Q16124214吳東翰
Q16124214吳東翰
微電子工程研究所
碩士論文
(初稿)
以磁控濺鍍法沉積鋁鎵錫氧化物薄膜電晶體及其光電元
件之探究
Institute of Microelectronic
Department of Electrical Engineering
National Cheng Kung University
Tainan, Taiwan, R.O.C.
Thesis of Master of Science
July 2025
中華民國 一百一十四 年 七月
I
以磁控濺鍍法沉積鋁鎵錫氧化物薄膜電晶體及
其光電元件之探究
吳東翰* 陳志方**
國立成功大學微電子工程研究所
摘要
本論文討論了使用射頻磁控濺鍍法沉積氧化鋁鎵錫薄膜下,使用
不同製程參數下對薄膜特性的影響,並進一步在光電元件中使用這
些薄膜,包含使用在紫外光感測器以及在薄膜電晶體上的應用。
一開始,本研究使用磁控濺鍍沉積氧化鋁鎵錫薄膜,藉由改變二
氧化錫靶材的瓦數以及通入的氧氣量來改變製程結果,並進行光
學、結構和材料的分析。藉由光學分析得知,在可見光的範圍內氧
化鋁鎵錫薄膜具有高透明度,平均穿透率能超過 90%。而藉由原子
力顯微鏡分析,可以得到不同通氧量以及二氧化錫瓦數下製成的氧
化鋁鎵錫薄膜都有均勻的表面,且表面粗糙度軍方根值均小於 2 奈
米。材料分析則利用 X 射線進行,其結果顯示隨著氧通量的增加,
薄膜中的氧空缺也隨之減少。
在第二部分中,同樣利用磁控濺鍍法沉積氧化鋁鎵錫來製作光感
I
測器,並利用不同的通氧量以及不同二氧化錫的瓦數作為製程中的
靶材固定 40W,一共四種不同的製程參數來進行比較。由結果可
知,隨著通氧量的增加,光感測器的光暗電流皆有下降,由光電流
到 1.69×10-9 (A)。同時,我們量測了時間內響應,發現不論開或關
都未能在設定的時間內回到照光前的初始狀態。
第三部分中,我們利用磁控濺鍍法來氧化鋁鎵錫薄膜電晶體。一
開始是使用改變二氧化錫的瓦數來減少缺陷以及提升自由載子數
量,並以此來改善薄膜電晶體的特性。接下來再利用改變通入的氧
氣比例來了解通氧量以及電晶體電性之間的關係,發現在通氧量 4%
下能使得開關電流大小有最佳的表現(2.83×103)。再利用改變薄膜電
晶體結構,由原本的一層通道改為兩層,以利提供更多載子來幫助
開啟晶體。結果來說,改善結構後的開關電流比提升為 1.13×104,
實使用雙通道的結構確實能使薄膜電晶體的特性更進步。
II
最後,利用 40W/20W 的薄膜電晶體進行照光量測,較大的響應
1.39×102。同時,我們量測了時間內響應,發現不論開或關都未能在
設定的時間內達成理想值,呈現和光感測器一樣的結果,兩者都無
法在短時間內正確地完成開關的動作。
關鍵字:氧化鋁鎵錫、紫外光感測器、薄膜電晶體、紫外光電晶體
作者*
指導教授**
III
Research of Aluminum Gallium Tin Oxide Thin Films
Sputtering
Tung-Han Wu* Jone-Fang Chen**
Institute of Microelectronics
Abstract
Author*
Advisor**
VI
Contents
摘要…………………………………………………………………….....I
Abstract……………………………………………...…….................…IV
Content……………………………………………………………...…..VI
Table Caption…………………………………………………………....IX
Figure Captions………………………………………………………….IX
Chapter 1……………………………………………………………….....1
1.1 Background and Motivation………………………………………….1
1.2 Organization of This Thesis…………………………………………..2
Reference…………………………………………………………………3
Chapter 2………………………………………………………………….5
2.1 Theory of Photodetector………………………………………………5
2.1.1 Responsivity of the Photodetector………………………………….6
2.1.2 Photo to dark Current Ratio (PDCR)……………………………….6
2.1.3 Ultraviolet(UV)-to-visible Rejection Ratio…………………………7
2.2 Theory of Thin-Film Transistor……………………………………….7
2.2.1 Threshold Voltage(Vth)…………………………………………….10
2.2.2 Field-Effect Mobility(μ)………………………………………….10
2.2.3 On/off Current Ratio(Ion/Ioff)………………………………….……11
2.2.4 Subthreshold Swing(SS)…………………………………………..11
2.2.5 Interface Trap Density(Nit)…………………………………….…..12
2.3 Experimental Equipment…………………………………………….12
2.3.1 Radio-frequency Sputtering System………………………………12
2.3.2 Plasma-enhanced Chemical Vapor Deposition(PECVD)………….13
2.3.3 Electron Beam Evaporation……………………………………….14
2.3.4 Thermal Evaporation System…………………………………….15
2.3.5 X-ray Diffraction Analysis (XRD)……………………………….16
2.3.6 Atomic Force Microscopes(AFM)……………………………….17
VII
2.3.7 X-ray Photoelectron Spectroscopy(XPS)…………………….…..20
2.3.8 Measurement Systems……………………………………………20
Reference………………………………………………………………23
Chapter 3………………………………………………………………...23
3.1 Growth of AlGaSnO Thin Film……………………………………...23
3.2 Optical Characteristics……………………………………………...24
3.3 X-ray Diffraction (XRD) Analysis………………………………….27
3.4 Atomic Force Microscopes (AFM) Analysis………………………..29
3.5 X-ray Photoelectron Spectroscopic (XPS) analysis…………………31
Reference………………………………………………………………..34
Chapter 4………………………………………………………………...35
4.1 Motivation...........................................................................................35
4.2 Fabrication of AGTO MSM Photodetectors…………………………36
4.3 Characteristics of AGTO MSM Photodetectors……………………..37
4.3.1 Characteristics of AGTO MSM Photodetectors with changing oxygen
flow rate…………………………………………………………………37
4.3.2 Characteristics of AGTO MSM Photodetectors with changing SnO2
power……………………………………………………………………42
4.3.3 Time-resolved Response of AGTO MSM Photodetector…………46
4.4 Summary…………………………………………………………….47
Reference………………………………………………………………..48
Chapter 5………………………………………………………………...51
5.1 Motivation…………………………………………………………...51
5.2 Fabrication of AGTO Thin-Film Transistors………………………...52
5.3 Characteristics of AGTO Thin-film Transistors……………………..53
5.3.1 Characteristics of AGTO Thin-film Transistors with different SnO2
power……………………………………………………………………53
5.3.2 Characteristics of AGTO Thin-film Transistors with different oxygen
flow rate…………………………………………………………………60
VIII
5.3.3 Double-channel thin-film transistor…………………………….....62
5.4 Elemental Analysis of AGTO Thin-film transistors………………...65
5.4.1 Transmission Electron Microscopy(TEM) Analysis………………66
5.4.2 Energy Dispersive Spectra (EDS) Analysis……………………….67
