2 Small Oscillation S
2 Small Oscillation S
dU
F (x = 0) = 0 − =0 (2.1)
dx x=0
dU x2 d2 U
U (x) = U (0) + x + + ... (2.2)
dx x=0 2 dx2 x=0
From the condition of equilibrium (Eq. 2.1) the second term on the right-
2
hand side of the above equation vanishes. Let us define k = ddxU2 and
x=0
choose U (0) = 0, then, neglecting higher order terms:
1 2
U (x) = kx + . . . (2.3)
2
The corresponding force is F (x) = −kx, which for k positive is a restoring
force that drives the system back to equilibrium (if k is negative then the
6
equilibrium is unstable).
The force can also be written as (we will assume a constant mass, m):
d
F = (mẋ) = mẍ = −kx (2.4)
dt
which gives:
mẍ + kx = 0 (2.5)
k
ẍ + x = 0 (2.6)
m
ẍ + ω02 x = 0 (2.7)
where C and δ are constants, which should be determined from the initial
conditions of the problem. Note that one can also use complex exponentials
to write the solution:
7
Newton’s second law (for a system with constant mass m) thus reads:
ṗ = F + Fdamping (2.12)
mẍ = −kx − kd ẋ (2.13)
Let us try first a trial solution of the form x = eλt , where λ is a constant
that we can obtain by substitution into Eq. 2.13:
mλ2 + kd λ + k eλt = 0
(2.14)
Overdamped Regime. Here Eq. 2.15 gives two real solutions for λ. We
thus have two independent solutions and the general solution is:
Note that both λ1 and λ2 are negative, so this solution represents a rapid
decay of the displacement x.
Critically Damped Regime. In this case Eq. 2.15 gives only one solution,
λ0 = −kd /(2m). We must therefore look for a second (independent) solution
to Eq. 2.13 in order to write the general solution. Considering the solution
x = teλt and substituting into Eq. 2.13 we have:
2λm + λ2 mt + kd + kd λt + kt eλt = 0
(2.20)
2
λt λt
λ m + kd λ + k te + (2λm + kd ) e = 0 (2.21)
8
x
.6 Underdamped
.4
.2
0 t
0.4 0.6 0.8 1.0 1.2 1.4 1.6
-.2
-.4
-.6
The equation must hold at all values of time, so the terms in each set of
brackets must both vanish. The term in the first set of brackets is the same
as in Eq. 2.14, so λ is again given by Eq. 2.15. For the critically damped
regime, we have already stated that λ = λ0 = −kd /(2m). This causes the
term in the second set of brackets in Eq. 2.21 to vanish, such that x = teλ0 t
is indeed a valid solution. Consequently, the general solution in the critically
damped case is:
x = A1 eλ0 t + A2 teλ0 t (2.22)
q
4mk − kd2 /(2m), which is a positive quantity in the
Let us define ω0 =
underdamped regime. We then have:
9
where we introduced two different constants c1 and c2 , which must be real
for x to be real (recall that A1 and A2 are in general complex). Note that in
practice we will not find c1 and c2 from A1 and A2 , but instead we can find
them directly from the initial conditions of our problem (that is, the initial
displacement and velocity of the mass).
Note that the general solution in the underdamped case can also be written:
−kd t/(2m) c2
x = c1 e cos(ω0 t) + sin(ω0 t) (2.27)
c1
Again we can redefine our constants by introducing tan α = c2 /c1 (and
again we will be able to find α directly from the initial conditions rather
than through relation to c2 and c1 ). Then:
x = c1 e−kd t/(2m) [cos(ω0 t) + tan α sin(ω0 t)] (2.28)
c1 −kd t/(2m)
= e [cos α cos(ω0 t) + sin α sin(ω0 t)] (2.29)
cos α
= Ae−kd t/(2m) cos (ω0 t − α) (2.30)
c1
where A = cos α . So, we could write the solution as the superposition of two
waves as in Eq. 2.26. Or, equivalently, the sum of two waves of the same
frequency is another wave of the same frequency as in Eq. 2.30.
