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2nd edition
Fatty Alcohols
Anthropogenic and Natural Occurrence in the Environment
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Fatty Alcohols
Anthropogenic and Natural Occurrence in
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the Environment
2nd edition
By
Stephen M. Mudge
Norwegian Institute for Air Research, Kjeller, Norway
Email: [email protected]
Scott E. Belanger
Central Product Safety, Procter & Gamble, USA
Email: [email protected]
and
Paul C. DeLeo
Formerly American Cleaning Institute, Washington DC, USA
Integral Consulting Inc., Annapolis, MD, USA
Email: [email protected]
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A catalogue record for this book is available from the British Library
Apart from fair dealing for the purposes of research for non-commercial purposes or for
private study, criticism or review, as permitted under the Copyright, Designs and Patents
Act 1988 and the Copyright and Related Rights Regulations 2003, this publication may
not be reproduced, stored or transmitted, in any form or by any means, without the prior
permission in writing of The Royal Society of Chemistry or the copyright owner, or in
the case of reproduction in accordance with the terms of licences issued by the Copyright
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appropriate Reproduction Rights Organization outside the UK. Enquiries concerning
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Preface
v
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vi Preface
As well as their natural production and occurrence, fatty alcohols are also
utilised in detergent formulations principally as sulfates, ether sulfates or
polyethoxylates. The analytical method preferred by contemporary envi-
ronmental scientists used to measure the concentration of the ethoxylates
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Preface vii
However, the initial review did highlight some aspects of fatty alcohol envi-
ronmental chemistry that were lacking and these were posed as “what we
don't know” sections in the first edition of this book. Recognising this lack
of information, the American Cleaning Institute (ACI) funded several proj-
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ects targeting the areas where data and knowledge was lacking. Since 2008,
significant changes have been made in the production and formulation of
commercial products and this has been supplemented with data from mar-
keting data for thousands of products containing fatty alcohol derivatives;
the fate of these down-the-drain products in wastewater systems has been
substantially enhanced and the use of compound specific stable isotope
methods has enabled differentiation between all the pertinent sources. Addi-
tionally, there has been a European Mandate (M/491) to grow the size of the
bio-based economy in Europe. This includes surfactants, such as the fatty
alcohol derivatives, and has led to new work to assist in provenancing. These
new additions substantially update the reader with new data and presents a
comprehensive view of our knowledge after another nine years of research.
Stephen M. Mudge, Scott E. Belanger and Paul C. DeLeo
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Acknowledgements
ix
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xi
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Administration.
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Contents
Chapter 1 Definitions 1
3.1 Bacteria 25
3.2 Chlorophyll Side Chain (Phytol) 26
3.3 Marine Plants 27
xiii
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xiv Contents
3.4 Terrestrial Plant Waxes 28
3.5 Mosses and Other Peat Forming
Plants 30
3.6 Marine Animals 31
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3.7 Insects 33
3.8 Birds 34
3.9 Summary 35
References 35
Contents xv
Chapter 5 Environmental Transformations 75
xvi Contents
E. Eastern North Atlantic 118
F. San Miguel Gap, California – Long
Marine Core 118
G. Rio Grande Rise (516F of Leg 72 ODP),
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Brazil 120
H. Falkland Plateau (511 of Leg 71 ODP),
S. Atlantic 121
I. Guatemalan Basin (Legs 66 & 67 ODP),
Central America 121
J1. Continental Slope, SW of Taiwan 122
J2. East China Sea, N of Taiwan 122
7.2 The Terrestrial Environment 124
K. Pasture Land, Southern Australia 124
L. Prairie Zone Soils, Alberta, Canada 125
M. Luray River Catchment, Virginia 125
N. Ohio, Oklahoma and Oregon, USA 131
7.3 UK Studies 136
1. Conwy Estuary – Estuarine
Core (50 cm) 137
2. Mawddach Estuary – Surface
Sediments 139
3. The Menai Strait – Surface Sediments 141
4. Loch Riddon, Scotland – Mid-length
Marine Core 143
5. Clyde Sea, Scotland – Surface Sediments 143
6. Loe Pool, Cornwall – Coastal Lake 145
7. Bolton Fell Moss, Cumbria–Mire 146
8. Lochnagar, Scotland – Mountain Lake 146
9a. Loch Eil, Scotland – a Marine
Core and 9b. Loch Lochy, Scotland – a
Freshwater Core 147
7.4 Summary of Concentrations 149
7.5 Summary 149
References 150
Contents xvii
Chapter 9 Multivariate Statistics 162
Chapter 1
Definitions
This chapter introduces the family of compounds, how they are referred to, the
likely structures that will be found and their chemistry from an environmental
point of view.
