3,403 3,366 3,324 3,275 3,218 3,148 3,065 2,965 2,843 2,698 2,527 2,333 2,120 1,895 1,666 1,443 1,240 7,4
7,6 4,337 3,488 3,464 3,436 3,405 3,369 3,328 3,280 3,224 3,156 3,075 2,978 2,860 2,720 2,554 2,364 2,155 1,933 1,706 1,482 1,276 7,6
7,8 4,344 3,489 3,465 3,437 3,407 3,372 3,331 3,284 3,229 3,164 3,085 2,990 2,876 2,740 2,579 2,394 2,189 1,970 1,744 1,521 1,311 7,8
8,6 4,371 3,492 3,469 3,443 3,414 3,381 3,343 3,300 3,249 3,189 3,118 3,033 2,932 2,810 2,666 2,499 2,310 2,104 1,888 1,667 1,452 8,6
8,8 4,377 3,493 3,470 3,444 3,416 3,383 3,346 3,303 3,253 3,195 3,125 3,042 2,943 2,825 2,685 2,522 2,337 2,135 1,921 1,702 1,486 8,8
9,0 4,382 3,494 3,471 3,445 3,417 3,385 3,348 3,306 3,257 3,200 3,132 3,051 2,955 2,839 2,703 2,544 2,363 2,164 1,953 1,736 1,520 9,0
9,2 4,388 3,495 3,472 3,447 3,418 3,387 3,351 3,309 3,261 3,205 3,138 3,059 2,965 2,853 2,720 2,565 2,388 2,192 1,984 1,768 1,553 9,2
9,4 4,393 3,495 3,473 3,448 3,420 3,388 3,353 3,312 3,265 3,209 3,144 3,067 2,975 2,866 2,736 2,585 2,411 2,219 2,014 1,800 1,586 9,4
9,6 4,398 3,496 3,473 3,449 3,421 3,390 3,355 3,315 3,268 3,214 3,150 3,075 2,985 2,878 2,752 2,604 2,434 2,245 2,042 1,831 1,617 9,6
9,8 4,403 3,496 4,474 3,450 3,422 3,392 3,357 3,317 3,272 3,218 3,156 3,082 2,994 2,890 2,766 2,622 2,456 2,271 2,070 1,861 1,648 9,8
10,0 4,408 3,497 3,475 3,451 3,424 3,393 3,359 3,320 3,275 3,222 3,161 3,088 3,003 2,901 2,780 2,639 2,476 2,295 2,097 1,890 1,679 10,0
10,2 3,425 3,395 3,361 3,322 3,278 3,226 3,166 3,095 3,011 2,911 2,793 2,655 2,496 2,318 2,123 1,918 1,708 10,2
10,4 3,396 3,363 3,325 3,281 3,230 3,171 3,101 3,019 2,921 2,806 2,671 2,515 2,340 2,148 1,945 1,737 10,4
10,6 3,364 3,327 3,283 3,233 3,175 3,107 3,026 2,930 2,818 2,686 2,533 2,361 2,172 1,972 1,765 10,6
10,8 3,329 3,286 3,237 3,179 3,112 3,033 2,940 2,829 2,700 2,551 2,382 2,196 1,998 1,793 10,8
11,0 3,289 3,240 3,184 3,118 3,040 2,948 2,840 2,714 2,567 2,401 2,218 2,023 1,819 11,0
11,2 3,243 3,188 3,123 3,046 2,956 2,851 2,727 2,583 2,420 2,240 2,047 1,845 11,2
11,4 3,191 3,128 3,053 2,964 2,861 2,739 2,598 2,438 2,261 2,070 1,870 11,4
11,6 3,195 3,132 3,058 2,972 2,870 2,751 2,613 2,456 2,281 2,093 1,895 11,6
ISO 22514-4:2016(E)
27
Table B.1 (continued)
28
PEARSON CURVES (STANDARDIZED TAILS)
P0,135 % (0,135 percentile) for γ 1 > 0. P99,865 % (99,865 percentile) for γ 1 < 0.