5.5 Characteristics of AGTO Thin-film Phototransistors……………….68
5.6 Time-Resolved Response of AGTO Thin-film Phototransistors……71
5.7 Summary…………………………………………………………….73
Reference………………………………………………………………..74
Chapter 6………………………………………………………………...79
6.1 Conclusion…………………………………………………………..79
6.2 Future Work…………………………………………………………81
Table Captions
Table 2-1. The dimension of the seven crystal systems…………..…....19
Table 3-1. Bandgap of AGTO thin films………………………………..27
Table 3-2. Average root mean square (RMS) surface roughness values
…………………………………………………………………………29
Table 3-3. The proportion of OII with changing oxygen flow rate….…32
Table 4-1. Characteristics of AGTO MSM PDs with different SnO2
power…………………………………………………………………..47
Table 4-2. Characteristics of AGTO MSM PDs with different oxygen flow
rate………………………………………………………………...…...41
Table 4-3. The average response time of AGTO MSM PDs…………..48
Table 5-1. Characteristics of different SnO2 power AGTO TFT………56
Table 5-2. Characteristics of different oxygen flow rate AGTO TFT….63
Table 5-3. Comparison between Single-layer TFTs and Double-layer
TFTs……………………………………………………………………66
Table 5-4. Rising and falling time of 40W/20W AGTO phototransistor.
…………………………………………………………………………72
IX
Figure Captions
Fig. 2-1. Three types of transitions under ultraviolet(UV) illumination
………………………………………………………………………..…6
Fig. 2-2. The structure of thin-film transistor……………………………8
Fig. 2-3. Four types of different TFT structures………………………..10
Fig. 2-4. Schematic diagram of RF sputtering system…………………14
Fig 2-5. Schematic diagram of PECVD ………………………………..15
Fig. 2-6 Schematic of X-ray Bragg’s diffraction……………………….18
Fig. 2-7 Seven types of crystal system………………………………...18
Fig. 3-1. Schematic diagram of the AGTO thin film…………………..24
Fig. 3-2. The transmittance spectrum of AGTO thin films with different
SnO2 co-sputtering power……………………………………………..25
Fig. 3-3. The transmittance spectrum of AGTO thin films with different
oxygen flow rate……………………………………………………….26
Fig. 3-4. Tauc plot of AGTO thin films with different SnO2 co-sputtering
power…………………………………………………………………..26
Fig. 3-5. Tauc plot of AGTO thin films with different oxygen flow rate
…………………………………………………………………………27
Fig. 3-6. XRD spectrum of AGTO thin films with different SnO2 power
………………………………………………………..………………..28
Fig. 3-7. XRD spectrum of AGTO thin films with different oxygen flow
rate……………………………………………………………………..29
Fig. 3-8. O1s XPS spectra of 0% 40w/20w AGTO………………….…30
Fig. 3-9. O1s XPS spectra of 4% 40w/20w AGTO………………….…33
Fig. 3-10. O1s XPS spectra of 6% 40w/20w AGTO…………….……..33
Fig. 4-1. (a) Metal mask of interdigitated electrodes and AGTO thin film
on the substrate (b) Schematic of AGTO photodetector……………….37
Fig. 4-2. (a) I-V curve of 20W/20W O2 4% PD (a) I-V curve of 30W/20W
X
O2 4% PD (a) I-V curve of 40W/20W O2 4% PD (a) I-V curve of
50W/20W O2 4% PD……………………………………………….….38
Fig. 4-3. (a) I-V curve of 40W/20W O2 0% PD (b) I-V curve of 40W/20W
O2 4% PD (c) I-V curve of 40W/20W O26% PD………………….....….40
Fig. 4-4. (a) I-V curve of 40W/20W O2 0% PD (b) I-V curve of 40W/20W
O2 4% PD (c) I-V curve of 40W/20W O2 6% PD…………………….....42
Fig. 4-5. (a) Responsivity of 40W/20W O2 0% PD (b) Responsivity of
40W/20W O2 6% PD…………………………………………………...45
Fig. 4-6. Time-resolved response of 40W/20W photodetector…………47
Fig. 5-1. Schematic of AGTO thin-film transistor……………………..53
Fig. 5-2. ID-VG characteristics of 20W/20W 4% AGTO TFT…………..56
Fig. 5-3. ID-VG characteristics of 30W/20W 4% AGTO TFT…………..56
Fig. 5-4. ID-VG characteristics of 40W/20W 4% AGTO TFT………….56
Fig. 5-5. ID-VG characteristics of 50W/20W 4% AGTO TFT.……...….57
Fig. 5-6. ID-VD characteristics of 20W/20W 4% AGTO TFT………….57
Fig. 5-7. ID-VD characteristics of 30W/20W 4% AGTO TFT.…………58
Fig. 5-8. ID-VD characteristics of 40W/20W 4% AGTO TFT.…………58
Fig. 5-9. ID-VD characteristics of 50W/20W 4% AGTO TFT.…………59
Fig. 5-10. ID-VG characteristics of 40W/20W 0% AGTO TFT.………..60
Fig. 5-11. ID-VG characteristics of 40W/20W 6% AGTO TFT.………..61
Fig. 5-12. ID-VD characteristics of 40W/20W 0% AGTO TFT.………..61
Fig. 5-13. ID-VD characteristics of 40W/20W 6% AGTO TFT.………..62
Fig. 5.14 Schematic of AGTO double-layer thin-film transistor……....64
Fig. 5-15. (a) ID-VG characteristics of AGTO Double-Channel thin-film
transistor (b) ID-VD characteristics of AGTO Double-Channel thin-film
transistor…………………………………………………….………....64
Fig. 5-16. The TEM cross section image of 40W/20W AGTO TFT.…..66
Fig. 5-17. Cross section image of 40W/20W AGTO TFT………….….67