10
Let us consider a particular solution of the form X(t) = B cos (ωt − φ) where
B and φ are constants to be determined. Substitution into Eq. 2.31 gives:
−mω 2 B cos (ωt − φ) + kB cos (ωt − φ) − kd ωB sin (ωt − φ) = F0 cos ωt
(2.33)
Recalling the identities cos(A − B) = cos A cos B + sin A sin B and sin(A −
B) = sin A cos B − cos A sin B we have:
k − mω 2 B [cos (ωt) cos φ + sin (ωt) sin φ]
2
k − mω 2 + (kd ω)2
F0
→ Bp = F0 → B=p
2 2
(k − mω ) + (kd ω) 2 (k − mω 2 )2 + (kd ω)2
(2.41)
The full solution (in the underdamped regime, for example) can then be
written:
x(t) = Ae−kd t/(2m) cos (ω0 t − α) + B cos (ωt − φ) (2.42)
The first part of the solution determines the transient dynamics of the sys-
tem. At long times, the system settles into a periodically oscillating state
given fully by the second part of the solution.
11
2.4 Coupled Oscillators
Let us try to generalize from a single oscillator to a set of oscillators. The
oscillators will be coupled such that each can affect the motion of the others.
k1 m1 k1 m2 k2
x1 x2
Let us denote the positions of the oscillators as xi (t) where the index i =
1, . . . , n labels the oscillator. The position of the set of oscillators is then
given by the vector x(t):
x1 (t)
x2 (t)
x(t) =
...
(2.43)
xn (t)
As before let us define xi = 0 as the position of stable equilibrium of the
system. The potential of the system is some function of the position of the
set of oscillators, V (x), and can be expanded in a Taylor series about the
equilibrium point:
X ∂V 1 X ∂2V
V (x) = V (0) + xi + xi xj + . . . (2.44)
∂xi x=0 2 ∂xi ∂xj x=0
i ij
12
Note that this includes the usual restoring force of a single oscillator (when
j = i) as well as a contribution from each other oscillator.
We can now use Newton’s second law to write the equation of motion of the
coupled mode system: X
Mi ẍi = − Kij xj (2.47)
j
An obvious question is how many normal modes are there? Well, we have n
oscillators, which will each correspond to a separate second order differential
equation, so we can expect 2n independent solutions. This means that we
need to find n solutions of the form written in Eq. 2.48. The implication of
Eq. 2.48 is that we should later take the real or imaginary part, each cor-
responding to a different possible solution. Consequently, n normal modes
correspond to 2n real solutions.
Once we find the normal modes, which are characterized by their frequency
ω and amplitudes Ai , we can construct the general solution of the problem.
This is given by some linear superposition of normal modes, which we can
determine from the initial condition of the problem.
To proceed let us write the equation of motion of the coupled modes (Eq. 2.47)
in matrix form:
Mẍ = −Kx (2.49)
13
where
M1 0 . . . 0
0 M2 . . . 0
M= .. .. .. (2.50)
..
. . . .
0 0 0 Mn
K11 K12 . . . K1n
K21 K22 . . . K2n
K= .. .. .. (2.51)
..
. . . .
Kn1 Kn2 . . . Knn
Recall that x = Aeiωt for a normal mode solution (as we wrote in Eq. 2.48).
Consequently ẍ = −ω 2 x, allowing us to re-write the matrix equation of
motion as:
Mω 2 x = Kx (2.52)
→ M−1 Kx = ω 2 x (2.53)
where M−1 is the inverse of M. The above equation is an eigenvalue equa-
tion, where ω 2 are the eigenvalues and A are the eigenvectors. Note that
since we have an n × n matrix we have n eigenvalues and eigenvectors,
corresponding to the n normal mode solutions we were searching for.