Kurtosis Skewness (γ 1)
(β2)
(β2) 0,0 0,1 0,2 0,3 0,4 0,5 0,6 0,7 0,8 0,9 1,0 1,1 1,2 1,3 1,4 1,5 1,6 1,7 1,8 1,9 2,0
11,8 3,137 3,064 2,979 2,879 2,762 2,627 2,473 2,301 2,115 1,919 11,8
12,0 3,141 3,070 2,986 2,888 2,773 2,641 2,489 2,320 2,136 1,942 12,0
ISO 22514-4:2016(E)
12,2 3,075 2,993 2,896 2,784 2,653 2,505 2,338 2,157 1,965 12,2
2,210 2,320 2,400 2,446 2,454 2,422 2,349 2,241 2,108 1,965 1,822
−1,0 −1,0
2,442 2,560 2,648 2,704 2,726 2,708 2,646 2,540 2,395 2,225 2,052 1,885
−0,8 −0,8
−0,6 −0,6
2,653 2,774 2,869 2,934 2,969 2,968 2,926 2,837 2,699 2,518 2,314 2,114 1,928
2,839 2,961 3,060 3,133 3,179 3,194 3,173 3,109 2,993 2,824 2,608 2,373 2,152 1,952
−0,4 −0,4
0,0 3,000 3,123 3,224 3,303 3,358 3,387 3,385 3,345 3,259 3,116 2,914 2,665 2,405 2,169 1,960 0,0
−0,2 −0,2
0,2 3,140 3,261 3,364 3,447 3,510 3,550 3,564 3,546 3,488 3,378 3,206 2,970 2,690 2,412 2,167 0,2
0,4 3,261 3,381 3,484 3,570 3,639 3,688 3,715 3,715 3,681 3,603 3,468 3,264 2,993 2,687 2,398 2,149 0,4
0,6 3,366 3,485 3,588 3,676 3,749 3,805 3,843 3,858 3,844 3,793 3,693 3,529 3,290 2,984 2,658 2,366 2,119 0,6
0,8 3,458 3,575 3,678 3,768 3,844 3,905 3,951 3,978 3,981 3,953 3,883 3,758 3,561 3,283 2,945 2,609 2,322 0,8
1,0 3,539 3,654 3,757 3,847 3,926 3,991 4,044 4,080 4,096 4,087 4,043 3,952 3,797 3,561 3,243 2,881 2,547 2,269 1,0
1,2 3,611 3,724 3,826 3,917 3,997 4,066 4,124 4,167 4,194 4,208 4,177 4,115 3,998 3,808 3,529 3,172 2,798 2,476 1,2
1,4 3,674 3,786 3,887 3,978 4,060 4,131 4,193 4,243 4,278 4,296 4,290 4,252 4,168 4,020 3,789 3,463 3,075 2,705 2,399 1,4
1,6 3,731 3,842 3,942 4,033 4,115 4,189 4,253 4,308 4,351 4,378 4,386 4,367 4,311 4,200 4,015 3,736 3,364 2,961 2,609 1,6
1,8 3,782 3,891 3,990 4,081 4,164 4,239 4,307 4,365 4,414 4,449 4,468 4,472 4,431 4,352 4,209 3,979 3,646 3,238 2,840 2,511 1,8
2,0 3,828 3,936 4,034 4,125 4,208 4,285 4,354 4,416 4,468 4,511 4,539 4,549 4,532 4,479 4,372 4,189 3,907 3,522 3,095 2,719 2,0
2,2 3,870 3,976 4,073 4,164 4,248 4,325 4,396 4,460 4,517 4,564 4,600 4,620 4,619 4,587 4,510 4,369 4,137 3,796 3,370 2,949 2,603 2,2
2,4 3,908 4,013 4,109 4,199 4,283 4,361 4,433 4,500 4,559 4,611 4,653 4,682 4,693 4,678 4,627 4,521 4,336 4,047 3,648 3,201 2,808 2,4
2,6 3,943 4,046 4,142 4,231 4,315 4,394 4,467 4,535 4,597 4,653 4,700 4,736 4,757 4,756 4,725 4,649 4,506 4,269 3,916 3,471 3,033 2,6
2,8 3,975 4,077 4,172 4,261 4,344 4,423 4,498 4,567 4,631 4,690 4,741 4,783 4,812 4,824 4,809 4,758 4,650 4,460 4,160 3,745 3,280 2,8
ISO 22514-4:2016(E)
29
Table B.2 (continued)
30
PEARSON CURVES (STANDARDIZED TAILS)
P99,865 % (99,865 percentile) for γ 1 > 0.P0,135 % (0,135 percentile) for γ 1 < 0.