Fig. 5-18. Elements in 40W/20W AGTO TFT…………………………67
XI
Fig. 5-19 Cross section image of 40W/20W AGTO TFT……………...68
Fig. 5-20. EDS spectrum of AGTO 40W/20W AGTO TFT…………...68
Fig. 5-21. ID-VG Characteristics of 40W/20W AGTO Phototransistor...70
Fig.5-22. Photo responsivity of 40W/20W AGTO phototransistor at
different applied gate voltage………………………………………….71
Fig.5-23. Energy-band diagram of AGTO phototransistor under
illumination as well as different applied gate voltage: (a) thermal
equilibrium (VG=0V), (b) VG<Vth, and (c) VG ˃Vth……………………72
Fig. 5-25. Time-resolved response of 40W/20W AGTO phototransistor
……………….………………………………………………………...72
XII
Chapter 1
Introduction
1
1.2 Organization of This Thesis
This thesis presents a research of AGTO thin-films and its
applications on optoelectronic devices, such as UV photodetectors,
thin-film transistors and UV phototransistors. The thesis is separated
into several parts:
Chapter 2 talks about the overview of related theories and the
instruction of the experimental equipment used to measure the devices.
Chapter 3 puts all the fabrication process of AGTO thin films in detail.
In this part, the thin films are deposited in different process, such as
changing oxygen flow rate and co-sputtering power. Besides, structural,
optical and electrical characteristics results are shown and discussed in
this part.
Chapter 4 is focusing on the AGTO UV PDs. In this part, the PDs in
different SnO2 power and oxygen flow rate will be produced. And its
responsivity, UV-to-visible rejection ratio, photo/dark current ratio and
the time response of UV PDs are displayed in details. Also, its time-
resolved response is discussed.
Chapter 5 aims at AGTO TFTs. In this chapter, AGTO TFTs
fabricated with silicon dioxide(SiO2) as gate insulator are introduced in
and out. For the first part, the results adjusting oxygen flow rate will be
shown, and the one changing co-sputtering power are mentioned behind.
Also. the characteristics of these TFTs, such as threshold voltage, field-
effect mobility, on/off drain current ratio, subthreshold swing and
interface trap density are analyzed deeply. Subsequently, the double-
channel thin-film transistor is introduced, too. At the end, the AGTO
phototransistor’s characteristics is exhibited, and the TEM analysis
results is demonstrated.
Chapter 6 summarizes the whole thesis’s finding and discussion
related to AGTO thin films. Last but not the least, the future work about
2
this thesis are proposed in this part.
Reference
3
[6] Chen, Xuanhu, et al. “Gallium Oxide-Based Solar-Blind
Ultraviolet Photodetectors.” Semiconductor Science and
Technology, vol. 35, no. 2, 17 Jan. 2020, pp. 023001–023001,
https://doi.org/10.1088/1361-6641/ab6102. Accessed 8 Oct. 2023.
[7] Hu, Gengtao, et al. “Solution Processed Amorphous Gallium-
Incorporated Tin Oxide Thin-Film Transistors.” Japanese Journal
of Applied Physics, vol. 59, no. 5, 13 Apr. 2020, pp. 050906–
050906, https://doi.org/10.35848/1347-4065/ab88c0. Accessed 25
Mar. 2025.
[8] Kang, Jiyeon, et al. “Migration of Indium Ions in Amorphous
Indium–Gallium–Zinc-Oxide Thin Film Transistors.” Applied
Surface Science, vol. 258, no. 8, 1 Dec. 2011, pp. 3509–3512,
www.sciencedirect.com/science/article/pii/S0169433211018630?v
ia%3Dihub, https://doi.org/10.1016/j.apsusc.2011.11.104.
[9] Seo, Seok-Jun, et al. “Improved Negative Bias Illumination
Instability of Sol-Gel Gallium Zinc Tin Oxide Thin Film
Transistors.” Applied Physics Letters, vol. 99, no. 15, 10 Oct.
2011,
pubs.aip.org/aip/apl/article/99/15/152102/341119/Improved-
negative-bias-illumination-instability-of,
https://doi.org/10.1063/1.3646388. Accessed 25 Mar. 2025.
4
Chapter 2
Relevant Theory and Experimental Equipment
2.1 Theory of Photodetector
Obviously, the mechanism of generating electron-hole pairs from
photon absorption is very important to photodetectors(PDs). When the
photon’s energy is larger than the bandgap of semiconductor material, an
electron can be excited from the valence band to the conduction band. As
a result, the ideal photodetector will be the one which can transfer the
incident radiation into electrical energy in 100 percent. Not to mention,
this can be an increase in current when the device is illuminated [1][2].
There are several types of transitions that take place in the
photodetectors:
(a) Intrinsic band-to-band transition: In the same semiconductor material,
electrons move from the valence band to the conduction band.