1
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2 Chapter 1
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Figure 1.1 Generic structure of a fatty alcohol – the total number of carbons needs
to be greater than 9–10 to be a “fatty” alcohol; shorter chain compounds
such as ethanol have an appreciable water solubility and are generally
just called alcohols.
Figure 1.2
Examples of typical fatty alcohol structures. The majority found in nature
are of the straight chain type with smaller amounts of the branched
chain compounds also being present. Secondary alcohols and diols are
relatively uncommon.
branches are on the carbons at the opposite end of the molecule to the
terminal –OH. If the methyl branch is one in from the end of the molecule
(ω–1) it is termed an iso fatty alcohol; if it is two in from the end (ω–2) it is
called an anteiso fatty alcohol. Examples of these branches can be seen in
Figure 1.2.
Most fatty alcohols are saturated in that they have no double bonds
present in their structure. However, there are a limited number of mono-
unsaturated compounds that can be found in nature. The two most common
compounds are phytol (3,7,11,15 – tetramethyl-2-hexadecen-1-ol), an iso-
prene1 derived from the side chain of chlorophyll (Figure 1.3) and a straight
View Online
Definitions 3
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Figure 1.3 The chlorophyll a molecule with the phytyl side chain labelled. Cleav-
age of this chain at the COO– group produces free phytol in the environ-
ment. Eicos-11-en-1-ol or 20 : 1 fatty alcohol, is one of the most frequently
observed straight chain mono-unsaturated alcohol in the environment.
chain C20 alcohol with a double bond in the ω9 position counted from the
terminal carbon (eicos-11-en-1-ol, Figure 1.3).2
There have been occasional reports of polyunsaturated fatty alcohols, but
these are relatively rare3 and tend to be confined to di-unsaturates such as
octadecadienol, 18 : 2. There is a group of isoprenoid lipids that may be found
in bacteria that are essentially repeating isoprene subunits strung together
and terminated by a hydroxyl group.4 These compounds are also uncommon
in environmental analyses and are not reported to any great extent.
Fatty alcohols together with many other groups of compounds have both
systematic and trivial or common names. This trivial name is based on the
length of the alkyl chain and the root is common between aliphatic hydro-
carbons and fatty acids. These names together with the systematic name and
carbon number are shown in Table 1.1.
Table 1.1 Names and key properties of fatty alcohols from C4 to C30. The horizontal dashed line indicates the arbitrary division between
alcohols and fatty alcohols.
4
Trivial name Water Predicted Water
(excluding Carbon Molecular Melting Boiling Solubility Solubilityc
Systematic name “alcohol” part) number Weight (D) d20 (g cm−3) point (°C) pointa (°C) (@25 °C) (mg l−1)
Butanol Butyl 4 74.12 0.810 −90 117 91 ml l−1
Pentanol Amyl 5 88.15 0.815 −79 137.5 27 g l−1
Hexanol Caproyl 6 102.17 0.815@25 °C −51.6 157 5.9 g l−1 7671.3
Heptanol Oenantyl 7 116.20 0.819@25 °C −34.6 175.8 1.6 g l−1 1743.6
Octanol Caprylic 8 130.23 0.827 −16 194 0.5 g l−1 400.7
Nonanol Pelorgonyl 9 144.25 0.828 −5 215 0.1 g l−1 94.2
Decanol Capryl 10 158.28 0.830 6.4 232.9 0.04 g l−1 22.9
Undecanol 11 172.31 0.832 15 244 0.008 g l−1 d 5.8
Dodecanol Lauryl 12 186.33 0.831@24 °C 24 259 BMLb 1.6
Tridecanol 13 200.36 0.915 30 278 BML 4.51 × 10−1
Tetradecanol Myristyl 14 214.39 0.824 38 289 BML 1.41 × 10−1
Pentadecanol 15 228.41 0.893 42 BML 4.90 × 10−2
Hexadecanol Cetyl 16 242.44 0.811 49 344 BML 1.90 × 10−2
Heptadecanol Margaryl 17 256.47 0.885 53 BML 8.42 × 10−3
Octadecanol Stearyl 18 270.49 0.811 59 360 BML 4.33 × 10−3
Nonadecanol 19 284.31 0.882 62 BML
Eicosanol Arachidyl 20 298.55 0.88 65 BML 1.93 × 10−3
Henicosanol 21 312.57 68.5 BML
Docosanol Behenyl 22 326.60 0.8 70 BML 1.98 × 10−3
Tricosanol 23 340.63 72 BML
Tetracosanol Lignoceryl 24 354.65 72 BML
Pentacosanol 25 368.68 75 BML
Hexacosanol Cerotyl 26 382.71 73 BML
Heptacosanol Carboceryl 27 396.73 80 BML
Octacosanol Montanyl 28 410.76 81 BML
Nonacosanol 29 424.79 83.5 BML
Chapter 1
Triacontanol Melissyl 30 438.81 87 BML
a
he boiling point values are quoted at atmospheric pressure.