Kurtosis Skewness (γ 1)
(β2)
(β2) 0,0 0,1 0,2 0,3 0,4 0,5 0,6 0,7 0,8 0,9 1,0 1,1 1,2 1,3 1,4 1,5 1,6 1,7 1,8 1,9 2,0
3,0 4,004 4,105 4,199 4,287 4,371 4,450 4,525 4,596 4,662 4,723 4,777 4,824 4,860 4,882 4,881 4,850 4,771 4,623 4,376 4,007 3,544 3,0
3,2 4,031 4,131 4,224 4,312 4,396 4,475 4,550 4,622 4,689 4,752 4,810 4,861 4,903 4,932 4,944 4,929 4,875 4,762 4,563 4,247 3,813 3,2
ISO 22514-4:2016(E)
3,4 4,056 4,155 4,247 4,335 4,418 4,498 4,573 4,645 4,714 4,779 4,839 4,893 4,940 4,976 4,997 4,996 4,963 4,880 4,723 4,461 4,072 3,4
3,6 4,079 4,177 4,269 4,356 4,439 4,518 4,594 4,667 4,737 4,803 4,865 4,922 4,973 5,015 5,044 5,055 5,038 4,980 4,859 4,647 4,311 3,6
3,8 4,101 4,197 4,288 4,375 4,458 4,537 4,614 4,687 4,757 4,825 4,888 4,948 5,002 5,049 5,085 5,106 5,103 5,066 4,976 4,806 4,524 3,8
4,0 4,121 4,217 4,307 4,393 4,476 4,555 4,631 4,705 4,776 4,845 4,910 4,972 5,029 5,080 5,122 5,150 5,159 5,139 5,075 4,943 4,712 4,0
4,2 4,140 4,234 4,324 4,410 4,492 4,571 4,648 4,722 4,794 4,863 4,929 4,993 5,052 5,107 5,153 5,189 5,208 5,202 5,159 5,059 4,873 4,2
4,4 4,157 4,251 4,340 4,425 4,508 4,587 4,663 4,737 4,809 4,879 4,947 5,012 5,074 5,131 5,181 5,223 5,250 5,257 5,232 5,159 5,012 4,4
4,6 4,174 4,267 4,355 4,440 4,522 4,601 4,677 4,752 4,824 4,895 4,963 5,029 5,093 5,152 5,207 5,253 5,288 5,305 5,295 5,244 5,131 4,6
4,8 4,189 4,281 4,369 4,454 4,535 4,614 4,691 4,765 4,838 4,909 4,978 5,045 5,110 5,172 5,229 5,280 5,321 5,346 5,349 5,318 5,233 4,8
5,0 4,204 4,295 4,383 4,467 4,548 4,627 4,703 4,778 4,851 4,922 4,992 5,060 5,126 5,190 5,249 5,303 5,350 5,383 5,396 5,381 5,320 5,0
5,2 4,218 4,308 4,395 4,479 4,560 4,638 4,715 4,789 4,862 4,934 5,004 5,073 5,141 5,206 5,267 5,325 5,376 5,415 5,437 5,436 5,395 5,2
5,4 4,231 4,321 4,407 4,490 4,571 4,649 4,725 4,800 4,873 4,945 5,016 5,086 5,154 5,220 5,284 5,344 5,399 5,443 5,474 5,483 5,460 5,4
5,6 4,243 4,332 4,418 4,501 4,581 4,659 4,736 4,810 4,884 4,956 5,027 5,097 5,166 5,233 5,299 5,361 5,418 5,468 5,505 5,525 5,516 5,6
5,8 4,255 4,343 4,429 4,511 4,591 4,669 4,745 4,820 4,893 4,966 5,037 5,108 5,177 5,246 5,312 5,376 5,436 5,491 5,533 5,561 5,565 5,8
6,0 4,266 4,354 4,439 4,521 4,600 4,678 4,754 4,829 4,902 4,975 5,046 5,117 5,188 5,257 5,325 5,390 5,452 5,511 5,558 5,593 5,608 6,0
6,2 4,276 4,364 4,448 4,530 4,609 4,695 4,763 4,837 4,911 4,983 5,055 5,126 5,197 5,267 5,336 5,403 5,467 5,529 5,581 5,621 5,645 6,2
6,4 4,286 4,373 4,457 4,538 4,618 4,703 4,771 4,845 4,919 4,991 5,063 5,135 5,206 5,276 5,346 5,414 5,480 5,542 5,600 5,646 5,678 6,4
6,6 4,296 4,382 4,466 4,547 4,626 4,710 4,778 4,853 4,926 4,999 5,071 5,143 5,214 5,285 5,356 5,425 5,492 5,557 5,618 5,669 5,706 6,6