(b)Valence band to acceptor level transition: There is an electron
transferring from the valence band to an acceptor level, and the whole
process stays in the semiconductor material. Not to mention, there is an
electron-hole pair generated.
(c) Donor level to conduction band transition: This type of transition is
that an electron moves from a donor level to the conduction band. Same
with the previous one, there is also an electron-hole pair created.
To conclude, the significant thing is that the cut-off wavelength of a
semiconductor can change because of many factors, such as difference in
bandgap or other situations. The variation is considered in compound
semiconductors composed by different material not sharing the same
bandgaps.
5
Fig. 2-1. Three types of transitions under ultraviolet(UV) illumination
2.1.1 Responsivity
This parameter is important for analyzing photodetectors works well
or not. Normally, the responsivity is used for realizing the
photodetector’s ability to convert incident light to electrical signal. In
other words, we can simplify that the responsivity qualifies the
detector’s performance, including sensitivity and efficiency in detecting.
The formula is expressed by:
𝐼𝑝ℎ𝑜𝑡𝑜 −𝐼𝑑𝑎𝑟𝑘
𝑅= (2 − 1)
𝑃𝑜𝑝𝑡
In this formula, Iphoto is the current under illumination, Idark is the current
in the dark environment, and Popt is the power of incident power.
Obviously, the relation between optical bandgap and responsivity is
close in high degree because the bandgap will influence the absorption
edge directly.
2.1.2 Photo to dark Current Ratio (PDCR)
The photo-to-dark Current Ratio (PDCR) represents the sensitivity of
6
photodetector to light. It is defined by the ratio of the current incident light
to the current without the light, and the formula is expressed by:
𝐼𝑝ℎ𝑜𝑡𝑜
𝑃𝐷𝐶𝑅 = (2 − 2)
𝐼𝑑𝑎𝑟𝑘
2.1.3 Ultraviolet(UV)-to-visible Rejection Ratio
This parameter can represent the ability to distinct the unwanted and
background light signals from the desired one. By detecting the desired
light signal, the rejection ratio can also be used for distinguishing the
specific light from the incident one. It can say that the ratio describes the
efficiency in:
𝑅(𝑈𝑉 𝑟𝑎𝑛𝑔𝑒)
RR = (2 − 3)
𝑅(𝑣𝑖𝑠𝑖𝑏𝑙𝑒 𝑟𝑎𝑛𝑔𝑒)
1𝑊
𝐼𝐷,𝑠𝑎𝑡𝑢𝑟𝑎𝑡𝑖𝑜𝑛 = 𝜇𝐶𝑜𝑥 (𝑉𝐺 − 𝑉𝑡ℎ )2 ; 𝑉𝐷 ≥ 𝑉𝑠𝑎𝑡 (2 − 5)
2𝐿
In the formulas, W and L is the width and length of channels respectively,
μ is the field-effect mobility, Cox is the capacitance of insulating layer and
Vth is the threshold voltage.
10
smallest off-state drain current. With the better on/off current ratio, the
device’s performance is better to transit between conducting and non-
conducting state.
2.2.4 Subthreshold Swing(SS)
Usually, the parameter is used to analyze the switching efficiency of
transistors, especially for the one in the subthreshold region. If the
parameter is low, the switching efficiency is much better. In other words,
the better performance of TFTs is recognized. Several factors play in a
role, including trap density, gate oxide thickness, mobility of carriers and
so on. The subthreshold swing is defined below:
𝜕𝑉𝐺
SS = (2 − 9)
𝜕log(𝐼𝐷 )
where VG is gate voltage and ID is drain current.
2.2.5 Interface Trap Density(Nit)
Interface traps are electronics states that exist in the interface of oxide
layer and semiconductor. Namely, they are the defects which will
influence the performance of devices. It is related to some problems like
increasing leakage currents, variation in threshold voltage and so on [6].
11
conversion, which is illustrated in Fig. 2-3. As a result, a great deal of
atoms appear due to the bombardment and are deposited on the substrate
in the sputter chamber. Finally, these atoms accumulate and form AGTO
thin film.
12
Fig. 2-4. Schematic diagram of RF sputtering system
Normally, four factors will affect the sputtering yield(S), and they are
(1)Energy of incident ions (2)Target materials (3) Angle of incident ions
(4)Crystal structure of target‘s surface. The sputtering yield is defined as
the ratio of number of sputtered atoms divided by number of bumped ions.
If the ratio is bigger, it can be concluded that there is a better performance
for the system. Except for semiconductor, metal, alloy, and insulator are
appropriate for deposited by sputtering system. Furthermore, with
simultaneous deposition of different targets, much more semiconductor
can be produced by co-sputtering [9].
2.3.2 Plasma-enhanced Chemical Vapor Deposition(PECVD)
Plasma-enhanced Chemical Vapor Deposition(PECVD) is usually
chosen for depositing various thin films. To catalyze chemical reactions,
the plasma is indispensable. Before the process starts, the chamber is
forced to be clean to eliminate the impurities. After that, precursors gases
are introduced into the chamber. The precursor gas is composed of desired
material, and it can be single gas or mixture of many different gases. Then,
the radio frequency(RF) or microwave power source is used to activate
13
plasma. These two sources can ionize the precursor gas molecules and
form the plasma consisting of charged particles. Finally, the radicals are
freed. These high-energy particles provide enough energy for accelerating
reactions. And this makes the precursors to react with others and deposit
in the substrate to become thin films. Nowadays, PECVD is often selected
in manufacturing a big area of thin films [10]. There are several reasons
for choosing PECVD, including lower process temperature, high quality
and efficiency of producing films. Therefore, SiO2 is deposited by
PECVD in this research.
14
regarded as the anode. Then, the kinetic energy of electron beams will be
transferred to the thermal energy so that the target material is melted easily.