14
Of course, we probably could have written down the forces immediately
without first worrying about the potential energy in this example. We any-
way find from Newton’s second law:
m1 0 ẍ1 3k −2k x1
=− (2.57)
0 m2 ẍ2 −2k 4k x2
Substituting x = Aeiωt :
3k −2k A1 2 m 0 A1
=ω (2.58)
−2k 4k A2 0 2m A2
2
3 −2 A1 mω A1
= (2.59)
−1 2 A2 k A2
To solve this eigenvalue equation, let us first define λ = mω 2 /k such that:
3 − λ −2 A1 0
= (2.60)
−1 2 − λ A2 0
For there to be a solution, the determinant of the 2 × 2 matrix must vanish,
giving us the quadratic equation:
(3 − λ) (2 − λ) − 2 = 0 (2.61)
2
λ − 5λ + 4 = 0 (2.62)
The p
solutions are λ =p1 and λ = 4, giving the normal mode frequencies
ω = k/m and ω = 2 k/m.
The eigenvectors are found by substituting the values of λ back into Eq. 2.60.
This gives A2 = A1 for λ = 1 and A2 = −A1 /2 for λ = 4. Let us recall
that only the ratio of Ai is determined: multiplying the amplitudes by a
constant gives the same normal mode. It is however common to normalize
the eigenvectors such that they have unit modulus (A21 + A22 = 1):
p 1 1
ω = k/m A= √ (2.63)
2 1
p 1 2
ω = 2 k/m A= √ (2.64)
5 −1
Let us now consider the meaning of the result. The first normal mode cor-
responds to the same frequency as when the masses are uncoupled. In this
case the two masses oscillate in phase and with the same amplitude such
that the central spring neither contracts or extends.
The second mode corresponds to when the masses move out of phase with
each other. In this mode the smaller mass m1 has twice the amplitude of
displacement of the larger mass m2 .
15
2.4.3 Beats
For simplicity, let us now consider the case of two coupled oscillators of equal
mass, m1 = m2 = m, which experience the same force constant k1 = k2 = k.
From symmetry we can then expect one normal mode where the masses os-
cillate in phase with the same amplitude. In this case, the connecting spring
remains unstretched. A second normal mode corresponds to the situation
where the masses oscillate out of phase.
Let us consider the case where the constant of the connecting spring is
k′ = ǫk, where ǫ ≪ 1. The method of the previous subsection can be
repeated, and one finds that the normal modes are given by:
r
k 1 1
ω1 = A1 = √ (2.65)
m 2 1
r
k 1 1
ω2 = (1 + 2ǫ) A2 = √ (2.66)
m 2 −1
If the system starts from rest, then ẋ(t) = 0 giving c3 = 0 and c4 = 0. Let
us consider the initial condition where the first oscillator is displaced:
d
x(0) = (2.68)
0
c1 1 c2 1
=√ +√ (2.69)
2 1 2 −1
√
The solution to the above equation is given by c1 = c2 = d/ 2. The motion
of the system is then:
d
x1 (t) = (cos(ω1 t) + cos(ω2 t)) (2.70)
2
d
x2 (t) = (cos(ω1 t) − cos(ω2 t)) (2.71)
2
Noting the trigonometric identities:
1 θ+φ θ−φ
(cos θ + cos φ) = cos cos (2.72)
2 2 2
1 θ+φ θ−φ
(cos θ − cos φ) = − sin sin (2.73)
2 2 2
16
we can re-write the motion of the system as:
ω2 − ω1 ω1 + ω2
x1 (t) = d cos t cos t (2.74)
2 2
ω2 − ω1 ω1 + ω2
x2 (t) = d sin t sin t (2.75)
2 2
For small ǫ the frequencies ω1 and ω2 are similar. We can see that the motion
of each oscillator has a fast oscillation at the average frequency (ω1 + ω2 )/2,
modulated by a slow variation at the difference frequency (ω2 − ω1 )/2. One
can also observe the phenomenon of beating (see Fig. 2.3). Starting the first
oscillator in motion, we can see that the first oscillator gradually transfers
its energy to the second. Eventually, the first oscillator completely stops as
all energy has been transferred to the second oscillator. The process then
repeats and the oscillators periodically transfer energy back and forth.