6,8 4,305 4,391 4,474 4,554 4,633 4,717 4,785 4,860 4,933 5,006 5,078 5,150 5,222 5,293 5,364 5,434 5,503 5,569 5,634 5,688 5,732 6,8
7,0 4,313 4,399 4,481 4,562 4,640 4,724 4,792 4,867 4,940 5,013 5,085 5,157 5,229 5,301 5,372 5,443 5,513 5,581 5,648 5,706 5,754 7,0
7,2 4,322 4,406 4,489 4,569 4,647 4,730 4,799 4,873 4,946 5,019 5,091 5,164 5,236 5,308 5,380 5,451 5,522 5,591 5,658 5,722 5,775 7,2
7,4 4,330 4,414 4,496 4,576 4,654 4,736 4,805 4,879 4,952 5,025 5,097 5,170 5,242 5,314 5,387 5,459 5,530 5,601 5,669 5,736 5,792 7,4
7,6 4,337 4,421 4,503 4,582 4,660 4,742 4,811 4,885 4,958 5,031 5,103 5,175 5,248 5,320 5,393 5,466 5,538 5,609 5,679 5,749 5,808 7,6
7,8 4,344 4,428 4,509 4,588 4,666 4,747 4,817 4,890 4,963 5,036 5,109 5,181 5,253 5,326 5,399 5,472 5,545 5,617 5,688 5,760 5,823 7,8
8,6 4,371 4,452 4,532 4,611 4,687 4,767 4,837 4,910 4,983 5,055 5,127 5,200 5,272 5,345 5,419 5,493 5,567 5,642 5,717 5,790 5,867 8,6
8,8 4,377 4,458 4,538 4,616 4,692 4,772 4,841 4,914 4,987 5,059 5,132 5,204 5,276 5,349 5,423 5,497 5,572 5,647 5,722 5,797 5,875 8,8
9,0 4,382 4,463 4,543 4,621 4,697 4,776 4,845 4,918 4,991 5,063 5,135 5,208 5,280 5,353 5,427 5,501 5,576 5,652 5,727 5,803 5,883 9,0
9,2 4,388 4,468 4,548 4,625 4,701 4,780 4,850 4,923 4,995 5,067 5,139 5,211 5,284 5,357 5,431 5,505 5,580 5,656 5,732 5,808 5,883 9,2
9,4 4,393 4,473 4,552 4,630 4,705 4,784 4,854 4,926 4,999 5,071 5,143 5,215 5,287 5,361 5,434 5,509 5,584 5,660 5,736 5,813 5,889 9,4
9,6 4,398 4,478 4,557 4,634 4,710 4,788 4,857 4,930 5,002 5,074 5,146 5,218 5,291 5,364 5,437 5,512 5,587 5,663 5,740 5,817 5,894 9,6
9,8 4,403 4,483 4,561 4,638 4,714 4,791 4,861 4,934 5,006 5,078 5,149 5,222 5,294 5,367 5,440 5,515 5,590 5,667 5,744 5,821 5,898 9,8
10,0 4,408 4,487 4,565 4,642 4,717 4,795 4,865 4,937 5,009 5,081 5,153 5,225 5,297 5,370 5,443 5,518 5,593 5,670 5,747 5,825 5,903 10,0
10,2 4,721 4,798 4,868 4,940 5,012 5,084 5,156 5,228 5,300 5,373 5,446 5,521 5,596 5,673 5,750 5,828 5,906 10,2
10,4 4,871 4,943 5,015 5,087 5,158 5,230 5,303 5,375 5,449 5,523 5,599 5,675 5,753 5,831 5,910 10,4
10,6 4,874 4,947 5,018 5,090 5,161 5,233 5,305 5,378 5,451 5,526 5,601 5,678 5,755 5,834 5,913 10,6
10,8 4,949 5,021 5,092 5,164 5,236 5,308 5,380 5,454 5,528 5,603 5,680 5,757 5,836 5,915 10,8
11,0 5,024 5,095 5,166 5,238 5,310 5,383 5,456 5,530 5,605 5,682 5,760 5,838 5,918 11,0
11,2 5,098 5,169 5,240 5,312 5,385 5,458 5,532 5,607 5,684 5,762 5,840 5,920 11,2
11,4 5,171 5,243 5,314 5,387 5,460 5,534 5,609 5,686 5,763 5,842 5,922 11,4
11,6 5,173 5,245 5,316 5,389 5,462 5,536 5,611 5,687 5,765 5,844 5,924 11,6
ISO 22514-4:2016(E)
31
Table B.2 (continued)
32
PEARSON CURVES (STANDARDIZED TAILS)
P99,865 % (99,865 percentile) for γ 1 > 0.P0,135 % (0,135 percentile) for γ 1 < 0.