Subsequently, the target material is vaporized and forms the thin film on
the substrate.
Several advantages of electron beam evaporation are discussed. The
biggest one is that only the source is heated so that we can minimize the
contamination to the surroundings. We can easily control the depositing
rate by manifesting the reasonable power for upgrading the voltage for
filaments. Hence, we can get the higher heating transferring efficiency
and better control ability to deposition rate by this method. What’s more,
most of the materials can be deposited by this method, and we don’t have
to increase the temperature of substrates.
Another advantage is that this method can deposit higher melting point
materials. During the process, when the high voltage is applied, the
tungsten coil will emit electrons, which are guided by electric and
magnetic fields. This will help to bombard the right material in the
crucible. Because of higher energy in the beams, this method can melt
material easily, and the range of evaporation can be greatly controlled.
Finally, the higher impurity thin films can be deposited.
2.3.4 Thermal Evaporation System
By this way, we can deposit the thin films on the substrate. The whole
process takes place in the vacuum chamber, with aluminum pellet is
heated to high temperature so that it can transit from solid to vapor state.
Then, these vaporized material will deposit on the substrate and form the
thin film. During the deposition procedure, the vapor’s source is close to
the target in order to condense the material on the right place. Namely, the
temperature of substrate is carefully controlled to ensure the great quality
of thin film.
15
2.3.5 X-ray Diffraction Analysis (XRD)
To learn the crystal phase or structure of a material, the X-ray
diffractometer is widely chosen. The main principle of this method is
working with the radiation. X-ray radiations are scattering in specific
directions after reacted with materials. This phenomenon comes from
constructive and destructive interference. A scattered waves may have
destructive and constructive at the same time. When atoms of crystal are
set in the periodic way at microscopic level, this situation takes place
easily. In the crystal, each of the atoms are arranged in same interval.
There is an equation, so-called Bragg’s Law is used to describe the
phenomenon.:
2d sin 𝜃 = 𝑛𝜆 (2 − 10)
Where d is the distance between two parallel planes, θis the angle
between the incident ray and the surface of the crystal, n is natural
numbers and λ is the wavelength of rays. Briefly speaking, the
constructive interference happens when the distance is as large as the
positive integer multiplies the wavelength of incident X-ray beam.
Besides, we can verify which kinds of crystal structure it is. There are
many kinds of structures in the Figure 2-7.
16
Fig. 2-6 Schematic of X-ray Bragg’s diffraction
17
Table 2-1. The dimension of the seven crystal systems
Crystal system Cell lengths Cell angles
Cubic a=b=c α = β = γ = 90°
Rhombohedral a=b=c α = β = γ ≠ 90°
Monoclinic a≠b≠c α = γ = 90°, β ≠ 90°
Triclinic a≠b≠c α ≠ β ≠ γ ≠ 90°
Hexagonal a=b≠c α = β = 90°, γ = 120°
Tetragonal a=b≠c α = β = γ = 90°
Orthorhombic a≠b ≠ c α = β = γ = 90°
Reference
21
Chapter 3
Characteristics of AlGaSnO Thin Film
3.1 Growth of AlGaSnO Thin Film
At first, the procedure of fabricating AGTO thin film will be
introduced below.
(1) The quartz substrates are cleaned thoroughly. We put them in the
acetone, isopropyl alcohol and deionized water in the ultrasonic cleaner
coming one for another. After cleaning, the substrates are dried by
nitrogen gun in order to eliminate particles.
(2) The AlGaSnO thin film which is 100 nm is sputtered by RF-
magnetron sputtering from SnO2 and AlGaO targets. Several different
process parameters, including changing oxygen flow rate and SnO 2
sputtering power, are conducted while the total gas flow is 50 sccm. Also,
the process pressure remains at 5 mTorr and the power of AlGaO is set as
20W. The distance between substrate holder and the target guns is 9 cm
and the angles are 30°. The holder is rotated with the constant speed if 15
rpm. The schematic diagram of AGTO thin films is illustrated at Figure
3-1.
23
Fig. 3-2. The transmittance spectrum of AGTO thin films with different
SnO2 co-sputtering power
Fig. 3-3. The transmittance spectrum of AGTO thin films with different
oxygen flow rate
24
Fig. 3-4. Tauc plot of AGTO thin films with different SnO2 co-sputtering
power
Fig. 3-5. Tauc plot of AGTO thin films with different oxygen flow rate
25
Table 3-1. Bandgap of AGTO thin films
Parameter Bandgap(eV)
20W/20W O2 4% 5.22
30W/20W O2 4% 5.14
40W/20W O2 4% 5.09
50W/20W O2 4% 5.02
40W/20W O2 0% 5.00
40W/20W O2 6% 5.03
3.3 X-ray Diffraction (XRD) Analysis
The XRD spectra of AGTO thin films are shown in Fig. 3-6.-Fig. 3-7.
In these figures, no obvious peak is observed in these samples. As a result,
either changing SnO2 power or adjusting oxygen flow rate cannot lead to
crystallite formation [1]. Hence, we can say that all these samples are
amorphous.
Fig. 3-6. XRD spectrum of AGTO thin films with different SnO2 power
26
Fig. 3-7. XRD spectrum of AGTO thin films with different oxygen flow
rate
40W/20W O2 0% 1.64
40W/20W O2 4% 1.48
40W/20W O2 6% 1.72
20W/20W O2 4% 1.56
30W/20W O2 4% 1.45
50W/20W O2 4% 1.89
60W/20W O2 4% 1.57
28
(a) (b) (c)
(g)
Fig. 3-8. AFM images of AlGaSnO thin films with different parameters:
(a) 20W/20W 4% (b) 30W/20W 4% (c) 40W/20W 4% (d) 50W/20W
4% (e) 60W/20W 4% (f) 40W/20W 0% (g) 40W/20W 6%
29
3.5 X-ray Photoelectron Spectroscopic (XPS) Analysis
Nowadays, many studies choose this method to figure out the relation
between the oxygen vacancy and other parameters. For instance, some
research works on finding the effect of annealing to the proportion of
oxygen vacancy [3]. In order to complete this analysis, the X-rays are
necessary. The target samples are irradiated with X-rays, which comes
from monochromatic X-ray source. The photons will go through the
samples and react with the material’s atoms, and cease many
photoelectrons emit. After that, we can get the information about the
samples, including the composition of thin films and its electronic
structure by the kinetic energy and intensity of these emitted
photoelectrons. By checking the binding energies of the emitted electrons,
the elements in the material can be found out. The binding energy of
electrons changes with its atomic species and chemical environment.