1.0
0.5
x1d
0.0
-0.5
-1.0
0 5 10 15
Ω1tH2ΠL
1.0
0.5
x2d
0.0
-0.5
-1.0
0 5 10 15
Ω1tH2ΠL
Figure 2.3: Displacements x1 and x2 given by Eqs. 2.74 and 2.75. The first
mass is initially displaced by an amount d. Time is plotted in units of the
period of the lower frequency normal mode. ǫ = 0.1.
17
2.5 The Beaded String
In this section we’ll consider a string carrying N beads of equal mass M ,
equally spaced a distance a apart. The ends of the string are fixed, with a
distance a between the first end and the first bead as well as between the
second end and the last bead. The string is also characterized by a tension
T . We’ll consider transverse oscillations of the string.
c
un-1
u1 u2
un-1 un+1
Let the displacement of the nth bead be un . Using Newton’s second law we
can write the equation of motion, where the force on the nth bead can be
deduced from some trigonometry:
u0 = 0 and uN +1 = 0 (2.79)
18
where An are some set of constant coefficients. Substituting into the equa-
tion of motion (Eq. 2.78) gives:
T
ω 2 An = (−An−1 + 2An − An+1 ) (2.81)
Ma
To continue, let us first try to solve the case of an infinite chain of beads.
This may seem more challenging, but in an infinite system we can make use
of the property of translational invariance, that is, if we move one step to
the left or right the system looks the same. As we will see this will make it
easier to find the normal modes in the limit of an infinite chain.
Once we know the normal modes of an infinite chain we will select particular
combinations of them that satisfy the boundary conditions so that the ends
of the finite chain are fixed.
where h is some constant factor that makes the amplitudes of the shifted
mode proportional to the old ones. If we apply the above relation repeatedly
we can write:
An = hn A0 (2.84)
Here A0 is arbitrary and sets the overall scale. Substituting the above rela-
tion into Eq. 2.81:
T
ω 2 hn A0 = −hn−1 A0 + 2hn A0 − hn+1 A0
(2.85)
Ma
2 T 1
→ ω = 2−h− (2.86)
Ma h
19
Note that if we obtain a normal mode described by h then there is another
normal mode with the same frequency given by 1/h. In general, the mode
with frequency ω is then some combination of modes An = hn A0 and An =
h−n A0 , that is:
An = αhn + βh−n (2.87)
where α and β are constants.
For a string with six beads, we obtain the normal modes plotted in Fig. 2.5
by setting m = 1, 2, . . . , 6.
Note that Eq. 2.91 admits values of m greater than six as well. These
however give the same modes; as shown in Fig. 2.6 the modes repeat when
m > 6. Hence a beaded string with six degrees of freedom has six normal
modes.
20
0 1 2 3 4 5 6 7 0 1 2 3 4 5 6 7
0 1 2 3 4 5 6 7 0 1 2 3 4 5 6 7
0 1 2 3 4 5 6 7 0 1 2 3 4 5 6 7
0 1 2 3 4 5 6 7 0 1 2 3 4 5 6 7
0 1 2 3 4 5 6 7 0 1 2 3 4 5 6 7
Figure 2.6: Repetition of normal modes for mode numbers greater than six.
The modes 3, 11, 17, and 25 are shown. All the modes are equivalent up to
an overall multiplication constant (which could be negative).
The normal mode frequencies are given by inserting Eq. 2.91 into Eq. 2.88:
r r
T θ T mπ
ω=2 sin =2 sin (2.92)
Ma 2 Ma 2(N + 1)
21