Kurtosis Skewness (γ 1)
(β2)
(β2) 0,0 0,1 0,2 0,3 0,4 0,5 0,6 0,7 0,8 0,9 1,0 1,1 1,2 1,3 1,4 1,5 1,6 1,7 1,8 1,9 2,0
11,8 5,247 5,318 5,391 5,464 5,538 5,613 5,689 5,767 5,845 5,925 11,8
12,0 5,249 5,320 5,393 5,465 5,539 5,614 5,690 5,768 5,847 5,927 12,0
ISO 22514-4:2016(E)
12,2 5,322 5,394 5,467 5,541 5,616 5,692 5,769 5,848 5,928 12,2
0,000 0,026 0,054 0,085 0,123 0,169 0,231 0,317 0,439 0,598 0,681
−1,0 −1,0
0,000 0,023 0,047 0,073 0,104 0,142 0,190 0,254 0,343 0,468 0,616 0,653
−0,8 −0,8
−0,6 −0,6
0,000 0,020 0,041 0,064 0,091 0,122 0,161 0,212 0,280 0,375 0,504 0,633 0,616
0,000 0,018 0,037 0,058 0,081 0,108 0,141 0,183 0,237 0,311 0,413 0,542 0,638 0,574
−0,4 −0,4
0,0 0,000 0,017 0,034 0,053 0,073 0,097 0,126 0,161 0,206 0,266 0,347 0,456 0,579 0,621 0,531 0,0
−0,2 −0,2
0,2 0,000 0,015 0,032 0,049 0,068 0,089 0,114 0,145 0,183 0,233 0,299 0,388 0,501 0,605 0,582 0,2
0,4 0,000 0,014 0,029 0,045 0,063 0,082 0,105 0,132 0,165 0,208 0,263 0,336 0,433 0,545 0,607 0,536 0,4
0,6 0,000 0,013 0,028 0,043 0,059 0,077 0,097 0,122 0,151 0,188 0,235 0,297 0,379 0,481 0,579 0,579 0,489 0,6
0,8 0,000 0,013 0,026 0,040 0,055 0,072 0,091 0,113 0,140 0,172 0,213 0,266 0,336 0,425 0,527 0,590 0,533 0,8
1,0 0,000 0,012 0,025 0,038 0,053 0,068 0,086 0,106 0,130 0,159 0,196 0,242 0,301 0,379 0,474 0,563 0,569 0,484 1,0
1,2 0,000 0,011 0,024 0,036 0,050 0,065 0,082 0,100 0,122 0,148 0,181 0,222 0,274 0,341 0,426 0,520 0,576 0,524 1,2
1,4 0,000 0,011 0,023 0,035 0,048 0,062 0,078 0,095 0,116 0,140 0,169 0,206 0,252 0,310 0,385 0,474 0,554 0,555 0,475 1,4
1,6 0,000 0,010 0,022 0,034 0,046 0,060 0,074 0,091 0,110 0,132 0,159 0,192 0,233 0,285 0,351 0,432 0,518 0,564 0,510 1,6
1,8 0,000 0,010 0,021 0,032 0,044 0,057 0,072 0,087 0,105 0,126 0,151 0,180 0,217 0,264 0,323 0,396 0,480 0,549 0,540 0,461 1,8
2,0 0,000 0,009 0,020 0,031 0,043 0,055 0,069 0,084 0,101 0,120 0,143 0,171 0,204 0,246 0,299 0,365 0,443 0,521 0,552 0,494 2,0
2,2 0,000 0,009 0,020 0,030 0,042 0,054 0,067 0,081 0,097 0,115 0,137 0,162 0,193 0,231 0,279 0,338 0,410 0,488 0,544 0,522 0,445 2,2
2,4 0,000 0,009 0,019 0,029 0,040 0,052 0,065 0,078 0,094 0,111 0,131 0,155 0,183 0,218 0,261 0,315 0,381 0,456 0,524 0,538 0,475 2,4
2,6 0,000 0,008 0,018 0,029 0,039 0,051 0,063 0,076 0,091 0,107 0,126 0,148 0,175 0,207 0,246 0,295 0,355 0,426 0,498 0,539 0,503 2,6
2,8 0,000 0,008 0,018 0,028 0,038 0,049 0,061 0,074 0,088 0,104 0,122 0,143 0,167 0,197 0,233 0,278 0,333 0,398 0,470 0,526 0,522 2,8
ISO 22514-4:2016(E)
33
Table B.3 (continued)
34
PEARSON CURVES (STANDARDIZED MEDIAN)
P50 % (50 percentile). Change sign for γ 1 > 0.