This part will focus on analyzing the oxygen vacancies. For thin-film
transistors, the oxygen vacancies are very important to the electrical
properties and considered as donor defects in oxide semiconductors. To
understand how the oxygen vacancy changes with different parameters,
the XPS O(1s) spectra are fitted with two Gaussian peaks. Fig. 3-8. to 3-
10. shows the XPS O(1s) spectra of AGTO thin films under different
oxygen flow rate from 0% to 6%. The first peak at 530(eV) is the oxygen
atoms bonded with metal atoms(OI), and the second peak at 531.5(eV) is
the oxygen vacancies(OII). When the oxygen flow rate increases from 0%
to 6%, the proportion of oxygen vacancies [OII/(OI+OII)] decreases from
48.11% to 37.27%. It indicates that the oxygen can help to fill some
oxygen vacancies existing in the semiconductor oxide. The proportion of
oxygen vacancies [OII/(OI+OII)] is listed in Table 3-3.
30
Table 3-3. The proportion of OII with changing oxygen flow rate
Oxygen flow rate OII/Ototal(%)
0% 48.11
4% 46.28
6% 37.11
31
Fig. 3-9. O1s XPS spectra of 4% 40w/20w AGTO
33
Chapter 4
The Fabrication and characteristics of AGTO MSM
UV Photodetectors
4.1 Motivation
Nowadays, UV photodetectors(PDs) are studied and gain a great deal
of attention because of its widespread applications in many different
fields, such as military applications, spectroscopy, and optoelectronic
circuits [1][2]. Normally, solar-blind means wavelength from 200nm to
280nm are cut, and this range of wavelength cannot go through Earth’s
atmosphere. As a result, many solar-blind UV PDs are continuously
applied on many different fields, such as biochemical detection,
environment mentoring and military. Also, it is significant that these
PDs possess great stability.
To find the low cutoff wavelength PDs, wide-bandgap
semiconductor materials have been studied for a long time [3]. Then,
Ga2O3 has been investigated over and over due to its high bandgap
(4.9eV to 5.3eV). Also, this material has great responsivity in the UV
spectrum [4][5]. At first, many researchers found the potential of β-
Ga2O3. Unfortunately, it is the high temperature that the process of this
material required [6]. Therefore, researcher changed for other way-
choosing Ga2O3-based alternatives [7]. For example, many different
materials like In2O3 which provides carriers [8][9], and choose Al2O3 as
passivation layer can make photodetector more stable [10]. What’s
more, these UV PDs can be produced by sputtering at room temperature
[11].
In this part, we will focus on the AGTO UV PDs. The MSM structure
is chosen, and concentrate on the effects of adjusting oxygen flow rate
and SnO2 power. Then, we will discuss the results including optical
34
characteristics and electrical properties.
35
Fig. 4-1. (a) Metal mask of interdigitated electrodes and AGTO thin
film on the substrate (b) Schematic of AGTO photodetector
36
Fig. 4-2. (a) I-V curve of 20W/20W O2 4% PD
38
Fig. 4-3. (a) Responsivity of 20W/20W O2 4% PD
39
Fig. 4-3. (c) Responsivity of 40W/20W O2 4% PD
41
Fig. 4-4. (a) I-V curve of 40W/20W O2 0% PD
42
Fig. 4-4. (c) I-V curve of 40W/20W O2 6% PD
43
Fig. 4-5. (b) Responsivity of 40W/20W O2 6% PD
44
photodetector per absorbed photon and per unit time. The formula of
EQE is:
ℎ𝑐 ∆𝐼 1
EQE = × × (4 − 1)
𝑒𝜆 𝑃 𝐺
where h is Plank constant, c is the light velocity, e is the electronic
photo current and dark current, P is the light power density irradiated
on the PDs and G is the photoconductive gain.
The photo responsivity from 500(nm) to 220(nm) of oxygen flow rate
from 0% to 6% is shown in Fig.4-4. (a)-(d). Separately, the responsivity
of 4% and 6% is 1.56 and 8.41. We can find a clear relation between
oxygen flow rate and responsivity. UV-to-visible rejection ratio (RR) is
defined as the responsivity at 240 (nm) divided by the one at 500 (nm).
The equation is written as follow:
𝑅𝑒𝑠𝑝𝑜𝑛𝑠𝑖𝑣𝑖𝑡𝑦(𝑈𝑉 𝑟𝑎𝑛𝑔𝑒)
RR = (4 − 2)
𝑅𝑒𝑠𝑝𝑜𝑛𝑠𝑖𝑣𝑖𝑡𝑦(500𝑛𝑚)
4.4 Summary
To conclude, the AGTO MSM photodetectors are fabricated and the
effect of changing SnO2 power and oxygen flow rate is discussed. When
elevating SnO2 power from 20W to 50W, there are more Sn that can
provide more carriers so that the current can enlarge. The dark current
increases from 1.98×10-7(A) to 3.01×10-4(A) and the photo current
increases from 2.38×10-7(A) to 4.22×10-4(A). For changing oxygen
flow rate, the dark current decreases from 0% as 4.32×10-5 (A) to 6%
as 1.69×10-9 (A). And the photocurrent under 240(nm) decreases from
46
4.32×10-5 (A) to 1.97×10-9 (A). As we can see, the current decreases as
we elevate the oxygen flow rate, which is because introducing the
oxygen can help to get rid of oxygen vacancy so that the current
decreases. When the oxygen flow rate is 4%, the PD shows the best
performance above all the parameters. The photo and dark current are
4.37×10-6 and 2.46×10-6 respectively. The rejection ratio is 3.35 and the
EQE is 73.6%, which is the largest among all the samples. At the end,
time-resolved response of AGTO MSM photodetectors is discussed and
its result is shown. Its rising and falling time is over 150 seconds. In
other words, all of the devices cannot react to the light quickly.