T
b
BML, below measurement limit.
c
As the water solubility becomes harder to measure, the predicted water solubility is used instead. The values presented here are taken from the ECOSAR model.5
d
At 20 °C.
View Online
Definitions 5
either settled or suspended in water. These compounds will also partition
into the lipid phase of organisms and would have higher bioconcentration
factors if not off-set by metabolism. The available physicochemical proper-
ties for the fatty alcohol series from C4 to C30 are summarised in Table 1.1.
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These data are drawn from many sources but principally from the Beilstein
Chemical Database (Elsevier MDL) and ChemSpider (RSC). The density and
melting points in the summary data (Table 1.1) have a degree of uncertainty
about them as some compounds, especially the longer chain and odd carbon
number moieties, are less well studied. The density data are not available
for all compounds. Most of the longer chain compound's data come from
predictions from models such as EPISuite from the US Environmental Pro-
tection Agency.
The short chain compounds (up to C9) have an appreciable water solubility
(Table 1.1) and would not be classified as a “fatty” alcohol as the free com-
pounds are more likely to be in solution than on the solid phase (abiotic or
biotic). Compounds with a chain length greater than 10 carbons are increas-
ingly insoluble in water and will predictably partition to a greater degree
onto the solid phase in the environment as chain lengths increase. Despite
this, there will still be a small amount of the free alcohol in solution at even
longer chain lengths.
Figure 1.4
The –OH group is weakly ionisable to form –O – and H+ and as such will
“dissolve” in water. However, on increasing the alkyl chain length, the
effect of this is diminished and the compound has lower water solubility.
This property does allow the molecule to be used as a detergent, one of
the principal anthropogenic functions of fatty alcohols.
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6 Chapter 1
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Figure 1.5 The effect of carbon chain length in fatty alcohols on the log Kow. Data
from Table 1.2.
end of the molecule a degree of water solubility, while the alkyl carbon chain
is hydrophobic. Therefore, these compounds sit at the interface of the octa-
nol and water in the experimental situation and may be called surfactants
(surface active agents) on their own.
The log Kow values for compounds (Table 1.2 and shown graphically in
Figure 1.5) with a chain length greater than C9 are above 4 and are indica-
tive of materials that will be preferentially absorbed to particulate matter.
In most environmental situations, this means the compounds will be asso-
ciated mainly with particles such as settled and suspended sediments. The
negative buoyancy of these particulate materials means they will settle out
to the benthos at some stage and will be transferred to the geosphere. This
partitioning between the solution phase for short chain compounds and
solid phase for long chain compounds may lead to the separation of mix-
tures such that short chain moieties will remain in solution, while longer
chain moieties may settle out. There will also be different degradation steps
possible as materials in the solid phase may enter anaerobic environments
in sediments; this may lead to preservation of some materials and differen-
tial products of degradation.
The bioaccumulation of chemicals tends to increase with decreasing water
solubility and increasing log Kow up to a point; at some critical measure
of molecular size, compounds tend not to accumulate in cells as the com-
pounds are simply too big to pass across the cell membrane. Several cut-offs
have been proposed based on such criteria as the effective molecular diame-
ter,10 the relative solubility in water and octanol,11 the maximum molecular
diameter12,13 or the more widely used molecular weight cut-off of 700 Dal-
tons.14 While the fatty alcohols considered here do not reach this weight,
ethoxylated derivatives used as surfactants might.
The association of fatty alcohols with suspended matter will be of impor-
tance in wastewater treatment plants as incoming compounds may be
View Online
Definitions 7
a b c
Table 1.2 Octanol–water partition coefficients from ref. 8 , 6 and 9 .