Kurtosis Skewness (γ 1)
(β2)
(β2) 0,0 0,1 0,2 0,3 0,4 0,5 0,6 0,7 0,8 0,9 1,0 1,1 1,2 1,3 1,4 1,5 1,6 1,7 1,8 1,9 2,0
3,0 0,000 0,008 0,017 0,027 0,037 0,048 0,059 0,072 0,085 0,101 0,118 0,138 0,161 0,189 0,222 0,263 0,313 0,374 0,443 0,506 0,530 3,0
3,2 0,000 0,008 0,017 0,027 0,037 0,047 0,058 0,070 0,083 0,098 0,114 0,133 0,155 0,181 0,212 0,250 0,296 0,352 0,417 0,483 0,525 3,2
ISO 22514-4:2016(E)
3,4 0,000 0,008 0,017 0,026 0,036 0,046 0,057 0,068 0,081 0,095 0,111 0,129 0,150 0,174 0,203 0,239 0,281 0,333 0,394 0,460 0,513 3,4
3,6 0,000 0,007 0,016 0,025 0,035 0,045 0,056 0,067 0,079 0,093 0,108 0,125 0,145 0,168 0,196 0,228 0,268 0,316 0,373 0,437 0,495 3,6
3,8 0,000 0,007 0,016 0,025 0,034 0,044 0,054 0,066 0,078 0,091 0,105 0,122 0,141 0,163 0,188 0,219 0,256 0,301 0,354 0,415 0,475 3,8
4,0 0,000 0,007 0,015 0,025 0,034 0,043 0,053 0,064 0,076 0,089 0,103 0,119 0,137 0,158 0,182 0,211 0,246 0,288 0,337 0,395 0,455 4,0
4,2 0,000 0,007 0,015 0,024 0,033 0,043 0,053 0,063 0,075 0,087 0,101 0,116 0,133 0,153 0,176 0,204 0,236 0,276 0,322 0,376 0,435 4,2
4,4 0,000 0,007 0,015 0,024 0,033 0,042 0,052 0,062 0,073 0,085 0,099 0,113 0,130 0,149 0,171 0,197 0,228 0,265 0,308 0,359 0,416 4,4
4,6 0,000 0,007 0,015 0,023 0,032 0,041 0,051 0,061 0,072 0,084 0,097 0,111 0,127 0,145 0,167 0,191 0,220 0,255 0,296 0,344 0,399 4,6
4,8 0,000 0,006 0,015 0,023 0,032 0,041 0,050 0,060 0,071 0,082 0,095 0,109 0,124 0,142 0,162 0,186 0,213 0,246 0,285 0,330 0,382 4,8
5,0 0,000 0,006 0,014 0,023 0,031 0,040 0,049 0,059 0,070 0,081 0,093 0,107 0,122 0,139 0,158 0,181 0,207 0,238 0,274 0,317 0,367 5,0
5,2 0,000 0,006 0,014 0,022 0,031 0,040 0,049 0,058 0,069 0,080 0,092 0,105 0,119 0,136 0,155 0,176 0,201 0,231 0,265 0,306 0,353 5,2
5,4 0,000 0,006 0,014 0,022 0,030 0,039 0,048 0,057 0,068 0,078 0,090 0,103 0,117 0,133 0,151 0,172 0,196 0,224 0,257 0,295 0,340 5,4
5,6 0,000 0,006 0,014 0,022 0,030 0,039 0,047 0,057 0,067 0,077 0,089 0,101 0,115 0,131 0,148 0,168 0,191 0,218 0,249 0,285 0,328 5,6
5,8 0,000 0,006 0,014 0,022 0,030 0,038 0,047 0,056 0,066 0,076 0,087 0,100 0,113 0,128 0,145 0,164 0,186 0,212 0,242 0,277 0,317 5,8
6,0 0,000 0,006 0,014 0,021 0,029 0,038 0,046 0,055 0,065 0,075 0,086 0,098 0,111 0,126 0,142 0,161 0,182 0,207 0,235 0,268 0,307 6,0
6,2 0,000 0,006 0,013 0,021 0,029 0,037 0,046 0,055 0,064 0,074 0,085 0,097 0,110 0,124 0,140 0,158 0,178 0,202 0,229 0,261 0,298 6,2
6,4 0,000 0,006 0,013 0,021 0,029 0,037 0,045 0,054 0,063 0,073 0,084 0,096 0,108 0,122 0,137 0,155 0,175 0,197 0,223 0,254 0,289 6,4
6,6 0,000 0,006 0,013 0,021 0,028 0,037 0,045 0,054 0,063 0,073 0,083 0,094 0,107 0,120 0,135 0,152 0,171 0,193 0,218 0,247 0,281 6,6
6,8 0,000 0,006 0,013 0,021 0,028 0,036 0,044 0,053 0,062 0,072 0,082 0,093 0,105 0,118 0,133 0,150 0,168 0,189 0,213 0,241 0,273 6,8
7,0 0,000 0,005 0,013 0,020 0,028 0,036 0,044 0,053 0,061 0,071 0,081 0,092 0,104 0,117 0,131 0,147 0,165 0,185 0,209 0,236 0,267 7,0
7,2 0,000 0,005 0,013 0,020 0,028 0,036 0,044 0,052 0,061 0,070 0,080 0,091 0,103 0,115 0,129 0,145 0,162 0,182 0,205 0,230 0,260 7,2