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49
Chapter 5
Transistors
5.1 Motivation
More and more research focus on thin-film transistors(TFTs) [1].
Classically, semiconductor materials are deposited on glass substrate.
And these TFTs have great reputation due to high field-effect mobility,
low-temperature process, low leakage current and great optical
transparency [2] - [4].
Nowadays, transparent oxide semiconductor (TOS) thin-film
transistors are applied in many fields, including active-matrix displays,
such as LCD screens [5]-[8]. What’s more, thin-film transistors can
even be used in active-matrix liquid crystal displays(AMLCDs).
In the past, Gallium oxide(Ga2O3) is investigated deeply due to large
bandgap. Ga2O3 thin-film transistors have many advantages, such as
high field-effect mobility and stability, and so on [9]. These makes
Ga2O3 become a potential material for next generation power electronic
devices and high-frequency electronic devices [10] [11]. On the other
hand, AGO has been extensively discussed due to its larger bandgap
than Ga2O3. The high bandgap of AGO shows more potential on [12].
Unfortunately, as thin-film transistor’s material, AGO cannot provide
enough carriers as the channel layer. Hence, this thesis decides to utilize
SnO2 to deal with this problem. In other words, SnO2 is expected to give
more carriers so that the problem can be solved [13] [14].
This part will focus on AGTO TFTs produced by RF sputtering.
Three different changes are made and discussed in this chapter. That
is –changing SnO2 power, oxygen flow rate and types of insulating
50
layers. The electrical properties are mentioned and compared in the
following articles.
51
Fig. 5-1. Schematic of AGTO thin-film transistor
54
Fig. 5-3. ID-VG characteristics of 30W/20W 4% AGTO TFT
55
Fig. 5-5. ID-VG characteristics of 50W/20W 4% AGTO TFT
56
Fig. 5-7. ID-VD characteristics of 30W/20W 4% AGTO TFT
57
Fig. 5-9. ID-VD characteristics of 50W/20W 4% AGTO TFT
58
decreases from 3.62×1012 (cm-2) to 1.76×1012 (cm-2) when the oxygen
flow rate is 6%. The ID-VD characteristics of 0% and 6% oxygen flow
rate are shown in Fig. 5-12 and Fig. 5-13. As a result, changing the
oxygen flow rate can really influence the performance of thin-film
transistors. The characteristics of different oxygen flow rate are listed
in Table 5-2.
59
Fig. 5-11. ID-VG characteristics of 40W/20W 6% AGTO TFT
60
Fig. 5-13. ID-VD characteristics of 40W/20W 6% AGTO TFT
62
Fig. 5.14 Schematic of AGTO double-layer thin-film transistor
Fig. 5-16. The TEM cross section image of 40W/20W AGTO TFT
65
Fig. 5-17. Cross section image of 40W/20W AGTO TFT
66
Fig. 5-19 Cross section image of 40W/20W AGTO TFT
67
40W/20W AGTO TFT as the sample, and is illuminated across the
range from visible light at 500nm to UV light at 220nm. During the
measurement, the applied gate voltage (VG) ranged from -10 (V) to
15(V), and the drain voltage(VD) is fixed at 8V. The ID-VG
characteristics under different light wavelengths are illustrated in Fig.
The photo responsivity is illustrated in Fig. When VG is -2.1(V), the
lowest dark current can be gained. The current increases from
6.29×10-8 (A) to 8.30×10-7(A) under illumination of 220(nm). The
photo to dark ratio is 13.19. This result matches with the characteristics
of photodetectors mentioned in the previous chapter.
The basic principle of thin-film phototransistors is introduced below.
When we put the transistors under UV illumination, the light will excite
the electron-hole pairs in channel layer. This will make the drain current
due to appearance of extra carriers. The formula below can describe
relation between drain current, drain voltage, and gate voltage under
illumination:
I`D = ID +Iph (5 − 1)
In this formula, ID is the total current of phototransistors, ID is current
from the applied drain voltage and Iph is the increased part of current,
which comes from the excited electron-hole pairs. Just like the thin-film
transistors, when the gate voltage(VG) is smaller than the threshold
voltage(Vth),the total current is dominated by the one comes from excited
electron-hole pairs. This situation is defined as Off state, which means
total drain current is occupied with Iph mostly. However, when we enlarge
the gate voltage gradually, the Fermi level in channel layer descends and
brings about the so-called On state. The procedure of illumination is
displayed below in Fig.
Then, we calculate the photo responsivity of AGTO phototransistors
by formula below. Obviously, we can find that the higher responsivity
68
appears at the range of 260(nm) to 220(nm). The rejection ratio is
1.06×101.
69
(a) (b)
(c)
70
and falling time of 40W/20W AGTO phototransistor are listed in Table 5-
4.
71
5.7 Summary
To conclude, this chapter mention about the characteristics of AGTO
thin-film transistors. For the devices, we use RF-sputtering with
different parameters including changing SnO2 power and oxygen flow
rate in order to figure out the relation between the performance of
devices and different variables. Among all the experiment, the AGO
power is set as 20W. Increasing tin can effectively upgrade the on and
off current, and results in the better performance. When we elevate the
SnO2 power from 20W to 50W, the best performance takes place at 40W,
which has the biggest On/Off ratio 2.83×103 as well as the smallest
subthreshold swing 0.539(V/dec).