Fatty alcohol Carbon number Log Kow
Butanol 4 0.785a
0.84c
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Pentanol 5 1.53a
Hexanol 6 2.03a
1.84c
Heptanol 7 2.57a
2.34c
Nonanol 9 3.31b
3.77a
Decanol 10 4.77d
Undecanol 11 4.28d
Dodecanol 12 5.36b
Tridecanol 13 5.26d
Tetradecanol 14 6.03b
Pentadecanol 15 6.24d
Hexadecanol 16 6.65b
Heptadecanol 17 7.23d
Octadecanol 18 7.19b
Nonadecanol 19 8.21d
Eicosanol 20 7.75b
a
ata from: Tewari et al.8
D
b
Data from: Burkhard et al.6
c
Data from: Hansch et al.9
d
Data from: EPISuite KOWWIN v1.67 estimate (USEPA).
Table 1.3 The mean (±1 standard deviation) partition coefficients (Kd) for fatty alco-
hols with activated sewage sludge suspended in river water.a
Time
(h) C12 C14 C15 C16 C18
1 4100 ± 267 14 700 ± 645 4070 ± 387 34 100 ± 1700 107 000 ± 6330
5 3410 ± 119 12 700 ± 675 3820 ± 183 33 300 ± 1600 90 300 ± 3070
16 3320 ± 276 10 500 ± 167 3590 ± 104 28 600 ± 1720 89 900 ± 1980
removed from the system by partitioning into the solid phase that subse-
quently settles out. Experiments using radio-labelled alcohols with activated
sewage sludge15 measured the time dependent partition coefficients (Kd) for
a range of alcohols typically used in detergent formulations (Table 1.3). The
mean Kd values can be seen in Figure 1.6; the data are presented on a log axis
and a linear relationship can be seen in this figure. These values are rela-
tively high, implying that in such a system, free fatty alcohols will be actively
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8 Chapter 1
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Figure 1.6 The mean Kd for the even carbon numbered fatty alcohols (data from
Table 1.3). Note that the y-axis has a log scale.
scavenged by the particulate phase and may be removed with the sludge or
associated with suspended solids in wastewater. Thus, alcohols may leave
wastewater treatment plants either bound or unbound (free). It is possible to
demonstrate the fate of fatty alcohols using the wastewater treatment model,
SIMPLETREAT16 (a module in the European environmental distribution
model, EUSES); as carbon chain length increased, the fraction of fatty alcohol
that is degraded by microbes in wastewater declines as the amount sorbed
increases. Itrich and Federle17 postulated that eventually at chain lengths of
16 and greater, the equilibrium desorption controls the biodegradation rate.
1.3 Summary
●● Fatty alcohols found in the environment are principally linear with a
terminal hydroxyl group.
●● Chain lengths from C10 to C38 and beyond may be found in the environ-
ment and may be called “fatty” due to their low water solubility.
●● As the alkyl chain becomes longer, the water solubility decreases lead-
ing to a wide range of octanol–water partition coefficients (Kow).
●● Compounds with a chain length greater than C10 are more likely to be
associated with the solid phase and become coupled with sediments and
soils in the environment. These lower water solubility compounds will
tend to bioaccumulate more than their short chain moieties, although
all may be metabolised by bacteria.
References
1. Y. Chikaraishi, et al., Hydrogen, carbon and nitrogen isotopic fraction-
ations during chlorophyll biosynthesis in C3 higher plants, Phytochemis-
try, 2005, 66(8), 911–920.
View Online
Definitions 9
2. G. Kattner, et al., Fatty acid and alcohol composition of the small polar
copepods, Oithona and Oncaea: indication on feeding modes, Polar
Biol., 2003, 26(10), 666–671.
3. S. J. Ju and H. R. Harvey, Lipids as markers of nutritional condition and
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10 Chapter 1
15. T. Kurevija and N. Kukulj, Global environmental issues concerning.
large scale biodiesel production, Energy and the Environment 2006, ed. B.
Frankovic, Hrvatsko Udruzenje Suncevu Energiju Rijeka-Croation Solar
Energy Assoc., Hrvatska, 2006, vol II, pp. 197–206.
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16. M. Kah and C. D. Brown, Sensitivity analysis for the Simple Treat model
to simulate fate of chemicals in sewage treatment plants, Water Sci. Tech-
nol., 2011, 63(9), 2052–2060.
17. T. Federle and N. R. Itrich, Fate of free and linear alcohol-ethoxylate-de-
rived fatty alcohols in activated sludge, Ecotoxicol. Environ. Saf., 2006, 64,
30–41.
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Chapter 2
Biological Synthesis
11
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