7,4 0,000 0,005 0,013 0,020 0,027 0,035 0,043 0,052 0,060 0,070 0,079 0,090 0,101 0,114 0,128 0,143 0,160 0,179 0,201 0,226 0,254 7,4
7,6 0,000 0,005 0,012 0,020 0,027 0,035 0,043 0,051 0,060 0,069 0,079 0,089 0,100 0,113 0,126 0,141 0,157 0,176 0,197 0,221 0,249 7,6
7,8 0,000 0,005 0,012 0,020 0,027 0,035 0,043 0,051 0,059 0,068 0,078 0,088 0,099 0,111 0,124 0,139 0,155 0,173 0,193 0,217 0,243 7,8
8,6 0,000 0,005 0,012 0,019 0,026 0,034 0,041 0,049 0,057 0,066 0,075 0,085 0,095 0,107 0,119 0,132 0,147 0,163 0,181 0,202 0,225 8,6
8,8 0,000 0,005 0,012 0,019 0,026 0,033 0,041 0,049 0,057 0,066 0,075 0,084 0,094 0,106 0,118 0,131 0,145 0,161 0,179 0,199 0,221 8,8
9,0 0,000 0,005 0,012 0,019 0,026 0,033 0,041 0,049 0,057 0,065 0,074 0,084 0,094 0,105 0,116 0,129 0,143 0,159 0,176 0,196 0,218 9,0
9,2 0,000 0,005 0,012 0,019 0,026 0,033 0,040 0,048 0,056 0,065 0,073 0,083 0,093 0,104 0,115 0,128 0,142 0,157 0,174 0,193 0,214 9,2
9,4 0,000 0,005 0,012 0,019 0,026 0,033 0,040 0,048 0,056 0,064 0,073 0,082 0,092 0,103 0,114 0,127 0,140 0,155 0,172 0,190 0,211 9,4
9,6 0,000 0,005 0,012 0,019 0,025 0,033 0,040 0,048 0,055 0,064 0,072 0,082 0,091 0,102 0,113 0,125 0,139 0,153 0,170 0,188 0,208 9,6
9,8 0,000 0,005 0,012 0,018 0,025 0,032 0,040 0,047 0,055 0,063 0,072 0,081 0,091 0,101 0,112 0,124 0,137 0,152 0,168 0,185 0,205 9,8
10,0 0,000 0,005 0,011 0,018 0,025 0,032 0,040 0,047 0,055 0,063 0,071 0,080 0,090 0,100 0,111 0,123 0,136 0,150 0,166 0,183 0,202 10,0
10,2 0,000 0,032 0,039 0,047 0,054 0,063 0,071 0,080 0,089 0,099 0,110 0,122 0,135 0,149 0,164 0,181 0,200 10,2
10,4 0,000 0,032 0,039 0,047 0,054 0,062 0,071 0,079 0,089 0,099 0,109 0,121 0,133 0,147 0,162 0,179 0,197 10,4
10,6 0,000 0,039 0,046 0,054 0,062 0,070 0,079 0,088 0,098 0,109 0,120 0,132 0,146 0,160 0,177 0,195 10,6
10,8 0,000 0,046 0,054 0,061 0,070 0,078 0,088 0,097 0,108 0,119 0,131 0,144 0,159 0,175 0,192 10,8
11,0 0,000 0,053 0,061 0,069 0,078 0,087 0,097 0,107 0,118 0,130 0,143 0,157 0,173 0,190 11,0
11,2 0,000 0,061 0,069 0,078 0,087 0,096 0,106 0,117 0,129 0,142 0,156 0,171 0,188 11,2
11,4 0,000 0,069 0,077 0,086 0,095 0,105 0,116 0,128 0,141 0,154 0,169 0,186 11,4
11,6 0,000 0,068 0,077 0,086 0,095 0,104 0,116 0,127 0,139 0,153 0,168 0,184 11,6
ISO 22514-4:2016(E)
35
Table B.3 (continued)
36
PEARSON CURVES (STANDARDIZED MEDIAN)
P50 % (50 percentile). Change sign for γ 1 > 0.
Kurtosis Skewness (γ 1)
(β2)
(β2) 0,0 0,1 0,2 0,3 0,4 0,5 0,6 0,7 0,8 0,9 1,0 1,1 1,2 1,3 1,4 1,5 1,6 1,7 1,8 1,9 2,0
11,8 0,000 0,076 0,085 0,094 0,104 0,115 0,126 0,138 0,152 0,166 0,182 11,8
12,0 0,000 0,076 0,085 0,094 0,104 0,114 0,125 0,137 0,150 0,165 0,181 12,0
ISO 22514-4:2016(E)
12,2 0,000 0,084 0,093 0,103 0,113 0,124 0,136 0,149 0,163 0,179 12,2
Annex C
(informative)
Distribution identification
C.1 General
Sometimes, the form of the distribution is known or can be reasonably assumed and can be verified by
goodness-of-fit tests. The approach is to estimate the parameters of that distribution and to use them to
derive the relevant quantiles from which the capability estimates are obtained. The proportion out-of-
specification can be directly estimated.