Subsequently, we change the oxygen flow rate from 0% to 6% in
order to understand the effect of it. During the experiments, the SnO2
power is fixed at 40W and the AGO power is set as 20W. Rising the
oxygen flow rate results in the declining On/Off ratio because the
oxygen can get rid of oxygen vacancies. As a result, it can efficiently
improve the performance of transistors. According to the data, the
On/Off ratio increases from 2.14×101 to 2.83×103 when we elevate the
oxygen flow rate from 0% to 4%. From the trend of trap density, the
effect of filling vacancy by oxygen can be seen. To conclude, the best
performance takes place at 4%. The value of device’s On/Off ratio is
2.83×103 and the subthreshold swing 0.539(V/dec). The results match
with our expectation.
Next, we change the single-layer thin-film transistor to double-layer
in order to improve the performance. Using the new structure, more
carriers will be provided by the 0% layer so that the gate control ability
will be enhanced. As a result, the On/Off ratio increases from 2.83×103
to 1.13×104. Also, the threshold voltage decreases from 4.52(V) to
72
3.87(V). At the end, we mention about the performance of visible-blind
phototransistors, which is fabricated with 40W/20W and the rejection
ratio is 1.39×102. At the end, time-resolved response of AGTO MSM
photodetectors is discussed and its result is shown. Its rising and falling
time is over 150 seconds. In other words, all of the devices cannot react
to the light quickly.
Reference
[2] Xu, Xin, et al. “Amorphous Indium Tin Oxide Thin-Film Transistors
for Transparent Thin Film Transistors.” Physica Status Solidi (A), vol.
Film Transistors.” Thin Solid Films, vol. 516, no. 17, July 2008, pp.
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77
Chapter 6
Conclusion and Future Work
6.1 Conclusion
This study is mainly about AGTO thin films including the way to
fabricate and applications for PDs, TFTs and phototransistors.
Characteristics of this materials are discussed thoroughly. We have
mentioned several ways to change the performance in devices as well
as the characteristics of thin films, such as the double-layer TFTs and
introducing oxygen flow rate.
The AGTO thin films under different parameters are investigated. At
first, we demonstrate the optical, structural and elemental analysis
results of samples. The changed parameters contain SnO2 power and the
oxygen flow rate. As we can see, the AGTO possess high transparency
which is over 90% in the visible light range. We can also get the
bandgap value from Tauc plots. To conclude, there isn’t an obvious
variation under different oxygen flow rate. For changing SnO2 power, a
slightly decrease of bandgap from 5.22 (eV) to 5.02 (eV) when
increasing SnO2 power from 20(W) to 50(W) can be observed. Totally,
the bandgap is around 5 (eV). The XRD spectra shows all of samples
are amorphous, and the AFM images tells that no great change between
different parameters no matter oxygen flow rate or SnO2 power. The
root mean square surface roughness is below 2 (nm). Then, considering
the XPS results, we can find that the oxygen vacancies decreases from
48.11% to 37.11%. Oxygen vacancies are eliminated partly when
introducing oxygen flow rate.
The AGTO MSM PDs are discussed subsequently. In the devices.
The thin films are deposited by RF sputtering. We worked on figuring
out the relation between different SnO2 power, oxygen flow rate and the
78
performance of PDs. When upgrading SnO2 power, the currents
increase. On the other hand, both of dark and photo current decreases
when elevating the oxygen flow rate. When the oxygen flow rate is 4%,
the PD shows the best performance above all the parameters. The photo
and dark current are 4.37×10-6 and 2.46×10-6 respectively. The rejection
ratio is 3.35 and the EQE is 73.6%, which is the largest among all the
samples. At the end, the time-resolved response is shown, and both of
rising and falling time is over 150(s), which means the PD cannot
switch correctly in the short time.
Last but not the least, the AGTO thin-film transistors are produced by
RF sputtering and discussed in this part. First, we mention about two
different parameters that may influence the transistors-changing oxygen
flow rate and SnO2 power. First, changing SnO2 power from 20W to
50W is mentioned, and each of them remains 4% oxygen flow rate. To
conclude, the best performance occurs at 40W/20W, with on/off ratio
2.83×103. Then, we changed the oxygen flow rate from 0% to 6% to
find out the relation between it and performance. According to the
results, it is highly related between both of them. The threshold voltage
decreases from 8.04(V) to -9.18(V) when increasing oxygen flow rate
to 6%. Finally, we can find that the totally best performance takes place
at 40W/20W with oxygen flow rate 4%. Furthermore, in order to
improve the performance, we use double-layer thin-film transistor
schematic to achieve the goal. For the layer which is close the gate, we
deposit 40W/20W with 0% oxygen flow rate AGTO thin film. On the
other hand, we deposit 40W/20W with 4% oxygen flow rate thin film
just under the source and drain electrode. Finally, this method really
works, and it enhances the On/Off ratio from 2.83×103 to 1.13×104,
Simultaneously, the threshold voltage is also decreases from 4.52(V) to
3.87(V). At the end, we use 40W/20W with 4% oxygen flow rate as
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phototransistor. The threshold voltage shifts to the left side when we
adjusting different wavelength from 500(nm) to 220(nm), which
matches with the theory.
Reference
[1] Li, Yuanyuan V, et al. “Low-Voltage Double-Gate ZnO Thin-Film
Transistor Circuits.” IEEE Electron Device Letters, vol. 34, no. 7,
12June2013,pp.891–893,
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https://doi.org/10.1109/led.2013.2263193. Accessed 1 Mar. 2025.
[2] Hwang, Seong-Hyun, et al. “Effects of Al2O3 Surface Passivation
on the Radiation Hardness of IGTO Thin Films for Thin-Film
Transistor Applications.” Applied Surface Science, vol. 578, 1 Dec.
2021,p.152096,
www.sciencedirect.com/science/article/pii/S0169433221031305?
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