The method is illustrated below with some often encountered distributions.
and
N 2
1
σˆ 2 =
N −1i
∑(Xi − X )
1
The capability indices can, in turn, be estimated using the formulae given in this part of ISO 22514. Thus,
U−L
Cˆp =
6σˆ
U − µˆ
Cˆpk =
U 3σˆ
µˆ −L
Cˆpk =
L 3σˆ
and, finally,
(
pˆ L = 1 − Φ 3Cˆpk
L
)
and the estimated proportion out-of-specification items above U is calculated as
(
pˆU = 1 − Φ 3Cˆpk
U
)
Here, Φ denotes the distribution function of the standard normal distribution. The actual calculations
of p̂ L and p̂U may be performed as outlined in 4.8.
( )
2
1 log X − µ
f (x) = exp −
X σ 2π 2σ 2
where X > 0, and log denotes the natural logarithm, i.e. the logarithm to base e. When X has a log-normal
distribution with parameters μ and σ, then logX has a normal distribution with mean, μ, and variance σ2.
If X1, ..., XN is a sample from a log-normal distribution, the data can be transformed to normality by
taking the logarithms logX1, ..., logXN. The calculations in C.2 can then be used. Alternatively, the
calculations can be made directly in the original scale of the measurements. The two methods are given
below. In both cases, the parameters are estimated as
N
1
µ̂ = X =
N
∑ Xi
i 1
and
N 2
1
σˆ 2 =
N −1i
∑(Xi − X )
1
logU − logL
Cˆp =
6σˆ
log U − µˆ
Cˆpk =
U 3σˆ
ˆ µˆ − logL
C pk =
L 3σˆ
C pk and C pk may, in turn, be inserted in the appropriate formulae in C.2 to give the estimated
L U
proportions out-of-specification.
X α = exp σΦ ( 1
(α ) + µ )
where Φ−1 is the inverse of the distribution function of the standard normal distribution. In particular,
X 0,135 % = e 3σ + µ
X 50 % = e µ
X 99,865 % = e 3σ + µ
and the estimated indices are
U−L
Cˆp =
3σˆ + µˆ ˆ ˆ
e − e 3σ + µ
ˆ
U − eµ
Cˆpk =
ˆ ˆ ˆ
U
e 3σ + µ − e µ
ˆ
eµ − L
Cˆpk =
ˆ ˆ ˆ
L
e µ − e 3σ + µ
These indices will be numerically different from those obtained using the transformation approach of
C.3.2. A process owner with log-normally distributed items could well develop a “feel” for the indices,
but their interpretation should not routinely be based on the cut-off points used for indices calculated
for normal data.
The estimated proportion of out-of-specification items is calculated using the specification limits and
the distribution function of the log-normal distribution. Thus,
logL − µˆ
pˆ L = Φ
σˆ
and
logU − µˆ
pˆU = 1 − Φ
σˆ
These estimates are exactly the same as those obtained with the transformation approach in C.3.2.
X2
( )
F x = 1 − exp −
2θ 2
where X > 0 and θ is a positive parameter. If X1, ..., XN is a sample from a Rayleigh distribution, the
parameter θ is estimated by
N
∑ Xi2
θˆ = i 1
2N
Annex D
(informative)
Confidence intervals
Cˆp
Cˆp ± z 1 α 2
2N − 2
Cˆ 2
1 pk U
Cˆpk ± z1 α 2 +
U 9 N 2N -2
Cˆ 2
1 pk L
Cˆpk ± z 1 α 2 +
L 9 N 2N -2
where z is the standardized variate for the normal distribution. These calculations should be done with
at least 50 readings.
NOTE These formulae assume the estimated indices have been computed using a standard deviation based
on the total sample size (N).
D.1.3.1 General
An example of the method to estimate a confidence interval for a Cp index is shown in D.1.3.2.
The method requires multipliers Kl and Ku are read from Table D.1. These differ according to how many
readings the estimated Cp has been based on. The index is multiplied by these multipliers to give the
confidence interval. This calculation should be done with at least 50 readings.
As an example, the 95 % confidence interval would be
Kl Cˆp £ C p £ K u Cˆp
95 % 95 %
Kl Cˆp ≤ C p ≤ K u Cˆp
95 % 95 %
0, 86 × 1, 20 ≤ C p ≤ 1, 14 × 1, 20
1, 03 ≤ C p ≤ 1, 37
Bibliography
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ICS 03.120.30
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